HomeMy WebLinkAbout09 - Annual Reporting on Development Impact Fees and Development AgreementsTO:
FROM
CITY OF
NEWPORT BEACH
City Council Staff Report
December 11, 2018
Agenda Item No. 9
HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL
Dan Matusiewicz, Finance Director - 949-644-3123,
dmatusiewicz@newportbeachca.gov
PREPARED BY: Rukshana Virany, Accounting Manager
rvirany@newportbeachca.gov
PHONE: 949-644-3146
TITLE: Annual Reporting on Development Impact Fees and Development
Agreements
ABSTRACT:
Pursuant to the Mitigation Fee Act (Government Code Section 66000, et seq.), the City
is required to report on the receipt and use of development impact fees.
Regarding Development Agreements (Government Code Section 65865(e)), the City is
required to comply with the reporting requirements in Government Code Section 66006
with respect to any fee the City receives or cost it recovers.
RECOMMENDATION:
a) Determine this action is exempt from the California Environmental Quality Act (CEQA)
pursuant to Sections 15060(c)(2) and 15060(c)(3) of the CEQA Guidelines because
this action will not result in a physical change to the environment, directly or indirectly;
and
b) Receive and file the Annual Reports on Development Impact Fees and Development
Agreements.
FUNDING REQUIREMENTS:
There is no fiscal impact related to this item.
DISCUSSION:
The Mitigation Fee Act (hereafter "the Act") requires each agency that imposes
development impact fees to submit annual and five-year reports providing specific
information about the receipt and use of such fees. Fees collected must be placed in
separate accounts and not commingled with other sources of general revenues. Interest
on each account must be credited to that account and used only for the purpose for which
the fees were collected. The Act also requires that the City make periodic findings in
order to justify continued receipt of unexpended funds, or possibly be subject to refunding
a portion of such funds.
9-1
Annual Reporting on Development Impact Fees and Development Agreements
December 11, 2018
Page 2
Although the Act does not apply to Developer Agreements, the reporting requirements on
both the Development Impact Fee and Developer Agreements are the same and fall
under Government Code Section 66006.
Section 66006(b) of the Act requires that within 180 days after the close of the fiscal year,
the City must make available to the public a brief description of the fee, amount of the
fee, beginning and ending balances of the account or fund for the fiscal year, and amount
of fees collected and the interest earned. The Act also requires identification of each
public improvement on which the fees were expended and the amount of the expenditures
on each improvement, an approximate date by which the construction of the public
improvement will commence, a description of each inter -fund transfer or loan made from
the account or fund, and the amount of any refunds made due to the inability to expend
impact fees. Section 66001(d) provides that, for the fifth fiscal year following the first
deposit into the account or fund and every five years thereafter, the City shall make
findings with respect to any portion of the fee remaining unexpended, whether committed
or uncommitted.
The City is in conformance with the Act, is not subject to any refunding requirements, and
the City has Fair Share Fees for traffic mitigation as the only source of reportable impact
fees. Regarding Development Agreements, the City has one reportable Development
Agreement, the Uptown Newport Development Agreement. The first deposit for the
Uptown Newport Development Agreement was received during Fiscal Year 2016-17, as
a result, the City has nothing to report under the five-year reporting requirement.
On March 26, 2013, Council adopted Policy 1-13, which established a funding source for
and the creation of the Public Arts and Cultural Facilities Fund. Two percent of all public
benefit fees received pursuant to future Development Agreements would be transferred
to this fund, for the acquisition, installation and maintenance of art structures in public
places throughout the City. On August 8, 2017, the City Council approved Resolution No.
2017-55 which rescinded Policy 1-13. The attached report covers the period of financial
activity from July 1, 2017 through June 30, 2018. On September 12, 2017, the City
Council authorized the transfer of the total remaining balance of funds in the Public Arts
and Cultural Fund to the Fire Station capital improvement fund. The Public Arts and
Cultural Fund is currently no longer active.
Attachments A and B provide additional narrative and all the required information related
to the annual review and accounting of applicable development impact fees and
Development Agreements, as well as periodic findings concerning unexpended funds.
ENVIRONMENTAL REVIEW:
Staff recommends the City Council find this action is not subject to the California
Environmental Quality Act (CEQA) pursuant to Sections 15060(c)(2) (the activity will not
result in a direct or reasonably foreseeable indirect physical change in the environment)
and 15060(c)(3) (the activity is not a project as defined in Section 15378) of the CEQA
Guidelines, California Code of Regulations, Title 14, Chapter 3, because it has no
potential for resulting in physical change to the environment, directly or indirectly.
9-2
Annual Reporting on Development Impact Fees and Development Agreements
December 11, 2018
Page 3
NOTICING:
The agenda item has been noticed according to the Brown Act (72 hours in advance of
the meeting at which the City Council considers the item).
ATTACHMENTS:
Attachment A — City of Newport Beach
2017-2018
Attachment B — City of Newport Beach
2017-2018
Development Impact Fee Report Fiscal Year
Development Agreements Report Fiscal Year
9-3
Attachment A
City of Newport Beach Development Impact Fee Report Fiscal Year 2017-2018
City of Newport Beach
Development Impact Fee Report
Fiscal Year 2017-2018
Background
The City's Fair Share Fee program was originally adopted in 1984, updated in 1994 and adjusted
periodically based upon the consumer price index. The purpose of the Fair Share Fee program is
to equitably distribute the cost of traffic congestion reduction improvements to the future
development that generates the need for such projects. The fair share traffic contribution is
based upon the unfunded portion of the estimated construction cost of the total circulation
system roadway improvements necessary to implement the master plan of streets and highways
(net roadway costs), and the total number of vehicle trips anticipated as a result of trend growth.
The Mitigation Fee Act, Government Code §66000 et seq., (the "Act"), the bulk of which were
adopted as 1987's AB 1600, contains what are commonly referred to as "AB 1600 requirements".
The Act governs the establishment and administration of development impact fees paid by new
development projects for public facilities needed to serve new development. Fees must be
separately accounted for and used for the specific purpose for which the fee was imposed.
Annual Reporting
The Act requires that the City prepare an annual report detailing the status of collected
development impact fees as defined in the Act. The annual report must be made available to the
public and presented to the City Council not less than fifteen (15) days after it is made available
to the public at the next regularly scheduled City Council meeting. The meeting before the City
Council must be held within one hundred eighty (180) days of the end of the fiscal year. The
report must include the type of fee, beginning and ending balances, the amount of fees collected
and interest earned, expenditures by type, a description of interfund transfers or loans, and the
amount of any refunds made.
Excluded from this report are types of developer fees that are not subject to the reporting
requirements of the Act. For example, fees collected pursuant to the City's zoning powers, rather
than pursuant to the Act, are in -lieu housing fees, public art -in -lieu fees and park -in -lieu fees.
1
9-5
Annual Report
To comply with Government Code §66006, the following information regarding AB 1600 fees is
presented:
1) A brief description of the type of fee in the account or fund:
Fair Share Fees - These fees provide funding to accommodate traffic generated
by future development within the City and are separately accounted for in the
Circulation & Transportation Fund.
2) The amount of the Fair Share Fee:
Fair Share rate is $208.37 per trip for Fiscal Year 2017-2018.
3) The Beginning & Ending balance of the account or fund:
See attached Financial Report.
4) The amount of fees collected and interest earned:
See attached Financial Report.
5) An identification of each public improvement on which fees were expended and the
amount of the expenditures on each improvement, including the total percentage of the
cost of the public improvement that was funded with the fees:
See attached Financial Report.
6) An identification of an approximate date by which the construction of the public
improvements will commence if the City determines that sufficient funds have been
collected to complete financing on an incomplete public improvement, as identified in
the City's master plans, and the public improvement remains incomplete:
Fiscal Year 2017-2018 public improvement projects are underway and expected
to be completed in 2019.
7) A description of each interfund transfer or loan made from the account or fund, including
the public improvement on which the transferred or loaned fees will be expended, and in
2
WO
the case of an interfund loan, the date on which the loan will be repaid, and the rate of
interest that the account or fund will receive on the loan:
No interfund transfers or loans were made during the fiscal year.
8) The amount of refunds or any allocation made pursuant to subdivision (f) of Section
66001:
No refunds were made during the fiscal year.
Financial Report
Fair Share Revenues, Expenditures & Changes in Fund Balance
FY 2017-2018
Revenues:
Fair Share Fees
Investment Income
Total Revenues
Expenditures:
Capital Improvement Projects
Newport Blvd. Traffic Signal Synchronization (15T08)
Traffic Signal Modernization Phase 6 (15T10)
Corona del Mar Bypass Plan Studies (16T11)
Total Expenditures
Net Change in Fund Balance
Fund Balance, Beginning
Fund Balance, Ending
Description of Projects
Total Project
Costs
(FY Only)
$ 179,273
o�
Fair Share
Funded
$ (13,935)
(34,055)
40.9%
(14,898)
(26,535)
56.1%
(16.580)
(16.580)
100.0%
143,400
F 4 - An
Newport Boulevard Traffic Signal Synchronization (Project 15T08)
This project enhances traffic signal coordination and reduces travel -time delay on Newport
Boulevard and Balboa Boulevard with upgrades to traffic signal control hardware at eight
3
9-7
intersections as well as improved traffic signal timing, fiber optic gaps, and a real-time traffic
response system.
Traffic Signal Modernization Phase 6 (Project 1ST10)
Traffic Signal Modernization is a multi-year, multi -phased program to update the City's traffic
signal system. Phase 6 includes installation of new hardware, fiber optic cable upgrades, and
CCTV cameras to intersections along San Joaquin Hills Road and Newport Coast Drive.
Corona del Mar (CDM) Bypass Plan Studies (Project 16T11)
This project studies traffic patterns and routes around Corona del Mar to reduce congestion on
East Coast Highway. The study also reviews infrastructure and tolling information on SR73 to
encourage alternate routes around Corona del Mar.
4
.;
Attachment B
City of Newport Beach Development Agreements Report Fiscal Year 2017-2018
City of Newport Beach
Development Agreements Report
Fiscal Year 2017-2018
Background
A Development Agreement ("DA") is a contract between a local jurisdiction and a person who
has ownership or control of property within the jurisdiction. The purpose of the agreement is
to specify the standards and conditions that will govern development of the property. The
development agreement provides assurance to the developer that he/she may proceed to
develop the project subject to the rules and regulations in effect at the time of approval,
because the development will not be subject to subsequent changes in regulations.
The DA should also benefit the local jurisdiction. The city or county may include conditions
(mitigation measures) that must be met to assure that a project at a specific location does not
have unacceptable impacts on neighboring properties or community infrastructure. The
agreement may clarify how the project will be phased, the required timing of public
improvements, the developer's contribution toward funding system -wide community
improvements, and other conditions. The agreement can also facilitate enforcement of
requirements, since it is a contract that details the obligations of the developer and local
jurisdiction.
In March 2013, the City Council adopted Council Policy 1-13 establishing a Public Art and
Cultural Facilities Fund, and a funding source for the acquisition, installation, management and
maintenance of Public Art without adopting or imposing new fees or charges. With the
adoption of the policy, the council authorized the deposit of two percent of the unallocated
public benefit fees received by the City from development agreements into the Public Arts and
Cultural Facilities Fund. These funds were originally established to provide for the acquisition
and maintenance of permanent art structures and installations as identified in the Newport
Beach Master Arts and Culture Plan. On August 8, 2017, the City Council approved Resolution
No. 2017-55 which deleted, among others, Policy 1-13. The attached report covers the period of
financial activity from July 1, 2017 through June 30, 2018. On September 12, 2017, the City
Council authorized the transfer of the total remaining balance of funds in the Public Arts and
Cultural Fund to the Facilities Financing Plan Fund. The Public Arts and Cultural Fund is
currently no longer active.
1
9-10
Annual Reporting
For DAs entered into or after January 1, 2004, Government Code §65865 (e) requires that the
City shall comply with the reporting requirements pursuant to Government Code §66000, with
respect to any fee the City receives or cost it recovers. Government Code §66006 requires the
City to submit annual and five-year notices detailing the status of collected public benefit fees,
and be placed on the agenda for review at a public meeting not less than fifteen (15) days after
the report is made available to the public. The meeting before the City Council must be held
within one hundred eighty (180) days of the end of the fiscal year. The report must include the
beginning and ending balances, the amount of fees collected and interest earned, expenditures
by type, a description of interfund transfers or loans, and the amount of any refunds made.
Excluded from this report are types of developer fees that are not subject to the reporting
requirements under Government Code §65865(e). For example, these include fees collected
pursuant to the City's zoning powers, such as in -lieu housing fees, and park -in -lieu fees.
Annual Report
To comply with Government Code §66006, the following information regarding DA Fees is
presented:
1) A brief description of the type of public benefit fee in the account or fund:
a) Uptown Newport Development Agreement — On March 12, 2013 the City Council
adopted Ordinance No. 2013-6 approving the Development Agreement for the
development of a 25 -acre, mixed-use residential project consisting of 1,244
residential dwelling units, two one -acre public parks, and 11,500 square feet of
retail use located at 4311-4321 Jamboree Road. On April 28, 2015 the City
Council approved the First Amendment to the Development Agreement that
delayed the timing of payment of public benefit fees and park in -lieu fees. The
DA specifies the term, permitted uses, public benefits fees, park in -lieu fees,
dedication of park land and open space. Public benefit fees were required to be
paid by Uptown Newport, LP as part of the DA approval, and are accounted for in
the Facilities Financing Replacement Fund.
2) The amount of the DA fees:
a) Uptown Newport Development Agreement — $34,826 per residential unit for 462
units at the issuance of building permits for construction. Total of $16,089,612
was received in May 2017. Two percent of this, $321,792, was transferred to the
Public Arts and Cultural Facilities Fund.
3) The Beginning and Ending balance of individual DAs:
See attached Financial Report.
2
9-11
4) The amount of DA fees collected and interest earned:
See attached Financial Report.
5) An identification of each public improvement on which fees were expended and the
amount of the expenditures on each improvement, including the total percentage of the
cost of the public improvement that was funded with the fees:
See attached Financial Report.
6) An identification of an approximate date by which the construction of the public
improvements will commence if the City determines that sufficient funds have been
collected to complete financing on an incomplete public improvement, as identified in
the City's master plans, and the public improvement remains incomplete:
Uptown Newport development agreement funds are expected to be expended
by 2019. The portion of funds transferred to the Public Art and Cultural Facilities
Funds was expended in 2018.
7) A description of each interfund transfer or loan made from the account or fund,
including the public improvement on which the transferred or loaned fees will be
expended, and in the case of an interfund loan, the date on which the loan will be
repaid, and the rate of interest that the account or fund will receive on the loan:
No interfund transfers or loans were made during the fiscal year.
8) The amount of refunds made pursuant to subdivision (f) of Government Code §66001
any allocation pursuant to subdivision (f) of Government Code §66001.
No refunds were made during the fiscal year.
3
9-12
Financial Reports
Uptown Newport Development Agreement
FY 2017-18
Total Project
Developer
Costs
Agreement
(FY Only)
Funded
Revenues:
Developer Fees $
-
Interest Income
39,004
Total Revenues
39,004
Expenditures: $
-
Transfers In/(Out):
Transfer In - Marina Park Fund $
1,347,067
Transfer Out - Fire Stations Fund
(3,684,830)
(6,435,092)
57.3%
Transfer Out - Parks and Community Centers Fund
(200,000)
(199,993)
100.0%
Total Transfers
(2,537,764)
(6,635,085)
Net Change in Fund Balance
(2,498,760)
Fund Balance, Beginning
9,846,892
Fund Balance, Ending $
7,348,132
Fiscal year 2016-17 expenditures for Marina Park came in under budget. This was transferred out to the Fire Station project.
4
9-13
New Home Company Development Agreement
FY 2017-18
Total Project Developer
Costs Agreement
(FY Only) Funded
Revenues:
Developer Fees $ -
Interest Income -
Total Revenues -
Expenditures: $ -
Transfers In/(Out):
Transfer In - Lifeguard Headquarters Fund $ 17,776
Transfer Out - Fire Stations Fund (17,776)
(6,435,092) 0.3%
Total Transfers -
(6,435,092)
Net Change in Fund Balance -
Fund Balance, Beginning -
Fund Balance, Ending $ -
In fiscal year 2015-16 the Facilities Financing Plan Fund transferred $138,585 to the Lifeguard
Headquarters project. Fiscal
year 2015-16 expenditures in the Lifeguard Headquarters project came in under budget. In
fiscal year 2017-18 this was
transferred out for the Fire Station project.
5
9-14
Public Arts And Cultural Facilities
FY 2017-18
Revenues:
Developer Fees $ -
Interest Income -
Total Revenues -
Expenditures: $ -
Transfers In/(Out):
Transfer Out - Fire Stations Fund $ (804,578)
Total Transfers (804,578)
Net Change in Fund Balance (804,578)
Fund Balance, Beginning 804,578
Fund Balance, Ending $ -
On September 12, 2017, the City Council authorized the transfer of the total remaining balance of funds in the Public Arts and
Cultural Fund to the Fire Station Fund per the Facilities Financing Plan. These funds will be used in part for the purchase of land
to build the new Lido Fire Station 2. The Public Arts and Cultural Fund is currently no longer active.
0
9-15