HomeMy WebLinkAbout11/13/2001 - Study SessionCITY OF NEWPORT BEACH
City Council Minutes
Study Session
November 13, 2001- 4:00 p.m.
ROLL CALL
Present: Heffernan, Ridgeway, Glover (arrived at 4:20 p.m.), Bromberg,
Proctor, Mayor Adams
Absent: O'Neil (excused)
CURRENT BUSINESS
1. CLARIFICATION OF ITEMS ON THE CONSENT CALENDAR — None.
2. "FUNCTIONAL BUDGETING" — GEORGE JEFFRIES' LETTER.
Mayor Adams confirmed with City Manager Bludau that the item would be
continued to the Study Session of December 11, 2001. Mayor Adams stated
that it would have been better to have the discussion at the same meeting as
Item No. 4, Contracting Out for City Services, but announced that
Mr. Jeffries is out of town. Mayor Adams stated that the contracting issue
could still be discussed in conjunction with functional budgeting at the
December 111h meeting.
Council Member Proctor asked if the item needed to be continued. Mayor
Adams stated that it was up to the City Council. Council Member Proctor
stated that he read the staff report and felt that it was fully explanatory, and
that discussion was possibly not necessary. Mayor Adams stated that the
benefit would be to provide the opportunity for the issue to be raised in a
public forum.
3. ASSEMBLYMAN JOHN CAMPBELL PRESENTATION.
Assemblyman John Campbell stated that his hope in attending the current
meeting was to provide information to the City Council as well as to listen to
their comments, so that he could better represent Newport Beach in
Sacramento.
Assemblyman Campbell began by mentioning the success of SB124, which
he and Senator Ross Johnson were involved with. Assemblyman Campbell
stated that the Bill allows the City to purchase the Caltrans West property
at a reasonable price and turn it into a park. He stated that they were also
able to get language into the Bill regarding Corona del Mar's Vision 2004
Program. Additionally, Assemblyman Campbell mentioned the success of a
bill that puts the Irvine Ranch Water District in charge of cleaning up San
Diego Creek, which flows into Back Bay.
Regarding airports, Assemblyman Campbell admitted that he did not share
the City Council's viewpoint on the potential for an airport at El Toro but
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that he did share their viewpoints relative to the John Wayne Airport. He
stated that he was ready to assist the City in extending the caps at the John
Wayne Airport. He, additionally, offered to act as a mediator in discussions
with South County regarding the issue.
Assemblyman Campbell, lastly, stated that he wanted to let the City Council
know how the State budget might affect Newport Beach. He announced that
the projection of the State budget will be for a $12.4 billion deficit, which is
15% of the expected expenditures for the year and projects a 12% drop-off in
revenues. Assemblyman Campbell added that the projection presumes an
economic recovery during the second quarter of 2002, while some say the
recovery won't occur until the third or fourth quarter.
Assemblyman Campbell stated that one of the items that is under discussion
at the State level is the money from the Vehicle License Fees (VLF) that is
currently going to the cities. He stated that he recently signed a letter to the
Governor, as did most of the Republican caucus, stating that the budget
deficit is the State's problem and should not be transferred to the cities. For
political reasons, Assemblyman Campbell believed that the State will go
after the VLF. He stated that the money set aside for the Back Bay
restoration has been funded, but there is still the possibility that the State
will consider taking it back also. He said he will do his best to ensure that
this doesn't happen.
Mayor Pro Tem Ridgeway asked about a Statewide initiative he'd heard
about that prevents the Legislature from attacking cities. Assemblyman
Campbell stated that it hasn't qualified for the March, 2002 ballot yet, but
that the Legislature has until November 26, 2001, to put items on the ballot.
He added that six initiatives have qualified for the March ballot and, of
those, four or five were put on by the Legislature. Additionally, he clarified
that the State budget starts July 1st, and the projections he gave earlier were
for the 2002 -2003 budget. Mayor Pro Tem Ridgeway asked if the shortfall
was directly related to the electric bill that the State has picked up.
Assemblyman Campbell stated that although the amounts are similar, they
are not related. He explained that although the money that the State spent
on buying electricity was paid out of the general fund, it is owed to the State
by the ratepayers. He added that if the bonds are not sold, there will be a
cash flow problem and money will have to be borrowed. Assemblyman
Campbell stated that the deficit is due to increased spending in the State,
which was previously covered by the capital gains taxes, but isn't any longer.
Per Mayor Pro Tem Ridgeway's question, Assemblyman Campbell explained
that the increased spending has been towards education, health and welfare
programs, personnel, and a variety of other things.
Council Member Proctor asked what approach the State would likely take
and if a 15% cut on everything would be considered. Assemblyman
Campbell stated that an overall cut would be unlikely. He explained that it
would mean that education would be hit and with it being an election year,
cutting education wouldn't be likely, and that it is also unlikely that public
safety would be hit, due to current conditions. Assemblyman Campbell
noted, however, that cities and counties are already carrying much of the
additional security burden. Council Member Proctor thanked Assemblyman
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Campbell for his work on SB124.
Mayor Pro Tern Ridgeway asked what the State was planning to do
regarding the budget. Assemblyman Campbell stated that the largest
dollars can be found in education, but it is politically difficult to make cuts in
that area. He added that increased taxes could also be considered, but
stated that he would oppose that approach. He stated that another option
would be to play with the budget numbers, but that some are projecting a
deficit through 2006 or 2007 and playing with the numbers wouldn't deal
with the structural imbalance that is occurring. He stated that it's difficult
to predict what will happen, particularly since it's an election year. Per
Mayor Pro Tem Ridgeway's question, Assemblyman Campbell stated that, if
it were up to him, he would look at the significant increases in the ongoing
spending in such areas as State bureaucracy, welfare programs, and
entitlements. He stated that the education money that is not well spent
should also be looked at. He objected to any tax increases, since the problem
is one of spending.
Council Member Glover stated that there are too many laws and almost
every law has budget implications. Assemblyman Campbell agreed. Council
Member Glover stated that Newport Beach will need his support in getting
the entire Orange County delegation to support the extension of the John
Wayne Settlement Agreement.
City Manager Bludau stated that it is frustrating when the State
government exempts itself from many of the laws it passes. He stated that
this is wrong and asked about the promises made about the VLF not being
taken away. Assemblyman Campbell stated that the only value the
promises have are that the cities can remind the State of the promises and
involve the media. He stated that a similar situation occurred with
transportation funding the prior year. City Manager Bludau complimented
Assemblyman Campbell and his staff, noting that they've been good to work
with. Assemblyman Campbell introduced Jennifer Cowen, his district
director.
Council Member Bromberg congratulated Assemblyman Campbell for his
part in helping the City acquire the Caltrans West property, and asked what
committees he is a member of. Assemblyman Campbell stated that he's Vice
Chairman of the Budget Committee and the Business & Professions
Committee, and a member of the Utilities and Commerce Committee, the
Insurance Committee and other various energy committees.
Mayor Adams thanked Assemblyman Campbell for the work he's does on
behalf of Newport Beach. He presented the assemblyman with a City tile.
4. CONTRACTING OUT FOR CITY SERVICES.
City Manager Bludau stated that Phil Arst wrote a letter to the City Council
and the General Plan Update Committee regarding the City's efforts at
contracting out for services and indicating that Newport Beach is not being
run as efficiently as other cities, due to its negligible use of outside services.
City Manager Bludau explained that contracting out, or privatization, isn't
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an easy issue to deal with and that there are many ways to approach it. He
stated that the decision to contract out for services, and to what level, has to
be decided by each community because each community is different. He
added that there is no right or wrong answer, and that the decision is based
on how the tradeoffs are measured.
City Manager Bludau stated that all of the cities in the State probably
contract out for services, but that the extent to which it is done varies
widely. He noted that some cities are referred to as "contract cities" and that
these cities have just enough employees to oversee and manage the contracts
that provide the basic services for the City. He stated that most of these
cities are the newer cities that were incorporated after Proposition 13 and
were used to receiving County services prior to incorporation.
City Manager Bludau stated that the advantages of contracting out for City
services include the reduction of overhead and administrative costs because
fewer employees are needed, the cost savings that result from economy of
scale, the reduction in personnel and compensation issues, the opportunity to
compare City versus marketplace costs, contract employees usually cost less,
it is easier to match service needs with financial capability, and liability risk
is shared with the contractor.
City Manager Bludau then listed the disadvantages of contracting out for
City services as including the difficulty in not accepting the lowest bid,
having services that don't lend themselves to performance standards, and
paying extra money for work outside of the contract. He added that the
employees of the contractor are not City employees, causing potential
disadvantages in regards to employee turnover, employee selection, strikes,
and the uncertainty of the employees responding to a disaster or emergency.
City Manager Bludau stated that additional disadvantages of contracting out
include the high cost of obtaining technical or specific expertise, and the
inability to perform the services once they've been contracted out due to
losing the proper equipment and employees.
City Manager Bludau then listed the advantages of providing services
through City employees. He stated that these employees are selected by the
City through a public recruitment process, disciplinary action can be
imposed, longevity is usually greater, there's a proven capability for
responding to disasters, cross training is more easily facilitated, it's easier to
develop loyalty, and job stability is an inducement to private sector workers.
City Manager Bludau stated that the disadvantages of providing services
through City employees include higher wages and benefit programs, higher
administrative support costs, negotiations with employee bargaining units is
mandated by State law, employee evaluations and disciplinary process is
very time consuming, maintaining the right number of employees in
positions affected by economic cycles is difficult, getting rid of marginal
employees who've made it through the probationary period is difficult, the
ongoing costs of retired employees, and the public perception that the private
sector can do things better.
City Manager Bludau stated that Mr. Arst based part of his information on a
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1993 Los Angeles Times article, which stated that Newport Beach only uses
private contractors in three areas. City Manager Bludau stated that the
staff report includes a list of the contracted services used in the City today,
and that the list includes twenty -seven different categories totaling
approximately $7.4 million annually. He stated that the largest contracts
are for street tree maintenance, landscape maintenance, building
maintenance, and sidewalk and curb repair. He stated that the City began
its first major contracting in 1994 and that the experience has been mixed,
noting that problems have included contractors who have underbid and were
unable to perform the services required, and the reduction in competition as
a result of larger companies taking over smaller companies.
City Manager Bludau stated that the most successful contracting
experiences have been with street tree maintenance, but problems have been
seen in the areas of landscape maintenance and restroom cleaning. He
added that another specific problem has been with the contract building plan
checkers who perform about 10% of the checks, but generate about 60% of
the complaints. He stated that this is due to them not knowing Newport
Beach as well as the City employees.
City Manager Bludau mentioned that the staff report includes his ranking of
the potential for each department in the City to contract out for services. He
stated that he wouldn't recommend contracting additional services out due
to the high quality of service currently provided by City employees. He
added, however, that opportunities for contracting services should continue
to be looked at.
In conclusion, City Manager Bludau stated that Newport Beach is a unique
city and a city based on quality, with a community that expects excellent
service. He stated that the challenge is to provide a very high level of service
at a reasonable cost. He noted that the benefits of contracting out revolve
around saving money, and the strengths of providing services with City
employees revolves around stability, the knowledge and pride of the
workforce, and the control and influence that the City has over the
employee's work performance.
City Manager Bludau stated that his knowledge of the community is that it
is willing to pay a little more for quality of service. He noted that residents
pay the same in taxes, whether the services are performed by contracted or
City employees. City Manager Bludau stated that his job is to provide good
day -to -day services, and that he is looking to the City Council for the policy
decision.
Mayor Adams stated that one of the most valuable components of the staff
report was the department -by- department assessment and the
recommendation for the potential of contracting out of additional services for
each. Per the request of the Mayor, City Manager Bludau read through this
section of the report. He began by mentioning the City Clerk's office, with
three permanent employees, and the knowledge that is required for the
services provided. He stated that he saw no potential for contracting out of
additional services in this office. Mayor Adams added that the City Charter
designates the selection of the City Clerk. City Manager Bludau stated that
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the City Attorney is another City Charter designated position, and that the
potential for contracting out of additional services is poor due to the value of
having knowledge of the history and culture of the City. Mayor Adams noted
that some contracting of services is already done in the City Attorney's office
based on workload and the number of cases. City Manager Bludau stated
that the City Manager's office has five permanent employees and one part -
time employee. He stated that the City Manager is selected by the City
Council, like the City Clerk and the City Attorney, per the City Charter.
City Manager Bludau stated that the potential for contracting out of
additional services is poor.
City Manager Bludau stated that the Human Resources Department has
eight permanent employees and that it is important to have a staff that is
knowledgeable about City rules, procedures, programs and employees. He
stated that some contracting out is done for workers' compensation and risk
management, but that the potential for additional contracting is poor. City
Manager Bludau stated that the Administrative Services Department has 45
permanent and 9 part -time employees, and that he doesn't see advantages to
contracting out additional services. He noted that a stable workforce is a
real benefit in these areas and that the cost to contract would likely be
greater.
City Manager Bludau stated that the Police Department is the largest
department with 228 permanent employees and 49 part -time employees. He
stated that the City has excellent police services and he didn't feel that
contracting out could provide better service. He added that some cost
savings could be realized with the County Sheriffs Department, but that the
tradeoff would be a lower level of service. He stated that public safety is the
community's greatest value and the potential for contracting out of
additional services is medium, but not advised. City Manager Bludau stated
that the same is true of the Fire Department, which has 132 permanent
employees and more than six part -time employees. He stated that there is
the option of working with the County Fire District, but he didn't feel that
service could be improved. He stated that the potential is again medium, but
not advised.
Mayor Pro Tem Ridgeway noted that the residents of Newport Coast are
agreeing to the annexation based on their high expectations of the City's
police and fire services.
City Manager Bludau stated that the Planning Department has 16
permanent employees and one part -time employee. He stated that
specialized knowledge of the community and local regulations is very
important, and that contracting for technical expertise would likely be more
costly. He ranked the potential as being low. He stated that the Building
Department has 25 permanent employees and that, although Building Codes
are similar among most jurisdictions, detailed knowledge of the community
is important. City Manager Bludau stated that contracting out would be
more expensive, and that the potential is medium but not advisable.
City Manager Bludau stated that the General Services Department has 125
full -time employees, and an additional number that are temporary. He
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stated that the department already contracts out for more of its services
than any other department, and that the potential for further contracting is
ranked as medium. City Manager Bludau stated that the Community
Services Department has many part -time employees and that a great deal of
contracting out is already done in the Recreation Division. He stated that
knowledge of the community and the community's expectations are
important, and the potential for additional contracting is low.
Mayor Adams stated that a great deal of contracting is also done in the
education area.
City Manager Bludau stated that the Public Works Department has 33 full -
time employees, and a high level of contract work is already done through
the department. He stated that there is the potential for more contracting
out of project planning, inspections and some transportation functions. He
ranked the potential as medium. City Manager Bludau stated that the
Utilities Department has 44 permanent and 18 part -time employees. He
stated that the longevity of the personnel is valuable and that it would be
difficult to duplicate the current quality of the services provided. He ranked
the potential for additional contracting as low.
Mayor Adams summarized the City Manager's comments by stating that the
only two departments with any substantial opportunity for contracting
services are Public Works and General Services. City Manager Bludau
added that the City does consider contracting out of services on a daily basis.
Council Member Glover noted that the City Manager is conservative in his
spending and it is at the direction of the City Council that additional money
is spent, per the requests of community members. Council Member Glover
stated that recently she had someone in her district who felt he had a traffic
problem. She stated that tests were done and much time was spent on the
issue. She pointed out that no "contract city" could provide that level of
service to any one individual's request. Council Member Glover stated that
the residents of Newport Beach are accustomed to quality of service and
speaking directly with employees in the higher -level positions. Additionally,
Council Member Glover stated that by contracting out tree trimming
services and not trimming the ficus trees as frequently to save money, the
City has encountered many lawsuits. She stated that it has cost the City
thousands of dollars. She noted that the "contract cities" are the newer cities
and that they plant faster growing trees that don't live as long. Council
Member Glover stated that all of the implications of contracting out need to
be considered prior to doing so, and that it needs to be done carefully. In
conclusion, she stated that the majority of the community does not support
the contracting out of additional services. She stated that becoming a
"contract city" would cause disruption in the community and that standards
would have to be lowered.
Council Member Proctor noted that he has experience with the contracting
out of services through his own job and the Airport Commission. He
complimented the City Manager's report and agreed that the residents have
become accustomed to a higher level of service. Council Member Proctor
suggested that the City Council discuss the opportunities for reversing some
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of the contracting out that is already done. He specifically mentioned the
County patrolling the bay, and stated that it might be better handled by the
City's Police Department.
Mayor Pro Tern Ridgeway stated that his development company was founded
on the contracting out of services. He stated that, like all organizations,
there was a growth factor and services were later internalized. He stated
that Newport Beach was incorporated in 1906, and that many cities desire to
be as mature and self- sustaining as Newport Beach. He stated that he is
open to listening to the public's input on the contracting out of services, but
that he will not consider the contracting out of public safety. He added that
efficiency could possibly be improved in some areas, but that residents are
not interested in spending less money and lowering their expectations.
Mayor Adams stated that contracting out of City services was discussed
during the budget process but when he received Mr. Arst's letter, he felt that
it was appropriate to discuss the issue midyear. He noted that looking at
improving efficiency is done on a daily basis. Mayor Adams stated that some
of the issues brought up in Mr. Arst's letter were not responded to in the
report from the City Manager. He noted the comment in the letter about
Newport Beach having the highest governmental expenditures per capita.
Mayor Adams stated that this is partly due to the doubling of the City's
population during the summer months and the higher level of service that is
provided in general. He additionally noted the comment in the letter about
Newport Beach having the highest ratio of employees to residents. Mayor
Adams stated that again he is not alarmed due to the services provided. He
specifically mentioned lifeguards, police and fire. He stated that he doesn't
feel that Mr. Arst's numbers demonstrate that the City is being run
inefficiently. He agreed, however, that there is always room for
improvement and there are areas that the City should continue to watch.
Mr. Arst stated that he is accustomed to always looking at costs and
revenues. He clarified that he doesn't feel that Newport Beach should
become a "contract city" or that public safety should be replaced. He stated
that the level of service in the City should be maintained, but that
administrative costs should be looked at. Mr. Arst stated that it was
unfortunate that Mr. Jeffries wasn't present at the current meeting since
they worked together on their ideas.
Mayor Adams reminded Mr. Arst that when the functional budgeting item is
discussed that Mr. Arst could also discuss the contracting out of City services
in conjunction with it. Mr. Arst stated that Mr. Jeffries included information
about the efficiency of the library operation and that the decision to privitize
can only be evaluated if the costs can be determined. He stated that the City
Manager's report didn't include information on the actual costs of outside
services.
Mr. Arst agreed that Newport Beach has extra expenses, but stated that
there could be room to improve efficiency. He also agreed that Newport
Beach does do more itself, and added that he's not saying that it should
become a "contract city ". Mr. Arst stated that costs and revenues need to be
looked at and the cost basis needs to be improved. He stated that the key
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point to remember is that privatization works for many Orange County
cities. He specifically mentioned data processing services and stated that it's
a prime area to contract out. He recommended that functional budgeting be
discussed in conjunction with the issue of privatization. He suggested that it
would be reasonable to contract out for City services at a rate of ten to thirty
percent over a period of five years. Additionally, he suggested that a
consultant do an analysis and possible areas of privatization be considered,
with enactment done in phases over a period of time. Mr. Arst stated that
the possibilities for the contracting out of services should be looked at.
City Manager Bludau noted that if Mr. Arst's figures for per capita revenue
and expenditures were used, it would mean that the City is spending
approximately $400 more per capita than it is receiving. He noted that this
totals $28 million of unaccounted revenue, which isn't correct. Mr. Arst
stated that he got the figures from the League of California Cities.
Mayor Pro Tem Ridgeway stated that the City has a balanced budget and
there isn't a deficit. He stated that Newport Beach is a unique city with its
summer population, and can't be easily compared to other cities.
Council Member Bromberg added that the residents of Newport Beach
expect a level of service that is probably greater than any other city in
Orange County. He stated that services could possibly be provided for less
money, but it wouldn't be at the current level of quality. Council Member
Bromberg confirmed with City Manager Bludau that tree trimming services
have been contracted out since 1994. Council Member Bromberg noted that
the tree in front of his home hasn't been trimmed since that time. He stated
that this only provides an example and he wonders what would happen if
other, more significant services were contracted out. Mr. Arst stated that
the City adopted a policy to not trim the trees every year. He stated that the
subcontracting has nothing to do with it and if the trees were trimmed at the
previous rate, it would still be cheaper with the subcontractor. Council
Member Bromberg stated that he sees a lack of service with the
subcontractor and he is concerned how other services would be affected.
Mayor Adams complimented Mr. Arst for raising the issue of contracting out
for City services, and added that data processing might be a candidate for
additional opportunities. He added, however, that Mr. Arst and Mr. Jeffries'
implication that the City is budgeting without knowing what it is doing is
open to debate. He explained that there are two forms of budgeting and one
way isn't necessarily better than the other. He agreed that the discussion
should take place.
Council Member Glover suggested that Mr. Arst look at redevelopment
agencies in other cities and understand the indebtedness these cities have
taken on. She stated that these redevelopment budgets are also kept
separate from the general budget. Mr. Arst explained that he hasn't made
any comments about Newport Beach's overall financial structure and that he
has only made a suggestion about the City's opportunity to operate more
efficiently. He stated that he hoped the City Council would look at the
suggestion as one that would be done on a gradual basis.
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Tom Hyans, Balboa Peninsula resident, thanked Mr. Arst for bringing the
issue to everyone's attention. He stated that he believes there is excess in
city government and specifically didn't agree with the annexation of Newport
Coast. Mr. Hyans stated that Mr. Arst's points should be looked at. He cited
tree trimming as a good example of how privatization can be done
successfully, and stated that more privatization should be looked at.
Mayor Adams stated that the City is taking a serious look at the issue. He
asked when the City had last done a Citywide efficiency study. City
Manager Bludau stated that he didn't believe that such a study had been
done. He added that if one is done, the guidelines of what efficiency means
would have to be set. He stated that government is very influenced by
politics.
Council Member Glover added that government is human oriented, while
businesses are product oriented. She stated that, for this reason, efficiency
would be hard to define.
Mayor Adams asked if the privatization of residential refuse pickup had
been looked at in the City. City Manager Bludau stated that it had been
looked at twice in the last ten years, and that the recommendation was not
to privatize. He added that it was also recommended not to change to
mechanical pickup. Mayor Adams asked that a copy of the minutes of these
discussions be forwarded to him.
PUBLIC COMMENTS — None.
ADJOURNMENT — 5:55 p.m.
The agenda for the Study Session was posted on November 7, 2001, at
1:45 p.m. on the City Hall Bulletin Board located outside of the City of
Newport Beach Administration Building.
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