HomeMy WebLinkAbout05 - Amending the Term of Citizen Appointees and Changing the Meeting Schedule of the Finance CommitteeTO:
FROM
CITY OF
NEWPORT BEACH
City Council Staff Report
September 13, 2017
Agenda Item No. 5
HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL
Dan Matusiewicz, Finance Director - 949-644-3123,
dmatusiewicz@newportbeachca.gov
PREPARED BY: Steve Montano, Deputy Finance Director,
smontanoC@newportbeachca.gov
PHONE: 949-644-3240
TITLE: Resolution No. 2017-58: Amending the Term of Citizen Appointees
and Changing the Meeting Schedule of the Finance Committee
ABSTRACT:
The proposed changes to the Finance Committee's authorizing resolution will provide
greater scheduling flexibility for Committee meetings and will align the terms of citizen
appointees with the fiscal year, as opposed to the calendar year. This is a request by
Council Member William O'Neill.
RECOMMENDATION:
a) Determine this action is exempt from the California Environmental Quality Act (CEQA)
pursuant to Sections 15060(c)(2) and 15060(c)(3) of the CEQA Guidelines because
this action will not result in a physical change to the environment, directly or indirectly;
b) Adopt Resolution No. 2017-58, A Resolution of the City Council of the City of Newport
Beach, California, Amending the Finance Committee's Meeting Schedule and the
Term of its Citizen Appointees, to (1) modify the term of the Finance Committee's
Citizen Appointees to align with the fiscal year; (2) clarify the duration of a Citizen
Appointee's term to be one year or until their successor is appointed and qualified;
and (3) establish a new meeting schedule; and
c) Extend the term of existing citizen appointees through June 30, 2018.
FUNDING REQUIREMENTS:
There is no fiscal impact related to this item.
DISCUSSION:
Since the newly -reconfigured Finance Committee began its work in 2015, a few issues
have arisen that could improve the manner in which the Committee conducts its business.
Importantly, Committee members were appointed by the Council in January of any one
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Resolution No. 2017-58: Amending the Term of Citizen Appointees and
Changing the Meeting Schedule of the Finance Committee
September 13, 2017
Page 2
year, right in the middle of budget discussions. Additionally, the Finance Committee's
membership has found that an afternoon meeting time has been ideal for its operations,
while still allowing ample time for public participation.
The proposed changes to the Finance Committee will: (1) modify the term of the Finance
Committee's Citizen Appointees to align with the fiscal year; (2) clarify the duration of a
Citizen Appointee's term to be one year or until their respective successor is appointed
and qualified; and (3) establish a new meeting schedule. Much of the Committee's work,
such as review of the annual budget, occurs within the fiscal year timeline.
Specifically, the new language establishing a meeting schedule will state: "The frequency
and number of Committee meetings will be determined by the Finance Committee, as
needed, based on the Committee's annual work plan."
Although not included in the resolution, members of the Finance Committee also request
Council authority to extend the term of existing citizen appointees through June 30, 2018.
ENVIRONMENTAL REVIEW:
Staff recommends the City Council find this action is not subject to the California
Environmental Quality Act (CEQA) pursuant to Sections 15060(c)(2) (the activity will not
result in a direct or reasonably foreseeable indirect physical change in the environment)
and 15060(c)(3) (the activity is not a project as defined in Section 15378) of the CEQA
Guidelines, California Code of Regulations, Title 14, Chapter 3, because it has no
potential for resulting in physical change to the environment, directly or indirectly.
NOTICING:
The agenda item has been noticed according to the Brown Act (72 hours in advance of
the meeting at which the City Council considers the item).
ATTACHMENTS:
Attachment A — Finance Committee Description (redline version)
Attachment B — Resolution No. 2017-58
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ATTACHMENT A
FINANCE COMMITTEE
AUTHORIZATION: Established by Resolution No. 94-110 adopted on December 12,
1994. Modified by Resolution No. 96-100 adopted on December 9, 1996. Disbanded by
Resolution No. 98-32 adopted on May 11, 1998. Re-established by Resolution
No. 2000-103 adopted on December 12, 2000. Duties and membership amended by
Resolution No. 2007-21 adopted on April 10, 2007. Purpose and responsibilities amended
by Resolution No. 2013-32 adopted on April 9, 2013. Membership, qualifications and term
of members, and purpose and responsibilities amended by Resolution No. 2015-5
adopted on January 13, 2015. Term of citizen appointees and Committee meeting times
amended by Resolution No. 2017- adopted on September 12, 2017.
MEMBERSHIP:
Seven (7) total. Three (3) Council Members appointed by the Mayor subject to full City
Council approval. Four (4) Citizen dviserscitizen members appointed by the Council
Members not on the Committee subject to approval of the full City Council "Citizen
Appointees"). Citizen Advisers Appointees have equal voting status. The Mayor shall
appoint the chairperson subject to confirmation of the full City Council.
Staff support shall be provided primarily by the City Manager and the Finance Director
and by other staff as necessary.
The frequency and number of Committee meetings will be determined by the Finance
Committee, as needed, based on the Committee's annual work plan. novo+inrrc +„ ho
MORthly er semi MORthly OR the City GeURGil Chambers, as required, eR weekRight (M Th)
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TERM OF COUNCIL MEMBERS: Indefinite pending City Council action.
TERM OF CITIZEN APPOINTED MEMBERSAPPOINTEES: Appointed aAnnually on a
fiscal year (July 1 to June 30) basis. Citizen Appointees shall serve for a one-year term
or until their respective successor is appointed and aualified.
QUALIFICATIONS OF CITIZEN APPOINTED RAFnnRGacAPPOINTEES:
1. Must be a resident of the city of Newport Beach
2. Must be a registered voter in Newport Beach
3. Must be appointed by a City Council Member
4. Recommended, but not required, that the appointee be a CPA, CFA or
Business/Finance major or other such designation as may be appropriate.
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PURPOSE & RESPONSIBILITIES:
A. Review and monitor events and issues which may affect the financial status of the
City;
B. Make recommendations to the City Council regarding amendments to financial and
budgetary policies;
C. In accordance with Sections 504 & 1101 of the City Charter, review the City Manager's
proposed budget and give recommendations to the City Manager in advance of the
budget's presentation to the City Council. The Committee's recommendations shall
be provided in writing to the City Council along with the City Manager's presented
budget.
D. Recommend for Council approval, and manage an on-going process for measuring
and setting goals designed to maximize the City's revenues consistent with existing
taxation structures and inter- governmental funding opportunities, fee generation
consistent with market rate charges for City provided services and market rate fees
for utilization of City owned assets. Recommend to Council major initiatives to
accomplish identified goals;
E. Recommend for Council approval, and manage an on-going process for measuring
and setting goals designed to minimize the City's cost to provide core services and
required activities, consistent with the desired service level for residents and other
internal and external customers. Recommend to Council major initiatives to
accomplish identified goals;
F. Review with staff on an annual basis the timing, means of financing, and fiscal impacts
associated with funding the high-priority projects designated in the Facilities Financing
Plan. After approval by the City Council, identify, review and annually recommend to
Council the most advantageous methods to fund the City Council's approved Facilities
Financing Plan;
G. Identify, review and annually recommend to Council the most advantageous methods
to fund the City's long term compensation and benefit program liabilities;
H. Review and recommend to Council policies related to the setting of funding goals for
reserves, and review on-going progress related thereto;
I. Review the structure and documentation of any proposed debt financing to assess the
risk associated with debt usage;
J. Conduct audit conference meeting(s) with the auditors to provide independent review
and oversight of the City of Newport Beach's financial reporting processes, framework
of internal control, and to provide a forum in which auditors can candidly discuss
concerns in the absence of staff; and
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K. Recommend for Council approval and monitor and review activities related to
Investment Guidelines for City Reserve and investment funds.
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ATTACHMENT B
RESOLUTION NO. 2017-58
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
NEWPORT BEACH, CALIFORNIA, AMENDING THE
FINANCE COMMITTEE'S MEETING SCHEDULE AND THE
TERM OF ITS CITIZEN APPOINTEES
WHEREAS, the City Council of the City of Newport Beach ("City") has a long and
established history of being good guardians and stewards of the public's money;
WHEREAS, appropriations, expenditures and other budgetary matters are a
primary concern of the City Council;
WHEREAS, the City Council has adopted various policies regarding financial
matters;
WHEREAS, the City Council has adopted policies regarding income property and
annexations, which may have an impact on the City's finances;
WHEREAS, on December 12, 1994, the City Council adopted Resolution No. 94-
110 establishing the Finance Committee, whose duties and responsibilities have been
amended throughout the years to further protect and safe guard the public's money;
WHEREAS, the Finance Committee is charged with a variety of tasks including,
but not limited to, reviewing and monitoring events and issues that may affect the financial
status of the City and making recommendations to the City Council regarding
amendments to financial and budgetary policies;
WHEREAS, the existing Finance Committee is composed of three City Council
Members, appointed by the Mayor subject to City Council approval, and four citizen
members, appointed by City Council Members not on the Finance Committee subject to
City Council approval ("Citizen Appointees"); and
WHEREAS, the City Council desires to amend the Finance Committee to: (1)
modify the term of its Citizen Appointees to align with the fiscal year; (2) clarify the
duration of a Citizen Appointee's term to be one year or until a Citizen Appointee's
successor is appointed and qualified; and (3) establish a new meeting schedule.
NOW, THEREFORE, the City Council of the City of Newport Beach resolves as
follows:
Section 1: The City Council hereby amends the Finance Committee as described
in the Finance Committee Description, which is attached hereto and incorporated herein
by reference.
Section 2: The City Council hereby repeals all resolutions related to the Finance
Committee that are in conflict with this resolution.
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Resolution No. 2017 -
Page 2 of 4
Section 3: If any section, subsection, sentence, clause or phrase of this
resolution is for any reason held to be invalid or unconstitutional, such decision shall not
affect the validity or constitutionality of the remaining portions of this resolution. The City
Council hereby declares that it would have passed this resolution and each section,
subsection, sentence, clause or phrase hereof, irrespective of the fact that any one or
more sections, subsections, sentences, clauses and phrases be declared
unconstitutional.
Section 4: The recitals provided in this resolution are true and correct and are
incorporated into the substantive portion of this resolution.
Section 5: The City Council find the adoption of this resolution and the
amendment of the Finance Committee is not subject to the California Environmental
Quality Act ("CEQA") pursuant to Sections 15060(c)(2) (the activity will not result in a
direct or reasonably foreseeable indirect physical change in the environment) and
15060(c)(3) (the activity is not a project as defined in Section 15378) of the CEQA
Guidelines, California Code of Regulations, Title 14, Chapter 3, because it has no
potential for resulting in physical change to the environment, directly or indirectly.
Section 6: This resolution shall take effect immediately upon its adoption by the
City Council, and the City Clerk shall certify the vote adopting this resolution.
ADOPTED this 12th day of September, 2017
Kevin Muldoon
Mayor
ATTEST:
Leilani I. Brown,
City Clerk
APPROVED AS TO FORM:
Paron C
City Atto
Attachment: Finance Committee Description
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Resolution No. 2017 -
Page 3 of 4
FINANCE COMMITTEE
AUTHORIZATION: Established by Resolution No. 94-110 adopted on December 12,
1994. Modified by Resolution No. 96-100 adopted on December 9, 1996. Disbanded by
Resolution No. 98-32 adopted on May 11, 1998. Re-established by Resolution
No. 2000-103 adopted on December 12, 2000. Duties and membership amended by
Resolution No. 2007-21 adopted on April 10, 2007. Purpose and responsibilities amended
by Resolution No. 2013-32 adopted on April 9, 2013. Membership, qualifications and term
of members, and purpose and responsibilities amended by Resolution No. 2015-5
adopted on January 13, 2015. Term of citizen appointees and Committee meeting times
amended by Resolution No. 2017-_ adopted on September 12, 2017.
MEMBERSHIP:
Seven (7) total. Three (3) Council Members appointed by the Mayor subject to full City
Council approval. Four (4) citizen members appointed by the Council Members not on
the Committee subject to approval of the full City Council ("Citizen Appointees"). Citizen
Appointees have equal voting status. The Mayor shall appoint the chairperson subject to
confirmation of the full City Council.
Staff support shall be provided primarily by the City Manager and the Finance Director
and by other staff as necessary.
The frequency and number of Committee meetings will be determined by the Finance
Committee, as needed, based on the Committee's annual work plan.
TERM OF COUNCIL MEMBERS: Indefinite pending City Council action.
TERM OF CITIZEN APPOINTEES: Appointed annually on a fiscal year (July 1 to June
30) basis. Citizen Appointees shall serve for a one-year term or until their respective
successor is appointed and qualified.
QUALIFICATIONS OF CITIZEN APPOINTEES:
1. Must be a resident of the city of Newport Beach.
2. Must be a registered voter in Newport Beach.
3. Must be appointed by a City Council Member.
4. Recommended, but not required, that the appointee be a CPA, CFA or
Business/Finance major or other such designation as may be appropriate.
PURPOSE & RESPONSIBILITIES:
A. Review and monitor events and issues which may affect the financial status of the
City;
H.
Resolution No. 2017 -
Page 4 of 4
B. Make recommendations to the City Council regarding amendments to financial and
budgetary policies;
C. In accordance with Sections 504 & 1101 of the City Charter, review the City Manager's
proposed budget and give recommendations to the City Manager in advance of the
budget's presentation to the City Council. The Committee's recommendations shall
be provided in writing to the City Council along with the City Manager's presented
budget;
D. Recommend for Council approval, and manage an on-going process for measuring
and setting goals designed to maximize the City's revenues consistent with existing
taxation structures and inter- governmental funding opportunities, fee generation
consistent with market rate charges for City provided services and market rate fees
for utilization of City owned assets. Recommend to Council major initiatives to
accomplish identified goals;
E. Recommend for Council approval, and manage an on-going process for measuring
and setting goals designed to minimize the City's cost to provide core services and
required activities, consistent with the desired service level for residents and other
internal and external customers. Recommend to Council major initiatives to
accomplish identified goals;
F. Review with staff on an annual basis the timing, means of financing, and fiscal impacts
associated with funding the high-priority projects designated in the Facilities Financing
Plan. After approval by the City Council, identify, review and annually recommend to
Council the most advantageous methods to fund the City Council's approved Facilities
Financing Plan;
G. Identify, review and annually recommend to Council the most advantageous methods
to fund the City's long term compensation and benefit program liabilities;
H. Review and recommend to Council policies related to the setting of funding goals for
reserves, and review on-going progress related thereto;
I. Review the structure and documentation of any proposed debt financing to assess the
risk associated with debt usage;
J. Conduct audit conference meeting(s) with the auditors to provide independent review
and oversight of the City of Newport Beach's financial reporting processes, framework
of internal control, and to provide a forum in which auditors can candidly discuss
concerns in the absence of staff; and
K. Recommend for Council approval, monitor, and review activities related to Investment
Guidelines for City Reserve and investment funds.
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