HomeMy WebLinkAboutFinance Committee - February 14, 2019CITY OF NEWPORT BEACH
FINANCE COMMITTEE AGENDA - Final
100 Civic Center Drive - Crystal Cove Conference Room, Bay 2D
Thursday, February 14, 2019 - 3:00 PM
Finance Committee Members:
Will O'Neill, Chair / Mayor Pro Tem
Diane Dixon, Mayor
Joy Brenner, Council Member
William Collopy, Committee Member
Joe Stapleton, Committee Member
Larry Tucker, Committee Member
VACANT, Committee Member
Staff Members:
Grace K. Leung, City Manager
Dan Matusiewicz, Finance Director / Treasurer
Steve Montano, Deputy Director, Finance
Marlene Burns, Administrative Specialist to the Finance Director
The Finance Committee meeting is subject to the Ralph M. Brown Act. Among other things, the Brown Act requires that
the Finance Committee agenda be posted at least seventy-two (72) hours in advance of each regular meeting and that
the public be allowed to comment on agenda items before the Committee and items not on the agenda but are within
the subject matter jurisdiction of the Finance Committee. The Chair may limit public comments to a reasonable amount
of time, generally three (3) minutes per person.
The City of Newport Beach’s goal is to comply with the Americans with Disabilities Act (ADA) in all respects. If, as an
attendee or a participant at this meeting, you will need special assistance beyond what is normally provided, we will
attempt to accommodate you in every reasonable manner. Please contact Dan Matusiewicz, Finance Director, at least
forty-eight (48) hours prior to the meeting to inform us of your particular needs and to determine if accommodation is
feasible at (949) 644-3123 or dmatusiewicz@newportbeachca.gov.
NOTICE REGARDING PRESENTATIONS REQUIRING USE OF CITY EQUIPMENT
Any presentation requiring the use of the City of Newport Beach’s equipment must be submitted to the Finance
Department 24 hours prior to the scheduled meeting.
I.CALL MEETING TO ORDER
II.ROLL CALL
III.PUBLIC COMMENTS
Public comments are invited on agenda and non-agenda items generally considered to be
within the subject matter jurisdiction of the Finance Committee. Speakers must limit comments
to three (3) minutes. Before speaking, we invite, but do not require, you to state your name for
the record. The Finance Committee has the discretion to extend or shorten the speakers’ time
limit on agenda or non-agenda items, provided the time limit adjustment is applied equally to all
speakers. As a courtesy, please turn cell phones off or set them in the silent mode.
IV.CONSENT CALENDAR
February 14, 2019
Page 2
Finance Committee Meeting
MINUTES OF JANUARY 17, 2019A.
Recommended Action:
Approve and file.
DRAFT MINUTES 011719
V.CURRENT BUSINESS
HARBOR AND BEACHES MASTER PLAN UPDATEA.
Summary:
The Finance Committee is charged with a variety of tasks including, but not limited
to, reviewing with staff on an annual basis the timing, means of financing, and fiscal
impacts associated with funding the high-priority projects designated in the Facilities
Financing Plan (FFP) and the Harbor and Beaches Master Plan (HBMP). Staff
welcomes input and recommends that the Committee receive and file the attached
HBMP update and provide staff any input regarding its financial solvency.
Recommended Action:
Staff welcomes input and recommends that the Committee receive and file the
attached HBMP update and provide staff with any input regarding its financial
solvency.
STAFF REPORT
ATTACHMENT A
FACILITIES FINANCIAL PLAN UPDATEB.
Summary:
The Finance Committee is charged with a variety of tasks including, but not limited
to, reviewing with staff on an annual basis the timing, means of financing, and fiscal
impacts associated with funding the high-priority projects designated in the Facilities
Financing Plan (FFP). Staff welcomes input and recommends that the Committee
receive and file the attached FFP update and provide staff any input regarding its
financial solvency.
Recommended Action:
Staff welcomes input and recommends that the Committee receive and file the
attached FFP update and provide staff with any input regarding its financial solvency.
STAFF REPORT
ATTACHMENT A
February 14, 2019
Page 3
Finance Committee Meeting
LONG-RANGE FINANCIAL FORECAST (LRFF)C.
Summary:
Staff will provide an update to the latest version of the LRFF.
Recommended Action:
Receive and file.
WORK PLAN REVIEWD.
Summary:
Staff will review with the Committee the agenda topics scheduled for the remainder
of the calendar year.
Recommended Action:
Receive and file.
ATTACHMENT A
VI.FINANCE COMMITTEE ANNOUNCEMENTS ON MATTERS WHICH MEMBERS
WOULD LIKE PLACED ON A FUTURE AGENDA FOR DISCUSSION, ACTION OR
REPORT (NON-DISCUSSION ITEM)
VII.ADJOURNMENT
Finance Committee Meeting Minutes
January 17, 2019
Page 1 of 9
CITY OF NEWPORT BEACH
FINANCE COMMITTEE
JANUARY 17, 2019 MEETING MINUTES
I. CALL MEETING TO ORDER
The meeting was called to order at 3:00 p.m. in the Crystal Cove Conference Room, Bay 2D, 100
Civic Center Drive, Newport Beach, California 92660.
II. ROLL CALL
PRESENT: Mayor Pro Tem/Chair Will O’Neill, Mayor Diane Dixon, Council Member
Joy Brenner, Committee Member William Collopy, Committee Member
Joe Stapleton and Committee Member Larry Tucker
ABSENT: Committee Member (VACANT POSITION)
STAFF PRESENT: City Manager Grace K. Leung, Finance Director/Treasurer Dan
Matusiewicz, Deputy Director/Finance Steve Montano, Real Property
Administrator/Community Development Lauren Wooding-Whitlinger,
Senior Accountant/Finance Theresa Schweitzer, Senior
Accountant/Finance Trevor Power, Accountant/Finance, Jeremiah Lim,
Administrative Specialist to the Finance Director Marlene Burns,
Administrative Manager/PW Finance Jamie Copeland, Budget
Manager/Finance Susan Giangrande, Accounting Manager/Finance
Rukshana Virany, and Budget Analyst/Finance Jason Loya
OTHER ENTITIES: Ellen Clark, Multi-Asset Class Specialist, PFM Asset Management LLC
and Kerry Worgan, Supervising Pension Actuary, CalPERS
MEMBERS OF THE
PUBLIC: Jim Mosher and Carl Cassidy
III. PUBLIC COMMENTS
Chair O’Neill opened public comments.
Jim Mosher addressed the Committee regarding City Council Policy F-14 and noted it still has not
gone to City Council for their final approval. He clarified while the City Manager has the authority
to approve contracts up to $120,000; City Charter Section 1110 states contracts for public works
that exceed $120,000 in total expenditures must be awarded through a formal bidding process. Mr.
Mosher also advised that City Charter updates have changed the amount over the years, noted
state limits have changed to $200,000 and feels that the City Charter is out-of-step with the state.
He also clarified the dollar amount of $120,000 for the City Manager and City Council, respectively,
to enter into contracts are not tied to one another.
Mr. Mosher expressed concerns about previous discussion of authorizing the Human Resources
Director to settle claims up to $75,000. He referenced the claims procedure in the City Charter
states all claims will be filed according to state law and that they are settled by ordinance and noted
that he could not find a procedure for settling claims. He referenced state law and noted it states
claim settlement lies with the City Council. He expressed concern with having staff settle claims
without City Council oversight. Lastly, Mr. Mosher noted that many City policies rely on
administrative policies to flesh out details and requests transparency for the public, so they have
an opportunity to review administrative policies.
Finance Committee Meeting Minutes
January 17, 2019
Page 2 of 9
Committee Member Tucker expressed concern regarding the scope and budget amount of the
General Plan update. He questioned how much of the General Plan requires updating and hopes
that the process is bifurcated so the initial focus can be on what the public feels needs updating in
order for the update to be strategic.
Noting there were no other members of the public who elected to speak on this item, Chair O’Neill
closed public comments.
IV. CONSENT CALENDAR
A. MINUTES OF DECEMBER 13, 2018
Recommended Action:
Approve and file.
MOTION: Committee Member Stapleton moved, and Mayor Dixon seconded, to approve the
minutes. The motion carried 5 ayes – 0 noes, 1 abstention (Brenner) and 1 Committee Member
position vacant.
V. CURRENT BUSINESS
A. COUNCIL POLICY F-7, INCOME PROPERTY, REVIEW
Summary:
A subcommittee of the Finance Committee was appointed to review and recommend changes
if deemed necessary to select financial policies. In continuation from the December 13, 2018,
meeting, the subcommittee working with staff has made additional edits to Council Policy F-7,
Income Property, in order to align policy with current practice.
Recommended Action:
Review the draft changes to Council Policy F-7, Income Property, and recommend further
changes as needed for submission to the City Council for final approval.
Chair O’Neill introduced this matter. There were no inquiries from members of the Committee.
Chair O’Neill opened public comments.
Jim Mosher found the title confusing and suggested the title of “Income from City Property.”
Noting there were no other members of the public who elected to speak on this item, Chair
O’Neill closed public comments.
Chair O’Neill thanked Committee Members Stapleton and Tucker for their work on this item.
MOTION: Chair O’Neill moved, and Committee Member Stapleton seconded, to recommend
approval for submission to City Council. The motion carried 5 ayes – 0 noes and 1 Committee
Member position vacant.
Chair O’Neill noted that this item would likely be on the February 12, 2019, City Council meeting
agenda and the subcommittee would be disbanded at this time.
B. PENSION ACCRUED LIABILITY BASICS
Summary:
The City’s CalPERS actuary, Kerry Worgan, will present the major components, assumptions
and plan experience considered during the development of the pension-accrued liability.
Recommended Action:
Receive and file.
Finance Director/Treasurer Dan Matusiewicz introduced Kerry Worgan, Supervising Pension
Actuary, CalPERS.
Finance Committee Meeting Minutes
January 17, 2019
Page 3 of 9
Mr. Worgan presented on the topic of Pension Accrued Liability. He advised accrued funding
liability is calculated based on the present value of projected benefits payment and based on
a number of assumptions, which can include salary growth, termination, death, retirement age,
mortality and inflation. In addition to the present value of all the project benefit payments,
CalPERS also reviews the projected value of the employer and employee contributions. The
discount rate is set to be representative of the expected future investment return and is based
on short-term capital market assumptions over the next ten years derived from forecasts from
the eight to ten financial advisors that CalPERS uses.
Mr. Worgan clarified the future investment return is set equal to the discount rate in response
to Committee Member Tucker’s inquiry. He also advised the 7% discount rate is split slightly
because the short-term capital market assumption was 6.2% and the long-term was 8.3% that
gives a present value of a 7% per year discount rate. Mr. Worgan clarified CalPERS goes
through an asset liability review every four years to determine the discount rate per Committee
Member Collopy’s inquiry. He also noted it takes 9 to 10 months to go through the review to
determine the number so determining the discount rate annually would be difficult but did
advise a mid-cycle review happens every two years they will look at the market to determine if
the rate is significantly different than when the initial review was completed. Lastly, he noted if
a significant difference is found, the board can recommend a change, as was most recently
changed from 7.5% to 7% because of this mid-cycle review.
Finance Director/Treasurer Matusiewicz advised that in November 2015 CalPERS put an
additional risk mitigation policy in place for “if and when” CalPERS beats the expected rate of
return by a certain percentage, they will continue to reduce the discount rate further to a target
rate all the way down to 6%. However, the policy can be implemented at the CalPERS Board’s
discretion. He also noted regardless of whether CalPERS lowers the discount rate, CalPERS
consultants believe the returns will average only 6.2% and the City may see losses, which will
disrupt the funding plan a bit. Mr. Worgan believes the discount rate will stay tied to 7% and
there could be an adjustment in June 30, 2019, but he believes it will stay at 7%. Mr. Worgan
presented examples of benefit payments based on different assumptions to the Committee.
He also noted these are estimates and there can be gains or losses yearly.
Mr. Worgan spoke about recent change of the discount rate from 7.5% to 7% and noted the
June 30, 2019, valuation will generate the City’s expense for fiscal year 2020.
Committee Member Collopy inquired if the discount rate is an arithmetically derived number to
which Mr. Worgan responded it is initially. Mr. Worgan referred to the risk mitigation policy and
advised in a risk mitigation event, the rate should be lowered by five basis points that is subject
to CalPERS Board (Board) approval on a yearly basis.
Committee Member Collopy stated it feels like the stakeholders have no rights and the Board
should be doing what is right. Mr. Worgan stated that historically, the Board would do what is
right as their fiduciary responsibility is to the system. Finance Director/Treasurer Matusiewicz
noted that there are 15 members of the CalPERS Board and some are elected officials.
Chair O’Neill opened public comments.
Carl Cassidy inquired about the assumptions related to the mortality rate. Mr. Worgan advised
it is a calculation based on the last historical mortality rates of every age and gender and they
do a comparison against the national mortality improvement scale to determine the rate. He
also stated that the most recent mortality table used was from 2016. There have been two that
have been released since then; however, the mortality improvement is much lower. He advised
it is continually monitored and evaluated.
Finance Committee Meeting Minutes
January 17, 2019
Page 4 of 9
Mr. Cassidy noted there are two numbers from the City’s financial statements, one of which is
the CalPERS valuation and one that is the Governmental Accounting Standards Board (GASB)
and asked Mr. Worgan to elaborate further.
Mr. Worgan advised that GASB has slightly different reporting and has a fifteen-point difference
based on the way expenses are handled which accounts for the slightly different number.
Chair O’Neill noted it takes about two years to go from the valuation to the actual bill and the
City ends up paying interest on the two-year lag. The City is now paying a discretionary amount
in order to avoid interest and inquired how many other agencies also utilize that practice. Mr.
Worgan advised that 260 agencies are employing this practice out of 1800.
In response to Committee Member Collopy’s inquiry, Finance Director/Treasurer Matusiewicz
advised agencies may include organizations other than cities and they may be making
discretionary payments for different reasons. He elaborated other agencies may make
discretionary payments instead of just paying the minimum payment as they may not know
what their bill amount may be, unlike the City of Newport Beach.
Mr. Worgan advised an experience study was completed in 2017 and a new one would be
completed in 2021. He also noted that because of the lag, it was reflected in the June 30,
2017, valuation that the City would start paying in 2019-2020.
Mr. Worgan provided an update on the amortization schedule impact, which is an additional
$11 million on the miscellaneous side and an additional $15 million on the safety side. This
was reflected in the June 30, 2018, valuation.
Finance Director/Treasurer Matusiewicz advised the required contributions growth payment to
CalPERS is close to $50 million, less employee contributions.
Mr. Worgan demonstrated a prototype tool to the Committee and advised it gives the City the
ability to project for the next thirty years and see the impact on rates and funding status. He
provided an example using the miscellaneous plan in which it was fully funded by 2033 or 2034
based on different investment scenarios.
Committee Member Collopy asked for a demonstration of the tool that projects the next three
years for budgetary purposes. Mr. Worgan advised there are many scenarios, which can be
explored; however, they cannot predict what the market will do. He advised typically, the
market trends go up and down and then the market corrects itself.
Mr. Worgan advised that he also built Additional Discretionary Payments (ADP) into the tool to
show what an ADP can do to lower contributions. He noted that modeling can be completed
with the tool and only one-payment is currently built in; however, it can be changed based on
multiple payments in response to City Manager Leung’s inquiry.
Finance Director/Treasurer Matusiewicz pointed out this model keeps the discount rate the
same and keeps incurring losses less than the expected return. He noted, as an example, if
the City wants to fund at 6% return it would mean that the pensions would be underfunded by
$20 million per year for at least the first 20 years because the City would first need to pay-off
the $150 million of unfunded liability associated with the reduction of the discount rate plus the
increase of normal costs.
Mr. Worgan pointed out that the City is in a unique position due to its participation in the “Fresh
Start” plan and has credits sitting on the amortization sheet. He ran the tool through the
example of what the plan would need to earn in order to be fully funded in the next 20 years.
According to the tool, the plan would need to earn 6.86% without ADP in order to fully fund in
20 years. Mr. Worgan advised he could add additional ADP payments to the tool.
Finance Committee Meeting Minutes
January 17, 2019
Page 5 of 9
Committee Member Collopy stated according to the tool, the plan could suffer a ½ point
degradation in the investment return and City would not lose any money because of the ADP
payment.
In response to Mayor Dixon’s inquiry, Mr. Worgan advised he liked what the City was doing in
regard to ADP and advised the cities of Stockton and Santa Monica were as aggressive in their
approach.
Committee Member Tucker inquired why the City would not use the overall discount number
calculated based on a scientific approach and ignore what the Board is using based on
agencies’ complaints. Mr. Worgan responded they recommend different sets of portfolio
allocations with the investment office and showed them the level of risk in conjunction with the
discounted rate. He advised the plan needs to weigh risk versus cost and, as an example,
CalPERS could lower the discounted rate to 5% but many cities would go into bankruptcy, so
the Board needs to do what is best for the system.
Committee Member Tucker stated that the Committee’s primary focus is the City and they are
trying to right-size the number to be used. He would like to know what number would be more
realistic.
Mr. Worgan noted this is an unusual economic time period and bond yields and interest rates
are down and the assumptions are that this will continue for 10 years. However, he believes it
will normalize in somewhere between 6 and 7 years. If CalPERS set the discount rate to 6%
and the plan earns 7% or 8%, the money could not be refunded, and the employees would
have overpaid. He stated it is a delicate balance between conservative and aggressive
approaches.
Mr. Worgan advised the former Chief Actuary wanted to de-risk the portfolio to a 50/50 (equity
vs. bonds) or 40/60 blend. Mr. Worgan further noted if the plan were to be around for 100 to
200 years, he would fund with a focus on an equity base that is sustainable for the long-term.
Finance Director/Treasurer Matusiewicz stated that the goal is to determine how to fund the
plan for the next 10 years. He believes the City may want to look at funding at a lower assumed
investment return rate.
Committee Member Collopy stated it is a slippery slope and the City needs to stay with
CalPERS and look at additional budget contribution levels.
Mr. Worgan continued with his presentation and expressed confidence in a 7% return on
investment for the long-term. Committee Member Stapleton affirmed this approach makes
sense.
Committee Member Collopy stated that he felt the tool was very powerful and hoped that it
could be made available as soon as possible.
Committee Member Tucker inquired as to how the numbers are derived for employee salary
growth assumptions. Mr. Worgan advised they run the numbers based on past employee
history and those assumptions can be wrong. He also advised 80% to 90% of the number for
experienced gains and losses come from the investment side and 10% is from the demographic
side. He also advised gains and losses tend to offset each other.
Finance Director/Treasurer Matusiewicz advised two years lie between each valuation and a
5-year ramp up for smoothing to soften the impact on the budget; however, the City is subject
to higher interest cost during ramp up periods.
Finance Committee Meeting Minutes
January 17, 2019
Page 6 of 9
In response to Mayor Dixon’s inquiry regarding the two-year lag time, Mr. Worgan advised it
takes a certain amount of time to prepare for the next valuation for 3,000 to 4,000 plans.
Chair O’Neill opened public comments.
Jim Mosher stated this complicated conversation could be avoided if the City participated in
defined-contribution plans.
Carl Cassidy stated it would be helpful if the public knew what the real internal rate of return is
in comparison to the City’s growth from property tax and sales tax.
Finance Director/Treasurer Matusiewicz responded it is the comparison the City is looking for
and it would be great if CalPERS actually earns 7%. He also advised that the primary focus
for the City is liquidity; however, the interest rates have been terrible. New money interest rates
are looking better.
Noting there were no other members of the public who elected to speak on this item, Chair
O’Neill closed public comments.
There was no further action taken on this item.
C. SECTION 115 DISCUSSION
Summary:
An investment advisor and major provider of Section 115 pension prefunding trusts, PFM, will
discuss the pros and cons; risks and benefits; and other considerations when considering the
establishment of a Section 115 pension benefit trust.
Recommended Action:
Recommend a subcommittee further investigate the merits of a Section 115 prefunding trust
and or receive and file.
Ellen Clark, Multi-Asset Class Specialist, PFM Asset Management LLC, introduced herself to
the Committee and advised that she works primarily with pension plans and Other Post-
Employment Benefits (OPEB) trusts and endowment foundations and they have a full universe
of investments to choose from to structure a portfolio.
Ms. Clark compared an operating portfolio versus the opportunity to invest as CalPERS does.
She indicated that with an operating portfolio, the City is restricted by California Government
Code 53601, which is short-term, high-quality fixed income. Ms. Clark indicated that with the
operating cash, the City would need to earn a real rate of return higher than 2% to have real
buying power and that has not been possible the last 8 years. The money is designed for short-
term funds to be available for operating expenses in the near future and the total return potential
is limited to what those securities provide.
Ms. Clark indicated that with a Section 115 Trust, the City would not be limited to short-term,
high-quality fixed-income investments and the portfolio could be diversified with stocks and
longer-term bonds that would give the portfolio a better return. If the City needed money to
address a problem, the example being able to mitigate the volatility or the increase that the City
would experience in its CalPERS contribution, the money could be set aside in an in-service
fund within the operating portfolio; however, it can be repurposed at any time and its only
investment opportunity is that of short-term fixed income.
Ms. Clark noted with a Section 115 Trust established, the City would be dedicating those funds
to a particular problem such as pension, OPEB, etc., and the City is obligated to use those
assets for that specific purpose. Ms. Clark stated the only reason to invest in a Section 115
Trust is if the City has the ability to take on a long-term time horizon approach.
Finance Committee Meeting Minutes
January 17, 2019
Page 7 of 9
Ms. Clark advised the reason to consider a Section 115 Trust is to have access to a universe
of investments that provides the City with diversification benefits and the potential for higher
returns. However, there is always the risk of lower returns. She advised the return on the
Section 115 Trust for OPEB are down to 5-6% over the calendar year and last year was not a
great year. She further advised a Section 115 Trust allows the City an opportunity for a
budgetary control tool, which allows it to earn more than cash. She did confirm there are higher
management fees to invest in a Section 115 Trust.
Ms. Clark advised over time a diversified portfolio is going to give the City a lot more return and
provided examples of investments. In the last three years, there have been significantly positive
returns exceeding the operating portfolio.
Ms. Clark presented the five-year rolling returns and advised CalPERS is managing money for
the long-term and noted there is risk in the equity markets. She advised Domestic Equity has
given a return of 9.78%, Aggregate Fixed Income a return of 5.11%, and the U.S. Inflation has
been at 3.04% over the last five years. She feels a broad mixed-use portfolio should give a
2.8% rate of return and the stock market portfolio should give a 5-6% rate of return. Lastly,
Ms. Clark spoke about the Fixed Income market and feels that it will not sustain where it is
today. She suggests Fixed Income will have modest returns moving forward.
Ms. Clark suggested the City have an oversight committee, should it choose to invest in a
Section 115 Trust, and suggested the City have fiduciary partners within the structure. PFM
only interacts with the trustee bank to advise on the investment and they never touch the
assets.
Ms. Clark advised they typically see a three-member staff committee providing oversight and
making decisions for the benefit of the entity. She feels what is important is there is some type
of oversight committee that communicates the strategy to PFM. PFM typically prepares an
Investment Policy Statement in collaboration with the City and it is effectively their job
description.
Ms. Clark prepared an example using PFM’s 5-year projection portfolio and advised that they
are renewed annually. Ms. Clark also presented three diversified portfolios and explained what
the expected return on the portfolio would be for each.
Committee Member Collopy inquired why Government Code standards are not required for a
Section 115 Trust. Ms. Clark advised it is because the City is putting the money in for an
essential governmental purpose that is funding a long-term obligation. It gives the City the
flexibility to go outside of Government Code Section 53601. In response to Committee Member
Tucker’s inquiry, Ms. Clark advised these portfolio projections were gross of management fees.
Ms. Clark also presented three diversified portfolios and what the expected return on the
portfolio would be for each. For the short-term portfolio, PFM is expecting a 3% rate of return
over the next five years. If a portfolio runs with 20% stock and 80% broad fixed income, PFM
expects a rate of return of 4% over the next five years. If a portfolio runs at a 40% stock and
60% broad fixed income, they would expect a 5% rate of return over the next five years.
Ms. Clark advised that entering into a Section 115 Trust is like using a budgetary control tool
similar to over-paying on a long-term mortgage payment. If the City is not worried about making
the payments, then making the payments to CalPERS may be the right option.
Chair O’Neill advised the City has $50 million as a reserve. He advised the City recently
completed a reserve study to determine if it is an appropriate reserve. He noted part of the
analysis was to determine if a certain amount of money, for example, $10 million, was placed
in a trust, how long would it take to earn enough to have enough money to fund CalPERS. Ms.
Clark advised it would take a while to turn $10 million into $50 million.
Finance Committee Meeting Minutes
January 17, 2019
Page 8 of 9
Committee Member Collopy advised the City is taking $9 million and adding it to the CalPERS
contribution. He advised the City has $50 million in unencumbered reserves. He wants to take
$10 million of the reserve and place it in a Section 115 Trust and in three to four years the City
could exhaust it and use that as the additional payment to CalPERS. He is concerned that the
portfolio lost 5% last year and does not feel the City Council could tolerate the backlash from
the public.
Chair O’Neill advised one of the recommended actions on this item could be to create a
subcommittee to further review and make recommendations. Committee Collopy suggested
the City Manager and staff review the item and make recommendations to the Committee for
their review.
Committee Member Dixon thanked Ms. Clark for making the presentation and believes this can
be a good repository for monies the City does not need immediately, and it can be a backup
for bad economic times; however, notes it needs further review by staff in the context of the
City of Newport Beach investment strategies.
Committee Member Tucker believes the City Council needs to review this item and there is a
Section 115 Trust for OPEB because there is not really anywhere else to put it. He sees other
agencies have chosen to handle it this way, but they may not have the same unfunded liabilities
as Newport Beach has and he does not see a compelling reason to enter into a Section 115
Trust.
Committee Member Collopy believes the City has a disciplined City Council that is transparent
enough and does not feel the money needs to be set aside unnecessarily.
Ms. Clark did note that she is a fan of dollar cost averaging and asked the Committee to keep
that in mind. She also noted it is a tool to have more of the City’s money work for the City.
Chair O’Neill opened public comments.
Carl Cassidy thanked Ms. Clark for an excellent presentation.
Noting there were no other members of the public who elected to speak on this item, Chair
O’Neill closed public comments.
There was no further action taken on this item.
D. BUDGET AMENDMENTS (QUARTER ENDED DECEMBER 31, 2018)
Summary:
Receive and file a staff report on the budget amendments for the prior quarter.
Recommended Action:
Receive and file.
In reference to the revised name for the budget “checklist,” Deputy Director/Finance Steve
Montano inquired whether the Committee preferred “Proposed Budget Revision (PBR)” or
“Proposed Budget Modification (PBM).” The Committee selected, by consensus, the title
“Proposed Budget Revision (PBR).”
Chair O’Neill opened public comments. Noting there were no members of the public who
elected to speak on this item, Chair O’Neill closed public comments.
There was no further action taken on this item.
Finance Committee Meeting Minutes
January 17, 2019
Page 9 of 9
E. WORK PLAN REVIEW
Summary:
Staff will review with the Committee the agenda topics scheduled for the remainder of the
calendar year.
Recommended Action:
Receive and file.
Chair O’Neill opened public comments. Noting there were no members of the public who
elected to speak on this item, Chair O’Neill closed public comments.
There was no further action taken on this item.
VI. FINANCE COMMITTEE ANNOUNCEMENTS ON MATTERS WHICH MEMBERS WOULD LIKE
PLACED ON A FUTURE AGENDA FOR DISCUSSION, ACTION OR REPORT (NON-
DISCUSSION ITEM)
Chair O’Neill reminded the Committee that Beacon Economics will provide a high-level economic
outlook and local revenue forecast for the City at the next City Council meeting on January 22,
2019.
ADJOURNMENT
The Finance Committee adjourned at 5:03 p.m. to the next regular meeting of the Finance
Committee.
Filed with these minutes are copies of all materials distributed at the meeting.
The agenda for the Regular Meeting was posted on January 11, 2019, at 12:44 p.m., in the binder
and on the City Hall Electronic Board located in the entrance of the Council Chambers at 100 Civic
Center Drive.
Attest:
___________________________________ _____________________
Will O’Neill, Chair Date
Finance Committee
Finance Committee Meeting Minutes
January 17, 2019
Page 8 of 9
Committee Member Collopy advised the City is taking $9 million and adding it to the CalPERS
contribution. He advised the City has $50 million in unencumbered reserves. He wants to take
$10 million of the reserve and place it in a Section 115 Trust and in three to four years the City
could exhaust it and use that as the additional payment to CalPERS. He is concerned that the
portfolio lost 5% last year and does not feel the City Council could tolerate the backlash from
the public.
Chair O’Neill advised one of the recommended actions on this item could be to create a
subcommittee to further review and make recommendations. Committee Collopy suggested
the City Manager and staff review the item and make recommendations to the Committee for
their review.
Committee Member Dixon thanked Ms. Clark for making the presentation and believes this can
be a good repository for monies the City does not need immediately, and it can be a backup
for bad economic times; however, notes it needs further review by staff in the context of the
City of Newport Beach investment strategies.
Committee Member Tucker explained that the City hasbelieves the City Council needs to
review this item and there is a Section 115 Trust for OPEB because there is not another
mechanism to set aside money that will be due for post-employment benefits. not really
anywhere else to put it. He also noted that whilesees other agencies have chosen to create
115 Trustshandle it this way, but they may not have a similar level ofthe same unfunded
liabilities as Newport Beach has. and Accordingly, at this point, Committee Member Tuckerhe
does not see a compelling reason to establishenter into a Section 115 Trust, but is willing to
hear more about the topic later.
Committee Member Collopy believes the City has a disciplined City Council that is transparent
enough and does not feel the money needs to be set aside unnecessarily.
Ms. Clark did note that she is a fan of dollar cost averaging and asked the Committee to keep
that in mind. She also noted it is a tool to have more of the City’s money work for the City.
Chair O’Neill opened public comments.
Carl Cassidy thanked Ms. Clark for an excellent presentation.
Noting there were no other members of the public who elected to speak on this item, Chair
O’Neill closed public comments.
There was no further action taken on this item.
D. BUDGET AMENDMENTS (QUARTER ENDED DECEMBER 31, 2018)
Summary:
Receive and file a staff report on the budget amendments for the prior quarter.
Recommended Action:
Receive and file.
In reference to the revised name for the budget “checklist,” Deputy Director/Finance Steve
Montano inquired whether the Committee preferred “Proposed Budget Revision (PBR)” or
“Proposed Budget Modification (PBM).” The Committee selected, by consensus, the title
“Proposed Budget Revision (PBR).”
Chair O’Neill opened public comments. Noting there were no members of the public who
elected to speak on this item, Chair O’Neill closed public comments.
CITY OF NEWPORT BEACH
FINANCE COMMITTEE
STAFF REPORT
Agenda Item No. 5A
February 14, 2019
TO: HONORABLE CHAIRMAN AND MEMBERS OF THE COMMITTEE
FROM: Dan Matusiewicz, Finance Director
949-644-3123 or danm@newportbeachca.gov
SUBJECT: HARBOR AND BEACHES MASTER PLAN UPDATE
SUMMARY:
The Finance Committee is charged with a variety of tasks including, but not limited to,
reviewing with staff on an annual basis the timing, means of financing, and fiscal impacts
associated with funding the high-priority projects designated in the Facilities Financing
Plan (FFP) and the Harbor and Beaches Master Plan (HBMP). Staff welcomes input and
recommends that the Committee receive and file the attached HBMP update and provide
staff with any input regarding its financial solvency.
RECOMMENDED ACTION:
Staff welcomes input and recommends that the Committee receive and file the attached
HBMP update and provide staff any input regarding its financial solvency.
DISCUSSION:
Each year, as part of the budget process, staff prepares an update to the long-term HBMP.
Staff has projected the timing, means of financing, and fiscal impacts associated with
funding the high-priority projects in the HBMP as recommended by the Harbor
Commission. The Harbor Commission reviewed and approved the HBMP on January 9,
2019.
Harbor and Beaches Master Plan Update
February 14, 2019
Page 2
Prepared and Submitted by:
/s/ Steve Montano
_____________________________
Steve Montano
Deputy Finance Director
Attachment:
A. Harbor and Beaches Master Plan
ATTACHMENT A
HARBOR AND BEACHES MASTER PLAN
HARBOR & BEACHES MASTER PLAN DASHBOARD TRUE Updated:2/8/2019
1 2
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$0
$10,000,000
$20,000,000
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$90,000,000
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Harbor and Beaches Master Plan Funding Balance
$0
$2,000,000
$4,000,000
$6,000,000
$8,000,000
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$14,000,000
$16,000,000
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Project Expenditures
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Debt Service as % of Dedicated Revenues
Debt Service - as % of Revenues
$0
$5,000,000
$10,000,000
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All Estimated Revenue Sources
Grants
Periodic GF or One-time Transfers
General Fund Contributions
Interest Earnings
Incremental Revenue Projection
Bulkhead, $156.9,
81%
Drain, $0.0, 0%
Dredging, $11.7, 6%
Gate Valves, $4.3, 2%
Other, $5.6, 3%
Piers, $4.2, 2%
Slips, $9.7, 5%
Water Quality, $0.6,
1%
Bay, $0.1, 0%
Expenditures by Type (millions)
With external contributions (grants) as indicated on project list
Increment Revenue,
$155 , 37%
General Fund
Contributions, $207 , 50%
Periodic General Fund Contributions or
One-Time Transfers, $2 , 0%
Grants, $53 , 13%
Revenues by Type (millions)
I:\Users\FIN\Shared\Admin\Finance Committee\REPORTS\2019\021419\HBMP\ATTACHMENT\Harbor and Beaches Capital Planning v2019_01_14 1 of 4
Ref #ProjGL Project Category YR Built Last Refurb.
Units
Measurement Total Units
Today's Unit
Cost Current Age: Useful Life Years to Start Project Estimate
FY Design Start
Year
FY Const Start
Year
FV Cost Est @2.5%
Growth
External
Contributions Net Proposed Cost
1 Arches Drain: Dry Weather Diversion Drain 2017 0 LS 1 $860,000 2 80 1 $860,000 2017 2019 $881,500 $820,000 $61,500
2 16H12 Dredging (Grand Canal): North of Center Dredging 0 0 CY 1 $1,459,213 **5 1 $1,459,213 2017 2019 $1,495,694 $1,495,694
3 Bildge Pumpout Dock Water Quality 0 0 LS 2 $100,000 **15 1 $200,000 2018 2020 $205,000 $205,000
4 Navigation Markers: Convert Federal Stationary Markers to
Floats
Other 0 0 LS 1 $60,000 **0 1 $60,000 2018 2019 $61,500 $61,500
5 19H11 Public Swim Float (10th St)Other 0 0 EA 1 $30,000 **20 1 $30,000 2018 2019 $30,750 $30,750
6 19H11 Public Swim Float (Ruby Ave. N Bay Font)Other 0 EA 1 $30,000 **20 1 $30,000 2018 2019 $30,750 $30,750
7 Recyling Center Water Quality 0 0 EA 1 - 0 1 $0 2018 2019 $0 $0
8 Bulkhead (American Legion): Repair Bulkhead 1957 0 LF 1 $1,000,000 62 40 2 $1,000,000 2019 2021 $1,050,625 $1,050,625
9 Dredging: Lower Bay (Channels - Ongoing Maintenance)Dredging 0 0 CY 900,000 $25 **30 3 $22,500,000 2019 2022 $24,230,039 $18,000,000 $6,230,039
10 Entrance Jetty: Maintenance (Federal)Other 1936 0 LF 3,000 $1,000 83 50 17 $3,000,000 2019 2036 $4,564,855 $4,564,855 $0
11 Public Pier (15th St): Float only Piers 0 0 EA 1 $50,000 **20 2 $50,000 2019 2021 $52,531 $52,531
12 Public Pier (19th St): Gangway & Float Piers 0 0 EA 1 $75,000 **20 2 $75,000 2019 2021 $78,797 $78,797
13 Public Pier (Coral Ave): Gangway & Float Piers 1985 1985 EA 1 $75,000 34 20 2 $75,000 2019 2021 $78,797 $78,797
14 Public Pier (Fernando St): Gangway & Float Piers 0 0 EA 1 $75,000 **20 2 $75,000 2019 2021 $78,797 $78,797
15 Public Pier (M St): Gangway & Float Piers 0 0 EA 1 $100,000 **20 2 $100,000 2019 2021 $105,063 $105,063
16 Public Pier (Opal Ave): Gangway & Float Piers 0 0 EA 1 $75,000 **20 2 $75,000 2019 2021 $78,797 $78,797
17 Public Pier (Park Ave): Gangway & Float Piers 0 0 EA 1 $75,000 **20 2 $75,000 2019 2021 $78,797 $78,797
18 Public Pier (Washington St): Gangway & Float Piers 0 0 EA 1 $75,000 **20 2 $75,000 2019 2021 $78,797 $78,797
19 Tide Gate Valves (Balboa Island): Replace Gate Valves 0 0 EA 34 $50,000 **25 6 $1,700,000 2019 2025 $1,971,479 $1,971,479
20 Water Quality: TMDL Compliance:Water Quality 0 0 LS 1 $300,000 **Ongoing 9 $300,000 2019 2028 $374,659 $374,659
21 Balboa Yacht Basin (Significant Maintenance)Slips 1985 0 EA 1 150,000 34 40 2 $150,000 2020 2021 $157,594 $157,594
22 Central Peninsula Sand Nourishment (Ocean Beach)Sand 2017 CY 1,000,000 2 20 11 $0 2020 2030 $0 $0
23 Coastal Commission/Public Works Plan Other 0 0 LS 1 $500,000 **50 2 $500,000 2020 2021 $525,313 $525,313
24 Dredging Equipment (needs further review)Dredging 0 0 EA - $0 **0 2 $0 2020 2021 $0 $0
25 Dredging: Newport Island Area (Channels)Dredging 0 0 CY 20,000 $150 **50 4 $3,000,000 2020 2023 $3,311,439 $3,311,439
26 Land Acquisition for Potential Launch Ramp Other 0 EA 1 $0 **80 4 $0 2020 2023 $0 $0
27 Mooring Field Enhancements Moorings 0 0 EA 1 - 0 0 5 $0 2020 2024 $0 $0
28 Ocean Piers Maintenance (Balboa and Newport)Piers 0 2017 EA 1 500,000 **0 2 $500,000 2020 2021 $525,313 $525,313
29 Public Pier (29th St): Gangway & Float Piers 0 0 EA 1 $100,000 **20 2 $100,000 2020 2021 $105,063 $105,063
30 Public Pier (Emerald Ave): Gangway & Float Piers 1986 1986 EA 1 $75,000 33 20 3 $75,000 2020 2022 $80,767 $80,767
31 Public Pier (Sapphire Ave): Gangway & Float Piers 0 0 EA 1 $75,000 **20 3 $75,000 2020 2022 $80,767 $80,767
32 Tide Gate Valves (Peninsula): Replace Gate Valves 0 0 EA 39 $50,000 **25 7 $1,950,000 2020 2026 $2,317,937 $2,317,937
33 Vessel Sewage Pumpout Facilities: Replace Water Quality 0 0 EA 5 $25,000 **10 4 $125,000 2020 2023 $137,977 $75,000 $62,977
34 Entrance Jetty - Navigation Aid Replace Other 0 0 EA 1 400,000 0 30 4 $400,000 2021 2023 $441,525 $441,525
35 Ferry Landing - Agate Avenue Bulkhead 1930 0 EA 1 - 89 60 4 $0 2021 2023 $0 $0
36 Ferry Landing - Palm Street Bulkhead 1930 0 EA 1 - 89 60 4 $0 2021 2023 $0 $0
37 Public Beaches (Lido Isle Bridge) Potential Handrail Other 0 0 EA 1 50,000 **4 $50,000 2021 2023 $55,191 $55,191
38 Public Beaches (Lido Isle Bridge): Install Walkway to Beach Bay 0 0 EA 1 $75,000 **40 4 $75,000 2021 2023 $82,786 $82,786
39 Lower Castaways: Bulkhead Only Bulkhead 0 0 LF 265 $3,800 **80 5 $1,007,000 2022 2024 $1,139,328 $1,139,328
40 Water Quality: Circulation (Newport Island Area):Water Quality 0 0 EA - **0 6 $0 2022 2025 $0 $0
41 Balboa Island, N, S, E & GC: Boardwalk & Perimeter
Drainage System only (Little Island not include ~42k SF)
Other 0 0 SF 92,000 $25 **80 7 $2,300,000 2024 2026 $2,733,977 $2,733,977
42 Balboa Yacht Basin Marina (Slips): Replace Slips 1985 0 Slips 172 $35,000 34 40 8 $6,020,000 2024 2027 $7,334,785 $7,334,785
43 Dredging (Balboa Yacht Basin):Dredging 1985 0 CY 25,600 $70 34 40 8 $1,792,000 2024 2027 $2,183,378 $2,183,378
44 Surfside/Sunset Beach Sand Nourishment Stage 14 Sand 2017 LS 1 $300,000 2 7 6 $300,000 2024 2025 $347,908 $347,908
45 Balboa Island, N, S, E & GC: Replace Seawall EBF Bulkhead 1930 LF 4,386 $3,800 89 81 12 $16,667,666 2026 2031 $22,416,158 $22,416,158
46 Balboa Island, N, S, E & GC: Replace Seawall GC and EBF Bulkhead 1930 LF 4,386 $3,800 89 80 7 $16,667,666 2026 2026 $19,812,618 $19,812,618
47 Balboa Island, N, S, E & GC: Replace Seawall NBF Bulkhead 1930 LF 4,386 $3,800 89 82 18 $16,667,666 2026 2037 $25,995,871 $25,995,871
48 Dredging: Upper Bay Catch Basins Dredging 2009 0 CY 500,000 $30 10 21 11 $15,000,000 2027 2030 $19,681,300 $19,681,300 ($0)
49 Dredging: Upper Bay Channels Dredging 2009 CY 250,000 $30 10 21 11 $7,500,000 2027 2030 $9,840,650 $9,840,650 $0
50 Rhine Wharf Boardwalk: Major Repair Other 0 0 LF 1 $150,000 **20 10 $150,000 2027 2029 $192,013 $192,013
51 Public Bay Beaches: Sand Nourishment (25k yards)Other 2016 0 CY 25,000 $50 3 25 12 $1,250,000 2028 2031 $1,681,111 $1,681,111
52 Public Pier (15th St): Pier & Gangway Piers 0 0 EA 1 $115,000 **20 15 $115,000 2031 2034 $166,554 $166,554
53 Public Pier (Coral Ave): Pier only Piers 1985 1985 EA 1 $75,000 34 20 15 $75,000 2031 2034 $108,622 $108,622
54 Public Pier (Emerald Ave): Pier only Piers 1986 1986 EA 1 $75,000 33 20 15 $75,000 2031 2034 $108,622 $108,622
55 Public Pier (Fernando St): Pier only Piers 0 0 EA 1 $75,000 **20 15 $75,000 2031 2034 $108,622 $108,622
56 Public Pier (M St): Pier only Piers 1985 1985 EA 1 $100,000 34 20 15 $100,000 2031 2034 $144,830 $144,830
57 Public Pier (Opal Ave): Pier only Piers 0 0 EA 1 $75,000 **20 15 $75,000 2031 2034 $108,622 $108,622
58 Public Pier (Park Ave): Pier only Piers 0 0 EA 1 $75,000 **20 15 $75,000 2031 2034 $108,622 $108,622
59 Public Pier (Sapphire Ave): Pier only Piers 0 0 EA 1 $75,000 **20 15 $75,000 2031 2034 $108,622 $108,622
60 Public Pier (Washington St): Pier only Piers 0 0 EA 1 $75,000 **20 15 $75,000 2031 2034 $108,622 $108,622
61 Bulkhead (American Legion): Replace Bulkhead 1957 0 LF 336 $3,800 62 80 18 $1,276,800 2034 2037 $1,991,372 $1,991,372
62 Public Pier (Rhine Channel): Float only Piers 2007 2007 EA 1 $175,000 12 30 18 $175,000 2034 2037 $272,940 $272,940
63 Bulkhead (Rhine Channel): Replace Bulkhead 1960 0 LF 375 $3,800 59 80 21 $1,425,000 2037 2040 $2,393,404 $2,393,404
I:\Users\FIN\Shared\Admin\Finance Committee\REPORTS\2019\021419\HBMP\ATTACHMENT\Harbor and Beaches Capital Planning v2019_01_14 2 of 4
Ref #ProjGL Project Category YR Built Last Refurb.
Units
Measurement Total Units
Today's Unit
Cost Current Age: Useful Life Years to Start Project Estimate
FY Design Start
Year
FY Const Start
Year
FV Cost Est @2.5%
Growth
External
Contributions Net Proposed Cost
64 Public Pier (Grand Canal, Balboa Ave): Pier Platform Piers 2017 2012 EA 1 $15,000 2 20 19 $15,000 2037 2038 $23,980 $23,980
65 Bulkhead (West Newport): Replace Bulkhead 0 0 LF 1,722 $3,800 **80 22 $6,543,600 2038 2041 $11,265,275 $11,265,275
66 Bulkhead (Corona Del Mar): Replace Bulkhead 0 0 LF 175 $3,800 **80 26 $665,000 2042 2045 $1,263,695 $1,263,695
67 Bulkhead (Promontory Bay): Replace Bulkhead 1965 0 LF 1,158 $3,800 54 80 26 $4,400,400 2042 2045 $8,362,048 $8,362,048
68 Public Pier (Rhine Channel): Gangway only Piers 0 0 EA 1 $60,000 **40 28 $60,000 2044 2047 $119,790 $119,790
69 Bulkhead (Rhine Wharf): Replace Bulkhead 0 0 LF 343 $3,800 **80 30 $1,303,400 2046 2049 $2,733,970 $2,733,970
70 Marina Park Slips: Replace Slips 2015 0 EA 23 $40,000 4 40 36 $920,000 2052 2055 $2,237,932 $2,237,932
71 Bulkhead (Street Ends - Peninsula): Replace Bulkhead 0 0 LF 2,217 $3,800 **80 37 $8,424,600 2053 2056 $21,005,465 $21,005,465
72 Public Pier (Balboa Marina West): Float only Piers 2017 0 EA 1 $200,000 2 40 38 $200,000 2054 2057 $511,136 $511,136
73 Public Pier (Balboa Marina West): Gangway Piers 2017 0 EA 1 $50,000 2 41 39 $50,000 2055 2058 $130,979 $130,979
74 Public Pier (Central Ave): Gangway and Float Piers 2017 0 EA 1 $250,000 2 40 38 $250,000 2055 2057 $638,921 $638,921
75 Bulkhead (Balboa Yacht Basin): Replace Bulkhead 1985 0 LF 1,370 $3,800 34 80 46 $5,206,000 2063 2065 $16,210,708 $16,210,708
76 Bulkhead (Marina Park): Replace Bulkhead 2015 0 LF 857 $3,800 4 80 76 $3,256,600 2093 2095 $21,270,524 $21,270,524
TOTAL $158,972,613 $248,211,871 $52,981,805 $195,230,066
I:\Users\FIN\Shared\Admin\Finance Committee\REPORTS\2019\021419\HBMP\ATTACHMENT\Harbor and Beaches Capital Planning v2019_01_14 3 of 4
3 4 5 6 7 8 9 10 11 12 13 14
2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030
AFFORDABILITY ASSUMPTIONS
Tidelands Capital Fund Revenues 2,377,527 2,413,190 2,449,388 2,486,129 2,523,420 2,561,272 2,599,691 2,638,686 2,678,267 2,718,441 2,759,217 2,800,605
Growth Assumption 1.50%1.50%1.50%1.50%1.50%1.50%1.50%1.50%1.50%1.50%1.50%1.50%
HARBOR CAPITAL SOURCES BUDGETED
Beginning Harbor Capital Balance 13,148,262 15,087,242 19,689,956 25,068,134 29,576,035 31,927,473 34,713,107 39,320,358 42,048,163 33,537,335 25,854,075 29,056,671
Sources
Increment Revenue Projections 2,288,419 2,413,190 2,449,388 2,486,129 2,523,420 2,561,272 2,599,691 2,638,686 2,678,267 2,718,441 2,759,217 2,800,605
Interest Earnings 89,108
General Fund Contributions 2,500,000 3,500,000 4,500,000 5,500,000 6,000,000 6,000,000 5,500,000 5,500,000 5,500,000 4,500,000 4,500,000 4,500,000
Periodic GF or One-time Transfers 1,500,000
Grants 82,000 451,000 287,000 1,800,000 9,907,500 6,341,250 26,250 - - - - 2,952,195
Total Sources (does not include grants):6,377,527 5,913,190 6,949,388 7,986,129 8,523,420 8,561,272 8,099,691 8,138,686 8,178,267 7,218,441 7,259,217 7,300,605
Uses
Debt Service (1,000,000) (1,250,000) (1,250,000) (1,250,000) (1,250,000) (1,250,000) (1,250,000) (1,250,000) (1,250,000) (926,659) (500,000) (500,000)
Other Fiscal Charges - - - - - - - - - - - -
Project Uses (3,438,548) (60,475) (321,209) (2,228,228) (4,921,983) (4,525,638) (2,242,440) (4,160,881) (15,439,094) (13,975,042) (3,556,621) (236,738)
Transfers Out
Less: Cash Proj Funding
Total Uses:(4,438,548) (1,310,476) (1,571,209) (3,478,228) (6,171,983) (5,775,638) (3,492,440) (5,410,881) (16,689,094) (14,901,701) (4,056,621) (736,738)
Projected Harbor Capital Balance 15,087,242 19,689,956 25,068,134 29,576,035 31,927,473 34,713,107 39,320,358 42,048,163 33,537,335 25,854,075 29,056,671 35,620,539
HARBOR & BEACHES MASTER PLAN SOURCES AND USES PROFORMA
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Shipyard
CITY OF NEWPORT BEACH
FINANCE COMMITTEE
STAFF REPORT
Agenda Item No. 5B
February 14, 2019
TO: HONORABLE CHAIRMAN AND MEMBERS OF THE COMMITTEE
FROM: Dan Matusiewicz, Finance Director
949-644-3123 or danm@newportbeachca.gov
SUBJECT: FACILITIES FINANCIAL PLAN UPDATE
SUMMARY:
The Finance Committee is charged with a variety of tasks including, but not limited to,
reviewing with staff on an annual basis the timing, means of financing, and fiscal impacts
associated with funding the high-priority projects designated in the Facilities Financing
Plan (FFP). Staff welcomes input and recommends that the Committee receive and file
the attached FFP update and provide staff with any input regarding the financial solvency
of the FFP.
RECOMMENDED ACTION:
Staff welcomes input and recommends that the Committee receive and file the attached
FFP update and provide staff any input regarding its financial solvency.
DISCUSSION:
Key Planning Highlights:
The FFP relies mostly on front-loaded cash contributions for the near-term
projects, and no debt issuance over the 30-year planning period.
Priority near-term projects include Lido Fire Station 2, Newport Jr. Guard
Building (with 100% private contributions), Peninsula and Library Fire Station
1, Grant Howald Park Sport Field Rehabilitation, and Santa Barbara Fire
Station 3.
The Police Facility project is assumed to start in 2032 at an estimated cost of
$73 million, funded entirely through cash contributions.
Facilities Financial Plan Update
February 14, 2019
Page 2
City Council (F-6), Debt Management Policy, restricts debt service as a
percentage of General Fund revenues to remain below 8%. Debt service
reaches a maximum of 3.6%, and averages 1.9% over the 30-year planning
period.
The remaining debt capacity, net of current debt service obligations, is nearly
$150 million.
Over the 30-year planning period, the maximum annual General Fund
contribution to the FFP Reserve Fund (as a percent of revenue) reserve fund
is 3.8% and averages 3.1% of General Fund revenues.
The FFP Reserve Fund minimum target fund balance is maintained above the
Maximum Annual Debt Service (MADS), $8.2 million over the 30-year planning
period.
Key Assumptions:
Projects Included in the Analysis
Only General Fund projects are addressed and new facilities are not included, unless
specifically identified. One such project includes the potential land purchase/acquisition
for the new Police Station. No cost is yet identified for this purchase as staff will seek
direction from the City Council.
Potential expenses for dredging are not included and are budgeted as part of the ongoing
annual Harbor and Beaches Master Plan (HBMP). Building maintenance and operation
costs are not included and are addressed in the Facilities Maintenance Plan (FMP).
General Fund Revenue
General Fund revenues are assumed to increase modestly 3% to be consistent with a
conservative approach to debt affordability.
Project Costs
Estimated project costs are based on current time-frame estimates by Public Works.
Construction costs are projected to increase 2.5% annually. Project and cost projections
are revised periodically and are assumed to include project management expenditures.
Debt Service Levels
Debt Service will be maintained at less than 8% of General Fund revenues. This is
consistent with City Council (F-6), Debt Management Policy.
Facilities Financial Plan Update
February 14, 2019
Page 3
Prepared and Submitted by:
/s/ Steve Montano
_____________________________
Steve Montano
Deputy Finance Director
Attachment:
A. Facilities Financial Plan
ATTACHMENT A
FACILITIES FINANCIAL PLAN
4 Last Updated 1/30/2019
Start Start
Est. Project Date Date
Near-Term Projects Cost (Design)(Construction)
3 FS 1 - Peninsula (& Library)5,298,302 2020 2022
5 FS 2 - Lido 9,907,394 2019 2020
6 FS 3 - Santa Barbara 9,509,486 2022 2025
13 Newport Jr. Guard Building (1)- 2019 2021
25 Sunset View Park w/Ped Bridges & Dog Park 8,629,431 2018 2020
51 Grant Howald Park Sport Field Rehabilitation 6,041,094 2019 2020
3 FS 1 - Peninsula (& Library)5,298,302 2020 2022
37 Girls & Boys Club (East Bluff Park) (2)- 2020 2022
6 FS 3 - Santa Barbara 9,509,486 2022 2025
(1) Offset with private contributions of $3,703,427
(2) Offset with private contributions of $7,814,995
1 2 ********
Total 54,193,495
3 4
Key Metric Target Max
Debt Svc as % of Revenues NA < 8.0%
Minimum FFP Reserve Balance (000's)$8,162 NA
Key Statistics Min Max Avg
GF Contribution to FFP (000's)$8,500 $10,370 $8,972
Debt Service (000's)$7,477 $8,154 $7,657
GF Contributions to FFP as % Rev 3.00%3.8%3.2%
Debt Svc as % of Revenues 2.16%3.6%2.8%
5 6 FFP Balance (000's)$10,319 $62,552 $28,690
Key Statistics Min Max Avg
GF Contribution to FFP (000's)$8,500 $15,018 $10,779
Debt Service (000's)$0 $8,154 $5,623
GF Contributions to FFP as % Rev 3.00%3.8%3.1%
Debt Svc as % of Revenues 0.00%3.6%1.9%
FFP Reserve Balance (000's)$10,317 $120,445 $39,157
7 8
Remaining Debt Capacity (Dbt. Svc < or = 8% of GF Rev):150.2$ Million
CITY OF NEWPORT BEACH FACILITIES FINANCIAL PLANNING DASHBOARD
30 Year
Council Debt Mgmt Policy (F-6)
15 Year
0.00%
1.00%
2.00%
3.00%
4.00%
5.00%
6.00%
7.00%
8.00%
9.00%
10.00%
20
1
9
20
2
1
20
2
3
20
2
5
20
2
7
20
2
9
20
3
1
20
3
3
20
3
5
20
3
7
20
3
9
20
4
1
20
4
3
20
4
5
GF Contribution to FFP
as a Percent of GF Revenue
GF Contribution % Budget Debt Service - as % of Revenues
$0
$2,000,000
$4,000,000
$6,000,000
$8,000,000
$10,000,000
$12,000,000
$14,000,000
$16,000,000
20
1
9
20
2
1
20
2
3
20
2
5
20
2
7
20
2
9
20
3
1
20
3
3
20
3
5
20
3
7
20
3
9
20
4
1
20
4
3
20
4
5
GF Contribution to FFP Compared
to Debt Service
GF Contribution to FFP Debt Service
-
10,000,000
20,000,000
30,000,000
40,000,000
50,000,000
60,000,000
70,000,000
80,000,000
90,000,000
20
1
9
20
2
0
20
2
1
20
2
2
20
2
3
20
2
4
20
2
5
20
2
6
20
2
7
20
2
8
20
2
9
20
3
0
20
3
1
20
3
2
20
3
3
20
3
4
20
3
5
20
3
6
20
3
7
20
3
8
20
3
9
20
4
0
20
4
1
20
4
2
20
4
3
20
4
4
20
4
5
FFP Reserve Balance
-
5,000,000
10,000,000
15,000,000
20,000,000
25,000,000
30,000,000
35,000,000
40,000,000
45,000,000
20
1
9
20
2
1
20
2
3
20
2
5
20
2
7
20
2
9
20
3
1
20
3
3
20
3
5
20
3
7
20
3
9
20
4
1
20
4
3
20
4
5
Project Funding
Cash Funded Construction Debt Funded Construction
-
5,000,000
10,000,000
15,000,000
20,000,000
25,000,000
30,000,000
35,000,000
40,000,000
45,000,000
20
1
9
20
2
1
20
2
3
20
2
5
20
2
7
20
2
9
20
3
1
20
3
3
20
3
5
20
3
7
20
3
9
20
4
1
20
4
3
20
4
5
Project Expenditures
-
5,000,000
10,000,000
15,000,000
20,000,000
25,000,000
30,000,000
35,000,000
40,000,000
20
1
9
20
2
1
20
2
3
20
2
5
20
2
7
20
2
9
20
3
1
20
3
3
20
3
5
20
3
7
20
3
9
20
4
1
20
4
3
20
4
5
Debt Service Capacity
Max Debt Service - 8% of Revenues Debt Service
0.00%
1.00%
2.00%
3.00%
4.00%
5.00%
6.00%
7.00%
8.00%
9.00%
10.00%
20
1
9
20
2
1
20
2
3
20
2
5
20
2
7
20
2
9
20
3
1
20
3
3
20
3
5
20
3
7
20
3
9
20
4
1
20
4
3
20
4
5
Debt Service as % of GF Revenues
Debt Service - as % of Revenues
-
5,000,000
10,000,000
15,000,000
20,000,000
25,000,000
30,000,000
35,000,000
2019 2020 2021 2022 2023 2024 2025
Annual GF Contributions
Periodic GF or One-time Transfers
Private Contributions
Interest Earnings
Cash Contributions
Project Total Interest
Debt Service Description Year Proceeds COI Issue Rate Term Maturity
2010 Civic Center COPs 2011 123,000,000 1,289,442 124,289,442 4.4%30 2041
Traunch 2 0 - - - 5.0%30 30
Traunch 3 0 - - - 5.0%30 30
GF contributions equal to $8.5m/year (level dollar)
GF contributions equal to 3% of annual General Fund revenue
GF contributions equal to 5% of annual General Fund revenue
GF contributions equal to 3% GF Rev but not < than $8.5M
1 of 5
2/8/2019
Active Projects
YR Repl Est $Current Age:Useful Years to Cost Est.Project FY Design Start FY Const Start FV Cost Est @ Private Net Proposed
ProjNo Function Project Built Sq Ft /Sq Ft 2018 Life Start Date Estimate Year Year 2.5% Growth Contribtions Cost
1 Gen Gov Civic Center 2013 100,000 675 5 60 55 Jun-13 67,500,000 2070 2073 - -
4 Gen Gov Council Chambers 2013 29,000 675 5 60 55 Jun-13 19,575,000 2070 2073 - -
41 Gen Gov Civic Center Parking Structure 2013 450 16,000 5 60 55 Jun-13 7,200,000 2070 2073 - -
2 Police Police Station 1973 60,000 800 45 50 17 Jan-19 48,000,000 2032 2035 73,037,677 73,037,677
52 Police Land Purchase for New Station (4 acres)174,000 **Jan-19 2028 2031 - -
40 Municipal Operations Big Canyon Aux. Yard 2015 9,000 575 3 50 51 May-12 - 2062 2065 -
3 Fire FS 1 - Peninsula (& Library)1962 6,000 800 56 50 4 Jan-19 4,800,000 2020 2022 5,298,302 5,298,302
5 Fire FS 2 - Lido 1952 11,500 820 66 50 2 Jan-19 9,430,000 2019 2020 9,907,394 9,907,394
6 Fire FS 3 - Santa Barbara 1971 10,000 800 47 50 7 Jan-19 8,000,000 2022 2025 9,509,486 9,509,486
7 Fire FS 4 - Balboa Island 1994 4,400 800 24 50 26 Jan-19 3,520,000 2041 2044 6,689,030 6,689,030
8 Fire FS 5 - CDM (& Library)2019 6,513 855 -1 50 52 Jan-19 5,568,615 2069 2070 - -
9 Fire FS 6 - Mariners (apparatus bay only)2018 1,436 866 0 50 0 Jan-19 1,243,576 2069 2070 1,243,576 1,243,576
47 Fire FS 6 - Mariners (Living Area Rebuild)1957 3,000 800 61 7 2,400,000 2024 2025 2,852,846 2,852,846
10 Fire FS 7 - SAH 2007 6,500 800 11 50 39 Jan-19 5,200,000 2054 2057 13,621,787 13,621,787
11 Fire FS 8 - Npt. Coast 1995 11,027 800 23 50 27 Jan-19 8,821,600 2042 2045 17,182,713 17,182,713
12 Fire Lifeguard HQ Replacement 5,500 800 **25 22 Jan-19 4,400,000 2038 2040 7,574,914 7,574,914
13 Fire Newport Jr. Guard Building 0 4,900 700 **3 3,439,000 2019 2021 3,703,427 3,703,427 -
15 Library Library-Balboa (Construct w/ FS-1)1962 3,000 650 56 50 44 Jan-19 - 2059 2062 - -
16 Library Library-CDM (Construct w/ FS-5)2019 3,800 600 -1 50 52 Jan-19 - 2069 2070 - -
17 Library Library-Mariners 2006 15,305 600 12 50 38 Jan-19 - 2053 2056 - -
18 Library Library-Central 1997 65,000 600 21 50 34 Jan-19 39,000,000 2049 2052 90,297,563 90,297,563
TBD Library Library Lecture Hall TBD TBD TBD TBD TBD TBD TBD TBD TBD TBD TBD TBD TBD
20 Rec Facility Marina Park 2015 22,000 600 3 50 47 Jan-19 13,200,000 2062 2065 42,130,402 42,130,402
21 Rec Facility Newport Coast Ctr 2007 16,865 600 11 50 39 Jan-19 10,119,000 2054 2057 26,507,474 26,507,474
22 Rec Facility Newport Theatre Arts Center 1973 12,000 600 45 50 12 Jan-19 7,200,000 2027 2030 9,683,200 4,841,600 4,841,600
23 Rec Facility OASIS Sr. Ctr 2010 43,232 600 8 60 42 Jan-19 25,939,200 2057 2060 73,174,359 73,174,359
25 Rec Facility Sunset View Park w/Ped Bridges & Dog Park 0 NA **∞2 Mar-14 10,450,000 2018 2020 10,979,031 2,349,600 8,629,431
29 Rec Facility Bonita Creek - Artificial Turf 2015 NA 3 10 7 Jan-19 900,000 2025 2025 1,069,817 1,069,817
33 Rec Facility Community Youth Center (CYC) - Grant Howald 1988 5,146 600 30 50 14 Jan-19 3,087,600 2029 2032 4,362,698 4,362,698
34 Rec Facility Caroll Beek Center 1980 1,555 600 38 50 15 Jan-19 933,000 2030 2033 1,351,262 1,351,262
35 Rec Facility Bonita Creek Community Ctr.1988 2,876 600 30 50 20 Jan-19 1,725,600 2035 2038 2,827,597 2,827,597
36 Rec Facility Cliff Drive Community Room 1960 750 600 58 50 18 Jan-19 450,000 2033 2036 701,846 701,846
37 Rec Facility Girls & Boys Club (East Bluff Park)1965 11,800 600 53 50 4 Jan-19 7,080,000 2020 2022 7,814,995 7,814,995 -
51 Rec Facility Grant Howald Park Sport Field Rehabilitation **50 2 Jan-19 5,750,000 2019 2020 6,041,094 6,041,094
38 Rec Facility Lawn Bowling Facility (San Joaquin Hills Park)1974 2,750 575 44 50 21 Mar-14 1,581,250 2036 2039 2,655,839 2,655,839
326,513,441 430,218,328 18,709,622 411,508,706
FFP Project Planning
2 of 5
1 2 3 4 5 6 7
2019 2020 2021 2022 2023 2024 2025 2026
AFFORDABILITY ASSUMPTIONs
General Fund Revenues 224,031,045 230,751,976 237,674,536 244,804,772 252,148,915 259,713,382 267,504,784 275,529,927
GF Revenue Growth Assumption 3.00%3.00%3.00%3.00%3.00%3.00%3.00%3.00%
FFP Contributions @ 3% of GF Revenues 6,720,931 6,922,559 7,130,236 7,344,143 7,564,467 7,791,401 8,025,144 8,265,898
GF Annual Contribution % of Revenue (assuming $8.5 M/yr)3.79%3.68%3.58%3.47%3.37%3.27%3.18%3.08%
Debt Service as % of GF Revenues 3.64%3.53%3.23%3.14%3.04%2.95%2.85%2.76%
FFP SOURCES
8,500,000 8,500,000 8,500,000 8,500,000 8,500,000 8,500,000 8,500,000 8,500,000
Beginning FFP Balance 29,494,420 17,230,691 25,039,533 20,302,622 19,204,469 18,155,088 18,152,138 18,706,178
Sources
Annual GF Contributions 8,500,000 8,500,000 8,500,000 8,500,000 8,500,000 8,500,000 8,500,000 8,500,000
Periodic GF or One-time Transfers In - 1,500,000
Private Contributions 3,912,029 9,249,361 903,823 361,722 368,956 376,336 383,862 391,540
Interest Earnings 90,884 430,767 751,186 659,835 672,156 635,428 635,325 654,716
Total Sources:12,502,913 19,680,128 10,155,009 9,521,557 9,541,113 9,511,764 9,519,187 9,546,256
Uses
Debt Service (8,153,810) (8,138,841) (7,688,278) (7,676,638) (7,665,428) (7,649,308) (7,610,933) (7,603,024)
Debt Funding
Other Fiscal Charges (11,000) (11,000) (11,000) (11,000) (11,000) (11,000) (11,000) (11,000)
Project Uses (16,601,832) (3,721,446) (7,192,642) (2,932,072) (2,914,066) (1,854,406) (1,343,214) (7,387,683)
Total Uses:(24,766,642) (11,871,287) (14,891,920) (10,619,710) (10,590,494) (9,514,714) (8,965,147) (15,001,707)
Projected FFP Balance 17,230,691 25,039,533 20,302,622 19,204,469 18,155,088 18,152,138 18,706,178 13,250,727
Sources and Uses Proforma
3 of 5
AFFORDABILITY ASSUMPTIONs
General Fund Revenues
GF Revenue Growth Assumption
FFP Contributions @ 3% of GF Revenues
GF Annual Contribution % of Revenue (assuming $8.5 M/yr)
Debt Service as % of GF Revenues
FFP SOURCES
Beginning FFP Balance
Sources
Annual GF Contributions
Periodic GF or One-time Transfers In
Private Contributions
Interest Earnings
Total Sources:
Uses
Debt Service
Debt Funding
Other Fiscal Charges
Project Uses
Total Uses:
Projected FFP Balance
Sources and Uses Proforma 8 9 10 11
2027 2028 2029 2030
283,795,825 292,309,700 301,078,991 310,111,361
3.00%3.00%3.00%3.00%
8,513,875 8,769,291 9,032,370 9,303,341
3.00%3.00%3.00%3.00%
2.68%2.59%2.51%2.44%
8,513,875 8,769,291 9,032,370 9,303,341
13,250,727 10,318,740 12,263,540 14,561,222
8,513,875 8,769,291 9,032,370 9,303,341
399,370 407,358 415,505 30,848,204
463,775 361,156 429,224 509,643
9,377,020 9,537,805 9,877,098 40,661,188
(7,596,755) (7,582,004) (7,568,417) (7,555,522)
(11,000) (11,000) (11,000) (11,000)
(4,701,252) - - (484,160)
(12,309,007) (7,593,004) (7,579,417) (8,050,682)
10,318,740 12,263,540 14,561,222 47,171,727
4 of 5
DEVELOPMENT AGREEMENTS AND PRIVATE CONTRIBUTIONS General TOTAL Non FFP 3 4 5 6 7 8 9 10 11 12 13 14
Public Park Public Arts FFP Traffic Amount 2019 2020 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030
Agreement REF Description Trigger Benefit Benefit & Culture BENEFIT Circulation Other Total Paid
Hoag OASIS Pledge May 12, 2009 Pledge Letter Payment Schedule 500,000 - - 500,000 - - 500,000 500,000
Hoag OASIS Pledge May 12, 2009 Pledge Letter Payment Schedule 500,000 - - 500,000 - - 500,000 500,000
Hoag OASIS Pledge May 12, 2009 Pledge Letter Payment Schedule 1,500,000 - - 1,500,000 - - 1,500,000 1,500,000
2,500,000 - - 2,500,000 - - 2,500,000 2,500,000
Friends of Oasis Pledge Oasis Construction Restricted for Oasis Only 2,000,000 - - 2,000,000 - - 2,000,000 2,000,000
North Newport Center 4.1 In Lieu Park Fees Paid within 5 Days of Award of OASIS Contract - 5,600,000 5,600,000 5,600,000 5,600,000
North Newport Center 4.1 In Lieu Park Fees 430 $$26,046.51 Milestone Pmts - 5,600,000 5,600,000 5,600,000 5,600,000
North Newport Center T2 4.1 94 Units x $26,046.51 Milestone Pmts 2,448,372 2,448,372 2,448,372 2,448,372 -
North Newport Center 4.2 1 Issuance of First Building Permit 13,545,000 - 13,545,000 13,545,000 13,545,000
North Newport Center 4.2 Public Benefit Fee - 430 Units @ $31,500 Issuance of remaining 430 Residential Building Permits 13,545,000 - (270,900) 13,274,100 13,274,100 13,545,000
North Newport Center T2 Amended Agrmt Public Benefit Fee - 94 Units @ $63,000 Issuance of 431 st permit - 524 th permit 5,922,000 (118,440) 5,803,560 5,803,560 5,922,000
North Newport Center 4.4 Street Widening and Traffic Signals Within 30 Days of Reimbursement Request - - 2,500,000 2,500,000 -
North Newport Center Amended Agrmt Bayside Drive Walkway Connection Within 90 Days of written notice after award of contract 200,000 200,000 200,000 200,000
33,212,000 13,648,372 (389,340) 46,471,032 2,500,000 - 48,971,032 48,971,032
The Dart Development (24 units)(PA2012-146) - 600,875 600,875 600,875 600,875
Newport Bay Marina (27 units) (PA2001-210)- 186,147 186,147 186,147 186,147
Via Lido Mixed Use(2 units) (PA2010-081)- 104,500 104,500 104,500 104,500
2218 Channel Rd.Abell John & Helou Carol - 26,125 26,125 26,125 26,125
Plaza CDM (6 Units) (PA2010-061) - 156,750 156,750 156,750
Park Fees (One off)2,957,625
214 Narcissus (1 Units) (PA2011-192)- - -
604 Acacia Ave (PA2012-005) - 26,125 26,125 26,125 26,125
610 Larkspur LLC (NP2013-003)- 26,125 26,125 26,125 26,125
819 W. Balboa NP2012-010 26,125 26,125 26,125 26,125
501-507 L St(PA2016-010)78,375 78,375 78,375 78,375
416 Orchid Ave.- 26,125 26,125 26,125 26,125
Cohen Galina - 309 Goldenrod - 26,125 26,125 26,125 26,125
112 30th St. MW (PA2015-149)26,125 26,125 26,125 26,125
1560 Placentia (PA2014-110)209,000 209,000 209,000 209,000
115 30th St(PA2014-146)26,125 26,125 26,125 26,125
415 38th St(PA2006-005)26,125 26,125 26,125 26,125
3238 Clay (PA2015-114)26,125 26,125 26,125 26,125
128 29th St (PA2007-067)26,125 26,125 26,125 26,125
710 Goldenrod Ave (PA2016-036)26,125 26,125 26,125 26,125
612 Acacia Ave (PA2015-177)26,125 26,125 26,125 26,125
3125 Bayside Dr (PA2011-007)26,125 26,125 26,125 26,125
715 Heliotrope (PA2014-144)26,125 26,125 26,125 26,125
716 Larkspur (PA2014-068)26,125 26,125 26,125 26,125
422 Heliotrope (PA2015-071)26,125 26,125 26,125 26,125
715 Marigold (PA2015-046)26,125 26,125 26,125 26,125
404 Heliotrope (PA2015-081)26,125 26,125 26,125 26,125
129 34th St (PA2016-104)26,125 26,125 26,125 26,125
701 Poppy Ave (PA2016-154)26,125 26,125 26,125 26,125
211 Dahlia Ave(PA2016-146)26,125 26,125 26,125 26,125
712 Heliotrope(PA2016-054)26,125 26,125 26,125 26,125
514 Fernleaf(PA2016-051)26,125 26,125 26,125 26,125
607 Carnation Ave(PA2016-82)26,077 26,077 26,077 26,077
608 Heliotrope(PA2016-166)26,125 26,125 26,125 26,125
216 33rd St(PA2016-176)26,125 26,125 26,125 26,125
308 Fernleaf(PA2017-052)26,125 26,125 26,125 26,125
Friend of the Oasis 35,000 35,000 35,000
35,000 2,067,099 - 2,102,099 - - 2,102,099
Hoag DA # 5 8.2 Semeniuk Slough Study $200K Fee Eliminated with with DA amendment in 2008 - - - - - - - -
Hoag DA # 5 8.2 Reimb City related to Superior Ave Medians Completion of Project Expenditures - - - - 1,500,000 - 1,500,000 1,500,000
Hoag DA # 5 8.2 Public Benefit (Park or Pub Safety)Paid June 2009 Xfred to Facilities Reserve 1,500,000 - - 1,500,000 - - 1,500,000 1,500,000
Hoag DA # 5 8.4 Sunset View Park, Shrub & Groundcover Pending Improvements - 150,000 - 150,000 - - 150,000 150,000
Extension pending
1,500,000 150,000 - 1,650,000 1,500,000 - 3,150,000 3,150,000
Santa Barbara Condos - - - - -
Santa Barbara Condos Section 3.3 of MOA Unrestricted Public Benefit Concurrent with Certificate of Occupancy 1,645,566 - (32,911) 1,612,655 - - 1,612,655 1,645,566
Santa Barbara Condos Section 3.3 of MOA Unrestricted Public Benefit Concurrent with Certificate of Occupancy 3,354,434 - (67,089) 3,287,345 - - 3,287,345 3,354,434
Santa Barbara Condos (NP2005-014)Section 3.2 of MOA 79 Units x $26,046.51 Fee due at building permit issue 2,061,834 - 2,061,834 - - 2,061,834 2,061,834
5,000,000 2,061,834 (100,000) 6,961,834 - 6,961,834 7,061,834
Banning Ranch Section 3.1 1375 x 30,909 x 80% (Haircut Assumption)Each Building Permit - - - - - - -
Uptown Newport $32,500/Unit - 1,244 Units - - - - - -
Phase I - 620 Units a) 462 b) 158 PRIOR TO EACH BUILDING PERMIT 20,150,000 (403,000) 19,747,000 966,665 - 20,713,665 16,089,612 5,801,918
Phase II - 624 Units PRIOR TO EACH BUILDING PERMIT 20,280,000 (405,600) 19,874,400 631,456 - 20,505,856 19,874,000
PA2011-134 In Lieu Park Fees - Phase I PRIOR TO EACH BUILDING PERMIT-Less Park Credits - 10,143,361 10,143,361 10,143,361 2,895,687 2,200,000
In Lieu Park Fees - Phase II PRIOR TO EACH BUILDING PERMIT-Less Park Credits - 10,550,389 10,550,389 10,550,389 10,550,389
40,430,000 20,693,750 (808,600) 60,315,150 1,598,121 - 61,913,271
NB Country Club 3.1 54,819 x 10.00 Golf Club Clubhouse Issuance of First Building Permits 562,196 - (11,244) 550,952 - - 550,952 562,196
Dunes Settlement Section C(e)Restaurant on Parcel B2 Issuance of Building Permit 50,000 - (1,000) 49,000 - - 49,000 49,000
Dunes Settlement Section C(f)Family Inn Issuance of Building Permit 100,000 - (2,000) 98,000 - - 98,000 98,000
Dunes Settlement Section C(g)Family Inn Prior to Occupancy 410,402 - (8,208) 402,194 - - 402,194 402,194
560,402 - (11,208) 549,194 - - 549,194
Golf Reality Fund (GRF)3.1 Tennis Club Reconstruction 3,725 x $10.00 Issuance of Building Permit 37,250 136,025 (745) 172,530 - - 172,530 36,505
Golf Reality Fund (GRF)3.1 Single Family Homes $5 x $93,000 Single Family Homes 465,000 (9,300) 455,700 - - 455,700 455,700
502,250 136,025 (10,045) 628,230 - - 628,230
Harbor Point Senior Living 1,000,000 - (20,000) 980,000 - - 980,000 980,000
Land Re Use Decisions
Monrovia Property Sale Actual 5,639,096 5,639,096 5,639,096
Police Facility Concord Estimated Annual Financial Benefit Not Used 1,706,000 1,706,000 - - 1,706,000
West Newport Gym - Lease Lease Ground Lease 289,055 289,055 - - 289,055 262,199 267,443 354,629 361,722 368,956 376,336 383,862 391,540 399,370 407,358 415,505 423,815
1,995,055 - - 7,634,151 - - 7,634,151
TOTAL 88,296,903 38,757,080 (1,330,437) 131,362,642 5,598,121 - 136,960,763 3,912,029 9,249,361 903,823 361,722 368,956 376,336 383,862 391,540 399,370 407,358 415,505 30,848,204
Paid Status
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Cost Est @
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a
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t
Proposed
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o
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D
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e
E
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a
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e
Y
e
a
r
Year
2
.
5
%
Growth
C
o
n
t
r
i
b
t
i
o
n
s
C
o
s
t
25
R
e
c
Fa
c
i
l
i
t
y
Su
n
s
e
t
Vi
e
w
Pa
r
k
w/
P
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d
Br
i
d
g
e
s
& Do
g
Pa
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k
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A
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2
M
a
r
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1
0
,
4
5
0
,
0
0
0
2018
2
0
2
0
1
0
,
9
7
9
,
0
3
1
2,349,600 8,629,431
13
F
i
r
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Ne
w
p
o
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t
Jr
.
Gu
a
r
d
Bu
i
l
d
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g
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9
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3
3,439,000
2
0
1
9
2
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1
3
,
7
0
3
,
4
2
7
3,703,427 ‐
51
R
e
c
Fa
c
i
l
i
t
y
Gr
a
n
t
Ho
w
a
l
d
Pa
r
k
Sp
o
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Fi
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h
a
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l
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a
t
i
o
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**
5
0
2
J
a
n
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5
,
7
5
0
,
0
0
0
2
0
1
9
2
0
2
0
6
,
0
4
1
,
0
9
4
6,041,094
3
F
i
r
e
FS
1 ‐
Pe
n
i
n
s
u
l
a
(&
Li
b
r
a
r
y
)
19
6
2
6
,
0
0
0
80
0
5
6
5
0
4
J
a
n
‐19
4
,
8
0
0
,
0
0
0
2
0
2
0
2
0
2
2
5
,
2
9
8
,
3
0
2
5,298,302
37
R
e
c
Fa
c
i
l
i
t
y
Gi
r
l
s
& Bo
y
s
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b
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s
t
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u
f
f
Pa
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k
)
19
6
5
1
1
,
8
0
0
60
0
5
3
5
0
4
J
a
n
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7
,
0
8
0
,
0
0
0
2
0
2
0
2
0
2
2
7
,
8
1
4
,
9
9
5
7,814,995 ‐
6
F
i
r
e
FS
3 ‐
Sa
n
t
a
Ba
r
b
a
r
a
19
7
1
1
0
,
0
0
0
80
0
4
7
5
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7
J
a
n
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8
,
0
0
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0
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0
2
2
2
0
2
5
9
,
5
0
9
,
4
8
6
9,509,486
47
F
i
r
e
FS
6 ‐
Ma
r
i
n
e
r
s
(L
i
v
i
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Re
b
u
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d
)
19
5
7
3
,
0
0
0
80
0
6
1
7
2,400,000
2
0
2
4
2
0
2
5
2
,
8
5
2
,
8
4
6
2,852,846
29
R
e
c
Fa
c
i
l
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y
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n
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t
a
Cr
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k
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t
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l
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r
f
20
1
5
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A
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1
0
7
J
a
n
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9
0
0
,
0
0
0
2025
2
0
2
5
1
,
0
6
9
,
8
1
7
1,069,817
22
R
e
c
Fa
c
i
l
i
t
y
Ne
w
p
o
r
t
Th
e
a
t
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t
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Ce
n
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r
19
7
3
1
2
,
0
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0
60
0
4
5
5
0
1
2
J
a
n
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7
,
2
0
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0
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2
7
2
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3
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9
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6
8
3
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2
0
0
4,841,600 4,841,600
52
P
o
l
i
c
e
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n
d
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h
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e
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St
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t
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e
s
)
17
4
,
0
0
0
**
Ja
n
‐19
2028
2
0
3
1
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33
R
e
c
Fa
c
i
l
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t
y
Co
m
m
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n
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y
Yo
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t
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Ce
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r
(C
Y
C
)
‐
Gr
a
n
t
Ho
w
a
l
d
19
8
8
5
,
1
4
6
60
0
3
0
5
0
1
4
J
a
n
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3
,
0
8
7
,
6
0
0
2
0
2
9
2
0
3
2
4
,
3
6
2
,
6
9
8
4,362,698
34
R
e
c
Fa
c
i
l
i
t
y
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r
o
l
l
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e
k
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r
19
8
0
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,
5
5
5
60
0
3
8
5
0
1
5
J
a
n
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9
3
3
,
0
0
0
2030
2
0
3
3
1
,
3
5
1
,
2
6
2
1,351,262
2
P
o
l
i
c
e
Po
l
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e
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a
t
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n
19
7
3
6
0
,
0
0
0
80
0
4
5
5
0
1
7
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a
n
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4
8
,
0
0
0
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0
0
0
2032
2
0
3
5
7
3
,
0
3
7
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6
7
7
73,037,677
36
R
e
c
Fa
c
i
l
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t
y
Cl
i
f
f
Dr
i
v
e
Co
m
m
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n
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t
y
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o
m
19
6
0
7
5
0
60
0
5
8
5
0
1
8
J
a
n
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4
5
0
,
0
0
0
2033
2
0
3
6
701,846 701,846
35
R
e
c
Fa
c
i
l
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t
y
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n
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t
a
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k
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m
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n
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t
y
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.
19
8
8
2
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8
7
6
60
0
3
0
5
0
2
0
J
a
n
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1
,
7
2
5
,
6
0
0
2
0
3
5
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3
8
2
,
8
2
7
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5
9
7
2,827,597
38
R
e
c
Fa
c
i
l
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t
y
La
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n
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l
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a
n
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q
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n
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l
s
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k
)
19
7
4
2
,
7
5
0
57
5
4
4
5
0
2
1
M
a
r
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1
,
5
8
1
,
2
5
0
2
0
3
6
2
0
3
9
2
,
6
5
5
,
8
3
9
2,655,839
12
F
i
r
e
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f
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r
d
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p
l
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t
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5
0
0
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*
2
5
2
2
J
a
n
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4
,
4
0
0
,
0
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0
2
0
3
8
2
0
4
0
7
,
5
7
4
,
9
1
4
7,574,914
7
F
i
r
e
FS
4 ‐
Ba
l
b
o
a
Is
l
a
n
d
19
9
4
4
,
4
0
0
80
0
2
4
5
0
2
6
J
a
n
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3
,
5
2
0
,
0
0
0
2
0
4
1
2
0
4
4
6
,
6
8
9
,
0
3
0
6,689,030
11
F
i
r
e
FS
8 ‐
Np
t
.
Co
a
s
t
19
9
5
1
1
,
0
2
7
80
0
2
3
5
0
2
7
J
a
n
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8
,
8
2
1
,
6
0
0
2
0
4
2
2
0
4
5
1
7
,
1
8
2
,
7
1
3
17,182,713
18
L
i
b
r
a
r
y
Li
b
r
a
r
y
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n
t
r
a
l
19
9
7
6
5
,
0
0
0
60
0
21
5
0
3
4
J
a
n
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3
9
,
0
0
0
,
0
0
0
2049
2
0
5
2
9
0
,
2
9
7
,
5
6
3
90,297,563
17
L
i
b
r
a
r
y
Li
b
r
a
r
y
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r
i
n
e
r
s
20
0
6
1
5
,
3
0
5
60
0
12
5
0
3
8
J
a
n
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‐2053
2
0
5
6
‐‐
10
F
i
r
e
FS
7 ‐
SA
H
20
0
7
6
,
5
0
0
80
0
1
1
5
0
3
9
J
a
n
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5
,
2
0
0
,
0
0
0
2
0
5
4
2
0
5
7
1
3
,
6
2
1
,
7
8
7
13,621,787
21
R
e
c
Fa
c
i
l
i
t
y
Ne
w
p
o
r
t
Co
a
s
t
Ct
r
20
0
7
1
6
,
8
6
5
60
0
1
1
5
0
3
9
J
a
n
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1
0
,
1
1
9
,
0
0
0
2054
2
0
5
7
2
6
,
5
0
7
,
4
7
4
26,507,474
23
R
e
c
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c
i
l
i
t
y
OA
S
I
S
Sr
.
Ct
r
20
1
0
4
3
,
2
3
2
60
0
8
6
0
4
2
J
a
n
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2
5
,
9
3
9
,
2
0
0
2057
2
0
6
0
7
3
,
1
7
4
,
3
5
9
73,174,359
15
L
i
b
r
a
r
y
Li
b
r
a
r
y
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l
b
o
a
(C
o
n
s
t
r
u
c
t
w/
FS
‐1)
19
6
2
3
,
0
0
0
65
0
56
5
0
4
4
J
a
n
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‐2059
2
0
6
2
‐‐
40
M
u
n
i
c
i
p
a
l
Op
e
r
a
t
i
o
n
s
Bi
g
Ca
n
y
o
n
Au
x
.
Ya
r
d
20
1
5
9
,
0
0
0
57
5
3
5
0
5
1
M
a
y
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2
0
6
5
‐
20
R
e
c
Fa
c
i
l
i
t
y
Ma
r
i
n
a
Pa
r
k
20
1
5
2
2
,
0
0
0
60
0
3
5
0
4
7
J
a
n
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1
3
,
2
0
0
,
0
0
0
2062
2
0
6
5
4
2
,
1
3
0
,
4
0
2
42,130,402
8
F
i
r
e
FS
5 ‐
CD
M
(&
Li
b
r
a
r
y
)
20
1
9
6
,
5
1
3
85
5
‐1
5
0
5
2
J
a
n
‐19
5
,
5
6
8
,
6
1
5
2
0
6
9
2
0
7
0
‐‐
16
L
i
b
r
a
r
y
Li
b
r
a
r
y
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M
(C
o
n
s
t
r
u
c
t
w/
FS
‐5)
20
1
9
3
,
8
0
0
60
0
‐
1
5
0
5
2
J
a
n
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‐2069
2
0
7
0
‐‐
1
G
e
n
Go
v
Ci
v
i
c
Ce
n
t
e
r
20
1
3
1
0
0
,
0
0
0
67
5
5
6
0
5
5
J
u
n
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6
7
,
5
0
0
,
0
0
0
2070
2
0
7
3
‐‐
4
G
e
n
Go
v
Co
u
n
c
i
l
Ch
a
m
b
e
r
s
20
1
3
2
9
,
0
0
0
67
5
5
6
0
5
5
J
u
n
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1
9
,
5
7
5
,
0
0
0
2070
2
0
7
3
‐‐
41
G
e
n
Go
v
Ci
v
i
c
Ce
n
t
e
r
Pa
r
k
i
n
g
St
r
u
c
t
u
r
e
20
1
3
4
5
0
16
,
0
0
0
5
6
0
5
5
J
u
n
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7
,
2
0
0
,
0
0
0
2
0
7
0
2
0
7
3
‐‐
5
F
i
r
e
FS
2 ‐
Li
d
o
19
5
2
1
1
,
5
0
0
82
0
6
6
5
0
2
J
a
n
‐19
9
,
4
3
0
,
0
0
0
2
0
1
9
2
0
2
0
9
,
9
0
7
,
3
9
4
9,907,394
9
F
i
r
e
FS
6 ‐
Ma
r
i
n
e
r
s
(a
p
p
a
r
a
t
u
s
ba
y
on
l
y
)
20
1
8
1
,
4
3
6
86
6
0
5
0
0
J
a
n
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1
,
2
4
3
,
5
7
6
2
0
6
9
2
0
7
0
1
,
2
4
3
,
5
7
6
1,243,576
TB
D
L
i
b
r
a
r
y
Li
b
r
a
r
y
Le
c
t
u
r
e
Ha
l
l
TB
D
T
B
D
T
B
D
T
B
D
T
B
D
T
B
D
T
B
D
T
B
D
TBD TBD TBD TBD TBD 326,513,441
430,218,328 18,709,622 411,508,706
FF
P
Pr
o
j
e
c
t
Pl
a
n
n
i
n
g
1 of 1
2/14/2019
1
City of Newport Beach General FundLong Range Financial Forecast
Fiscal Years 2020 to 2039
Newport Beach Long-Range Financial Forecast
About Whitebirch
•Whitebirch is SaaS-based financial modeling platform
designed for mission-critical decision support.
•Allows users to perform multi-dimensional projections
using various assumptions simultaneously.
•More stable than Excel - no more crashing.
•It allows staff to validate projection logic and results,
and manage model among multiple users.
•Whitebirch is owned by PFM.
•Annual subscription fee is $12,500.
2
2/14/2019
2
Newport Beach Long-Range Financial Forecast
Model Hierarchy and Development
3
Baseline growth projections
are based on historical CAGR,
averages, and adjustments
based on known one-time
events.
Impacts allows us to model the
fiscal impact of any projected
deviation from the baseline on $
or % basis
Baseline, alternate baselines, and impacts can
be packaged and organized into high-level
scenarios
REVENUE AND EXPENDITURE IMPACTS
(INFINTE)
SCENARIOS
BASELINE SCENARIO (BASED ON FY19 ORIGINAL BUDGET)
Step
1
Step 2
Step
3
Baseline Revenue Assumptions
Fiscal Years 2020 to 2039
2/14/2019
3
Newport Beach Long-Range Financial Forecast
Property Tax
5
•Secured Property Tax
•Unsecured Property Tax
•Supplemental Taxes
•RDA Residual
•Prior Year Penalty/Interest
Accounts/Groupings in This Category
Newport Beach Long-Range Financial Forecast
Sales Tax
6
2/14/2019
4
Newport Beach Long-Range Financial Forecast
Transient Occupancy Tax
7
Newport Beach Long-Range Financial Forecast
Other General Fund Revenues
8
•Business License tax
•Property Tax Transfer
•License Fees and Permits
•Service Fees, Property Income, Donations
•Intergovernmental Transfers
Accounts/Groupings in This Category
2/14/2019
5
Baseline ExpenditureAssumptions
Fiscal Years 2020 to 2039
Newport Beach Long-Range Financial Forecast
Salaries and Benefits (General Fund)
10
•Regular Salaries
•Health/Dental/Vision
•Overtime Pays
•Personnel Internal Service Premiums
•Retiree Health Program
•Other Benefits
Accounts/Groupings in This Category
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Newport Beach Long-Range Financial Forecast
Pension (General Fund)
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•Pension Normal Cost
•Pension UAL
•Pension Employee Contribution
•Discretionary UAL
•Retirement Part Time/Temp
Accounts/Groupings in This Category
Newport Beach Long-Range Financial Forecast
Maintenance and Operations (General Fund)
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•Professional and Contract Services
•O&M Internal Service Premiums
•Maintenance and Repair
•Supplies and Materials
•General Expense
•Travel and Training
Accounts/Groupings in This Category
Increase due to changes in outsourcing and change in Cost Allocation Plan methodology
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ForecastScenarios
Fiscal Years 2020 to 2039
Newport Beach Long-Range Financial Forecast
Forecast Scenarios Overview
•Scenario 1 – Includes pension UAL contribution
Option 3A (discussed with Finance Committee on
November 29, 2018) - UAL over a level $35m
dollar payment plan over 15 years
•Scenario 2 – Same as Scenario 1, except with
higher annual salary growth than Scenario 1
•Scenario 3 – CalPERS assets underperforming
1% (6% return) for 10 years
•Scenario 4 – CalPERS change in actuarial
assumption reducing the discount rate 1% (6%
return) for the entire forecast period (20 years)
and beyond
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•All projections are based on the FY19 Original
Budget with some adjustment for one-time items.
•Aforementioned growth assumptions are used with
mild recessions occurring in FY21, FY28, and FY35
the impact the City’s Top 3 revenue sources.
•100% of revenues and expenditures are realized
as forecasted each year.
•Annual General Fund transfers in support of:
•FFP - $8.5m
•CIP - $5m with construction cost escalation of 3%
annually
•Facilities Maintenance - $1.5m
•800 Mhz Radio – $0.5m
•Tidelands – ranging from $3.5m to $6m, fixed at
$4.5m starting in 2028
•Contingency Reserve (25% of expenditures, less
discretionary pension funding)
Assumptions Common to All Scenarios
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Newport Beach Long-Range Financial Forecast
Scenario 1 – Level Dollar UAL Payment Plan Over 15 Years (Option 3A)
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Newport Beach Long-Range Financial Forecast
Scenario 1: Pension Option 3A
Option 3A accomplishes the following funding goals:
•Amortizes the UAL over a level dollar payment plan over 15 years as opposed to the lengthier, and consequently
costlier, term options.
•Continues an aggressive funding plan to improve the plan’s funded status and further increases repayment
efficiency of the unfunded pension liability.
•Preserves financial flexibility to continue ADPs or not.
•Consolidates the number of amortization bases that range between 19-30 years down to a default 20-year
repayment schedule and significantly reduces administrative burden of managing 16 different bases. If ADPs
are continued, this 20 year base would be reduced to 4 years.
•Starts paying on projected loss base that will be included in the 2018 actuarial valuation thereby avoiding one
year’s worth of negative amortization.
•Option 3A represents a savings of $45 million over the default schedule realized over 15 years (NPV Savings of
$23 million)
•By carefully managing our bases over several years including fresh starts and ADPs, the payment efficiencies gained
will save Newport Beach taxpayers between $100 and $126 million over 20 years relative to the county-wide
repayment schedule.
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Newport Beach Long-Range Financial Forecast
Model Hierarchy
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Newport Beach Long-Range Financial Forecast
Pension UAL Funding Options
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Newport Beach Long-Range Financial Forecast
Scenario 2 – Salary Growth at 4% Annually Instead of 3%
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Newport Beach Long-Range Financial Forecast 20
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Newport Beach Long-Range Financial Forecast
CalPERS Risk Mitigation Policy
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Newport Beach Long-Range Financial Forecast
Amortization Schedule 1a - CalPERS assets underperforming 1% (6%
return) for 10 years
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Newport Beach Long-Range Financial Forecast
Amortization Schedule 1b - CalPERS assets underperforming 1% (6%
return) for 10 years
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Newport Beach Long-Range Financial Forecast
Scenario 3 - CalPERS Assets at 6% Return for 10 Years
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Newport Beach Long-Range Financial Forecast
Amortization Schedule - CalPERS change in actuarial assumption reducing the
discount rate 1% (6% return) for the entire forecast period (20 years) and beyond
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Newport Beach Long-Range Financial Forecast
Amortization Schedule 2 - CalPERS assets underperforming 1% (6%
return) for 10 years
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Newport Beach Long-Range Financial Forecast
Scenario 4 - CalPERS Change in Discount Rate Assumption to 6%
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Fiscal Strategies
Fiscal Years 2020 to 2039
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Newport Beach Long-Range Financial Forecast
GFOA Research Regarding Recession Risk in Newport Beach
In “A risk-Based Analysis of General Fund Reserve Requirements for the City of
Newport Beach” (2018) found that:
1.Average length of recession for Newport Beach was 4 and 1/3 quarters.
2.“THE GREAT RECESSION”- From March 2008 to January 2010, the moving
average of City revenues declined 14.7%.
3.“THE DOT-BOMB RECESSION”- From February 2001 to May 2002, the moving
average for revenues only declined 4.4%
4.GFOA found that for a hypothetical 4-quarter recession, there was only a 1%
chance of a decline in revenue of 14.95% or more and a 10% chance of a
decline of 10.53% or more.
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Newport Beach Long-Range Financial Forecast
Fiscal Strategies to Address Economic or Other Short-Term Financial
Impacts
•The City can temporarily cut about 2-3% of its budget in order to absorb
unexpected financial impacts in a given year. The cut could be accomplished by
deferring maintenance of existing city assets, deferring purchases of new assets,
cutting back on some operating transfers out of the General Fund, and smaller cuts
in the City’s operating expenditures.
•Barring a structural deficit that would necessitate a permanent shift in the City’s
service delivery model, the Contingency Reserve could be used in lieu or in concert
with, spending cuts in the event of an extreme event, like a recession or natural
disaster (either increased costs or revenue losses).
•Much of the City’s expenditure budget is contractually committed and cannot be
cut unilaterally. While some budgetary challenges can be absorbed by temporary
cost cutting, opportunities to cut such things as salaries and benefits, and
professional contract services expenditures are limited.
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Newport Beach Long-Range Financial Forecast
3 Percent Reduction in General Fund Expenditures – An Example
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5.0%
Expenses 2020 Projected
Tier 1
Reductions
Tier 2
Reductions Total Reductions
Total Net
Expenses
General Fund Expenditures
Salaries And Benefits 153,728,424 153,728,424
Maintenance And Operations
Professional & Contract Services 22,912,330 22,912,330
O&M Internal Service Premiums 10,872,779 10,872,779
Maintenance & Repair 9,967,080 ‐498,354 ‐498,354 9,468,726
Insurance, Claims, Judgments And Legal Def 6,369,981 6,369,981
Supplies & Materials 5,336,513 ‐160,095 ‐160,095 5,176,418
Utilities 3,082,899 3,082,899
General Expenses 2,192,653 ‐65,780 ‐65,780 2,126,873
Travel & Training 912,849 ‐27,385 ‐27,385 885,464
Grant Operating Expenses 130,000 130,000
Total Maintenance And Operations 61,777,084 ‐751,614 ‐751,614 61,025,470
Transfers Out
Transfers
Transfer Out Ffp 8,500,000 ‐2,500,000 ‐2,500,000 6,000,000
Transfer Out CIP Fund 5,000,000 ‐1,000,000 ‐1,000,000 4,000,000
Transfer Out Contingency Reserve 1,808,025 1,808,025
Transfer Out Facilities Maint 1,500,000 ‐1,000,000 ‐1,000,000 500,000
Transfer Out 800 Mhz Radio 534,000 534,000
Transfer Out Tideland Fund 3,500,000 ‐2,500,000 ‐2,500,000 1,000,000
Total Transfers 20,842,025 ‐7,000,000 ‐7,000,000 13,842,025
Total Transfers Out 20,842,025 ‐7,000,000 ‐7,000,000 13,842,025
Capital 792,163 792,163
Total General Fund Expenditures 237,139,696 ‐751,614 ‐7,000,000 ‐7,751,614 229,388,082
Newport Beach Long-Range Financial Forecast
Conclusion and Other Considerations
•The General Fund is projected to be in a financially sound position over the
next 20-year period.
•Any projected deficit in the model is not reflective of likely and typical
budget performance (actual revenues higher than budgeted, expenditures
less than budgeted).
•Short term deficits can be absorbed without long-term reliance on
Contingency Reserve – No structural deficit is apparent.
•The City is not without its fiscal challenges. The City is confronting two
financially impactful events in the near term. These include the potential for
significant increases to CalPERS pension plans and the need to ramp-up
savings to meet substantial near-term harbor improvements in accordance
with the Harbor & Beaches Master Plan.
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Questions?
City of Newport Beach Finance Department
2/8/19
Scheduled Date Agenda Title Agenda Description
Harbor and Beaches Master Plan Update Review Harbor and Beaches Master Plan for financial solvency based on
known Council priorities.
Facilities Financial Plan Update Review Facilities Financial Plan for financial solvency based on known
Council priorities.
Long-Range Financial Forecast (LRFF) Staff will provide an update to the latest version of the LRFF.
Work Plan Review Staff will review with the Committee the agenda topics scheduled for the
remainder of the calendar year.
Review of Operating Budget (Harbor
Department)
The goal of this presentation will be to familiarize members of the Finance
Committee with the elements of the FY 2018-2019 Harbor Department
budget, provide opportunity for questions, and to gain clarity in the funding
allocations for departmental programs.
Review of Revenue Assumptions Staff will provide of an overview for revenue assumptions for the FY 2019-
2020 budget.
Thursday, April 25, 2019 Proposed FY 2019-2020 Budget Overview Staff will provide an overview of the Proposed FY 2019-2020 Operating
Budget and or CIP.
Thursday, May 16, 2019 Proposed FY 2019-2020 Budget Overview Staff will provide an overview of the Proposed FY 2019-2020 Operating
Budget and or CIP.
Tuesday, May 28, 2019 JOINT CITY COUNCIL/FINANCE
COMMITTEE MEETING
Thursday, June 27, 2019 TBD
City of Newport Beach Finance Committee Work Plan 2018-19
February
March
April
Thursday, March 14, 2019
Thursday, February 14, 2019
June
May
I:\Users\FIN\Shared\Admin\Finance Committee\WORKPLAN\2019\2019 FC Workplan 1