HomeMy WebLinkAbout04 - Privatization of Tree Maintenance•
TO: Mayor and City Council
FROM: General Services Director
SUBJECT: Privatization of Tree Maintenance
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City Council Agenda
Item No. €
November 22,1993
NOV 2 ?_ 199(3
e -2966
a) Approve a renewable five -year tree maintenance contract effective January 1,
1994 with West Coast Arborists in the amount of $348,540 per year.
b) Approve a corresponding budget amendment transferring $174,270 (half of the
annual private contract cost) from the salary accounts of the Street Tree
Maintenance Division to the Professional /Technical Services account of the same
Division.
c) Convert the existing Street Tree Supervisor position to an Urban Forester billet.
d) Retain one Tree Trimmer 11, one Tree Trimmer I, and one Laborer of the Street
Tree Division after February 1, 1994.
e) Approve /ratify an MOU with the Newport Beach Employees' League resolving
the labor relations issues with the impacted employees.
f) Authorize the sale by private bid of the surplus City tree trimming equipment
after February 1, 1994.
g) Approve a Resolution authorizing the City to utilize the bidding process from
the City of Tustin for the provision of tree trimming services by West Coast
Arborists.
Background
Attached for information is the staff report prepared for the October 11 Study Session
regarding the privatization of the street tree ma! ;, tenance function. At fiat meeting, tht
• City Council requested additional information about this proposal. Such information is
provided in this report. The information request included: 1) the actual cost savings;
2) the details of the bid received from West Coast Arborists; 3) the quality of the
services presently provided by West Coast Arborists, Inc. to other government entities;
4) the financial stability, qualifications of personnel, and equipment inventory of the
contractor; and 5) the impact on the current City employees in the Street Tree Division.
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1 Costs and Savings
The FY 93-94 budget provides for 11 full-time employees and 20 items of rolling stock at •
a total cost of $727,665. There are, however, 13 employees on the Street Tree Division
roster, including two employees on lengthy contested injury leaves. If this Division
continues at its current productivity level, approximately 7,500 park and street trees will
be pruned during this fiscal year. Additionally, numerous other operations such as tree
removal, root pruning, and planting will be completed.
The private tree trimming industry has become extremely competitive over the past
several years in Orange County. Public sector personnel simply cannot compete as
reflected by cost tables in the consultant's report presented on October 11. This pattern
is expected to continue in the future. At present, 27 of 31 Orange County cities contract
out some portion of the tree maintenance functions. Of the 27 cities using contract tree
services, 15 contract out 50% or more of the workload.
The following table shows the savings to be achieved by utilizing a private firm to
perform the same level of production expected to be performed by the Street Tree
Division this year:
' FY 92 -93 City crew production
The Department proposal is to enter into a contract with a private tree - trimming firm
for the major portion of the City Street Tree Division's functions while retaining three
existing positions and converting one other position. The three positions to be retained
would be a Tree Trimmer II, a Tree Trimmer I, and a Park and Tree Laborer position.
Additionally, the converted position would be an "Urban Forester" position replacing
the existing Tree Maintenance Supervisor. The Urban Forester would have the
responsibility of directing the activities of the three- person crew aT we'll as inspecting
±he work of the private contractor, managing tiie contract, and meeting wi h the
contractor on a frequent basis. E Ie would report to the Park and Tree Superintendent,
and as minimum qualifications, would be required to hold a bachelor's degree and be a •
certified arborist.
Under this scenario with the four person Division, the salary, benefits, equipment, and
M & O cost would be approximately $289,404 per year and, when combined with a tree
contract of $337,476, would total $626,880, representing an annual savings of $100,785
over the current year's budget. The latter figure does not reflect an approximately
Contractor
*Units
Cost/Unit
Annual. Cost
Tree Pruning 7,480
$39.00
$291,720
Tree Removal 168
$130.00
$21,840 •
Root Pruning 279
$60.00
$16,740
Tree Planting 192
$95.00
$18,240
Total $348,540
Street Tree Division FY 93 -94 Budget
$727,665
Annual Production Savings from using private contractor
$379,125
' FY 92 -93 City crew production
The Department proposal is to enter into a contract with a private tree - trimming firm
for the major portion of the City Street Tree Division's functions while retaining three
existing positions and converting one other position. The three positions to be retained
would be a Tree Trimmer II, a Tree Trimmer I, and a Park and Tree Laborer position.
Additionally, the converted position would be an "Urban Forester" position replacing
the existing Tree Maintenance Supervisor. The Urban Forester would have the
responsibility of directing the activities of the three- person crew aT we'll as inspecting
±he work of the private contractor, managing tiie contract, and meeting wi h the
contractor on a frequent basis. E Ie would report to the Park and Tree Superintendent,
and as minimum qualifications, would be required to hold a bachelor's degree and be a •
certified arborist.
Under this scenario with the four person Division, the salary, benefits, equipment, and
M & O cost would be approximately $289,404 per year and, when combined with a tree
contract of $337,476, would total $626,880, representing an annual savings of $100,785
over the current year's budget. The latter figure does not reflect an approximately
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$19,000 further savings associated with the avoidance of a 8% pay increase in this fiscal
year for the seven positions proposed for elimination nor green waste disposal costs of
IS $16,000 per year which would also be avoided by privatization. The total savings of
these factors would exceed $135,000. Additionally, in this fiscal year, the City would
gain approximately $64,000 from the sale of the surplus Street Tree Division equipment.
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Bidding Process
At the October 11 Study Session, various Council members also voiced concern about
"piggybacking" off the Tustin RFP and bid process. In January of this year, the City of
Tustin developed bid specifications and solicited bids to qualified tree trimming firms,
ultimately awarding the contract to West Coast Arborists of Buena Park. West Coast
Arborists is allowing our City to enter into a contract under the same terms as offered
the City of Tustin. The Cities of Orange and Costa Mesa have piggybacked this year on
the Tustin bid process and awarded tree trimming contracts to West Coast Arborists
(WCA).
The table below compares the costs of the Tustin contract with recently awarded
contracts in the cities of Buena Park, San Bernardino, and Garden Grove. The latter
three cities wrote RFPs and undertook separate formal bid processes, and each ended
up with a higher- priced contract than would have been achieved from "piggy- backing'
off the Tustin contract.
Operation
Tree Pruning
(Per Tree)
Tustin
Costa Mesa
Orange
$39.00
*Buena Park
$48.00
Tree Removal $130.00 $220.00
(10 inch stump diameter)
Root Pruning $60.00 N/A
(10 ft. average)
Tree Planting $95.00 $115.00
(15 gallon tree with root barrier)
+ Cities that opted for the formal bid process
*San *Garden.
Bernardino Grove
$53.00 $47.00
$180.00
$170.00
N/A
N/A
$95.00
N/A
If the City were to go to formal bid and a $48 per tree was the lowest acceptable bid, the
increased cost to the City for 7,480 trees would be $67,320 in the first year alone and
:$336,600 over a five year period. It is the strong opinion of staff that the potential
increase in the unit cost of going to formal bid is not worth the risk. Certainly the above
three examples represent the consequences.
A brief staff study identified 9 partial contracts that various cities have awarded
recently for tree trimming. WCA was low bidder on 2, second lowest bidder on 2, and
third lowest bidder on 1 among 10 total bidders. The low bids per tree ranged from
$43.58 to $121.00 per tree. Of the 10 bidders, WCA was the most consistent bidder with
first or second lowest bids. An attached Department memo documents the staff study.
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Aside from lower costs, piggybacking off the Tustin contract is advantageous due to the
time savings in being able to begin private tree trimming in a short timeframe. If, in the
alternative, privatization of the street tree trimming is approved and staff is directed to
write an RFP and evaluate bids, the earliest a proposed contract could be brought to the •
Council is the second Council meeting in January.
The City Purchasing Procedures allow the City Council to waive formal bidding
procedures for purchases of materials and services. An attached resolution is proposed
for adoption permitting the City to award a contract based upon the bidding process for
tree trimming services conducted by Tustin in February of this year.
A proposed contract with West Coast Arborists has been prepared and is attached. It is
of one -year duration, with an option to extend the contract for an additional four years
on a year -by -year basis. Cost increases or decreases would be limited to the consumer
price index each year.
Contractor Qualifications (Services. Financial, Personnel, Equipment)
West Coast Arborists has been in business in Southern California since 1972. At present
the firm services 60 local government entities including 16 cities in Orange County.
City staff contacted representatives of Los Angeles County and the cities of Buena Park,
Cypress, Tustin, Mission Viejo, Santa Fe Springs, Orange, and Garden Grove regarding
the quality of services provided by West Coast Arborists. Each person contacted had •
only positive comments concerning the firm.
The Contractor has an excellent financial history over the past 21 years of service as
evidenced by a Dunn and Bradstreet financial rating of 2A2. The Finance Director has
attached an analysis of the financial status of the contractor.
Staff has further investigated the company in regards to safety practices. During
calendar year 1992, with 79 contracts in effect in the amount of $3,977,000, only one
workday loss incident totaling four work days was noted. In addition, the Contractor
received special recognition in September 1993 for one year of accident free driving by
employees operating a fleet of 80 vehicles.
The West Coast Arborists organization in the City would be led by a project supervisor
who would provide overall supervision and coordination of their activities. This
supervisor would be the central contact between City staff and the contractor. The
contractor estimates he would have approximately ten employees working full-time in
the City, with a differing mix of trimmers and groundsworkers, depending o:a the types
of trees being trimmed. The proposed contractor has 14 Certified Arborists and 32
Certified Treeworkers on their staff of 98 :Full time employees. The City has no certified
tree workers of either type at the present time. •
The Contractor operates a modern fleet of 98 pieces of equipment (80 vehicles)
including 23 aerial lift trucks, 34 chipper /dump trucks, 18 brush chippers, and 23
support vehicles. Maintenance is performed by 5 mechanics or support technicians.
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In summary, the contractor has not only been performing well for other local
governments for a substantial period of time, but has demonstrated a sound financial
capability, volunteered a Quality Control Plan, provided letters of reference and
• financial statements, and identified suitable personnel qualifications and equipment
inventory to perform a full range of all contracted activities. The reference documents
are located in the contractor proposal which is an appendix to the contract.
Impacts on Current Employees
The Newport Beach Employees' League has reached agreement with the City as
evidenced by the attached MOU regarding the continued employment of the personnel
in various positions in the Street Tree Division. The proposed MOU states that affected
employees would be reassigned elsewhere in the City. These personnel would have Y-
rated salaries, meaning they would retain their current pay rate, but not be eligible for
any increases to their basic wage until that time when the rate of the position they are
filling exceeds their existing wage. The MOU further states that the League will
withdraw its protest of this privatization proposal.
There are enough vacant or potentially vacant positions in the General Services
Department to provide billets for the six remaining employees facing job loss. At
present there are six billets vacant: two Parks Maintenance Laborer positions, a Refuse
Worker I, a Refuse Worker 11, the Refuse Inspector, and the Transfer Station Operator
• positions. Since none of the Street Tree personnel would have the experience necessary
for the higher -level positions in the Refuse Division, the employees could encumber
entry level positions in the Refuse Division until attrition provides openings. In
addition, if the automated refuse collection proposal is rejected, four refuse positions
will have to be restored to provide adequate full -time staffing and eliminate the
extensive amount of overtime now used to maintain current operations.
The President of West Coast Arborists still offers a position at the same City pay level to
any affected City employee. This offer is good only during the January 1, 1994 to
January 31, 1994 time period.
sum
Privatizing the street tree maintenance function while retaining four personnel will save
at least $100,000 and up to $135,000 per year with an anticipated increase in overall
productivity. The City will retain the flexibility to respond quickly to emergency
situations at the lowest cost using retained City employees.
West Coast Arborists has offered the City an outstanding opportunity to piggyback on
the r ity of Tustin contrazt which has a basic tree trimming cost of $39.00 per tree. Staff
• believes that the rates for service on the proposed contract, are lower than may be
achieved by the City going out to bid, a fact that has been demonstrated three times in
other cities in 1993 and supported by the recent staff study wherein partial tree
contracts varied in low bids from $43.58 to $121.00 per tree.
With approval of the MOU, the affected employees will be reassigned, and maintain
their current wage rate and level of benefits. As such, the negative effects on personnel
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will be minimized. With these conditions the League will not protest privatization of
the tree trimming functions.
I recommend the Council approve the contract with West Coast Arborists to commence •
operations on January 1, 1994, and further, approve the following secondary
recommendations listed at the beginning of the report: a budget amendment shifting
funds within the Street Tree Division; the reclassification of the Street Tree Supervisor
position; the MOU with the Newport Beach Employees' League; the sale of surplus tree
trimming equipment; and the resolution authorizing the City to utilize the City of
Tustin bidding process for tree trimming services.
Very respectfully,
n
David E. Niederhaus
DEN /mp
Attachments
Contract
Contractor Proposal for Tree Trimming
Budget Amendment
MOU (Employees Agreement)
Resolution (Authorization for Piggyback Bid Process)
Council Study Session Agenda Item (October 11)
Basic Assessment of Street Trees Maintenance Division
Staff Study (Other Tree Trimming Contracts)
Finance Director Memo (Contractor Financial Stability)
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