HomeMy WebLinkAbout20190815_Staff ReportCITY OF NEWPORT BEACH
ZONING ADMINISTRATOR STAFF REPORT
August 15, 2019
Agenda Item No. 4
SUBJECT:Fluter&ROOLQVResidence (PA2019-097)
Coastal Development Permit No. CD2019-023
SITE LOCATION:2104 East Ocean Front
APPLICANT:Brandon Architects
OWNER:Fluter Properties
PLANNER:Liane Schuller, Planning Consultant
949-644-3200, lschuller@newportbeachca.gov
LAND USE AND ZONING
x General Plan:RS-D (Single-Unit Residential Detached)
x Zoning District: R-1 (Single-Unit Residential)
x Coastal Land Use Category: RSD-C (Single-Unit Residential Detached) (10.0-19.9
DU/AC)
x Coastal Zoning District:R-1 (Single-Unit Residential)
PROJECT SUMMARY
A request for a coastal development permit to allow the demolition of an existing single-
family residence and construction of a new 3,603-square-foot, single-family residence with
an attached 587-square-foot, three-car garage. The proposed project complies with all
applicable development standards including height, setbacks, and floor area limits. No
development is proposed seaward of the private property. No deviations are requested.
RECOMMENDATION
1) Conduct a public hearing;
2) Find this project exempt from the California Environmental Quality Act (CEQA)
pursuant to Section 15303 under Class 3 (New Construction or Conversion of Small
Structures) of the CEQA Guidelines, because it has no potential to have a significant
effect on the environment; and
3) Adopt draft Zoning Administrator Resolution No. _ approving Coastal Development
Permit No. CD2019-023 (Attachment No. ZA 1).
1
Fluter&ROOLQVResidence (PA2019-097)
Zoning Administrator, August 15, 2019
Page 2
DISCUSSION
Land Use and Development Standards
x The subject property is located in the R-1 (Single-Unit Residential) Coastal Zoning
District, which provides for detached single-unit residential development and is
consistent with the City’s Coastal Land Use Plan, General Plan, and Zoning Code. A
coastal development permit is required, and the property is not eligible for a waiver
for de minimis development because the property is located in the Coastal
Commission Appeal Area.
x The property currently consists of one legal lot developed with a single-family
residence. The neighborhood is predominantly developed with two-story, single-
family residences. Some newer structures include a third story, which is allowed
subject to certain development standards. The proposed design, bulk, and scale
of the development is consistent with the existing neighborhood pattern of
development and expected future development consistent with applicable
development standards.
x The proposed project will conform to all applicable development standards, including
floor area limit, setbacks, and height, as evidenced by the project plans and illustrated
in Table 1 below.
Table 1 –Development Standards
Development Standard Standard Proposed
Setbacks (min.)
Front 10 feet 10 feet
Side 3feet each 3feeteach
Rear 0 feet 7 inches
Allowable Floor Area 4,412 square feet 4,190 square feet
Allowable 3rd Floor Area 331 square feet 331 square feet
Open Volume Area 331 square feet 331 square feet
Parking 3enclosed 3enclosed
Height 24-foot flat roof
29-foot sloped roof
24-foot flat roof
29-foot sloped roof
Hazards
x The property is an oceanfront lot that is separated from the ocean by sandy beach
with an average width of more than 500 feet. A Coastal Hazards and Wave Runup
Study was prepared for the project by GeoSoils, Inc., dated April 22, 2019. The report
concludes that the long-term shoreline erosion rate is small, if any long-term erosion
occurs at all, and it is unlikely that that the mean high tide line will reach within 300
feet of the property over the life of the structure. A beach width of 200 feet is
recognized by coastal engineers as sufficiently wide enough to protect landward
2
Fluter&ROOLQV Residence (PA2019-097)
Zoning Administrator, August 15, 2019
Page 3
development. The GeoSoils study also concludes that coastal hazards, including
wave runup and overtopping, will not impact the property over the next 75 years and
there is no anticipated need for a shore protection device over the life of the proposed
development.
x The finished floor elevation of the first floor of the proposed living area is 17.50 North
American Vertical Datum of 1988 (NAVD 88), which exceeds the minimum 9.0
(NAVD 88) elevation standard for new structures and exceeds the minimum
requirements for sea level rise (10.1 feet NAVD 88).
x Pursuant to Newport Beach Municipal Code (NBMC) Section 21.30.030(C)(3)(i)(iv),
the property owner will be required to enter into an agreement with the City waiving
any potential right to protection to address situations in the future in which the
development is threatened with damage or destruction by coastal hazards (e.g.,
waves, erosion, and sea level rise). The property owner will also be required to
acknowledge any hazards present at the site and unconditionally waive any claim to
damage or liability against the decision authority, consistent with NBMC Section
21.30.015(D)(3)(c). Both requirements are included as conditions of approval that will
need to be satisfied prior to the issuance of building permits for construction.
x The property is located in an area known for the potential for seismic activity and
liquefaction. All projects are required to comply with the California Building Code
(CBC) and Building Division standards and policies. Geotechnical investigations
specifically addressing liquefaction are required to be reviewed and approved prior
to the issuance of a building permit. Permit issuance is also contingent on the
inclusion of design mitigation identified in the investigations. Construction plans are
reviewed for compliance with approved investigations and CBC prior to building
permit issuance.
Water Quality
x The development, as proposed and as conditioned, incorporates design features
to minimize the effect of construction and post-construction activities on the marine
environment. These design features include, but are not limited to, one or more of
the following: the appropriate management of equipment and construction
materials, reducing runoff with permeable surfaces, and the use of post-
construction best management practices to minimize the project’s adverse impact
on coastal water.
x The project design addresses water quality during construction with a construction
erosion control plan. All new construction resulting from the project will tie into an
existing post-construction drainage system that includes features designed to retain
dry weather and minor rain event runoff on-site. Any water not retained on-site is
directed to the City’s storm drain system.
3
Fluter&ROOLQV Residence (PA2019-097)
Zoning Administrator, August 15, 2019
Page 4
Public Access
x The project site is located between the nearest public road and the sea or shoreline;
however, the project will not affect the public’s ability to gain access to use and/or
view the coast and nearby recreational facilities. The existing residential development
neither provides nor inhibits public coastal access. Implementation Plan Section
21.30A.040 (Determination of Public Access/Recreation Impacts) requires that the
provision of public access bear a reasonable relationship between the requirement
and the project’s impact and be proportional to the impact. In this case, the project
replaces an existing single-family residence with a new single-family residence.
Therefore, the project does not involve a change in land use, density or intensity that
will result in increased demand on public access and recreation opportunities.
x The project is designed and sited so as not block or impede existing public access
opportunities and occurs within the confines of private property. Existing coastal
access conditions will not be affected by the project. Coastal access is currently
provided and will continue to be provided by street ends throughout the neighborhood
with access to the beach and water.
x The project site is not located adjacent to a coastal view road or coastal viewpoint
identified by Local Coastal Program maps. The project site may be located within
the viewshed of distant public viewing areas; however, the project will replace an
existing single-family residence with a new single-family residence that complies
with all applicable Local Coastal Program (LCP) development standards. It will also
maintain a building envelope consistent with the existing and anticipated
neighborhood pattern of development. Therefore, the project does not have the
potential to degrade the visual quality of the Coastal Zone or result in significant
adverse impacts to public views.
x Unpermitted development (i.e. landscaping, hardscape) exists seaward of the private
property on a portion of the City’s public right-of-way and the City’s property (the
public beach). The unpermitted development is the subject of an ongoing
enforcement action by the California Coastal Commission. Condition of Approval No.
25 is included in the draft Resolution, requiring the property owner(s) to agree to and
cooperate with the City and California Coastal Commission for: 1) the removal of any
unpermitted development located seaward of the property and within the
prolongation of the side property lines of the subject property, and 2) the restoration
of the affected area consistent with a restoration plan approved by the City and
Coastal Commission.
4
Fluter&ROOLQV Residence (PA2019-097)
Zoning Administrator, August 15, 2019
Page 5
ENVIRONMENTAL REVIEW
This project is exempt from the California Environmental Quality Act (CEQA) pursuant to
Section 15303 under Class 3 (New Construction or Conversion of Small Structures) of the
CEQA Guidelines, because it has no potential to have a significant effect on the
environment. The Class 3 exemption includes the construction and location of limited
numbers of new, small facilities or structures.
The proposed project is the demolition of an existing single-family residence and
construction of a new 3,601-square-foot, single-family residence and attached three-car
garage.
PUBLIC NOTICE
Notice of this application was published in the Daily Pilot, mailed to all owners and
residential occupants of property within 300 feet of the boundaries of the site (excluding
intervening rights-of-way and waterways), including the applicant, and posted on the
subject property at least 10 days before the scheduled hearing, consistent with the
provisions of the Municipal Code. Additionally, the item appeared on the agenda for this
meeting, which was posted at City Hall and on the City website.
APPEAL PERIOD:
This action shall become final and effective 14 days following the date the Resolution is
adopted unless within such time an appeal or call for review is filed with the Community
Development Director in accordance with the provisions of Title 21 (Local Coastal Program
Implementation Plan) of the Newport Beach Municipal Code. Final action taken by the City
may be appealed to the Coastal Commission in compliance with Section 21.64.035 of the
City’s certified LCP and Title 14 California Code of Regulations, Sections 13111 through
13120, and Section 30603 of the Coastal Act. For additional information on filing an appeal,
contact the Planning Division at 949-644-3200.
Prepared by:
RU/ls
Attachments: ZA 1 Draft Resolution
ZA 2 Vicinity Map
ZA 3 Project Plans
5
Attachment No. ZA 1
Draft Resolution
6
RESOLUTION NO. ZA2019-###
A RESOLUTION OF THE ZONING ADMINISTRATOR OF THE
CITY OF NEWPORT BEACH APPROVING COASTAL
DEVELOPMENT PERMIT NO. CD2019-023 TO DEMOLISH AN
EXISTING SINGLE-FAMILY RESIDENCE AND CONSTRUCT A
NEW SINGLE-FAMILY RESIDENCE LOCATED AT 2104 EAST
OCEAN FRONT (PA2019-097)
THE ZONING ADMINISTRATOR OF THE CITY OF NEWPORT BEACH HEREBY FINDS AS
FOLLOWS:
SECTION 1. STATEMENT OF FACTS.
1. An application was filed by Brandon Architects, with respect to property located at 2104
East Ocean Front, and legally described as Lot 2, Block E, Tract 518 requesting approval
of a coastal development permit.
2. The applicant proposes to demolish an existing single-family residence and construct a
new 3,603-square-foot, single-family residence with an attached 587-square-foot, three-
car garage.
3. The subject property is located within the R-1 (Single-Unit Residential) Zoning District and
the General Plan Land Use Element category is RS-D (Single-Unit Residential
Detached).
4. The subject property is located within the coastal zone. The Coastal Land Use Plan
category is RSD-C (Single Unit Residential Detached) (10.0 -19.9 DU/AC) and the Coastal
Zoning District is R1 (Single-Unit Residential).
5. A public hearing was held on August 15, 2019 in the Corona del Mar Conference Room
(Bay E-1st Floor) at 100 Civic Center Drive, Newport Beach. A notice of time, place and
purpose of the hearing was given in accordance with the Newport Beach Municipal
Code. Evidence, both written and oral, was presented to, and considered by, the Zoning
Administrator at this hearing.
SECTION 2. CALIFORNIA ENVIRONMENTAL QUALITY ACT DETERMINATION.
1. This Project is categorically exempt from the California Environmental Quality Act
(“CEQA”) pursuant to Section 15303 under Class 3 (New Construction or Conversion of
Small Structures) of the CEQA Guidelines, California Code of Regulations, Title 14,
Division 6, Chapter 3, because it has no potential to have a significant effect on the
environment.
2. Class 3 includes the construction of a single-family residence in a residential zone. The
proposed project includes the demolition of an existing single-family residence and
construction of a new 3,603-square-foot, single-family residence with an attached 587-
square-foot, three-car garage.
7
Zoning Administrator Resolution No. ZA2019-###
Page 2 of 8
SECTION 3. REQUIRED FINDINGS.
In accordance with Section 21.52.015 (Coastal Development Permits) of the Newport Beach
Municipal Code, the following findings and facts in support of such findings are set forth:
Finding:
A. Conforms to all applicable sections of the certified Local Coastal Program.
Facts in Support of Finding:
1. The proposed structure conforms to all applicable development standards including, but
not limited to, floor area limitation, setbacks, height, and parking:
a. The maximum floor area limitation is 4,412 square feet and the proposed gross
floor area is 4,190 square feet.
b. The proposed development will provide the required setbacks, which are 10 feet
along the front property line abutting the beach, 3 feet along the side property
lines, and 0 feet along the rear property line abutting the alley.
c. The highest guardrail or flat roof is no more than 24 feet, measured from
established grade at every point as required by Zoning Code Section
20.30.050(B)(3) and the highest ridge is no more than 29 feet from established
grade, which complies with the maximum height limitation.
d. The project includes enclosed garage parking for three vehicles, which complies
with the minimum three-space parking requirement for single-family residences
with more than 4,000 square feet of livable floor area.
2. The proposed design, bulk, and scale of the development is consistent with the existing
neighborhood’s pattern of development and expected future development consistent
with applicable development standards as the neighborhood is predominantly
developed with two- and three-story, single-family residences.
3. The property is an oceanfront lot that is separated from the ocean by sandy beach with an
average width of more than 500 feet. A Coastal Hazards and Wave Runup Study was
prepared for the project by GeoSoils, Inc., dated April 22, 2019. The report concludes that
the long-term shoreline erosion rate is small, if any long-term erosion occurs at all, and it
is unlikely that that the mean high tide line will reach within 300 feet of the property over
the life of the structure. A beach width of 200 feet is recognized by coastal engineers as
sufficiently wide to protect landward development. The GeoSoils study also concludes that
coastal hazards, including wave runup and overtopping, will not impact the property over
the next 75 years and there is no anticipated need for a shore protection device over the
life of the proposed development.
8
Zoning Administrator Resolution No. ZA2019-###
Page 3 of 8
4. Pursuant to Newport Beach Municipal Code (NBMC) Section 21.30.030(C)(3)(i)(iv), the
property owner will be required to enter into an agreement with the City waiving any
potential right to protection to address situations in the future in which the development is
threatened with damage or destruction by coastal hazards (e.g., waves, erosion, and sea
level rise). The property owner will also be required to acknowledge any hazards present
at the site and unconditionally waive any claim to damage or liability against the decision
authority, consistent with NBMC Section 21.30.015(D)(3)(c). Both requirements are
included as conditions of approval that will need to be satisfied prior to the issuance of
building permits for construction.
5. The finished floor elevation of the first floor of the proposed structure is 17.50 North
American Vertical Datum of 1988 (NAVD 88), which exceeds the minimum 9.0 (NAVD 88)
elevation standard for new structures and exceeds the minimum requirements for sea level
rise (10.1 feet NAVD 88).
6. The property is located in an area known for the potential of seismic activity and
liquefaction. All projects are required to comply with the California Building Code (CBC)
and Building Division standards and policies. Geotechnical investigations specifically
addressing liquefaction are required to be reviewed and approved prior to the issuance of
building permits. Permit issuance is also contingent on the inclusion of design mitigation
identified in the investigations. Construction plans are reviewed for compliance with
approved investigations and the CBC prior to building permit issuance.
7. A post-construction drainage system will be installed that includes drainage and
percolation features designed to retain dry weather and minor rain runoff on-site to ensure
the project does not impact water quality. Any water not retained on-site is directed to the
City’s storm drain system.
8. The project design addresses water quality with a construction erosion control plan that
outlines temporary best management practices (BMPs) to be implemented during
construction to minimize erosion and sedimentation, and to minimize pollution of runoff
derived by construction chemicals and materials. No water quality impacts to coastal
waters are anticipated based upon the location and elevation of the property.
9. New landscaping will be verified for compliance with NBMC Section 21.30.075
(Landscaping). A condition of approval is included that requires drought-tolerant and
prohibits invasive species. Prior to issuance of the building permits, the final landscape
plans will be reviewed to verify invasive species are not planted.
10. The property is not located near coastal view roads and is not located near any identified
public viewpoints; therefore, the project will not negatively impact public coastal views.
Finding:
B. Conforms to the public access and public recreation policies of Chapter 3 of the Coastal
Act if the project is located between the nearest public road and the sea or shoreline of any
body of water located within the coastal zone.
9
Zoning Administrator Resolution No. ZA2019-###
Page 4 of 8
Facts in Support of Finding:
1. The project site is located between the nearest public road and the sea or shoreline;
however, the project will not affect the public’s ability to gain access to use and/or view the
coast and nearby recreational facilities. The proposed residential development neither
provides nor inhibits public coastal access. Implementation Plan Section 21.30A.040
(Determination of Public Access/Recreation Impacts) requires that the provision of public
access bear a reasonable relationship between the requirement and the project’s impact
and be proportional to the impact. In this case, the project includes the replacement of an
existing single-family residence with a new single-family residence. The project does not
involve a change in land use, density or intensity that will result in increased demand on
public access and recreation opportunities.
2. The project is designed and sited so as not to block or impede existing public access
opportunities and occurs within the confines of private property. Existing coastal access
conditions will not be affected by the proposed development. Coastal access is currently
provided and will continue to be provided by street ends throughout the neighborhood with
access to the beach and water.
SECTION 4. DECISION.
NOW, THEREFORE, BE IT RESOLVED:
1. The Zoning Administrator of the City of Newport Beach hereby finds this Project is
categorically exempt from the California Environmental Quality Act (“CEQA”) pursuant to
Section 15303 under Class 3 (New Construction or Conversion of Small Structures) of
the CEQA Guidelines, California Code of Regulations, Title 14, Division 6, Chapter 3,
because it has no potential to have a significant effect on the environment.
2. The Zoning Administrator of the City of Newport Beach hereby approves Coastal
Development Permit No. CD2019-023, subject to the conditions set forth in Exhibit “A,”
which is attached hereto and incorporated by reference.
3. This action shall become final and effective 14 days following the date this Resolution was
adopted unless within such time an appeal or call for review is filed with the Community
Development Director in accordance with the provisions of Title 21 Local Coastal
Implementation Plan, of the Newport Beach Municipal Code. Final action taken by the City
may be appealed to the Coastal Commission in compliance with Section 21.64.035 of the
City’s certified LCP and Title 14 California Code of Regulations, Sections 13111 through
13120, and Section 30603 of the Coastal Act.
_____________________________________
Rosalinh Ung, Zoning Administrator
10
Zoning Administrator Resolution No. ZA2019-###
Page 5 of 8
EXHIBIT “A”
CONDITIONS OF APPROVAL
1. The development shall be in substantial conformance with the approved site plan, floor
plans and building elevations stamped and dated with the date of this approval (except as
modified by applicable conditions of approval).
2. Revisions to the approved plans may require an amendment to this Coastal
Development Permit or the processing of a new coastal development permit.
3. Coastal Development Permit No. CD2019-023 shall expire unless exercised within 24
months from the date of approval as specified in Section 21.54.060 (Time Limits and
Extensions) of the Newport Beach Municipal Code, unless an extension is otherwise
granted.
4. This approval does not authorize any new or existing improvements (including
landscaping) on State tidelands, public beaches, or the public right-of-way.
5. Prior to the issuance of building permit, an agreement in a form approved by the City
Attorney between the property owner and the City shall be executed and recorded
waiving rights to the construction of future shoreline protection devices to address the
threat of damage or destruction from waves, erosion, storm conditions, landslides,
seismic activity, bluff retreat, sea level rise, or other natural hazards that may affect the
property, or development of the property, today or in the future. The agreement shall be
binding against the property owners and successors and assigns.
6. Prior to the issuance of a building permit, the property owner shall sign a notarized
signed letter acknowledging all hazards present at the site, assuming the risk of injury
or damage from such hazards, unconditionally waiving any claims of damage against
the City from such hazards, and to indemnify and hold harmless City, its City Council,
its boards and commissions, officials, officers, employees and agents from and against
any and all claims, demands, obligations, damages, actions, causes of action, suits,
losses, judgements, fines, penalties, liabilities, costs and expenses (including without
limitation, attorney’s fees, disbursements and court costs) of every kind and nature
whatsoever which may arise from or in any manner relate (directly or indirectly) to City’s
approval of development. The letter shall be scanned into the plan set prior to building
permit issuance.
7. The project is subject to all applicable City ordinances, policies, and standards, unless
specifically waived or modified by the conditions of approval.
8. The applicant shall comply with all federal, state, and local laws. Material violation of
any of those laws in connection with the use may be cause for revocation of this Coastal
Development Permit.
11
Zoning Administrator Resolution No. ZA2019-###
Page 6 of 8
9. This Coastal Development Permit may be modified or revoked by the Zoning
Administrator if determined should they determine that the proposed uses or conditions
under which it is being operated or maintained is detrimental to the public health, welfare
or materially injurious to property or improvements in the vicinity or if the property is
operated or maintained so as to constitute a public nuisance.
10. Prior to the issuance of a building permit, a copy of the Resolution, including conditions
of approval Exhibit “A,”shall be incorporated into the Building Division and field sets of
plans.
11. Should the property be sold or otherwise come under different ownership, any future
owners or assignees shall be notified of the conditions of this approval by either the
current business owner, property owner or the leasing agent.
12. No demolition or construction materials, equipment debris or waste shall be placed or
stored in a location that would enter sensitive habitat, receiving waters, or a storm drain,
or result in impacts to environmentally sensitive habitat areas, streams, wetland or their
buffers.
13. Trash and debris shall be disposed in proper trash and recycling receptacles at the end
of each construction day. Solid waste, including excess concrete, shall be disposed in
adequate disposal facilities at a legal disposal site or recycled at a recycling facility.
14. This Coastal Development Permit does not authorize any development seaward of the
private property.
15. Construction staging, storage and/or access is not allowed to occur on or from the adjacent
sandy beach.
16. The applicant is responsible for compliance with the Migratory Bird Treaty Act. In
compliance with the (MBTA), grading, brush removal, building demolition, tree trimming,
and similar construction activities shall occur between August 16 and January 31,
outside of the peak nesting period. If such activities must occur inside the peak nesting
season from February 1 to August 15, compliance with the following is required to
prevent the taking of Native Birds pursuant to MBTA:
A. The construction area shall be inspected for active nests. If birds are observed flying
from a nest or sitting on a nest, it can be assumed that the nest is active. Construction
activity within 300 feet of an active nest shall be delayed until the nest is no longer
active. Continue to observe the nest until the chicks have left the nest and activity is no
longer observed. When the nest is no longer active, construction activity can continue
in the nest area.
B. It is a violation of state and federal law to kill or harm a native bird. To ensure
compliance, consider hiring a biologist to assist with the survey for nesting birds, and
to determine when it is safe to commence construction activities. If an active nest is
found, one or two short follow-up surveys will be necessary to check on the nest and
determine when the nest is no longer active.
12
Zoning Administrator Resolution No. ZA2019-###
Page 7 of 8
17. Best Management Practices (BMPs) and Good Housekeeping Practices (GHPs) shall
be implemented prior to and throughout the duration of construction activity as
designated in the Construction Erosion Control Plan.
18. Prior to issuance of a building permit, the applicant shall submit to the Planning Division
an additional copy of the approved architectural plans for inclusion in the coastal
development permit file. The plans shall be identical to those approved by all City
departments for building permit issuance. The approved copy shall include architectural
sheets only and shall be reduced in size to 11 inches by 17 inches. The plans shall
accurately depict the elements approved by this coastal development permit.
19. Prior to issuance of a building permit, the applicant shall submit a final construction erosion
control plan. The plan shall be subject to review and approval by the Building Division.
20. Prior to the issuance of building permits, the applicant shall submit a final landscape and
irrigation plan. These plans shall incorporate drought-tolerant plantings, non-invasive
plant species and water-efficient irrigation design. The plans shall be approved by the
Planning Division.
21. All landscape materials and irrigation systems shall be maintained in accordance with the
approved landscape plan. All landscaped areas shall be maintained in a healthy and
growing condition and shall receive regular pruning, fertilizing, mowing, and trimming. All
landscaped areas shall be kept free of weeds and debris. All irrigation systems shall be
kept operable, including adjustments, replacements, repairs, and cleaning as part of
regular maintenance.
22. Prior to issuance of a building permit, the applicant shall pay any unpaid administrative
costs associated with the processing of this application to the Planning Division.
23. The discharge of any hazardous materials into storm sewer systems or receiving waters
shall be prohibited. Machinery and equipment shall be maintained and washed in confined
areas specifically designed to control runoff. A designated fueling and vehicle maintenance
area with appropriate berms and protection to prevent spillage shall be provided as far as
far away from storm drain systems or receiving waters as possible.
24. Debris from demolition shall be removed from work areas each day and removed from the
project site within 24 hours of the completion of the project. Stockpiles and construction
materials shall be covered, enclosed on all sites, not stored in contact with the soil, and
located as far away as possible from drain inlets and any waterway.
25. At such time as directed by the City or the California Coastal Commission, the applicant
shall agree to and cooperate with both agencies for: 1) the removal of any unpermitted
development located seaward of the property and within the prolongation of the side
property lines of the subject property, and 2) the restoration of the affected area consistent
with a restoration plan approved by the City and Coastal Commission.
13
Zoning Administrator Resolution No. ZA2019-###
Page 8 of 8
26. To the fullest extent permitted by law, applicant shall indemnify, defend and hold harmless
City, its CityCouncil, itsboards and commissions, officials, officers, employees, and agents
from and against any and all claims, demands, obligations, damages, actions, causes of
action, suits, losses, judgments, fines, penalties, liabilities, costs and expenses (including
without limitation, attorney’s fees, disbursements and court costs) of every kind and nature
whatsoever which may arise from or in any manner relate (directly or indirectly) to
City’sapproval of the Fluter&ROOLQV Residence including, but not limited to Coastal
Development PermitNo. CD2019-023 (PA2019-097). This indemnification shall
include, but not be limited to,damages awarded against the City, if any, costs of
suit, attorneys' fees, and otherexpenses incurred in connection with such claim,
action, causes of action, suit orproceeding whether incurred by applicant, City, and/
or the parties initiating or bringing suchproceeding. The applicant shall indemnify the
City for all of City's costs, attorneys' fees,and damages which City incurs in enforcing
the indemnification provisions set forth in thiscondition. The applicant shall pay to the
City upon demand any amount owed to the Citypursuant to the indemnification
requirements prescribed in this condition.
14
Attachment No. ZA 2
Vicinity Map
15
VICINITY MAP
Coastal Development Permit No. CD2019-023
PA2019-097
2104 East Ocean Front
Subject Property
16
Attachment No. ZA 3
Project Plans
17
1DPH(OHYDWLRQ$6,05RRPQDPH6)L"
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
56725<7+(68%-(&73523(57<,6/2&$7(',11(:3257%($&+&$,17+($5($.12:1$67+(%$/%2$3(1,168/$6287+2)%$/%2$%/9'$77+((1'2)7+(3(1,168/$21($672&($1)52177+(/27,6$3352;,0$7(/<
:,'(%<
'((3,7,6=21('56,1*/()$0,/<5(6,'(1&($1',6$3352;,0$7(/<6)&/,(17352326(672'(02/,6+7+((;,67,1*6,1*/()$0,/<6758&785($1'%8,/'$1(:6725<6,1*/()$0,/<5(6,'(1&(:,7+9,(:'(&.$1'$1$77$&+('&$5*$5$*($3352;,0$7(/<6),1&/8',1*6)2)7+(*$5$*(7+(352*5$0,1&/8'(6%87127/,0,7('727+()2//2:,1*/$5*(.,7&+(1:7+(($7,1,6/$1'*5($75220/281*(',1,1*$5($32:'(55220/$81'5<0$67(568,7(0$67(5%$7+0$67(5:$/.,1&/26(76(&21'$5<%('52206%21865220%$7+52206$03/(287'22563$&(63529,'(',17+()2502)7+(<$5'2&($1)5217%$/&21,(6$1'$9,(:'(&.217+(7+,5')/225:,7+7+(2&($19,(:67+(352-(&7,62)75$16,7,21$/'(6,*1$1'7+((;7(5,250$7(5,$/6:,//%(2)5,&+48$/,7<$1'+,*+'85$%,/,7<:+,&+&216,672)7+(&20326,7(6+,1*/(6,',1*%5,&.9(1((50';:22'3$1(/,1*60227+678&&2),1,6+$1'0(7$/$1'6+,1*/(522),1*7+$7$&&(178$7('%<(;326('67((/$1''(&25$7,9(:22'75,06),5(635,1./(51)3$'<(6'()(55('68%0,77$/6352-(&767$7,67,&6$*(1&,(6 38%/,&6(59,&(69,&,1,7<0$3352-(&7'(6&5,37,210$7(5,$//(*(1'$1127$7,21/(*(1'&2'(5(9,(:6+((7/,676,7(,1)250$7,2163(&,$/,163(&7,216352-(&7',5(&725<352-(&7',5(&725<352-(&7'(6&5,37,212&($15(6,'(1&(%5$1'21$5&+,7(&76,1&5866)/87(5 -,0&2//,16&2)/87(53523(57,(6:%$/%2$%/9'1(:3257%($&+&$7%'1$%8,/',1*$5($6&+('8/(1DPH $5($ &200(176),567)/225 6)6(&21')/225 6)7+,5')/225 6)6)*$5$*( 6)6)*5$1'727$/ 6)287'225$5($6&+('8/(1$0( $5($ &200(176(175< 6) &29(5('23(163$&(67)//()76,'(23(163$&( 6) 23(163$&(0$67(5%$/&21< 6) &29(5('23(163$&(1')//()76,'(23(163$&( 6) 23(163$&(*5$1'727$/ 6)$3(;/$1'6859(<,1*,1&3$8/&5$)7/,&12+817,1*721%($&+&$3))$5+$'0$16+$',/,&12&(6,)0(,1&(7+6767(%6$17$$1$&$3)&2$67*(27+(&+1,&$/,1&0,1*75$1*&+(1:&20021:($/7+$9()8//(5721&$3(&2$67*(27(%&*/2%$/1(7)25.(57(1*,1((5,1* 6859(<,1*%522.+85676768,7(+817,1*721%($&+&$36+((7 '5$:,1*7,7/(7 7,7/(6+((77 *(1(5$/$5&+,7(&785$/127(67 6833/(0(17$/127(6 '2&80(176685 7232*5$3+,&6859(<$ $5&+,7(&785$/6,7(3/$1 *5$'(3/$1((;+,%,7$ $5($3/$16& 7,7/(6+((7*5$',1*&,9,/& 35(&,6(*5$',1*3/$1& (526,21&21752/3/$1& (526,21&21752/3/$1& 62,/65(32575(&200(1'$7,216$ ',0(16,21$/9,(:6$ )/2253/$16$ )/2253/$16$ 522)3/$1$ (;7(5,25(/(9$7,216 0$7(5,$/6&+('8/($ (;7(5,25(/(9$7,216 0$7(5,$/6&+('8/($ %8,/',1*6(&7,216$ %8,/',1*6(&7,216$ %8,/',1*6(&7,216,17(5,25'(6,*1(57%'',*$/(576287+(51&$/,)251,$(',6216287+(51&$/,)251,$*$6&,7<:$7(5 6(:(53$&,),&%(//7(/(3+21(&,7<2)1(:3257%($&+38%/,&:25.6'(37&,7<2)1(:3257%($&+3/$11,1*'(37*(1(5$/,1)20$7,21=21,1*,1)250$7,21&,7<2)1(:3257%($&+%8,/',1*'(37*(1(5$/3(50,76,163(&7,2161(:3257%($&+),5('(3$570(1725$1*(&2817<+($/7+6(59,&(6127('()(55('68%0,77$/672%(5(9,(:('%<352-(&7$5&+,7(&725(1*,1((52)5(&25'$1'&(57,),('35,257268%0,77$/72/2&$/$*(1&<)255(9,(:&1%127(&+5,6723+(5%5$1'2135,1&,3$/$5&+,7(&7,67+('(6,*1352)(66,21$/,15(63216,%/(&+$5*(2)7+(352-(&75(63216,%/()255(9,(:,1*$1'&225',1$7,1*68%0,77$/'2&80(17635(3$5('%<27+(56,1&/8',1*3+$6('$1''()(55('68%0,77$/,7(06)25&203$7,%,/,7<:,7+7+('(6,*12)7+(%8,/',1*1%0&/$1'6&$3(3/$1%%4),5(3,7$&&(6625<6758&785(60$6215<25&21&5(7(:$//6)(1&(65(7$,1,1*:$//629(5)7+,*+)5207+(%277202)7+()281'$7,21727+(7232):$//81'(56(3(5$7(68%0,77$/)25+2$385326(6322/663$6:$//6)(1&(63$7,2&29(56$1'27+(5)5((67$1',1*6758&785(65(48,5(6(3$5$7(5(9,(:6$1'3(50,7668%0,76281'$77(18$7,21'(6,*1)25+9$&(48,30(173(5$5,67'6281'/(9(/12772(;&(('G%$G%$:,7+7,0(5G%$:,7+7,0(5$1'1(,*+%256&216(17/2&$7,212)0($685(0(1772%($7$'-$&(173523(57<3$7,22523(1,1*$&$/26+$3(50,7,65(48,5(')25(;&$9$7,216'((3(57+$1
$1')256+25,1*$1'81'(53,11,1*&2175$&725723529,'($&23<2)26+$3(50,7),5(635,1./(565(48,5('&21675$&7257268%0,7),5(635,1./(5'5$:,1*6)25$5&+,7(&7
6$33529$/35,257268%0,77,1*72&,7<2%7$,1),5(635,1./(53(50,735,2572&$//,1*)25522)6+($7+,1*,163(&7,21*/$66*8$5'+$1'5$,/6&867206.</,*+7 &85%81'(56(3$5$7(3(50,7*&7268%0,76758&785$/'(6,*1 '(7$,/6$5&+72$3396+23':*635,2572)$%5,&$7,215()6758&76+76)2563(&,$/,163(&7,21%<(1*,1((52)5(&25'+(569(5,),&$7,215(48,5('5()7(1(5*<&$/&8/$7,216/(*$/'(6&5,37,21/27,1)250$7,21=21('56,7($5($6)%8,/'$%/($5($6)727$/$//2:$%/($5($[6) 6)7+,5')/2250$;$//2:$%/($5($;6) 6)0,15(4
'23(163$&(;6) 6)(;,67,1*%8,/',1*,1)250$7,21(;,67,1*6,1*/()$0,/<:*$5$*(72%('(02/,6+('$33;(;,67,1*6) 6)=21,1*,1)250$7,21)52176(7%$&.)7$''
#7+,5')/2255($56(7%$&.)7$''
#7+,5')/225/()76(7%$&.)7$''
#7+,5')/2255,*+76(7%$&.)7$''
#7+,5')/225$31/2775$&712&,7<2)1(:3257%($&+&2817<2)25$1*(67$7(2)&$/,)251,$(2&($1)52171(:3257%($&+&$/$1'6&$3($5($6&+('8/(1$0( $5($ &200(1763/$17(' 6)*5$1'727$/ 6)7,7/(&2168/7$17+(5,7$*((1(5*<*528358'<6$,16:$/',59,1(&$3)12 5(9,6,21 '$7(12 5(9,6,21 '$7(727$//,9,1*727$/*$5$*(*5$1'727$/*5$1'727$/*5$1'727$/6)18
℄LOT 2TRACT NO. 518M.M. 17/33-36LOT 3Δ=00°14'56" R=8510.00' L=36.97'Δ=00°15'17" R=8590.00' L=38.19'BASIS OF BEARINGS THE BASIS OF BEARINGS SHOWN HEREON ARE BASED ON THE CENTERLINEOF M STREET HAVING A BEARING OF N14°37'50"E PER RECORD OF SURVEYNO. 2015-1032, R.S.B. 284/35.TITLE REPORT/EASEMENT NOTESNO TITLE REPORT PROVIDEDLEGAL DESCRIPTIONREAL PROPERTY SITUATED IN THE CITY OF NEWPORT BEACH,COUNTY OF ORANGE, STATE OF CALIFORNIA AND IS DESCRIBEDAS FOLLOWS:LOT 2, BLOCK E OF TRACT NO. 518, IN THE CITY OF NEWPORTBEACH, COUNTY OF ORANGE, STATE OF CALIFORNIA AS PER MAPRECORDED IN BOOK 17, PAGES 33 TO 36, OF MISCELLANEOUSMAPS IN THE OFFICE OF THE COUNTY RECORDER OF SAIDCOUNTY.EXCEPT THEREFROM THAT PORTION LYING NORTHWESTERLY OFA LINE DESCRIBED AS FOLLOWS:BEGINNING AT A POINT IN THE NORTHEASTERLY LINE OF SAIDLOT 2, A DISTANCE OF 7.5 FEET SOUTHEASTERLY FROM THEMOST NORTHERLY CORNER, AS MEASURED ALONG SAIDNORTHEASTERLY LINE; THENCE SOUTHWESTERLY IN A DIRECTLINE TO A POINT IN THE SOUTHWESTERLY LINE OF SAID LOT 2,SAID POINT BEING 6.84 FEET SOUTHEASTERLY FROM THE MOSTWESTERLY CORNER OF SAID LOT AS MEASURED ALONG SAIDSOUTHWESTERLY LINELCEXISTING ELEVATIONLEGEND( )AC ASPHALT PAVEMENTFOUND MONUMENTSEARCHED, FOUND NOTHING; SETNOTHINGFSFLFINISHED SURFACEFLOWLINEFFG FINISHED FLOOR GARAGECONCRETE SURFACET.B.M.TEMPORARY BENCHMARKSET ON A WATER METER (WM)ELEVATION = 12.93 FEETHUNTINGTON BEACH, CALIFORNIA 92646PHONE:(714)488-5006 FAX:(714)333-4440 APEXLSINC@GMAIL.COMPAUL D. CRAFT, P.L.S. 8516 DATENOTE: SECTION 8770.6 OF THE CALIFORNIA BUSINESS AND PROFESSIONS CODESTATES THAT THE USE OF THE WORD CERTIFY OR CERTIFICATION BY ALICENSED LAND SURVEYOR IN THE PRACTICE OF LAND SURVEYING OR THEPREPARATION OF MAPS, PLATS, REPORTS, DESCRIPTIONS OR OTHER SURVEYINGDOCUMENTS ONLY CONSTITUTES AN EXPRESSION OF PROFESSIONAL OPINIONREGARDING THOSE FACTS OR FINDINGS WHICH ARE THE SUBJECT OF THECERTIFICATION AND DOES NOT CONSTITUTE A WARRANTY OR GUARANTEE,EITHER EXPRESSED OR IMPLIED.LICENSE RENEWAL DATE 12/31/20PAULDOMINICKCRAFT
PROFESSIONALLANDSURVEYOR
FF FINISHED FLOORWATER METERWMEG EDGE OF GUTTERGAS METERGMCENTERLINETC TOP OF CURBGRAPHIC SCALESURVEYOR OR ENGINEER SHALL PERMANENTLY MONUMENT PROPERTYCORNERS OR OFFSETS BEFORE STARTING GRADING.PLEASE CALL PAUL CRAFT @ 714-488-5006 TO SCHEDULE.SURVEYOR'S NOTESBLOCK WALLBRICK SURFACENG NATURAL GROUNDACU AIR CONDITION UNITCATV CABLE TV BOXBENCHMARK INFORMATIONVICINITY MAPBENCHMARK NO: NB1-4-71DESCRIBED BY OCS 2002 - FOUND 3 3\4" OCS ALUMINUM BENCHMARK DISK STAMPED"NB1-4-71", SET IN THE TOP OF A 4 IN. BY 4 IN. CONCRETE POST. MONUMENT IS LOCATEDIN THE SOUTHEAST CORNER OF THE INTERSECTION OF F STREET AND BALBOABOULEVARD, 81 FT. SOUTHEASTERLY OF THE CENTERLINE OF F STREET AND 27.3 FT.NORTHEASTERLY OF THE CENTERLINE OF BALBOA BOULEVARD. MONUMENT IS SETLEVEL WITH THE SIDEWALK.ELEVATION: 7.828 FEET (NAVD88), YEAR LEVELED 1989AD AREA DRAINTS TOP OF STEPBS BOTTOM OF STEPEVT ELECTRICAL VAULTGRASS SURFACE5/24/201919
'1'183'1'183'))+6:+*/2775$&71200217 1
(
1
(
)6)6))*)6))1*1*1*)6)6&+,01(<723$'(*)/(*(*)/(*)/)/(*(*(*(*)))6)6)6)6))5,'*()6%676)6 )6 :076%6)6)6)6)6)6)6)6)676)6)6%6761*)6)676)6
(*%6)61*1*1*3$')63523(57</,1(3523(57</,1(3523(57<3523(57</,1((;,67,1*%8,/',1*(97 3$/03$/0*0
7$//:$//3$
7$//:$//67(36:0$&8
7$//:$//7
)281'02180(17 281'02180(17*877(53$3$¬#m 8#2#¬#m 8#2#ǻ
5
/
ǻ
5
/
*5($75220/281*(',1,1*.,7&+(1)2<(53$175<%87/(53$175<67$,563:'5&$5*$5$*(3$&,),&2&($1(2&($1)5217ǻ
5
/
ǻ
5
/
1
(
1
(
6<6%
6<6%
)<6%
6/23(3(5&,9,//$81'5<
726
7266/23(3(5&,9,/
726
7:(
)6
7:(
)6
7:(
)6
7:(
)6
7:(
)6
7:(
)6
7:(
)6
7:
75
7:
75(
)6
7:(
)6
)2)
7:
7:
7:
7:
)2)
'1
)2)
)2)
)2)
)2)
)2)
)2)
)2)
)2)
)2)
)2)
&/5
&/5
7:37)637)637)637)637,1737)637)637)637)637)6
75
7:
75
7:
7:
75
72&+,01(<
7:
7:
,17
,17
,17,17,17
,17
,17,17,17,17
,17
,17,17
,17
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
' ),5(3/$&(35()$%5,&$7('*$621/<
$675,$
*(25*,$1),5(3/$&(0217(%(//2'/;6(5,(602'(/6&$1&*$0>'7/$'@)$&725<%8,/7),5(3/$&(6&+,01(<6$1'$//27+(5&20321(1766+$//%(/,67('$1',167$//(',1$&&25'$1&(:,7+7+(,5/,67,1*$1'0)*
5,167$//$7,21,16758&7,216*$6(286)8(/%851,1*3$10867%(3(50$1(17/<$1&+25('727+(),5(%2;),5(3/$&(0867&203/<:7+(&$/,)251,$(1(5*<67$1'$5'60$1'$725<0($685(6 (;7(5,25&20%867,21$,5'8&766+$//%(/,67('&20321(1762)7+(),5(3/$&($1',167$//('$&&25',1*727+()30)*5
6,1675
6&%&6,'(9(17,1:$//1273(50,77(':,7+,1
2)3523(57</,1(7(50,1$7,21$77232)&+,01(< 0$,16(59,&(3$1(/$030$;0$,17$,1&/($5)520)$&(2)3$1(/72$1<2%6758&7,21 1:22'*$7($66(/(&7('0$;
+7$%29(1$785$/*5$'( '2:163287&233(5$/80,180:.<1$5),1,6+25(48,95()0$76&+('$$$66(/$5&+72$33529( (1(,*+%25,1*6,7(:$//$1')(1&(127$3$57 67$,560$;5,6(0,15813529,'($1,//80,1$7,21/(9(/2175($'58162)127/(667+$1)227&$1'/(&%&5()'7/$' &21&67(3667$,50$;5,6(0,15813529,'($1,//80,1$7,21/(9(/2175($'58162)127/(667+$1)227&$1'/(&%&5()'7/$'5()&,9,/':*6$1'),(/'9(5,)< 6,'(<$5'6(7%$&. )5217<$5'6(7%$&. 1&083523(57</,1(:$//:678&&2),1,6+3$,17$66(/(&7('0$;
$%91*>:$//$1')227,1*212:1(5
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
$5&+,7(&785$/6,7(3/$1/$1'6&$3(127(6(1&2$5&+0(173(50,75(4
')25$1<:25.352326(',17+(38%/,&52:,)$33/,&$%/(5()35(/,0,1$5</$16&$3(3/$1)25$//+$5'6&$3( 3/$17,1*$5($6:,7+5(3(&7,9(+(,*+76$1'0$7(5,$/6*(1(5$/127(6((6+((7$)25522)3/$1,1)250$7,211276+2:1217+,66+((7,1&/8',1*($9('(7$,/6$1'352-(&7,21',67$1&(6&1%127(6,668$1&(2)$%8,/',1*3(50,7%<7+(&,7<2)1(:3257%($&+'2(61275(/,(9($33/,&$1762)7+(/(*$/5(48,5(0(176722%6(59(&29(1$176&21',7,216$1'5(675,&7,216:+,&+0$<%(5(&25'('$*$,1677+(3523(57<25722%7$,13/$16<286+28/'&217$&7<285&20081,7<$662&,$7,21635,2572&200(1&(0(172)$1<&216758&7,21$87+25,=('%<7+,63(50,735,25723(5)250,1*$1<:25.,17+(&,7<5,*+72):$<$1(1&52$&+0(173(50,70867%(2%7$,1(')5207+(38%/,&:25.6'(3$570(17$&$/26+$3(50,7,65(48,5(')25(;&$9$7,216'((3(57+$1
$1')256+25,1*$1'81'(53,11,1*12 5(9,6,21 '$7(12 5(9,6,21 '$7(352-(&71257+758(1257+
*5$'(3/$1((;+,%,720
29(1'1':7836)*$5$*(6)),567)/2256)(175<6)3/$17('6)3/$17('6)3/$17('),567)/2253/$1(;7(5,25$5($$
;
6)727$/(;7(5,2523(163$&( 6)$
6)6(&21')/2256)67)//()76,'(23(163$&(6)0$67(5%$/&21<6(&21')/2253/$1(;7(5,25$5($$
;
6)$
;
6)$
;
6)%
;
6)%
;
6)727$/(;7(5,2523(163$&( 6)$
$$%
%
6)7+,5')/2256)1')//()76,'(23(163$&(7+,5')/2253/$1(;7(5,25$5($$
;
6)$
;
6)727$/(;7(5,2523(163$&( 6)/,9,1*$5($%
;
6)&
;
6)'
;
6)(
;
6)727$//,9,1* 6)$%&'(
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
),567)/225$5($3/$1
6(&21')/225$5($3/$1
7+,5')/225$5($3/$1%8,/',1*$5($6&+('8/(1DPH $5($ &200(176),567)/225 6)6(&21')/225 6)7+,5')/225 6)6)*$5$*( 6)6)*5$1'727$/ 6)287'225$5($6&+('8/(1$0( $5($ &200(176(175< 6) &29(5('23(163$&(67)//()76,'(23(163$&( 6) 23(163$&(0$67(5%$/&21< 6) &29(5('23(163$&(1')//()76,'(23(163$&( 6) 23(163$&(*5$1'727$/ 6)/$1'6&$3($5($6&+('8/(1$0( $5($ &200(1763/$17(' 6)*5$1'727$/ 6)727$//,9,1*727$/*$5$*(*5$1'727$/*5$1'727$/*5$1'727$//(*$/'(6&5,37,21/27,1)250$7,21=21('56,7($5($6)%8,/'$%/($5($6)727$/$//2:$%/($5($[6) 6)7+,5')/2250$;$//2:$%/($5($;6) 6)0,15(4
'23(163$&(;6) 6)(;,67,1*%8,/',1*,1)250$7,21(;,67,1*6,1*/()$0,/<:*$5$*(72%('(02/,6+('$33;(;,67,1*6) 6)=21,1*,1)250$7,21)52176(7%$&.)7$''
#7+,5')/2255($56(7%$&.)7$''
#7+,5')/225/()76(7%$&.)7$''
#7+,5')/2255,*+76(7%$&.)7$''
#7+,5')/225$31/2775$&712&,7<2)1(:3257%($&+&2817<2)25$1*(67$7(2)&$/,)251,$6)21
22
23
24
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
838329(1':783'11(::$//[678'6#2&1(::$//[678'6#2&:$//:6721(9(1((5[678'6#2&&21&5(7(5(7$,1,1*:$//5()6758&785$/&21&5(7(0$6215<:$//&08812'28%/(:$//&216758&7,21[0,167$**(5('678'#2&:,1'2:5()(5(1&(6&+('8/('2255()(5(1&(6&+('8/(&$%,1(7%8,/7,1&$6(:25.&2/8015()6758&785$/':*6)851,785()2535(6(17$7,21385326(621/<),5(3/$&(35()$%*$621/<$33/,$1&(3/80%,1*),;785(6,1.$66(/(&7('3/80%,1*),;785(72,/(7$66(/(&7('3/$1/(*(1'/,*+7,1*),;785(5()(5(1&((/(&75,&$/3/$16),5(5$7('&(,/,1*$66
<5()'7/$',17),5(5$7('3$57,7,215()'7/$'(;7),5(5$7('3$57,7,215()'7/$'L".(<127(7$*5()(5(1&(.(<127(/(*(1'7+,66+7:,1'2:7$*5()(5(1&(6+((7$'2257$*5()(5(1&(6+((7$3529,'(:+2/(%8,/',1*0(&+$1,&$/9(17,/$7,213(5$6+5$(67$1'$5'6(&7,21:,7+(;&(37,217+$71$785$/9(17,/$7,217+528*+'2256$1':,1'2:6,6127$1$&&(37$%/($/7(51$7,9(72:+2/(%8,/',1*9(17,/$7,21%((6D(;&(37,21726(&7,21D)25&217,18286:+2/(%8,/',1*9(17,/$7,210,15(48,5('5$7(2)9(17,/$7,21,6&)0)25($&+6)2)&21',7,21(')/225$5($3/86&)0)25($&+2&&83$1721(2&&83$173(5%('52209(17,/$7,2172%(3529,'('%<(;+$867$,56833/<$,525&20%,1('(;+$867$1'6833/<$,53529,'(,1.,7&+(1/2&$/(;+$8676<67(09(17('72287'2256:,7+5$7( &)03$572):+2/(%8,/',1*9(17,/$7,215(48,5(0(170(&+$1,&$/9(17,/$7,21127(&$/&8/$7,21681,76)6)>&)0[2&&%('@ &)0[ &)05(4
'$$)5()',1,1*/281*(*5($75220.,7&+(1%87/(53$175<3:'5)2<(567$,56&$5*$5$*((/(9
726
726
7263$175</$81'5<
$$$$$$$$$$
&/5
$$
$$$$&/5
5#
5#
&/5
&/5
7<37<3&/5
&/5
&/5
$'$'$'$'$'$%96/23(3(5&,9,/6/23(3(5&,9,/$$%('%('%$7+%$7+2)),&(%('67$,560$67(5%$7+:&67($06+:50$67(5:,&0$67(568,7(0$67(5%$/&21<(/(9
726
72683$$$$$$$$$$$$$$
$$6+:56($76($76+:56($7&+$6(&/50,1&/50,1&/50,15#
5#
&/5
7<3&/5
7<3&/5
&/5
&/5
&/5
&/5
&/5
&/5
&/5
&/5
$%9$%9$%9$%9$%9$%9$%9$'0,10,1&+$1(/'5$,1$'$'0,10,1$'7<3$'7<3
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
1 6,=( '5<(59(17
0$;/(1*7+&0&3529,'(*$6678%287 %$6(&$%,1(7%8,/7,1),1,6+$66(/ &2817(5723$66(/(&7(' 6,1.$66(/(&7('9(5,)<&2817(525:$//02817),;785(6:2:1(5 72,/(70,1&/5,1)52170,1&/5:,'7+*$//216)/86+ (;7(5,25*/$66*8$5'5$,/0,1+(,*+70$;63+(5(23(1,1*5()'7/$1'25$'$6$33/,&$%/(3(53/$16 ),5(3/$&(35()$%5,&$7('*$621/<
$675,$
*(25*,$1),5(3/$&(0217(%(//2'/;6(5,(602'(/6&$1&*$0>'7/$'@)$&725<%8,/7),5(3/$&(6&+,01(<6$1'$//27+(5&20321(1766+$//%(/,67('$1',167$//(',1$&&25'$1&(:,7+7+(,5/,67,1*$1'0)*
5,167$//$7,21,16758&7,216*$6(286)8(/%851,1*3$10867%(3(50$1(17/<$1&+25('727+(),5(%2;),5(3/$&(0867&203/<:7+(&$/,)251,$(1(5*<67$1'$5'60$1'$725<0($685(6 (;7(5,25&20%867,21$,5'8&766+$//%(/,67('&20321(1762)7+(),5(3/$&($1',167$//('$&&25',1*727+()30)*5
6,1675
6&%&6,'(9(17,1:$//1273(50,77(':,7+,1
2)3523(57</,1(7(50,1$7,21$77232)&+,01(< 6+(/)$1'32/(%8,/7,1),1,6+$66(/ %$7+78%)5((67$1',1*$66(/(&7('9(5,)</2&
12)),;785(6:2:1(5 522)67$1',1*6($00(7$/:.<1$5),1,6+&2/25$66(/(&7('5()0$76&+('$$ 833(5&$%,1(7%8,/7,1),1,6+$66(/ .,7&+(1(;+$867+22'3529,'(9(1772287'225:0,15$7(2)&)0,167$// 3529,'(32:(53(50)*5
6,16756 7$//&$%,1(7%8,/7,1),1,6+$66(/ 6+2:(5+270233$13529,'(7,/(:&(0(17%$&.,1*0,1+,*+1(7$5($6)0,1',$&,5&/(0,15()'7/$' 7(03(5('*/$66(1&/2685(0,17+.*/$6672%((7&+0$5.(')5$0(/(66812 *877(5$/80,180:.<1$5),1,6+6+$3($66(/3529,'(6+23':*672$5&+ 67((/&2/8016,=(3(56758&76758&7':*63$,17 6($/$65(4
' 5(6,'(17,$/+<'5$8/,&(/(9$725
52&.<02817$,1(/(9$725352'8&7
25(48,96+$)76,=($33; [&/($53529,'(6+23':*672$5&+35,2572385&+$6( ,167$//$7,21 0$,16(59,&(3$1(/$030$;0$,17$,1&/($5)520)$&(2)3$1(/72$1<2%6758&7,21 +$1'5$,/$%29(67$,5126,1*8120$7(5,$/$66(/(&7('5()'7/6 $' :,1'2:720((7(*5(665(4
7652)&5&6((127(216+((7$ '(&.'5$,16/23(0,15()'7/$' 6&833(53$5$3(76&833(5$66(/(&7('$5&+72$3395()'(7$,/$' +26(%,%5(&(66('%5$669(5,)</2&
1 ),;785(:2:1(5 :$7(5+($7(57$1./(6621'(0$1':$//028170,1
7$.$*,
25(48,99(5,)<6,=(5(4
':0)*53529,'($'(48$7(1*&211 )22735,172)(;,67,1*6758&785(72%(5(029(' 6,'(<$5'6(7%$&. )5217<$5'6(7%$&.',0(16,21127($//',0(16,216$5(72)$&(2)6+($7+,1*(;7:$//625)$&(2)6758&785()267<38125281'('727+(1($5(67&217$&7$5&+,7(&7,1:5,7,1*)25$1<&/$5,),&$7,212)127('',0(16,216'21276&$/(3/$16352-(&71257+758(1257+
),567)/2253/$1
+(569(5,),&$7,215(48,5('5()(5(1&(7$528*+)5$0,1*$//(;7(5,25:$//672%()5$0(':,7+;678'66(&21'$1'7+,5')/2253/<:22'72%((17,5((;7(5,2572%(6+($7+(':,7+3/<:22'12 5(9,6,21 '$7(352-(&71257+758(1257+
6(&21')/2253/$126
'13529,'(:+2/(%8,/',1*0(&+$1,&$/9(17,/$7,213(5$6+5$(67$1'$5'6(&7,21:,7+(;&(37,217+$71$785$/9(17,/$7,217+528*+'2256$1':,1'2:6,6127$1$&&(37$%/($/7(51$7,9(72:+2/(%8,/',1*9(17,/$7,21%((6D(;&(37,21726(&7,21D)25&217,18286:+2/(%8,/',1*9(17,/$7,210,15(48,5('5$7(2)9(17,/$7,21,6&)0)25($&+6)2)&21',7,21(')/225$5($3/86&)0)25($&+2&&83$1721(2&&83$173(5%('52209(17,/$7,2172%(3529,'('%<(;+$867$,56833/<$,525&20%,1('(;+$867$1'6833/<$,53529,'(,1.,7&+(1/2&$/(;+$8676<67(09(17('72287'2256:,7+5$7( &)03$572):+2/(%8,/',1*9(17,/$7,215(48,5(0(170(&+$1,&$/9(17,/$7,21127(&$/&8/$7,21681,76)6)>&)0[2&&%('@ &)0[ &)05(4
'1(::$//[678'6#2&1(::$//[678'6#2&:$//:6721(9(1((5[678'6#2&&21&5(7(5(7$,1,1*:$//5()6758&785$/&21&5(7(0$6215<:$//&08812'28%/(:$//&216758&7,21[0,167$**(5('678'#2&:,1'2:5()(5(1&(6&+('8/('2255()(5(1&(6&+('8/(&$%,1(7%8,/7,1&$6(:25.&2/8015()6758&785$/':*6)851,785()2535(6(17$7,21385326(621/<),5(3/$&(35()$%*$621/<$33/,$1&(3/80%,1*),;785(6,1.$66(/(&7('3/80%,1*),;785(72,/(7$66(/(&7('3/$1/(*(1'/,*+7,1*),;785(5()(5(1&((/(&75,&$/3/$16),5(5$7('&(,/,1*$66
<5()'7/$',17),5(5$7('3$57,7,215()'7/$'(;7),5(5$7('3$57,7,215()'7/$'L".(<127(7$*5()(5(1&(.(<127(/(*(1'7+,66+7:,1'2:7$*5()(5(1&(6+((7$'2257$*5()(5(1&(6+((7$$$%21865220287'225.,7&+(1%$7+9,(:'(&.67$,56(/(9)8785(63$$$$$$$$$$$$$$$
0(&+:(//$$&/50,16($76+:5&/5
5#
'1&/5
7<3&/5
&/5
&/5
&/5
7<3
&/5
$%9$%9$%9$'$'$'$'0,10,10,10,10,10,1$'$'7<3$'7<3$'7<3
726
7260,16.</,*+7$%9&/5
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
+(569(5,),&$7,215(48,5('5()(5(1&(7528*+)5$0,1*$//(;7(5,25:$//672%()5$0(':,7+;678'66(&21'$1'7+,5')/2253/<:22'72%((17,5((;7(5,2572%(6+($7+(':,7+3/<:22'.(<127(/(*(1' )851,6+,1*6$66(/(&7(' 3$/2)25052%$7$&21&5(7(),5(3,7,167$//3(50)5*63(&6 *8,'(/,1(3529,'(*$6 (/(&$65(4
' 72,/(70,1&/5,1)52170,1&/5:,'7+*$//216)/86+ &2817(5723$66(/(&7(' 6,1.$66(/(&7('9(5,)<&2817(525:$//02817),;785(6:2:1(5 %$6(&$%,1(7%8,/7,1),1,6+$66(/ 67$,560$;5,6(0,15813529,'($1,//80,1$7,21/(9(/2175($'58162)127/(667+$1)227&$1'/(&%&5()'7/$' $&&21'(16(581,76,=(7%'3529,'(32:(5$1'6281''$03(1,1*3$'$65(4
'6281'$775(4
'3(56(&7,211%0&81'(56(3$5$7(3(50,7 522)67$1',1*6($00(7$/:.<1$5),1,6+&2/25$66(/(&7('5()0$76&+('$$ :22'6+,1*/(6522),1*5()0$7(5,$/6&+('8/($$ &+,01(<&$363$5.$55(6725$66(/(&7('127('(&25$7,9(6+528'66+$//127%(,167$//('$77+(7(50,1$7,212))$&725<%8,/7&+,01(<6(;&(37:+(5(68&+6+528'6$5(/,67('$1'/$%(/(')2586(:,7+7+(63(&,),&)$&%/7&+,01(<6<67(0$1'$5(,167$//(',1$&&25'$1&(:0)*5,167,16758&7,216&0& '(&25$7,9(&+,01(<(1&/2685(72%(,167$//('$1'7(50,1$7('3(50)5*63(&2)7+()$&725<%8,/7),5(3/$&($1'25&+,01(<52)&5& (;7(5,25*/$66*8$5'5$,/0,1+(,*+70$;63+(5(23(1,1*5()'7/$1'25$'$6$33/,&$%/(3(53/$16 6+2:(5+270233$13529,'(7,/(:&(0(17%$&.,1*0,1+,*+1(7$5($6)0,1',$&,5&/(0,15()'7/$' 5(6,'(17,$/+<'5$8/,&(/(9$725
52&.<02817$,1(/(9$725352'8&7
25(48,96+$)76,=($33; [&/($53529,'(6+23':*672$5&+35,2572385&+$6( ,167$//$7,21 3529,'(32:(5)25%8,/7,1$33/,$1&((48,30(17 %%4$66(/(&7('3529,'(*$662 32:(5$65(4
'%<0)*59(5,)<:2:1(50$;,1)5217<5$'6(7%$&. :,1'2:720((7(*5(665(4
7652)&5&6((127(216+((7$ ,17(5,25*/$66*8$5'5$,/0,1+,*+0$7(5,$/$66(/(&7('0$;63+(5(23(1,1*5()'7/$' +$1'5$,/$%29(67$,5126,1*8120$7(5,$/$66(/(&7('5()'7/6 $' '(&.'5$,16/23(0,15()'7/$' 6&833(53$5$3(76&833(5$66(/(&7('$5&+72$3395()'(7$,/$' +26(%,%5(&(66('%5$669(5,)</2&
1 ),;785(:2:1(5 )22735,172)(;,67,1*6758&785(72%(5(029(' 6,'(<$5'6(7%$&. )5217<$5'6(7%$&.352-(&71257+758(1257+
7+,5')/2253/$127
522)9(17,/$7,21127(6&5&5(1&/26('$77,&6$1'(1&/26('5$)7(563$&(6)250(':+(5(&(,/,1*6$5($33/,('',5(&7/<727+(81'(56,'(2)522)5$)7(566+$//+$9(&52669(17,/$7,21)25($&+6(3$5$7(63$&(%<9(17,/$7,1*23(1,1*63527(&7('$*$,1677+((175$1&(2)5$,125612:9(17,/$7,2123(1,1*66+$//+$9($7/($67',02)0,1$1'0$;9(17,/$7,2123(1,1*6+$9,1*$/($67',0(16,21/$5*(57+$16+$//%(3529,'(':&25526,215(6,67$17:,5(&/27+6&5((1,1*+$5':$5(&/27+256,0,/$50$7(5,$/:,7+23(1,1*6+$9,1*$/($67',02)0,1$1'0$;23(1,1*6,1522))5$0,1*0(0%(566+$//&21)250727+(5(4
762)&5&55(48,5('9(17,/$7,2123(1,1*66+$//23(1',5(&7/<727+(2876,'($,57+(1(7)5((9(17,/$7,1*$5($6+$//127%(/(667+$12)7+($5($2)7+(63$&(9(17,/$7('7+(1(7)5((9(17,/$7,1*$5($6+$//127%(/(667+$1,)21(25025(2)7+()2//2:,1*$5(0(7,1&/,0$7(=21(6 $&/$66,25,,9$3255(7$5'(5,6,167$//('217+(:$50,1:,17(56,'(2)7+(&(,/,1*$7/($67$1'025(7+$12)7+(5(48,5('9(17,/$7,1*$5(,63529,'('%<9(17,/$7256/2&$7(',17+(833(53257,212)7+($77,&255$)7(563$&(833(59(17,/$72566+$//%(/2&$7('12025(7+$1)((7%(/2:7+(5,'*(25+,*+(6732,172)7+(63$&(0($685('9(57,&$//<:,7+7+(%$/$1&(2)7(+5(48,5('9$17,/$7,213529,'('%<($9(25&251,&(9(176:+(5(7+(/2&$7,212):$//25522))5$0,1*0(0%(56&21)/,&76:,7+7+(,167$//$7,212)833(59(17,/$7256,167$//$7,21025(7+$1)((7%(/2:7+(5,'*(25+,*+(672)7+(63$&(6+$//%(3(50,77(':+(5(($9(25&251,&(9(176$5(,167$//(',168/$7,216+$//127%/2&.7+()5(()/2:2)$,5$0,12)$63$&(6+$//%(3529,'('%(7:((17+(,168/$7,21$1'7+(522)6+7
*$1'$77+(/2&$7,212)7+(9(179(17,/$72566+$//%(,167$//(',1$&&25'$1&(:,7+0)5
*
6,167$//$7,21,16758&7,216,167$//$7,212)9(17,/$7256,1522)6<67(066+$//%(,1$&&25'$1&(:7+(5(4
762)6(&7,215,167$//$7,212)9(17,/$7256,1:$//6<67(066+$//%(,1$&&25'$1&(:7+(5(4
762)6(&7,215819(17('$77,&$66(0%/,(663$&(6%(7:((17+(&(,/,1*-2,6762)7+(7236725<$1'7+(522)5$)7(56$1'819(17('(1&/26('5$)7(5$66(0%/,(663$&(6%(7:((1&(,/,1*67+$7$5($33/,('',5(&7/<727+(81'(56,'(2)522))5$0,1*0(0%(55$)7(56$1'7+(6758&785$/522)6+7
*$77+(7232)7+(522))5$0,1*0(0%(565$)7(566+$//%(3(50,77(',)$//2)7+()2//2:,1*&21',7,216$5(0(77+(819(17('$77,&63$&(,6&203/(7(/<&217$,1(':,7+,17+(%8,/',1*7+(50$/(19(/23(12,17(5,25&/$66,9$3255(7$5'(56$5(,167$//('217+(&(,/,1*6,'($77,&)/2252)7+(819(17('$77,&$66(0%/<25217+(&(,/,1*6,'(2)7+(819(17('(1&/26('5$)7(5$6((0%/<:+(5(:22'6+,1*/(62)6+$.(6$5(86('$0,19(17('$,563$&(6(3$5$7(67+(6+,1*/(6256+$.(6$1'7+(522),1*81'(5/$<0(17$%29(7+(6758&785$/6+7
*,1&$/,)251,$&/,0$7(=21(6 $1<$,5,03(50($%/(,168/$7,216+$//%($&/$66,,9$3255(7$5'(5256+$//+$9($&/$66,,,9$3255(7$5'(5&2$7,1*25&29(5,1*,1',5(&7&217$&7:7+(81'(56,'(2)7+(,168/$7,216((7,7/(3$57),*$(,7+(5,7(06256+$//%(0(7'(3(1',1*217+($,53(50($%,/,7<2)7+(,168/$7,21',5(&7/<81'(57+(6758&785$/522)6+7
*12,168/$7,216+$//%(5(4
':+(1522)7,/(6:22'6+,1*/(625:22'6+$.(625$1<27+(5522),1*6<67(086,1*%$77(16$1'12&21781'(5/$<0(17,6,167$//('$&217/$<(56+$//%(&216,'(5('72(;,67,)6+7
*522),1*3$3(525$1<&217/$<(5:+,&++$6$3(505$7(2)12025(7+$121(3(5081'(57+('5<&830(7+2'$,5,03(50($%/(,168/$7,2121/<,168/$7,216+$//%($33/,(',1',5(&7&217$&7:7+(81'(56,'(2)7+(6758&785$/522)6+7
*$,53(50($%/(,168/$7,2121/<,1$'',7,21727+($,53(50($%/(,168/$7,21,167$//('',5(&7/<%(/2:7+(6758&785$/6+7
*5,'*(%2$5'256+((7,168/$7,21:$159$/8(2556+$//%(,167$//('',5(&7/<$%29(7+(6758&785$/522)6+7
*)25&21'(16$7,21&21752/$,5,03(50($%/($1'$,53(50($%/(,168/$7,217+($,5,03(50($%/(,168/$7,216+$//%($33/,(',1',5(&7&217$&7:7+(81'(56,'(2)7+(6758&785$/522)6+7
*)25&21'(16$7,21&21752/7+($,53(50($%/(,168/$7,216+$//%(,167$//('',5(&7/<81'(57+($,53(50($%/(,168/$7,21:+(5(35()250(',168/$7,21%2$5',686('$67+($,5,03(50($%/(,168/$7,21/$<(5,76+$//%(6($/('$77+(3(5,0(7(52)($&+,1',9,'8$/6+((7,17(5,25685)$&(72)250$&217/$<(5),//('5(*,21,1',&$7(6$77,&63$&(5()$77,&9(17,/$7,21&$/&6522)3/$1/(*(1'$$+7&(575(4
'
+7&(575(4
'
+7&(575(4
'
+7&(575(4
'
+7&(575(4
'
75
7:$$$$$$$$$$$$
7:
75
7:
75$$
72&+,01(<
7:
7:9,(:'(&.%(/2:5()7+,5')/2253/$10(&+:(//%(/2:5()7+,5')/2253/$1+7&(575(4
'
+7&(575(4
'
$$)9
)9
)9
'$&$'$&$&$'$&$&$&$'$)$)$($)$)$($$'$')<6%
6<6%
6<6%
*$*$7+,5')/2253/$7(7+,5')/2253/$7(
7+,5')/2253/$7(/2:522)3/$7(
*$5$*(72&
522)3/$7(7<3
522)3/$7(7<3522)3/$7(7<3/2:522)3/$7(7+,5')/225726
7+,5')/225726
7+,5')/225726
522)3/$7(7<37+,5')/2253/$7(7+,5')/2253/$7([522)5$)7(53(56758&7,17(5,25),1,6+3(53/$16:+(5(2&&856$,53(50($%/(,168/$7,213(53/$16 772%(,1',5(&7&217$&7:,7+7+(81'(56,'(2)7+(6758&785$/522)6+($7+,1*)25819(17('$66(0%/<0,1/$<(56522))(/72&$36+7&';3/<:'6+7
*0,15()6758&76+,1*/(672%(12*5$'(:(67(515('&('$5:$0$;02,6785(&217(172))$67(1(563(5127(/(1*7+72%('(7(50,1('%<81'(5/$<0(17/$<(55()127(3(56+,1*/(6+$.(6/23(3(53/$10,16+$.(60,16+,1*/(6:22'6+,1*/(127(66+,1*/(672%(,167$//('2162/,'6+7
*,1$&&25'$1&(:,7+&%&7$%/()$67(1(560867%(+27',33('*$/9$1,=(':=,1&&2$7,1*:76,1$&&:$670$2566
)6575($70(17,1&
&/$66
$
522),1*$66
<,&&(6567$57(5&2856(6$77+(($9(0867%('28%/(':),567&2856(%(,1*)8//6,=(75($7('6+,1*/(66833/,('%<
&+(0&2,1&
2575($7('6+,1*/(60$<%(86(')257+(),1$/&2856($77+(5,'*(352'8&76/,67('$6
&/$66%
6+,1*/(60867%(,167$//('263$&('2562/,'6+7
*&29(5('(,7+(5:21(/$<(52)'(16'(&.522)%2$5'0$18)$&785('%<*(25*,$3$&,),&&25325:21(/$<(50,1(5$/685)$&('&$36+((7&203/<,1*:$670':+(5(81'(5/$<0(17,65(4
'7+(81'(5/$<0(176+$//%(,167$//('29(57+('(16'(&.%2$5'250,1(5$/685)$&('&$36+((7)$67(1(5/(1*7+)257+(6+$.(60867%(,1&5($6(')257+(7+,&.1(662)7+('(16'(&.%2$5'25&$36+((77+('(16'(&.%2$5'60867%()$67(1('7263$&('2562/,'6+7
*86,1*$0,12))285)$67(1(563(5%2$5'72$92,'3$1(/6+,)7,1*35,2572,167$//$7,212)7+(6+$.(67+(0,1(5$/685)$&('&$36+((70867%(,167$//(':,7+29(5/$36217+(6,'(6$1'(1'6$1'$77$&+(':$68)),&,(17180%(52))$67(1(5672+2/'7+(6+((7,13/$&(35,2572,167$//$7,212)7+(6+$.(60,1&$36+75()127($%9(;32685( 29(5/$33(5&%&7$%/($8720$7,&635,1./(5672%(,167$//('7+528*+287 ,1$77,&$5($6,1$&&25'$1&(:,7+&1%67$1'$5'63529,'(6(3$5$7($33/,&$7,215()7($9(672%2;('+5$66(0%/<3(51%0&819(17('(1&/26('5$)7(5$66(0%/<127($7819(17('(1&/26('5$)7(5$66(0%/<3529,'(;6/((3(529(5522)81'(5/$<0(17)250,19(17('$,563$&(6(3$5$7(:22'6+$.(256+,1*/($1'522),1*81'(5/$<0(17720((75(48,5(0(172)7+(6(&7,2152)&%&12,17(5,25&/$66,9$3255(7$5'(56+$//%(,167$//('217+(&(,/,1*6,'($77,&)/2252)7+(819(17('$7,,&$66(0%/<25217+(&(,/,1*6,'(2)7+(819(17('(1&/26('522))5$0,1*$66(0%/<[522)5$)7(53(56758&7
,17(5,25),1,6+3(53/$16$62&&856$,53(50($%/(,168/$7,213(53/$16 772%(,1',5(&7&217$&7:,7+7+(81'(56,'(2)7+(6758&785$/522)6+($7+,1*)25819(17('$66(0%/<0,1522))(/7/$<(56*$)9(56$6+,(/'81'(5/$<0(17&';3/<:'6+7
*0,15()6758&7)$67(1(563(50)*5,16758&7,2166/23(3(53/$167$1',1*6($00(7$/=,1&25(48,95()0$76&+('$$&/$66
$
$66<7<30,1'28%/()2/'/2&.$/70(7+2'&/($76#2&0$;&217/2&.675,362/'(5('$5&+72$339+,*+9$//(<'(7$,/352'8&7/,67,1*,&&(65&%
819(17('(1&/26('5$)7(5$66(0%/<127(12,17(5,25&/$66,9$3255(7$5'(56+$//%(,167$//('217+(&(,/,1*6,'($77,&)/2252)7+(819(17('$77,&$66(0%/<25217+(&(,/,1*6,'(2)7+(819(17('(1&/26('522))5$0,1*$66(0%/<'(16*/$6625(48,9,17(5,25),1,6+3(53/$1:+(5(2&&856
7<9(.
25(4%/'*:5$3&';3/<:'6+7
*3(56758&7
/,168/$7,21$62&&853(57522),1*0$7(5,$/5()3/$162522))(/7 &';3/<:'522)6+7
*3(56758&7
/&$8/. 6($/%$6()/$6+,1*($9()/$6+,1*:'5,3%<522),1*0)*5720$7&+522)(;7(5,25),1,6+5()3/$16 0$76&+('0,1723/
:,1'62521(
&52:102/',1*352),/(:2&0;%/2&.,1*)25+5&21';
:,1'62521(
75,0%'66(;
:,1'62521(
75,0%'66(=,1&*877(5$66(/$62&&853(53/$1522),1*3(53/$1 0$76&+('2522),1*)(/70,1/$<(56[522)5$)7(563(56758&7522)6+7
*3(56758&7(;7(5,25),1,6+3(53/$16 0$76&+('=,1&25(4'5,3('*(7<3;
:,1'62521(
:2&0;&52:102/',1*352),/(
:,1'62521(
:2&0;
:,1'62521(
75,0%'66(0,1723/[522)67$1'&8772$/,*1:$'-$&(17522)3(53/$1;62/,'%/2&.,1*)25+5&21';
:,1'62521(
:2&+7+(50$/%$77,168/
1($9()/$6+,1*:'5,3%<522),1*0)*5720$7&+522)[&217:22')$6&,$3$,17 6($/9(5,)<6,=( ),1,6+:$5&+522),1*0$7(5,$/5()3/$16522))(/70,17<3
7<9(.
25(4%/'*:5$33/<:'6+7
*3(56758&7
/,17(5,25),1,6+3(53/$1&$8/. 6($/3/<:'6+7
*3(56758&7(;7(5,259(1((55()3/$16 (/(96.<1$53$,17('$/80*877(5+$/)5281'&2/25720$7&+522);%/2&.,1*)25+5&21',17(5,25),1,6+3(53/$1:+(5(2&&856
7<9(.
25(4%/'*:5$3&';3/<:'6+7
*3(56758&7
/7+(50$/%$77,168/
1678&&267233(5522),1*0$7(5,$/5()3/$162522))(/7 &';3/<:'522)6+7
*3(56758&7
/%$6()/$6+,1*($9()/$6+,1*:'5,3%<522),1*0)*5720$7&+522)(;7(5,25),1,6+5()3/$16 0$76&+('[62/,'%/.
*&$8/. )/$6+,1*;%/2&.,1*)25+5&21'522),1* 81'(5/$<0(173(53/$1522))5$0,1*3(53/$1522)6/23(3(53/$1(;7(5,256,',1*3(53/$13/<:22'6+($7+,1*3(56758&7;)$6&,$%':;6+$'2:%'&233(5'5,3('*()/$6+ &175)/$6+522),1*:3$5$3(73$5$3(7:$//:')5$0,1*3(56758&73/$1,168/$7,213(575(3257$65(4
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
*)267<3812($9(',06$5()520)$&(2)6+7
*72)$&(2)),1,6+)$6&,$$12 5(9,6,21 '$7(352-(&71257+758(1257+
522)3/$1
$:22'6+,1*/(522),1*
%0(7$/522),1*'(7$,/
'+55$.('7/7<3
&+5($9('7/7<3
(=(52($9('(7$,/
)=(525$.('(7$,/
*522)3$5$3(7'7/28
:,1'2:6 '2256&(0(17%$6(':22'6,',1*$87+25,=(''($/(5352'8&76/,67('%(/2:6833/,(5$662&,$7('%8,/',1*6833/<$''5(666721(0,//'(6,*1&(17(55('+,//$9(68,7()&267$0(6$&$&217$&7-2(<281$13+21()$;(0$,/-<281$1#$%662&$/&20:(%:::$662&,$7('%8,/',1*6833/<&20$/80,180&/$':,1'2:6 3$7,2'22560$18)$&785(5-(/':(1:,1'2:6 '2256352'8&7&86720&2//(&7,21$''5(66/$.(3257%/9'32%2;./$0$7+)$//625(*213+21(25)$;:(%:::-(/':(1&20$/80,18032&.(76/,',1*'22560$18)$&785(5:(67(51:,1'2:6<67(06352'8&76/,'( 6($/'2256$''5(6667+673+2(1,;$=3+21(:(%::::(67(51:,1'2:6<67(06&200$18)$&785(5-$0(6+$5',(%8,/',1*352'8&76,1&(/0$9(18()217$1$&$3&2/253$,17(''811(':$5'6:+,7($33/,&$7,216+,3/$33/$1.:648$5(&+$11(/5(9($/&2'(,&&1(5*877(56*$5$*('22566833/,(55$1&++286('2256:::5$1&++286('2256&2067</(&867200$7(5,$/&86720%8,/7:22' */$66:$7(53522)'(&.0(0%5$1(:(67&2$7*$7(:$<&(17(5'5,9(6$1'(,*2&$::::(67&2$7&20&2'(,&&(653529,'(0,1*8$*(&233(52=6+((7,1*)25$//(;7(5,25)/$6+,1* :($7+(5675,33,1*$33/,&$7,2169(5,)<:$5&+,7(&7$1<81&219(17,21$/(19(/23(:$7(53522),1*$5($635,2572,167$//$7,21)/$6+,1* :($7+(5675,33,1*0$7(5,$/&233(56+$3(+$/)5281'9(5,)<:$5&+:22'6+,1*/(522),1*&/$66
$
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
),567)/225726
6(&21')/2253/$7(7<3
6(&21')/2257267<3
522)3/$7(7<3
*$5$*(72&
7+,5')/2253/$7(
7+,5')/225726
/2:(56(&21')/2253/$7(
/2:(56(&21')/225726
7+,5')/225/$1',1*
/2:522)3/$7(
7+,5')/225/$1',1*3/
+7&(575(4
'
0,1$%9))0,1$%9))+7&(575(4
'
+7&(575(4
'
+7&(575(4
'
$$$$
$
72&+,01(<+7&(575(4
'
+7&(575(4
'
$$'
75$'$'$'$'$$$$$'+($'+7
+($'+7
+($'+7
+($'+7
+($'+7
+($'+7
3/3/),567)/225726
),567)/225726
6(&21')/2253/$7(7<3
6(&21')/2253/$7(7<3
6(&21')/2257267<3
6(&21')/2257267<3
522)3/$7(7<3
522)3/$7(7<3
7+,5')/2253/$7(
7+,5')/2253/$7(
7+,5')/225726
7+,5')/225726
$
+7&(575(4
'
+7&(575(4
'
+7&(575(4
'
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
1:$5&+ (;7(5,25/,*+7,1*72%(+,*+()),&,(1&<5()127(2)(/(&75,&$/127(6 &867206.</,*+7.$/:$//75$16/8&(17)/$7*/$6625(4),;('&85%02817('6,=(3(5'225 :,1'2:66&+('8/( 522)3/$1',00$7&+:1')5$0(&2/25$5&+72$3396+23':*65()'7/$')25&85%02817,1* 67((/&2/8016,=(3(56758&76758&7':*63$,17 6($/$65(4
' 67((/%($03(56758&75()6758&7':*63$,17$1'6($/$65(4
' 678&&2),1,6+0,17+.:',$/$7+&2/25$66(/5()'7/$' &21&67(3667$,50$;5,6(0,15813529,'($1,//80,1$7,21/(9(/2175($'58162)127/(667+$1)227&$1'/(&%&5()'7/$'5()&,9,/':*6$1'),(/'9(5,)< &2//(&725),1,6+720$7&+'2:163287$5&+72$339 '2:163287&233(5$/80,180:.<1$5),1,6+25(48,95()0$76&+('$$$66(/$5&+72$33529( 522))$6&,$($9($6',0(16,21('5()522)3/$16+((7$ &+,01(<&$363$5.$55(6725$66(/(&7('127('(&25$7,9(6+528'66+$//127%(,167$//('$77+(7(50,1$7,212))$&725<%8,/7&+,01(<6(;&(37:+(5(68&+6+528'6$5(/,67('$1'/$%(/(')2586(:,7+7+(63(&,),&)$&%/7&+,01(<6<67(0$1'$5(,167$//(',1$&&25'$1&(:0)*5,167,16758&7,216&0& '(&25$7,9(&+,01(<(1&/2685(72%(,167$//('$1'7(50,1$7('3(50)5*63(&2)7+()$&725<%8,/7),5(3/$&($1'25&+,01(<52)&5&0$7(5,$/6&+('8/($
5,*+76,'((/(9$7,21 ($67
)5217(/(9$7,21 6287+127(5()522)3/$1$)25$//3/$7(+76 5,'*(+76127()(1(675$7,2160867+$9(7(0325$5<$1'3(50$1(17/$%(/612 5(9,6,21 '$7(29
:,1'2:6 '2256&(0(17%$6(':22'6,',1*$87+25,=(''($/(5352'8&76/,67('%(/2:6833/,(5$662&,$7('%8,/',1*6833/<$''5(666721(0,//'(6,*1&(17(55('+,//$9(68,7()&267$0(6$&$&217$&7-2(<281$13+21()$;(0$,/-<281$1#$%662&$/&20:(%:::$662&,$7('%8,/',1*6833/<&20$/80,180&/$':,1'2:6 3$7,2'22560$18)$&785(5-(/':(1:,1'2:6 '2256352'8&7&86720&2//(&7,21$''5(66/$.(3257%/9'32%2;./$0$7+)$//625(*213+21(25)$;:(%:::-(/':(1&20$/80,18032&.(76/,',1*'22560$18)$&785(5:(67(51:,1'2:6<67(06352'8&76/,'( 6($/'2256$''5(6667+673+2(1,;$=3+21(:(%::::(67(51:,1'2:6<67(06&200$18)$&785(5-$0(6+$5',(%8,/',1*352'8&76,1&(/0$9(18()217$1$&$3&2/253$,17(''811(':$5'6:+,7($33/,&$7,216+,3/$33/$1.:648$5(&+$11(/5(9($/&2'(,&&1(5*877(56*$5$*('22566833/,(55$1&++286('2256:::5$1&++286('2256&2067</(&867200$7(5,$/&86720%8,/7:22' */$66:$7(53522)'(&.0(0%5$1(:(67&2$7*$7(:$<&(17(5'5,9(6$1'(,*2&$::::(67&2$7&20&2'(,&&(653529,'(0,1*8$*(&233(52=6+((7,1*)25$//(;7(5,25)/$6+,1* :($7+(5675,33,1*$33/,&$7,2169(5,)<:$5&+,7(&7$1<81&219(17,21$/(19(/23(:$7(53522),1*$5($635,2572,167$//$7,21)/$6+,1* :($7+(5675,33,1*0$7(5,$/&233(56+$3(+$/)5281'9(5,)<:$5&+:22'6+,1*/(522),1*&/$66
$
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
),567)/225726
6(&21')/2253/$7(7<3
6(&21')/2257267<3
522)3/$7(7<3
*$5$*(72&
7+,5')/2253/$7(
7+,5')/225726
/2:(56(&21')/2253/$7(
/2:(56(&21')/225726
7+,5')/225/$1',1*
/2:522)3/$7(
7+,5')/225/$1',1*3/
+7&(575(4
'
+7&(575(4
'
75
7:0,1$%9))0,1$%9))$$$$
$+7&(575(4
'
+7&(575(4
'
$$$$$$'$'$'+7&(575(4
'
+($'+7
+($'+7
+($'+7
+($'+7
$%9/$1
'
$%9/1'
*
$'$'$'$'3/3/*$5$*(72&
*$5$*(72&
7+,5')/2253/$7(
7+,5')/2253/$7(
/2:(56(&21')/2253/$7(
/2:(56(&21')/2253/$7(
/2:(56(&21')/225726
/2:(56(&21')/225726
$
+7&(575(4
'
$$+7&(575(4
'
+7&(575(4
'
+7&(575(4
'
+7&(575(4
'
$'$'$+($'+7
+($'+7
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
''(&2:22'75,0
%(//<%$1'
3$,17*5$'(60227+),1,6+$5&+72$33529(352),/(0$7 &2//(&725),1,6+720$7&+'2:163287$5&+72$339 522))$6&,$($9($6',0(16,21('5()522)3/$16+((7$ &21&67(3667$,50$;5,6(0,15813529,'($1,//80,1$7,21/(9(/2175($'58162)127/(667+$1)227&$1'/(&%&5()'7/$'5()&,9,/':*6$1'),(/'9(5,)<
/()76,'((/(9$7,21 :(67
5($5(/(9$7,21 1257+30
),5(%/2&.,1*$1''5$)767233,1*6+$//%(,167$//('72&872))$//&21&($/(''5$)723(1,1*6%27+9(57,&$/$1'+25,=217$/$1'6+$//)250$1())(&7,9(%$55,(5%(7:((1)/2256%(7:((1$7236725<$1'$522)25$77,&63$&($1'6+$//68%',9,'($77,&63$&(6&21&($/('522)63$&(6$1')/225&(,/,1*$66(0%/,(67+(,17(*5,7<2)$//),5(%/2&.6$1''5$)7672366+$//%(0$,17$,1('),5(%/2&.6),5(%/2&.,1*6+$//%(3529,'(',1&21&($/('63$&(62)678':$//6$1'3$57,7,216,1&/8',1*)855('63$&(6$77+(&(,/,1*$1')/225/(9(/6$1'$7)227,17(59$/6%27+9(57,&$/$1'+25,=217$/),5(%/2&.&216758&7,21),5(%/2&.,1*6+$//&216,672),1&+(6120,1$//80%(5),5(%/2&.60$<$/62%(2)*<3680%2$5'&(0(17),%(5%2$5'%$77625%/$1.(762)0,1(5$/25*/$66),%(52527+(5$33529('0$7(5,$/6,167$//(',168&+$0$11(5$672%(6(&85(/<5(7$,1(',13/$&(/226(),//,168/$7,210$7(5,$/6+$//127%(86(':$//6+$9,1*3$5$//(/2567$**(5('678'6)256281'75$160,66,21&21752/6+$//+$9(),5(%/2&.62)%$77625%/$1.(762)0,1(5$/25*/$66),%(52527+(5$33529(')/(;,%/(0$7(5,$/6'5$)767236'5$)767233,1*6+$//%(3529,'(',17+(/2&$7,2166(7)257+,17+,66(&7,21)/225&(,/,1*$66(0%/,(6'5$)7672366+$//%(,167$//(',1)/225&(,/,1*$66(0%/,(62)7+(%8,/',1*68&+'5$)7672366+$//%(,1/,1(:,7+:$//66(3$5$7,1*,1',9,'8$/':(//,1*81,76)520($&+27+(5$1')52027+(5$5($6$77,&6'5$)7672366+$//%(,167$//(',17+($77,&60$16$5'629(5+$1*6)$/6()521766(7287)520:$//6$1'6,0,/$5&21&($/('63$&(62)7+,6%8,/',1*68&+'5$)7672366+$//%($%29($1',1/,1(:,7+7+(:$//66(3$5$7,1*,1',9,'8$/':(//,1*81,76)520($&+27+(5$1')52027+(586(6'5$)76723&216758&7,21'5$)767233,1*0$7(5,$/66+$//127%(/(667+$1ò,1&+*<3680%2$5',1&+:22'6758&785$/3$1(/,1&+7<3(03$57,&/(%2$5'2527+(5$33529('0$7(5,$/6$'(48$7(/<6833257('23(1,1*6,17+(3$57,7,2166+$//%(3527(&7('%<6(/)&/26,1*'2256:,7+$8720$7,&/$7&+(6&216758&7('$65(48,5(')257+(3$57,7,216),5(%/2&.,1* '5$)76723127(,168/$7,216&+('8/((;7(5,25:$//[&2167 50,1[&216725/$5*(5 55$,6(')/22550,1522)55()75(3257)25025(,1)250$7,21127(3529,'(%,')25,168/$7,212)(17,5(+20(1(::$//[678'6#2&8121(::$//[678'6#2&812:$//:6721(9(1((5[678'6#2&812&21&5(7(5(7$,1,1*:$//5()6758&785$/6(3$5$7,21/(*(1'(;7(5,25),5(5$7('3$57,7,215()'7/$'+5),5(5$7('3$57,7,215()'7/$'+5)/2256<67(05()'7/$',168/$7('6<65(),168/$7,216&+('8/(7+,66+7%),567)/225726
6(&21')/2253/$7(7<3
6(&21')/2257267<3
522)3/$7(7<3
522)3/$7(7<3
*$5$*(72&
7+,5')/2253/$7(
7+,5')/225726
/2:(56(&21')/2253/$7(
/2:(56(&21')/225726
7+,5')/225/$1',1*
/2:522)3/$7(
7+,5')/225/$1',1*3/
$$$$$0$67(568,7(0$67(5%$/&21</281*(9,(:'(&.$287'225.,7&+(10$67(5%$7+:&67$,56%$7+%('&$5*$5$*(.,7&+(1
$'$'$'$'$%9))0,17<37<37<3$'$'$'7<37<37<37<3
$%9))0,1
6/23(3(5&,9,/67$,56
0,10,10,1
*$5$*(72&
*$5$*(72&
7+,5')/2253/$7(
7+,5')/2253/$7(
/2:(56(&21')/2253/$7(
/2:(56(&21')/2253/$7(
/2:(56(&21')/225726
/2:(56(&21')/225726
$$$%('%('&$5*$5$*(
$'$'$'*$5$*(72&
*$5$*(72&
7+,5')/2253/$7(
7+,5')/2253/$7(
/2:(56(&21')/2253/$7(
/2:(56(&21')/2253/$7(
/2:(56(&21')/225726
/2:(56(&21')/225726
$$$&$5*$5$*(%$7+%$7+0(&+:(//
$'$'$'
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
'%<0)*5 :$7(5+($7(57$1./(6621'(0$1':$//028170,1
7$.$*,
25(48,99(5,)<6,=(5(4
':0)*53529,'($'(48$7(1*&211 (;7(5,25/,*+7,1*72%(+,*+()),&,(1&<5()127(2)(/(&75,&$/127(6 %%4$66(/(&7('3529,'(*$662 32:(5$65(4
'%<0)*59(5,)<:2:1(50$;,1)5217<5$'6(7%$&. 67((/&2/8016,=(3(56758&76758&7':*63$,17 6($/$65(4
' &21&5(7()227,1*5()6758&7 &(,/,1*)$1:,1&$1'(6&(17),;785($66(/(&7('72%(+,*+()),&,(1&<5()127(2)(/(&75,&$/127(6 522)5$)7(565()6758&7 522)67$1',1*6($00(7$/:.<1$5),1,6+&2/25$66(/(&7('5()0$76&+('$$ $&&21'(16(581,76,=(7%'3529,'(32:(5$1'6281''$03(1,1*3$'$65(4
'6281'$775(4
'3(56(&7,211%0&81'(56(3$5$7(3(50,7 &(,/,1*)5$0,1*5()6758&7 /,1($5)/825(6&(17),;785(&(,/,1*02817$/75(&(6672%(+,*+()),&$&<5()127(2)(/(&75,&$/127(6 (;+$867)$1)$1,1%$7+522072%(21+80,',7<&21752/6(16250,1&$3$&,7<&)0 :$//02817('/,*+7),;785(6&21&( 67((/%($03(56758&75()6758&7':*63$,17$1'6($/$65(4
'12 5(9,6,21 '$7(
/21*,78',1$/6(&7,21
75$169(56(6(&7,21
75$169(56(6(&7,2131
),5(%/2&.,1*$1''5$)767233,1*6+$//%(,167$//('72&872))$//&21&($/(''5$)723(1,1*6%27+9(57,&$/$1'+25,=217$/$1'6+$//)250$1())(&7,9(%$55,(5%(7:((1)/2256%(7:((1$7236725<$1'$522)25$77,&63$&($1'6+$//68%',9,'($77,&63$&(6&21&($/('522)63$&(6$1')/225&(,/,1*$66(0%/,(67+(,17(*5,7<2)$//),5(%/2&.6$1''5$)7672366+$//%(0$,17$,1('),5(%/2&.6),5(%/2&.,1*6+$//%(3529,'(',1&21&($/('63$&(62)678':$//6$1'3$57,7,216,1&/8',1*)855('63$&(6$77+(&(,/,1*$1')/225/(9(/6$1'$7)227,17(59$/6%27+9(57,&$/$1'+25,=217$/),5(%/2&.&216758&7,21),5(%/2&.,1*6+$//&216,672),1&+(6120,1$//80%(5),5(%/2&.60$<$/62%(2)*<3680%2$5'&(0(17),%(5%2$5'%$77625%/$1.(762)0,1(5$/25*/$66),%(52527+(5$33529('0$7(5,$/6,167$//(',168&+$0$11(5$672%(6(&85(/<5(7$,1(',13/$&(/226(),//,168/$7,210$7(5,$/6+$//127%(86(':$//6+$9,1*3$5$//(/2567$**(5('678'6)256281'75$160,66,21&21752/6+$//+$9(),5(%/2&.62)%$77625%/$1.(762)0,1(5$/25*/$66),%(52527+(5$33529(')/(;,%/(0$7(5,$/6'5$)767236'5$)767233,1*6+$//%(3529,'(',17+(/2&$7,2166(7)257+,17+,66(&7,21)/225&(,/,1*$66(0%/,(6'5$)7672366+$//%(,167$//(',1)/225&(,/,1*$66(0%/,(62)7+(%8,/',1*68&+'5$)7672366+$//%(,1/,1(:,7+:$//66(3$5$7,1*,1',9,'8$/':(//,1*81,76)520($&+27+(5$1')52027+(5$5($6$77,&6'5$)7672366+$//%(,167$//(',17+($77,&60$16$5'629(5+$1*6)$/6()521766(7287)520:$//6$1'6,0,/$5&21&($/('63$&(62)7+,6%8,/',1*68&+'5$)7672366+$//%($%29($1',1/,1(:,7+7+(:$//66(3$5$7,1*,1',9,'8$/':(//,1*81,76)520($&+27+(5$1')52027+(586(6'5$)76723&216758&7,21'5$)767233,1*0$7(5,$/66+$//127%(/(667+$1ò,1&+*<3680%2$5',1&+:22'6758&785$/3$1(/,1&+7<3(03$57,&/(%2$5'2527+(5$33529('0$7(5,$/6$'(48$7(/<6833257('23(1,1*6,17+(3$57,7,2166+$//%(3527(&7('%<6(/)&/26,1*'2256:,7+$8720$7,&/$7&+(6&216758&7('$65(48,5(')257+(3$57,7,216),5(%/2&.,1* '5$)76723127(,168/$7,216&+('8/((;7(5,25:$//[&2167 50,1[&216725/$5*(5 55$,6(')/22550,1522)55()75(3257)25025(,1)250$7,21127(3529,'(%,')25,168/$7,212)(17,5(+20(1(::$//[678'6#2&8121(::$//[678'6#2&812:$//:6721(9(1((5[678'6#2&812&21&5(7(5(7$,1,1*:$//5()6758&785$/6(3$5$7,21/(*(1'(;7(5,25),5(5$7('3$57,7,215()'7/$'+5),5(5$7('3$57,7,215()'7/$'+5)/2256<67(05()'7/$',168/$7('6<65(),168/$7,216&+('8/(7+,66+7%),567)/225726
),567)/225726
6(&21')/2253/$7(7<3
6(&21')/2257267<3
522)3/$7(7<3
522)3/$7(7<3
*$5$*(72&
7+,5')/2253/$7(
7+,5')/225726
/2:(56(&21')/2253/$7(
/2:(56(&21')/225726
7+,5')/225/$1',1*
/2:522)3/$7(
7+,5')/225/$1',1*3/
%('&$5*$5$*()2<(5*5($75220.,7&+(10$67(568,7( 0$67(568,7(9,(:'(&.%21865220
$$$$$$0(&+:(//$'$'$'$%9))0,1$%9))0,1$'
6/23(3(5&,9,/
0,10,10,1),567)/225726
),567)/225726
6(&21')/2253/$7(7<3
6(&21')/2257267<3
522)3/$7(7<3
522)3/$7(7<3
7+,5')/2253/$7(
7+,5')/2253/$7(
7+,5')/225726
7+,5')/225726
/2:(56(&21')/2253/$7(
/2:(56(&21')/225726
$/2:522)3/$7(
/2:522)3/$7(
$$2)),&(%('(/(967($06+:5:&3$175<%87/(53$175<)2<(5287'225.,7&+(1%21865220
$%9))0,1),567)/225726
*$5$*(72&
7+,5')/225726
/2:(56(&21')/2253/$7(
/2:(56(&21')/2253/$7(
/2:(56(&21')/225726
/2:(56(&21')/225726
$7+,5')/225/$1',1*
7+,5')/225/$1',1*
/2:522)3/$7(
/2:522)3/$7(
7+,5')/225/$1',1*3/
7+,5')/225/$1',1*3/
$$/$81'5<67$,56%$7+2)),&(%('3:'5 )2<(5
7<37<3$'$'7<37<37<37<37<37<37<3
5#
5#
5#
67$,56
5
$77,&
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
'6281'$775(4
'3(56(&7,211%0&81'(56(3$5$7(3(50,7 &+,01(<&$363$5.$55(6725$66(/(&7('127('(&25$7,9(6+528'66+$//127%(,167$//('$77+(7(50,1$7,212))$&725<%8,/7&+,01(<6(;&(37:+(5(68&+6+528'6$5(/,67('$1'/$%(/(')2586(:,7+7+(63(&,),&)$&%/7&+,01(<6<67(0$1'$5(,167$//(',1$&&25'$1&(:0)*5,167,16758&7,216&0& '(&25$7,9(&+,01(<(1&/2685(72%(,167$//('$1'7(50,1$7('3(50)5*63(&2)7+()$&725<%8,/7),5(3/$&($1'25&+,01(<52)&5& (;7(5,25*/$66*8$5'5$,/0,1+(,*+70$;63+(5(23(1,1*5()'7/$1'25$'$6$33/,&$%/(3(53/$16 '2:163287&233(5$/80,180:.<1$5),1,6+25(48,95()0$76&+('$$$66(/$5&+72$33529( (;7(5,25/,*+7,1*72%(+,*+()),&,(1&<5()127(2)(/(&75,&$/127(6 9(+,&/(0,1,0803$5.,1*',0(16,216213/$16 &21&5(7(6/$%21*5$'(5()6758&7 522)5$)7(565()6758&7 (;7(5,25*8$5'5$,/0,1+(,*+70$;63+(5(23(1,1*5()'7/ $' 522))$6&,$($9($6',0(16,21('5()522)3/$16+((7$ ['(&27,0%(5&2/8013$,17$66(/ 1&083523(57</,1(:$//:678&&2),1,6+3$,17$66(/(&7('0$;
$%91*>:$//$1')227,1*212:1(5
66,'(@ (1(,*+%25,1*6,7(:$//$1')(1&(127$3$57 *877(5$/80,180:.<1$5),1,6+6+$3($66(/3529,'(6+23':*672$5&+ &21&67(3667$,50$;5,6(0,15813529,'($1,//80,1$7,21/(9(/2175($'58162)127/(667+$1)227&$1'/(&%&5()'7/$'5()&,9,/':*6$1'),(/'9(5,)< +$1'5$,/$%29(67$,5126,1*8120$7(5,$/$66(/(&7('5()'7/6 $' 67$,560$;5,6(0,15813529,'($1,//80,1$7,21/(9(/2175($'58162)127/(667+$1)227&$1'/(&%&5()'7/$' )$83529,'(*$66232:(5$1'9(17,1*$65(4
'%<0)*5 :$7(5+($7(57$1./(6621'(0$1':$//028170,1
7$.$*,
25(48,99(5,)<6,=(5(4
':0)*53529,'($'(48$7(1*&211 /,1($5)/825(6&(17),;785(&(,/,1*02817$/75(&(6672%(+,*+()),&$&<5()127(2)(/(&75,&$/127(6 67((/&2/8016,=(3(56758&76758&7':*63$,17 6($/$65(4
' &(,/,1*)$1:,1&$1'(6&(17),;785($66(/(&7('72%(+,*+()),&,(1&<5()127(2)(/(&75,&$/127(6 ),5(3/$&(35()$%5,&$7('*$621/<
$675,$
*(25*,$1),5(3/$&(0217(%(//2'/;6(5,(602'(/6&$1&*$0>'7/$'@)$&725<%8,/7),5(3/$&(6&+,01(<6$1'$//27+(5&20321(1766+$//%(/,67('$1',167$//(',1$&&25'$1&(:,7+7+(,5/,67,1*$1'0)*
5,167$//$7,21,16758&7,216*$6(286)8(/%851,1*3$10867%(3(50$1(17/<$1&+25('727+(),5(%2;),5(3/$&(0867&203/<:7+(&$/,)251,$(1(5*<67$1'$5'60$1'$725<0($685(6 (;7(5,25&20%867,21$,5'8&766+$//%(/,67('&20321(1762)7+(),5(3/$&($1',167$//('$&&25',1*727+()30)*5
6,1675
6&%&6,'(9(17,1:$//1273(50,77(':,7+,1
2)3523(57</,1(7(50,1$7,21$77232)&+,01(< )851,6+,1*6$66(/(&7(' 3529,'()$172&203/<::+2/(+286(9(17,/$7,215(48,5(0(176((0(&+9(17127(($5&+72$339/2&
1 &2//(&725),1,6+720$7&+'2:163287$5&+72$339 :$//02817('/,*+7),;785(6&21&( '(&25$7,9(3(1'$17/,*+7),;785(72%(+,*+()),&$&<5()127(2)(/(&75,&$/127(6 &21&5(7()227,1*5()6758&7 %$6(&$%,1(7%8,/7,1),1,6+$66(/ 5(6,'(17,$/+<'5$8/,&(/(9$725
52&.<02817$,1(/(9$725352'8&7
25(48,96+$)76,=($33; [&/($53529,'(6+23':*672$5&+35,2572385&+$6( ,167$//$7,21 67((/%($03(56758&75()6758&7':*63$,17$1'6($/$65(4
' &(,/,1*)5$0,1*5()6758&7 :$6+(5 '5<(53529,'(+22.83632:(5,167$//3$1 '5$,181'(5:$6+(57<3*&729(5,)</2&
1 6,=( '5<(59(17
0$;/(1*7+&0&3529,'(*$6678%28712 5(9,6,21 '$7(
/21*,78',1$/6(&7,21
75$169(56(6(&7,21
75$169(56(6(&7,2132
),5(%/2&.,1*$1''5$)767233,1*6+$//%(,167$//('72&872))$//&21&($/(''5$)723(1,1*6%27+9(57,&$/$1'+25,=217$/$1'6+$//)250$1())(&7,9(%$55,(5%(7:((1)/2256%(7:((1$7236725<$1'$522)25$77,&63$&($1'6+$//68%',9,'($77,&63$&(6&21&($/('522)63$&(6$1')/225&(,/,1*$66(0%/,(67+(,17(*5,7<2)$//),5(%/2&.6$1''5$)7672366+$//%(0$,17$,1('),5(%/2&.6),5(%/2&.,1*6+$//%(3529,'(',1&21&($/('63$&(62)678':$//6$1'3$57,7,216,1&/8',1*)855('63$&(6$77+(&(,/,1*$1')/225/(9(/6$1'$7)227,17(59$/6%27+9(57,&$/$1'+25,=217$/),5(%/2&.&216758&7,21),5(%/2&.,1*6+$//&216,672),1&+(6120,1$//80%(5),5(%/2&.60$<$/62%(2)*<3680%2$5'&(0(17),%(5%2$5'%$77625%/$1.(762)0,1(5$/25*/$66),%(52527+(5$33529('0$7(5,$/6,167$//(',168&+$0$11(5$672%(6(&85(/<5(7$,1(',13/$&(/226(),//,168/$7,210$7(5,$/6+$//127%(86(':$//6+$9,1*3$5$//(/2567$**(5('678'6)256281'75$160,66,21&21752/6+$//+$9(),5(%/2&.62)%$77625%/$1.(762)0,1(5$/25*/$66),%(52527+(5$33529(')/(;,%/(0$7(5,$/6'5$)767236'5$)767233,1*6+$//%(3529,'(',17+(/2&$7,2166(7)257+,17+,66(&7,21)/225&(,/,1*$66(0%/,(6'5$)7672366+$//%(,167$//(',1)/225&(,/,1*$66(0%/,(62)7+(%8,/',1*68&+'5$)7672366+$//%(,1/,1(:,7+:$//66(3$5$7,1*,1',9,'8$/':(//,1*81,76)520($&+27+(5$1')52027+(5$5($6$77,&6'5$)7672366+$//%(,167$//(',17+($77,&60$16$5'629(5+$1*6)$/6()521766(7287)520:$//6$1'6,0,/$5&21&($/('63$&(62)7+,6%8,/',1*68&+'5$)7672366+$//%($%29($1',1/,1(:,7+7+(:$//66(3$5$7,1*,1',9,'8$/':(//,1*81,76)520($&+27+(5$1')52027+(586(6'5$)76723&216758&7,21'5$)767233,1*0$7(5,$/66+$//127%(/(667+$1ò,1&+*<3680%2$5',1&+:22'6758&785$/3$1(/,1&+7<3(03$57,&/(%2$5'2527+(5$33529('0$7(5,$/6$'(48$7(/<6833257('23(1,1*6,17+(3$57,7,2166+$//%(3527(&7('%<6(/)&/26,1*'2256:,7+$8720$7,&/$7&+(6&216758&7('$65(48,5(')257+(3$57,7,216),5(%/2&.,1* '5$)76723127(,168/$7,216&+('8/((;7(5,25:$//[&2167 50,1[&216725/$5*(5 55$,6(')/22550,1522)55()75(3257)25025(,1)250$7,21127(3529,'(%,')25,168/$7,212)(17,5(+20(1(::$//[678'6#2&8121(::$//[678'6#2&812:$//:6721(9(1((5[678'6#2&812&21&5(7(5(7$,1,1*:$//5()6758&785$/6(3$5$7,21/(*(1'(;7(5,25),5(5$7('3$57,7,215()'7/$'+5),5(5$7('3$57,7,215()'7/$'+5)/2256<67(05()'7/$',168/$7('6<65(),168/$7,216&+('8/(7+,66+7%),567)/225726
6(&21')/2253/$7(7<3
6(&21')/2257267<3
522)3/$7(7<3
*$5$*(72&
7+,5')/2253/$7(
7+,5')/225726
/2:(56(&21')/2253/$7(
/2:(56(&21')/225726
7+,5')/225/$1',1*
/2:522)3/$7(
7+,5')/225/$1',1*3/
$$$$$$0$67(55(75($70$67(5%$/&21<*5($752209,(:'(&.%218652200$67(5:,&',1,1*)2<(52)),&(%('3:'5&$5*$5$*(%('%$7+%$7+
$'$'$'$%9))0,1$'$%9))0,1
0,10,10,1$77,&0(&+),567)/225726
),567)/225726
6(&21')/2253/$7(7<3
6(&21')/2253/$7(7<3
6(&21')/2257267<3
6(&21')/2257267<3
522)3/$7(7<3
522)3/$7(7<3
7+,5')/2253/$7(
7+,5')/2253/$7(
7+,5')/225726
7+,5')/225726
$$$9,(:'(&.9,(:'(&.0$67(55(75($70$67(568,7(*5($75220/281*(
$'
)2
)2
0,10,1),567)/225726
),567)/225726
6(&21')/2253/$7(7<3
6(&21')/2253/$7(7<3
6(&21')/2257267<3
6(&21')/2257267<3
522)3/$7(7<3
522)3/$7(7<3
7+,5')/2253/$7(
7+,5')/2253/$7(
7+,5')/225726
7+,5')/225726
$$$%21865220287'225.,7&+(10$67(5%$7+ 0$67(5:,&.,7&+(1',1,1*
0,1
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
$%91*>:$//$1')227,1*212:1(5
66,'(@ ),5(3/$&(35()$%5,&$7('*$621/<
$675,$
*(25*,$1),5(3/$&(0217(%(//2'/;6(5,(602'(/6&$1&*$0>'7/$'@)$&725<%8,/7),5(3/$&(6&+,01(<6$1'$//27+(5&20321(1766+$//%(/,67('$1',167$//(',1$&&25'$1&(:,7+7+(,5/,67,1*$1'0)*
5,167$//$7,21,16758&7,216*$6(286)8(/%851,1*3$10867%(3(50$1(17/<$1&+25('727+(),5(%2;),5(3/$&(0867&203/<:7+(&$/,)251,$(1(5*<67$1'$5'60$1'$725<0($685(6 '2:163287&233(5$/80,180:.<1$5),1,6+25(48,95()0$76&+('$$$66(/$5&+72$33529( )$83529,'(*$66232:(5$1'9(17,1*$65(4
'%<0)*5 67((/&2/8016,=(3(56758&76758&7':*63$,17 6($/$65(4
' &(,/,1*)$1:,1&$1'(6&(17),;785($66(/(&7('72%(+,*+()),&,(1&<5()127(2)(/(&75,&$/127(6 67((/%($03(56758&75()6758&7':*63$,17$1'6($/$65(4
' /,1($5)/825(6&(17),;785(&(,/,1*02817$/75(&(6672%(+,*+()),&$&<5()127(2)(/(&75,&$/127(6 '(&25$7,9(3(1'$17/,*+7),;785(72%(+,*+()),&$&<5()127(2)(/(&75,&$/127(6 (;7(5,25&20%867,21$,5'8&766+$//%(/,67('&20321(1762)7+(),5(3/$&($1',167$//('$&&25',1*727+()30)*5
6,1675
6&%&6,'(9(17,1:$//1273(50,77(':,7+,1
2)3523(57</,1(7(50,1$7,21$77232)&+,01(< &21&5(7()227,1*5()6758&7 &857$,1:$//*/$66 $/80$66+2:15()3/$1 (/(963529,'(6+23':*672$5&+)25$33529$/7(03$65(4
'
/21*,78',1$/6(&7,21
75$169(56(6(&7,21
75$169(56(6(&7,2133
3. The exceptions to this categorical exemption under Section 15300.2 are not applicable. The project location does not impact an environmental resource of hazardous or critical
concern, does not result in cumulative impacts, does not have a significant effect on the environment due to unusual circumstances, does not damage scenic resources within a state scenic highway, is not a hazardous waste site, and is not identified as a historical resource.
SECTION 3. REQUIRED FINDINGS. In accordance with Section 21.52.015 (Coastal Development Permits) of the Newport Beach Municipal Code, the following findings and facts in support of such findings are set forth:
Finding:
A. Conforms to all applicable sections of the certified Local Coastal Program. Facts in Support of Finding:
1. The proposed structure conforms to all applicable development standards including, but not limited to, floor area limitation, setbacks, height, and parking: a. The maximum floor area limitation is 4,412 square feet and the proposed gross
floor area is 4,190 square feet. b. The proposed development will provide the required setbacks, which are 10 feet along the front property line abutting the beach, 3 feet along the side property lines, and 0 feet along the rear property line abutting the alley.
c. The highest guardrail or flat roof is no more than 24 feet, measured from established grade at every point as required by Zoning Code Section 20.30.050(B)(3) and the highest ridge is no more than 29 feet from established grade, which complies with the maximum height limitation.
d. The project includes enclosed garage parking for three vehicles, which complies with the minimum three-space parking requirement for single-family residences with more than 4,000 square feet of livable floor area.
2. The proposed design, bulk, and scale of the development is consistent with the existing
neighborhood’s pattern of development and expected future development consistent with applicable development standards as the neighborhood is predominantly developed with two- and three-story, single-family residences.
3. The property is an oceanfront lot that is separated from the ocean by sandy beach with an
average width of more than 500 feet. A Coastal Hazards and Wave Runup Study was prepared for the project by GeoSoils, Inc., dated April 22, 2019. The report concludes that the long-term shoreline erosion rate is small, if any long-term erosion occurs at all, and it is unlikely that that the mean high tide line will reach within 300 feet of the property over
Zoning Administrator - August 15, 2019
Item No. 4a Additional Materials Received Fluter-Collins Residence CDP (PA2019-097)
Finding:
B. Conforms to the public access and public recreation policies of Chapter 3 of the Coastal
Act if the project is located between the nearest public road and the sea or shoreline of any
body of water located within the coastal zone.
Facts in Support of Finding: 1. The project site is located between the nearest public road and the sea or shoreline;
however, the project will not affect the public’s ability to gain access to use and/or view the coast and nearby recreational facilities. The proposed residential development neither
provides nor inhibits public coastal access. Implementation Plan Section 21.30A.040 (Determination of Public Access/Recreation Impacts) requires that the provision of public access bear a reasonable relationship between the requirement and the project’s impact and be proportional to the impact. In this case, the project includes the replacement of an existing single-family residence with a new single-family residence. The project does not
involve a change in land use, density or intensity that will result in increased demand on public access and recreation opportunities. 2. The project is designed and sited so as not to block or impede existing public access opportunities and occurs within the confines of private property. Existing coastal access
conditions will not be affected by the proposed development. Coastal access is currently provided and will continue to be provided by street ends throughout the neighborhood with access to the beach and water. SECTION 4. DECISION.
NOW, THEREFORE, BE IT RESOLVED: 1. The Zoning Administrator of the City of Newport Beach hereby finds this Project is
categorically exempt from the California Environmental Quality Act (“CEQA”) pursuant to
Section 15303 under Class 3 (New Construction or Conversion of Small Structures) of the CEQA Guidelines, California Code of Regulations, Title 14, Division 6, Chapter 3, because it has no potential to have a significant effect on the environment. 2. The Zoning Administrator of the City of Newport Beach hereby approves Coastal
Development Permit No. CD2019-023, subject to the conditions set forth in Exhibit “A,”
which is attached hereto and incorporated by reference. 3. This action shall become final and effective 14 days following the date this Resolution was adopted unless within such time an appeal or call for review is filed with the Community
Development Director in accordance with the provisions of Title 21 Local Coastal
Implementation Plan, of the Newport Beach Municipal Code. Final action taken by the City may be appealed to the Coastal Commission in compliance with Section 21.64.035 of the
City’s certified LCP and Title 14 California Code of Regulations, Sections 13111 through 13120, and Section 30603 of the Coastal Act.
Zoning Administrator - August 15, 2019
Item No. 4a Additional Materials Received Fluter-Collins Residence CDP (PA2019-097)