HomeMy WebLinkAbout00 - Non-Agenda Item - HandoutRECEIVED AFTER AGENDA PRINTED
ITEM NO.
DATE: 0
Transportation Corridor AgenceSTM
A&
TRA NSPOR7-A7-ICN
CORRIDOR AGENCIES
Barbie Daly
Director, Government &
Legislative gilairs
125 PACIFICA, SUITE 100
IRVINE, CA 92618-3304
TEL: 949/754-3466
FAX: 949/754-3467
E MAIL: bda1y9theto11roads.com
www. thetollroads. com
Facebook, com/The TollRoads
TCA History c& Legislative Authority
As Orange County continued to experience population and economic growth through the 1970's and
1980's, the need to provide additional road facilities became evident. Government and business
leaders, along with builders, developers and property owners, sought ways to address funding for these
infrastructure needs in Orange County.
In 1984, the California Legislature passed AB 2431, which later was established as Government Code
Sec. 66484.3 that provided under the existing Joint Exercise of Powers Act (JPA) and the Marks -Roos
Act (which expanded JPA law), for the County of Orange and Orange County cities, which were
within designated areas of benefit, to form the Transportation Corridor Agencies (TCA), for the
purposes of planning, financing, constructing, maintaining, managing and operating thoroughfares and
bridges. Government Code Sec. 66484.3 further allowed for the County and these member cities to
impose a development impact fee within that area of benefit that could be used by the JPA for purposes
of financing these transportation facilities.
TCA's powers and authority come from four sources: (1) the JPA Act, which generally authorizes the
formation of joint powers authorities; (2) TCA's enabling legislation, AB 2431, Government Code
Sec. 66484.3, which was specifically enacted and amended for the purpose of authorizing the County
of Orange and cities within the County, through the TCA, to take those actions necessary for the
construction of major thoroughfares in the County, including issuing bonds and imposing development
impact fees, (3) the El Dorado Toll Tunnel Authority Act; and (4) the Marks -Roos Local Bond Pooling
Act of 1984 ("Marks -Roos Act"), Government Code Sec. 6584.
The Foothill/Eastern Transportation Corridor Agency (F/ETCA) and the San Joaquin Hills
Transportation Corridor Agency (SJHTCA) were then established in 1986 by the County of Orange
and the respective cities. These JPA -wide development impact fees were to be combined with other,
traditional transportation funding to develop the necessary infrastructure. Those other state and federal
sources did not readily materialize.
Additional legislation was passed in 1987, SB 1413 and SB 1415, which further clarified the TCA use
of development impact fees, provided for tolling authority and established revenue bond authority.
SB 1435 and SB 1437 were passed in 1989, which provided TCA with authority to include certain
financing costs in setting the amount of the development impact fees.
All of these moves combined with the unique authority provided through various pieces of legislation,
proved to be a successful formula for the TCA's to finance the development and construction of the
toll road system seen today in Orange County.
San Joaquin Hills
Foothill/Eastern
Transportation
Transportation
Corridor Agency
Corridor Agency
chair.Transportation
Corridor Agencies- chair.
Fred Minagar
Ed Sachs
Laguna Niguel
Mission Viejo
TCA History c& Legislative Authority
As Orange County continued to experience population and economic growth through the 1970's and
1980's, the need to provide additional road facilities became evident. Government and business
leaders, along with builders, developers and property owners, sought ways to address funding for these
infrastructure needs in Orange County.
In 1984, the California Legislature passed AB 2431, which later was established as Government Code
Sec. 66484.3 that provided under the existing Joint Exercise of Powers Act (JPA) and the Marks -Roos
Act (which expanded JPA law), for the County of Orange and Orange County cities, which were
within designated areas of benefit, to form the Transportation Corridor Agencies (TCA), for the
purposes of planning, financing, constructing, maintaining, managing and operating thoroughfares and
bridges. Government Code Sec. 66484.3 further allowed for the County and these member cities to
impose a development impact fee within that area of benefit that could be used by the JPA for purposes
of financing these transportation facilities.
TCA's powers and authority come from four sources: (1) the JPA Act, which generally authorizes the
formation of joint powers authorities; (2) TCA's enabling legislation, AB 2431, Government Code
Sec. 66484.3, which was specifically enacted and amended for the purpose of authorizing the County
of Orange and cities within the County, through the TCA, to take those actions necessary for the
construction of major thoroughfares in the County, including issuing bonds and imposing development
impact fees, (3) the El Dorado Toll Tunnel Authority Act; and (4) the Marks -Roos Local Bond Pooling
Act of 1984 ("Marks -Roos Act"), Government Code Sec. 6584.
The Foothill/Eastern Transportation Corridor Agency (F/ETCA) and the San Joaquin Hills
Transportation Corridor Agency (SJHTCA) were then established in 1986 by the County of Orange
and the respective cities. These JPA -wide development impact fees were to be combined with other,
traditional transportation funding to develop the necessary infrastructure. Those other state and federal
sources did not readily materialize.
Additional legislation was passed in 1987, SB 1413 and SB 1415, which further clarified the TCA use
of development impact fees, provided for tolling authority and established revenue bond authority.
SB 1435 and SB 1437 were passed in 1989, which provided TCA with authority to include certain
financing costs in setting the amount of the development impact fees.
All of these moves combined with the unique authority provided through various pieces of legislation,
proved to be a successful formula for the TCA's to finance the development and construction of the
toll road system seen today in Orange County.
Finances
TCA is rated investment grade by all three major ratings agencies — S&P, Moody's and Fitch, has
record levels of customers — ridership has increased 20 percent since 2015 to 101 million annually,
$380 million in annual toll revenue and $1 billion in reserves.
As recently as this summer Standard and Poor's upgraded the bond ratings for both Foothill/Eastern
and San Joaquin Hills Agencies to A-.
Regarding the San Joaquin Hills corridor ratings increase S&P stated, "the road's market position is
strong, in our opinion. It operates in an area with a population that is road -network reliant; thus, its role
as a congestion reliever with surrounding free alternatives that are among the most heavily -trafficked
and congested in the country, leads us to believe that [it is] becoming a virtual requirement for drivers
who depend on time savings."
Foothill/Eastern System:
• Outstanding principal is $2.4 billion.
• Annual debt payments are well below annual projected revenues that assume only small 2%
inflationary toll rate increases and are scheduled as annual principal and interest payments
ranging from $109 million in 2018 to $225 million in 2039, staying flat through 2043.
• Payments drop to $205 million in 2044 and remain at that level through the final maturity date
of 2053.
San Joaquin Hills System:
Outstanding principal is $2.2 billion.
Annual debt payments are well below annual projected revenues that assume only small 2%
inflationary toll rate increases and are scheduled as annual principal and interest payments
ranging from $107 million in 2018 to $186 million in 2040, staying flat through 2049.
Payments drop to $152 million in the final maturity date in 2050.
Like most toll revenue bond financings that use their advance refunding opportunity several years after
construction, SJHTCA advance refunded its original 1993 bonds in 1997 and F/ETCA refunded its
1995 original bonds in 1999.
In 2013 and 2014, F/ETCA and SJHTCA, respectively, took advantage of the extremely favorable low
interest rates and refinanced the Agencies' debt. This refinancing structured the annual debt payments
to be much lower than the annual revenue projections. The refinancing created margins that protect
against future economic downturns and provided cash flow for future projects in its area of benefit.
Transactions and revenues have exceeded projections every year following the refinancing's of both
Agencies.
In 2013, the California Debt and Investment Advisory Commission (CDIAC) audit conducted by the
state treasurer's office concurred with TCA's decision to refinance its debt.
c 600
0
500
400
300
200
100
0 400
C:
0
300
— Series 2013C Junior Fixed Rate Bonds
— Series 2013B Senior Term Rate Bonds
— Series 2013A & Series 2015A Senior Fixed Rate Bonds
Adjusted Net Toll Revenues
2019 2021 2023 2025 2027 2029 2031 2033 2035 2037 2039 2041 2043 2045 2047 2049 2051 2053
Series 2014B Junior Fixed Rate Bonds
Series 2014A Senior Fixed Rate Bonds
Series 1997A Senior Fixed Rate Bonds
Adj. Net Toll Revenues (no DIFs)
200
100
0
2019 2021 2023 2025 2027 2029 2031 2033 2035 2037 2039 2041 2043 2045 2047 2049
TCA's bond principal has increased over time as originally anticipated in the initial finance
transactions because some of the bonds are capital appreciation bonds (CABs), which are commonly
used project -based finance tools that monetize anticipated growth in revenues.
While the majority of TCA bonds are current interest bonds, CABs are useful because they do not
require payment of current interest and are scheduled so that the interest adds to the principal and is
paid when the bonds mature. This allows for structuring annual debt payments that align with annual
revenues.
The use of CABs has always been well-planned in TCA financings. TCA's debt structures include
known amounts of interest and principal payments each year through the final maturity of all bonds.
There are no "balloon" payments in the very manageable annual debt payments.
TCA has utilized its 20 years of operating experience to structure the debt to match realistic revenue
projections that are only based on the natural growth in transactions due to the growing population and
the development that has occurred as well as planned development that has already been approved,
along with small inflationary toll rate increases. As a mature agency, TCA is now in a position of
financial strength.
TCA's innovative approach to financing thirty years ago enabled the delivery of billions of dollars of
infrastructure by issuing toll revenue bonds backed only by the tolls and DIFs collected rather than by
subsidizing with federal or state funding, or sales tax bonds. The vision of the leadership who formed
these roads in response to the exploding population, worsening traffic congestion and shrinking
government transportation funds has paid off.
Development Impact Fees (RIFs):
Development Impact Fees (DIFs) are not unique to TCA. All new developments are charged DIFs.
Every government in California includes fees on development to fund the infrastructure necessary to
support that development. In some communities, DIFs are charged to fund parks, roads, affordable
housing and new school construction.
In 1986, TCA received the unique ability from the State legislature for its communities of benefit to
pool their DIFs to fund the transportation system infrastructure necessary to support the housing
development that was planned along the TCA's corridors. Each TCA Member City voted to impose
these DIFs as part of their requirements of new development within their communities because they
understood the regional nature of transportation needed to support their growing communities.
Governments charge DIFs once on new residential properties. Remodels do not generate additional
fees unless a new unit is added. Nonresidential fees are based on square footage. If nonresidential
properties are modified, only additional square footage generates a fee.
If a person's home within TCA's area of benefit was built before 1986, no DIFs allocated to TCA were
collected on that home.
Diagram of Capital Improvements
Completed
®/ All Electronic Tolling
Projects
To date, TCA has constructed 51 miles of roads representing 20 percent of Orange County's highway
system. As a result of TCA's innovative financing, over $2 billion of infrastructure was deeded to the
State of California and is part of the state highway system. In current dollars that amount increases
substantially to nearly $4 billion. TCA does not own the roads. Caltrans owns the roads, and as a
result, Caltrans maintains those roads. Given the significant cost TCA incurred, it is worth repeating
that after the Agency planned, designed, financed, and built the roads, TCA turned the right-of-way for
the roads over to the State of California in fee title as part of the state highway system.
There are still significant investments that are needed by TCA to the existing system, independent of
any extensions. These include over 200 lane miles of toll road widening along with a number of
interchanges including the 241-91 Express Connector.
Foothill/Eastern Transportation Corridor Agency Completed Projects
1. 241 Banderas Bridge Overcrossing. - This project provided a new overcrossing of the 241 Toll
Road between Antonio Parkway and Santa Margarita Parkway. It was sponsored by the City of
Rancho Santa Margarita to provide improved traffic circulation within the City. The F/ETCA
contributed $1.22 million as its fair share of the project costs.
2. Santa Margarita Parkway On -Ramp Widening - The northbound on-ramp at this location
previously narrowed to a single lane prior to merging into the mainline. This project added a
second lane to the ramp to address high peak -hour traffic volumes, which also required
widening the 1,500 -foot -long Arroyo Trabuco Creek Bridge. The -bridge was widened to the
Ultimate Corridor configuration at a total project cost of $11.57 million.
3. Arroyo Trabuco Southbound Bridge Widening. - During construction of the Santa Margarita
Parkway On -Ramp Widening project, the contractor was asked to price a similar widening of
the southbound traffic structure thereby allowing both northbound and southbound structures to
be widened to their Ultimate Corridor width at the same time. This would allow only one
disruption of the Arroyo Trabuco Creek below the bridge. The project was designed and
constructed including the addition of a second exit lane to Santa Margarita Parkway at a total
project cost of $8.52 million.
4. 241 northbound widening — One additional mixed flow lane was constructed in the median of
the 241 northbound from Arroyo Trabuco Creek to Bake Parkway. This project included the
widening of five twin northbound and southbound bridges to their Ultimate Corridor
configuration. The total project cost was $15.28 million.
5. 241 Tomato Springs Toll Plaza Third FasTrak Lanes — These lanes were added to address
increasing traffic volumes and FasTrak usage at this SR 241 location. Included was a
reconfiguration of the lane delineation between the toll plaza and the adjacent SR 133
Interchange to encourage FasTrak as the predominant toll payment method. The total project
cost was $3.11 million.
6. Landscaping Enhancements — Two separate contracts were designed and constructed/installed
on the 241 and 261 Corridors. These were completed at project costs totaling $5 million. Grant
funds of $750,000 reduced the Agency's net cost by that amount.
7. Toll Plaza Water & Wastewater — Improvements to the toll plaza water and wastewater systems
were completed at three mainline toll plazas on the 241, 261 and 133 Toll Roads, including one
new connection to a public sewer. The total project cost was $223,000.
8. 133 Widening —One mixed flow lane was added in each direction from I-5 to 241 along with
median guard rail for most of the 2.5 -mile project length. The total project cost was $5.39
million.
9. Windy Ridge FasTrak Lane Widening - The project added a third general purpose FasTrak lane
in each direction within the 241 -roadway median through the Windy Ridge Mainline Toll Plaza
from south of the Southern California Edison (SCE) wildlife undercrossing to north of the
Windy Ridge wildlife undercrossing, a distance of 3.0 miles. Widening the southbound SCE
bridge and the northbound Windy Ridge Wildlife bridge was also included in the project.
10. All -Electronic Tolling — In May 2014, the Agencies ceased collecting cash on the system. This
was a multi-year process that involved each of the departments within the TCA. All -Electronic
Tolling provides for license plate tolling for those that do not have a FasTrak account.
11. Wildlife Safety Fence Phases 1, 2A, and 2B — In FY 2016, Phases 1, 2A, and 2B were
constructed. This 6.4 mile stretch along SR 241 from the Chapman/Santiago Canyon Road
interchange to SR -91 has been completed and is expected to reduce the number of wildlife -
vehicle collisions on the SR 241.
12. Toll Booth Removal Phase 1 — After completion of the conversion to All -Electronic Tolling,
the remaining toll booths on the system were evaluated for removal. Construction of Phase 1
included the removal of the toll booths and related equipment on multi -lane ramps where traffic
passed on both sides of the existing toll booths. Schedule for future phases has not yet been
identified.
San Joaquin Hills Transportation Corridor Agency Completed Projects
1. 73 @ Glenwood Interchange Phase I — This project included the design and construction of
ramps to and from the north at Glenwood/Pacific Park Drive on the 73 Toll Road. Work was
performed under a design -build contract at a total project cost of $8.50 million. Just under $6.7
million was received by the San Joaquin Hills Agency in grant funding for the project.
2. Landscaping Enhancements — A contract was completed to enhance the landscaping at
interchanges along the SR 73, at a cost of $2.3 million.
3. 73 Northbound Roadway Widening — This project added a fourth lane to the northbound
mainline in two locations: 1) from the former lane drop north of Aliso Viejo Parkway to north
of the Laguna Canyon Road entrance ramp, a distance of 2.4 miles, and 2) from the Catalina
View Mainline Toll Plaza cash lane merge, to the MacArthur Blvd. exit, a distance of 3.3
miles.
4. All -Electronic Tolling — In May 2014, the Agencies ceased collecting cash on the system. This
was a multi-year process that involved each of the departments within the TCA. All -Electronic
Tolling provides for license plate tolling for those that do not have a FasTrak account.
5. Toll Booth Removal Phase 1 — After completion of the conversion to All -Electronic Tolling,
the remaining toll booths on the system were evaluated for removal. Construction of Phase
included the removal of the toll booths and related equipment on multi -lane ramps where traffic
passed on both sides of the existing toll booths. Schedule for future phases has not yet been
identified.
Future Challenges
Orange County Transportation Authority's (OCTA) 2018 Long Range Transportation Plan (LRTP)
and California State University, Fullerton's (CSUF) Center for Demographic Research (CDR)
highlight the problem we're facing. Based on their growth projections between 2015-2040, Orange
County's population will increase by 310,000 people, leading to the construction of 120,000 new
homes and the creation of 275,000 new jobs to support population and housing growth. Based on
these figures, additional transportation infrastructure will be critical to maintain Orange County's high
quality of life and economic vitality.
Ultimately, Orange County benefits from a variety of transportation resources such as federal and state
funding, and OCTA's M2 program, but because of the uncertainty attached to all public funding, non-
recourse toll revenue bonds provide the certainty that South Orange County needs to ensure significant
traffic improvements get built.
Orange County has always been on the forefront of finding solutions that meet the growing demand for
roadway capacity. The county has benefitted from this collaboration and utilization of multiple
funding sources. Elected leaders fought hard to create the TCA with the unique ability and
authorization to access private capital that could be used to the benefit of the public. These locally
controlled funds are in the form of non-recourse toll revenue bonds that are not backed by the
government or tax dollars. Through this financing mechanism TCA is able to provide additional
transportation options that otherwise would not be constructed.
241/91 Direct Connector
The 91 freeway is one of the nation's most heavily congested corridors. A partnership between
Caltrans, OCTA, TCA and RCTC is in the public's best interest as it would provide an additional
opportunity for drivers to bypass the general purpose lanes by connecting directly from one tolled
facility to another, which in turn eases the traffic congestion in the general purpose lanes.
Recent studies indicate that today nearly 40,000 vehicles travel through the 91 Corridor between
Orange County and the Inland Empire during peak commute times. By 2040, the daily number of cars
in that corridor during peak commute times is expected to increase to 50,000. That means we will
experience 20 percent more traffic than we do today. In addition, recently completed traffic studies by
Stantec show that travel time between Interstate 55 and the McKinley Avenue exit on the 91 would
decrease by 11 minutes in the general purpose lanes. Adding to that challenge is the fact that earlier
this year the U.S. Census Bureau reported that Riverside County ranked No. 3 in population growth
among large counties in the nation.
In addition to the increasing traffic, the safety benefits of a direct connection between the two facilities
must be considered as it would eliminate the need for vehicles entering the 91 from the 241 Toll Road
to weave across multiple general purpose lanes to access the 91 Express Lanes, which also causes
traffic to slow down. A direct connection will enhance regional connectivity, improve air quality and
reduce stop -and -go traffic between the Inland Empire and Orange County.
Recent actions by the three Orange County cities most impacted by the 91 congestion underscore the
value to both local and regional traffic the direct connector would bring. Anaheim, Orange and Yorba
Linda all passed resolutions in the summer of 2018 encouraging Caltrans, OCTA and TCA to continue
project progress and not delay future phases.
South County Traffic Relief Effort — Get Moviniz Orange County
With Orange County's population expected to increase by 310,000 more residents between 2015-2040,
resulting in an additional 120,000 homes and 275,000 new jobs, TCA is committed to identifying
solutions that will relieve traffic congestion through South Orange County.
In 2008, the California Coastal Commission denied a key pen -nit for the previously proposed project
known as State Route 241 Foothill -South, which would have completed our region's toll highway
network by connecting the 241 Toll Road with Interstate 5 south of San Clemente. TCA appealed the
decision to the U.S. Secretary of Commerce who decided not to overrule the California Coastal
Commission's decision. As a result, TCA was advised by the Governor's office to pursue an
agreement with the environmental coalition in opposition to that alignment to determine what could
and could not be done in terms of finding a solution to the regional traffic congestion.
In November 2016, TCA agreed to a settlement with the Save San Onofre Coalition. This settlement
agreement came after 15 years of litigation and involved 12 environmental organizations, the Attorney
General, the State Parks Foundation and the Native American Heritage Commission. As a result of this
agreement, TCA is now able to explore possibilities that deliver meaningful traffic relief for our
region.
In collaboration with Caltrans, OCTA, the County of Orange, and cities in the area of benefit, TCA has
led a robust public engagement effort to seek broad input in advance of defining traffic relief
alternatives to be further studied in detail through a formal environmental review. Through this
comprehensive engagement effort, the purpose and fundamental objectives of the South County Traffic
Relief Effort were established and defined with input and concurrence from local elected officials to
address north -south regional mobility in South Orange County and accommodate regional travel
demand in a manner that promotes the supporting objectives to:
• Improve regional mobility by reducing congestion on 1-5 during peak commuting hours
and weekends
• Provide additional north -south capacity in case of traffic incidents on 1-5
• Enhance bike and pedestrian opportunities
TCA's planning activities for the South County Traffic Relief Effort are in accordance with TCA's
role as the sponsoring agency for the project. The California Environmental Quality Act (CEQA) and
the National Environmental Policy Act (NEPA) require the study of a range of alternatives and a no -
build option in the formal environmental phase. During this phase, a detailed traffic analysis, as
mandated by the CEQA/NEPA process, will be conducted to determine the actual volume of traffic
needing to be accommodated. Ultimately, we are confident this analysis will provide a balanced
solution addressing community concerns and regional mobility.