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MAR 8 2019
iii M C CARTHY
CONSULTING, INC
March 7, 2019
Mr. Ron Hsiu File No: 8299-10
Wyss Group Report No: 20190307-4
196 Technology Drive, Suite I
Irvine, California 92618
Subject: Response to City - Residential Plan Review Comments
New Spa and Drainage
18 Catania
Newport Coast, California
Plan Check No: 2676-2018
Submitted herein is our response to the City of Newport Beach in their Plan Review Comments
dated November 14, 2018. Comment 12 in the City Plan Review is addressed below.
RESPONSE TO CITY REVIEW
Comment 12: "Submit shoring design drawings and calculations by a California
licensed civil engineer when the excavation is deeper than 3ft and the distance from
the pool excavation to the property line is less than the depth of the excavation."
Response: The planned spa footing cut will be 5.5 feet deep at a distance of approximately
3.5 feet from the low -height top of slope wall. A cross section is provided in Figure 1. An
analysis of the spa foundation cut using Janbu Dimensionless Parameters per the Harvard Soil
Mechanics Series No. 46 was performed. The calculations are provided in Figure 2 and indicate
a Factor of Safety of 2.1 for the temporary excavation. The planned excavation cuts into the
existing engineered fill materials will not require shoring at the anticipated maximum height of
5.5 feet. Per Figure 1, a 1:1 cut above a 4 foot vertical is recommended per the referenced
reports.
LIMITATIONS
This review and response has been conducted in accordance with generally accepted practice in
the engineering geologic and soils engineering field. No further warranty, expressed or implied,
is made as to the conclusions and professional advice included in this report. Conclusions and
recommendations presented are based on subsurface conditions encountered and are not
23 Corporate Plaza, Suite 150, Newport Beach, CA 92660
Phone 949 629 2539 1 email info@rmccarthyconsulting.com
March 7, 2019
File No: 8299-10
Report No: 20190307-4
Page: 2
meant to imply that we have control over the natural or existing physical site conditions. The
recommendations of the referenced report, including limitations, remain as stated unless
specifically superseded herein.
Thank you for this opportunity to be of service. If you have any questions, please contact this
office.
Respectfully submitted,
R MCCARTHY CONSULTING, INC.
Rob 3.cCarthy
Principal Engineer, G.E.2490
Registration Expires 3-31-20
Date Signed: 3/7/19
Attachment: References
Figure 1 - Cross Section
Rotational Stability Analysis Calculations and Support Data
23 Corporate Plaza, Suite 150, Newport Beach, CA 92660 949-629-2539
March 7, 2019
REFERENCES
File No: 8299-10
Report No: 20190307-4
Page: 3
1. LCW Group, 2018, "Chen Residence, Landscape Construction Plan, 18 Catania, Newport
Coast, CA, 92657," Sheet LC -1.01, June 25.
2. California Building Code, 2016 Edition.
3. City of Newport Beach, Community Development Department, Building Division, 2018,
"Over the Counter Geotechnical Report Review Checklist, New Pool and Spa, 18
Catania," November 14.
4. Department of the Navy, 1982, NAVFAC DM -7.1, Soil Mechanics, Design Manual 7.1,
Naval Facilities Engineering Command.
5. Goffman, McCormick & Urban, Inc., 1999, "Retaining Wall Excavation, Wall 'C, Lots 37
through 42, Tract 15705, Newport Coast," Project 98-44, Permit No. GB980156, Site
Address: 20868 Vista Ridge Road, February 22.
6. Goffman, McCormick & Urban, Inc., 2000, "Report of Geotechnical Observation and
Testing of Precise Grading and Utility Trench and Retaining Wall Backfill, Lots 23
through 31, Tract 15705, Newport Coast, California, prepared for Shea Homes," Project
98-44, Precise Grading Permit: GB980153, Project Address: 20878 Vista Ridge Road,
January 7.
7. Goffman, McCormick & Urban, Inc., 2001, "Report of Geotechnical Observation and
Testing of Precise Grading and Utility Trench and Retaining Wall Backfill, Lots 32, and 36
through 42, Tract 15705, Newport Coast, California, prepared for Shea Homes," Project
98-44, Precise Grading Permit: GB980133 (Models), GB980153 (Production), Project
Address: 20878 Vista Ridge Road, March 30.
8. Janbu, Nilmar, 1951, "Stability Analysis of Slopes with Dimensionless Parameters,"
Harvard Soil Mechanics Series No. 46, January.
9. NorCal Engineering, 2013, "Geotechnical Engineering Investigation, Remodel and
Addition to Single Family Residence, 27 Catania, Newport Coast, Newport Beach,
California, prepared for Mohammed Namazian, 8 Venezia, Newport Coast, California
92657," Project Number 17182-13, December 31.
10. R McCarthy Consulting, Inc., 2019, "Geotechnical Recommendations, Limited
Geotechnical Investigation for Spa, 18 Catania, Newport Coast, California, Plan Check
No.: 2676-2018," File No: 8299-00, Report No: 20190110-1, January 10.
11. R McCarthy Consulting, Inc., 2018, "Geotechnical Investigation, Proposed Spa, 18
Catania, Tract 15705, Lot 33, Newport Coast, California, APN: 478-162-20," File No:
8299-00, Report No: 20181126-2, December 11.
12. R McCarthy Consulting, Inc., 2018, "Response to 1st City Review, Limited Geotechnical
Investigation for Spa, 18 Catania, Newport Coast, California, Plan Check No: 2676-
2018," File No: 8299-00, Report No: 20181211-1, December 11.
23 Corporate Plaza, Suite 150, Newport Beach, CA 92660 949-629-2539
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ROTATIONAL SLOPE STABILITY ANALYSIS, USING JANBUS DIMENSIONLESS PARAMETERS
ADAPTED FROM: HARVARD SOIL MECHANICS SERIES NO. 46
SHEAR STRESS PARAMETERS '
Unit Weight Y (Ibs/ft3)
Cohesion c (Ibs/ftz)
Angle of Internal Friction
Tan ¢
/2(D
2ZD D
ROTATIONAL SLOPE STABILITY ANALYSIS:`
JOB NO.: DATE:
CALCULATIONS
Height of Section (H)
Slope of Section
YH 3.3
Ac$=.YC Tangy
For ,lc$ - j.. ; Slope - %), Z
Ncf From Janbu's Curves
r
Factor of Safety = Ncf .x yH =
ROTATIONAL SLOPE STABILITY ANALYSIS:`
JOB NO.: DATE:
6
0
0
GEOTECHNICAL ENGINEERING INVESTIGATION
Remodel and Addition to Single Family Residence
27 Catania, Newport Coast
Newport Beach, California
Prepared For:
Mohammad Namazian
8 Venezia PLAN REVIEL
Newport Coast, California 92657
ThOwPIMA have been revianed and are raw to be in substantial
comport o Beach. �'aPP3'able grading bMes adopted by City of
P "Pm approval by �1� is+neommendod for permit issuance
.� Pormittee akan onaPt� ll City departmentsmio and agencies;
ns and
construction conducted hereunder sll 5Lnll'coRM mp y in all reapacts to the
Applicable codes and Ordinances and by'commeacing eOrsiruction
therzunfrom and as 490w to release and indemnify Citj, uud it§ ronsuh;ants
The ��gainstany code violations in the comploted Work
ce or greeting of a permit based on apraoval of these
,.Pbm shall not allow or approve any violation of the applice,* codes
or ordimmoo . No permit Presumed to give authority to violate or
cancel the provisions of such codes or ordinances shall be valid.
-HAGAHI EN/��G�INEERING INC
/
T . / � 2 //
Project Number 17182-13
December 31, 2013 Q J
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Sample No.
Semple7YM
Soil Description:
Normal Stress
Peak Stress
Displacament
Residual Stress
Displaeemmt
In Sim Dry Density
in Situ Water Cantent
Saturated Water Content
Strain Rale
4000
3500
3000
y 2500
a
v
2000
t_
t6
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y 1500
MO
500
0
0 500 1000 1500 2000 2500 3000 3500 4000
Normal Stress (psfl
NorCal Engineering DIRECT SHEAR TEST
SOILS AND GEOTECHNICAL CONSULTANTS ASTM D3080
C.S. Home Design Plate A
.OJECTMIMBBR: 17182-13 DATE: 12127/2013
BI@T
OmlisnobedlSaWmted
Silty Clay w/
Some Bedrock Fmgmeals
1
2
3
(psi)
1000
2000
3000
(psi)
912
1788
2412
(in)
0.100
0.250
0.100
(psi)
744
1788
2160
(in.)
0.250
0.250
0.250
(pct)
110.5
110.5
110.5
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14.3
14.3
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RMCCAR-rv-1Y
CC)NSULTING, INC
January 10 2p19
Mr. Ron Hsiu
WYss Group
196 Technology Drive, Suite J
Irvine, California 92618
Subject; Geotechni
Limited G cal Recommendations
18 Catania�t�hnical Investigation for Spa
Newport Coast, California
2676 - 2or8
&JILANool &CW
FEB 272019
W. g,RQ
File No: 8299-00
Report No: 20190110-1
Plan Check NO.: 2676-2018
References:
18 ��n aY Consulting, Inc.,
Tract 15705 2018, Geotechnical Invest-
Report No: 20181126 2 � Lot 33, Newp°� Coast 9ation, Proposed S
Dear December 11• California,'File No: Pa,
Mr. Hsiu: 8299-00,
Submitted herein is a cross section and reco
recommendations
attached. Provided in our referen m 201
mendations to su
ced December 11 mmarize the slope setback
8 report, The cross section is
The planned spa structure constructed
foundation elements
equal to H as necessarynear the top of slope should implement
bolt 73, Ora minimum horizontaldistsetbacks fr
m of the foundation to°m the bottom deepened
section). Slope the face of�heance feet This ttOm of the footings at least
The of 15
one foot of pe has a gradient face
pe along a horizodistance is measured from
located depth provides an additional 2r f tmatel plane the
approximatelyeel of horizontal tz ntakVThe alsee attached cro
ss
Slope wall. We Feet from the to
), therefore each
provide a slope setback of at least 15 eel b d tion slope and 3. Planned s
based on our investigation that creep depth of 5. 5 fat from the existing is to be
the s as on 5 feet for the spa, which Will of
Pa when constructed to the reco I°adin the information
mmended a not need to be co id ded it is our Opinion
Summm pth and setback. ed in the design of
The recommendations of
specifically superseded the referenced re
acceptedIce herein. This review ports' including limitations re
expressed or implied, m the engineerin has been conductedmain as stated unless
report, or implied, is made as t t he coohclus oIc n sand ngineering fieldaccorallo furWith thergenerally
Professional advice included nathis�
23 Corporate 2539 Suite 150, Newport Beach,
Phone 949 629
I Email info(o'rm¢Ycon
arth CA 92660
sulting,eOm
January 10, 2019
File No: 8299-00
Report No: 20190110-1
Page No: 2
Thank you for this opportunity to be of service. If you have any questions, please contact this
office.
Respectfully submitted,
R MCCARTHY CONSULTING, INC.
Robert J. Mc 'drt'h
Principal Engineer, G.E. 2490
Registration Expires 3-31-20
Date Signed: 01/10/19
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150, Newport Beach, CA 92660
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R MCCARTHY
CONSULTING, INC
December 11, 2018
Wyss Group
196 Technology Drive, Suite I
Irvine, California 92618
Subject: Response to 15t City Review
Limited Geotechnical Investigation for Spa
18 Catania
Newport Coast, California
Plan Check No.: 2676-2018
File No: 8299-00
Report No: 20181211-1
References: City of Newport Beach, Community Development Department, Building Division,
2018, "Over The Counter Geotechnical Report Review Checklist, New Pool and
Spa," November 14.
Dear Wyss Group:
Submitted herein is our response to a review by the City of Newport Beach in their First Review
dated November 14, 2018. The comments in the City review are addressed below.
RESPONSE TO CITY REVIEW
Item 1: "The property is located in a zone identified by the State as being in a
Seismic Hazard Zone. Please provide Geotechnical Investigation and
recommendations in accordance with 2018 CBC code. q
Response: The requested report and recommendations are attached.
Item 2: 'Please review the landscape Plans & report for compliance with
geotechnical recommendations of this report."
Response: Plans and drawings should be forwarded to our office for review as they are
revised and updated.
Summary
The recommendations of the referenced reports, including limitations, remain as stated unless
specifically superseded herein. This review has been conducted in accordance with generally
accepted practice in the engineering geologic and soils engineering field. No further warranty,
23 Corporate Plaza, Suite 150, Newport Beach, CA 92660
Phone 949 629 2539 1 Email info@rmccarthyconsulting.com
December 11, 2018
File No: 8299-00
Report No: 20181211-1
Page No: 2
expressed or implied, is made as to the conclusions and professional advice included in this
report.
Thank you for this opportunity to be of service. If you have any questions, please contact this
office.
Respectfully submitted,
R MCCARTHY CONSULTING, INC.
Robert J. Mc art' y
Principal Engineer, G.E. 2490
Registration Expires 3-31-20
Date Signed: 12/11/18
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150, Newport Beach, CA 92660
R MCCARTHY
CONSULTING, INC
December 11, 2018
Ron Hsiu File No: 8299-00
Wyss Group Report No: 20181126-2
196 Technology Drive, Suite J
Irvine, California 92618
Subject: Geotechnical Investigation
Proposed Spa
18 Catania
Tract 15705, Lot 33
Newport Coast, California
APN: 478-162-20
INTRODUCTION
This report presents the results of our geotechnical investigation for 18 Catania in the Los
Trancos neighborhood of Newport Coast, within the City of Newport Beach, California. The
investigation was performed to determine various site and regional geotechnical conditions
pertinent to the construction of a spa currently proposed for the subject property. Analyses for
this investigation are based upon a brief description of the project and conceptual plans prepared
by the LCW Group. The purpose of our review and investigation was to evaluate the subsurface
conditions, determine the compatibility of the proposed construction with respect to the
geotechnical features of the site, and provide preliminary geotechnical recommendations and
design parameters for site excavation and planned improvements. Specific information and
recommendations for site development are provided herein.
Project Authorization
The work performed was per your authorization based on our Proposal No: 20181116-1, dated
November 16, 2018.
Executive Summary
Based on our findings, the planned spa may be constructed at the site in the location shown on
the plan provided that the spa shell foundation depth provides a minimum setback from the
slope. We recommend a minimum depth of 5.5 feet, which will provide a slope setback of at
least 15 feet based on the information provided. The slope at the site is a manufactured slope
with a constructed intermediate terrace drain and the landslide hazard indicated on the city
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150 Newport Beach, CA 92660 1 (949) 629-2539
December 11, 2018
File No: 8299-00
Report No: 20181126-2
Page No: 2
hazard map was therefore remediated as part of previous rough grading. A summary of our
findings, conclusions and recommendations is provided below.
Scope of Investigation
The investigation included the following:
1. Review of collected geologic, geotechnical engineering and seismological reports
and maps pertinent to the subject site. A reference list is included in Appendix A.
2. Subsurface exploration consisting of two auger borings and one test pit in the
vicinity of the proposed spa in the back yard.
3. Logging and sampling of the exploratory borings, including collection of soil samples
for laboratory testing. The Logs of the exploration are included in Appendix B.
4. Laboratory testing of soil samples representative of subsurface conditions. The
results are presented in Appendix C.
5. Geotechnical engineering analyses of collected data.
6. Preparation of this report containing our geotechnical recommendations for the
design and construction of the spa in accordance with the current California Building
Code (2016) and for use by your design professionals and contractors.
Site Description
The subject property is located on the south side of Catania east of the intersection of Coastal
Canyon Drive and Catania in Newport Coast in Newport Beach, California, as shown on the
Location Map, Figure 2. The property is flanked to the west and east by existing developed
residential properties. The north side of the lot fronts Catania. The south side of the lot slopes
downward. The lot size is indicated as under 10,000 square feet.
Collected plans indicate that the lot has an approximately rectangular shape. The plan prepared
by LCW Group (Reference 1) was used as a base map for our Geotechnical Plot Plan, Figure 1.
The back yard slope is roughly 35 feet high. A survey plan of the slope was not provided as part
of this investigation. The slope gradient is typically about 2:1 (Horizontal:Vertical) with one
intermediate bench. No indication of slope damage or instability was observed at the time of
our investigation. Vegetation on the slope appears to be well-maintained and consists of low -
height ground cover, shrubs and trees. There is a low wall along the top of the slope and
additional masonry block walls are located along the property lines of the adjacent properties to
the north and south.
The site presently contains a two-story house structure. Concrete walkways and patios cover
much of the area around the existing house. The front and back yards are landscaped with lawn
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150 Newport Beach, CA 92660
December 11, 2018 File No: 8299-00
Report No: 20181126-2
Page No: 3
and planter areas as well as hardscape patios. The back yard hardscape and landscape is under
renovation.
Yard areas are drained with sloped hardscape and area drain inlets in the concrete and planter
beds. Roof drains appear to be present. Yard drainage is directed toward Catania.
Proposed Development
The new construction will include a spa and water feature that will be built near the top of the
back slope. New hardscape deck is shown around the spa improvements along with decorative
planter and low -height retaining walls.
SITE HISTORY
The subject site was graded as part of the rough grading of Tract 14487 with geotechnical
observation and documentation by GMU (1999-2001). The tract was subdivided and the lot
became a portion of Tract 15705.
The grading report for the specific site was not located as part of our review. Based on other
work by GMU in the Newport Coast area, we expect that slopes at the site were manufactured
as stabilization fills or fill slopes along the descending ridgeline. Additional cuts and fills were
made as part of the precise grading. Fill materials at the property are documented engineered
fills.
GEOTECHNICAL CONDITIONS
Geolooic Setting
The property is situated within the northern portion of the San Joaquin Hills. Geologic maps
prepared by Morton et al. (2004) indicate that the ridge in this vicinity is underlain by Los
Trancos formation (Ttlt), very old paralic (Marine Terrace) deposits (Qtm), and the Bommer
Member of the Topanga formation (Ttb).
Earth Materials
The site is underlain at the surface by previously placed, documented engineered fill. The fill
materials encountered in our borings consisted of gray -brown silts with bedrock fragments to
the maximum depth explored of 6 feet. The fill materials had moisture contents of about 19 to
28 percent. The fill materials were uniformly dense and contained abundant bedrock fragments.
Laboratory test results indicate that the near surface fill materials have a low expansion
potential (EI=20).
The onsite earth materials should excavate readily with conventional moderate to heavy duty
grading equipment. Most materials derived onsite will recompact to produce acceptable
structural fill. Organic materials, debris and other unsuitable materials that may be present as
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150 Newport Beach, CA 92660
December 11, 2018
File No: 8299-00
Report No: 20181126-2
Page No: 4
part of the demolition should be hauled away and not used in the recompacted fill. Deepened
foundation support may be required for the back yard construction to provide appropriate slope
setbacks.
GEOLOGIC HAZARDS
The pre -development ridge slope that existed at the subject site is listed by the State of California
as a seismic hazard zone for earthquake induced landslides on the Laguna Beach Quadrangle
Official Map, April 15, 1998 (Reference 3). However, this condition was mitigated as part of the
development of the present lot configuration at the site.
Prior grading has created a flat building pad with a descending slope along the south boundary.
Our borings would suggest that the slope is a fill slope or stabilized cut slope. The slope gradient
is approximately 2:1 at an estimated height of about 35 feet. No evidence of deep failures and/or
landslides was observed during our site investigation. No evidence of surficial instability was
observed. The slope is within a maintained HOA area.
The proposed development is not expected to modify the existing slope configurations at the
property and yard drainage will be improved.
Other geologic hazards at the site are primarily from shaking due to movement of nearby or
distant faults during earthquake events. No active faults are mapped as crossing the site and
the site is not located within an Alquist-Priolo special study zone. There is no geologic hazard
due to active faulting near the site, shallow groundwater or other known conditions that would
affect the site as further detailed below.
Structure
The underlying bedrock is not exposed at the site, but bedding structure in the area shown on
collected geology maps indicate that the bedding generally dips at favorable angles of 12 to 30
degrees northwest in the vicinity (Morton et al, Reference 10). Additionally, the slope was
evaluated and remediated as necessary as part of previous grading. There is no known adverse
geologic bedding structure that is likely to affect stability at the site. The State of California has
mapped several geologic faults trending northwest -southeast in the vicinity of the site. These
faults were addressed as part of previous approved site grading.
Slope Stabilitv
The site is located in a designated slope stability area as shown on the City of Newport Beach
Seismic Safety Element (2008) document (see Figure 3) and the State of California seismic
hazard maps. The subject site has an approximate 35 foot tall, descending fill slope at the rear
portion of the lot. No evidence of deep-seated gross instability was noted at the site during our
site reconnaissance, literature and map review, and interpretation of aerial photographs. The
descending slope on the lot did not exhibit evidence of past landsliding, pop -outs, erosion
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150 Newport Beach, CA 92660
December 11, 2018
File No: 8299-00
Report No: 20181126-2
Page No: 5
gullies or other evidence of mass wasting. The descending slope has a 2:1 (horizontal to
vertical) or flatter gradient with an intermediate bench drain.
Based upon the past performance of the existing and nearby slopes, the descending slope
appears to have performed well since the site was originally constructed. Soil exposed within
the upper 8 feet of the slope surface are sometimes subject to potential downhill creep. Such
surficial instability or creep should not adversely affect proposed improvements providing
appropriate foundation setbacks are utilized as recommended herein.
No slope modifications are planned as part of the proposed construction. The planned
structures that are constructed near the top of slope should be constructed with deepened
foundation elements as necessary to maintain setbacks from the bottom of the footings at least
equal to H/3, or a minimum of 15 feet to the slope surface.
Soil Creep Forces on Slopes
Soil creep is a surficial slope instability condition which is progressive in character and caused
by expansion, contraction and erosion of sloping earth materials under the influence of gravity
and changes in moisture. The creep process may, over time, remove downslope support for
conventional shallow footings as well as other surface supported patios, walls and decks. Soil
creep will typically affect only those portions of the lot on or adjacent to the slopes.
Potential distress due to creep forces may be minimized with appropriate design which considers
that most of the downslope movement of creep -prone materials at this site is expected to occur in
the upper 8 feet of depth of sloping earth material. It is recommended that the proposed structural
improvements at the site obtain bearing below potential creep prone materials.
If appropriate setbacks are not provided, the planned spa built at the top of slope may experience
rotations that cause the tile lines to appear uneven along the water line. As rotation progresses, it
may affect the function of filtration systems and crack the spa shell. Water drain and supply lines
may also be affected and break, resulting in leaks. Water leaks from spa lines or a cracked spa shell
can in turn cause damage to the slope. These conditions are not acceptable. Remedial measures
outlined herein should therefore be followed to reduce the potential for such damages due to slope
creep.
Additionally, deformations caused by soil movement due to natural processes such as soil creep, soil
expansion and seismic shaking in the vicinity of the top of the slope cannot be entirely precluded,
and it is the intent of the recommendations herein to minimize their perception. Other design
considerations, which will minimize the perception of movement, include use of flexible surfacing
materials, such as ungrouted pavers or well -jointed concrete rather than frangible materials such as
tile, brick and stucco.
Groundwater
Perched groundwater can occur at shallow depth along geologic contacts and less permeable fill
layers; however, no groundwater seepages were observed during our site visit or subsurface
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150 Newport Beach, CA 92660
December 11, 2018
File No: 8299-00
Report No: 20181126-2
Page No: 6
exploration at the property. Groundwater seepage is not anticipated to be a significant design
or construction constraint, provided proper surface drainage and subdrainage systems are
incorporated into the project.
Surficial Runoff
Proposed development should incorporate engineering and landscape drainage designed to
transmit surface Flow away from the slopes to the street and/or storm drain system via non
erosive pathways. Care should be taken to not allow water to pond or infiltrate soil adjacent to
slopes and foundation elements. All planter boxes and garden walls should be drained.
Secondary Seismic Hazards
The south facing slope on the property covers an area that is listed by the State of California as a
seismic hazard zone on the Laguna Beach Quadrangle Official Map, April 15, 1998. This places the
site in a category of required investigation for earthquake -induced landslides. Slope stability
analysis was done as part of previous grading in accordance with the County of Orange
requirements for a minimum Factor of Safety of 1.5 with regard to global stability of the slope.
Furthermore, there was no evidence of landslide occurrence observed with the present graded
topography. Appropriate slope setbacks as recommended herein should be maintained per code
requirements. Review of the Seismic Hazard Zones Map (CDMG, 1998) for the Laguna Beach
Quadrangle indicates the site is not located within a zone of required investigation for earthquake -
induced liquefaction. These findings are in keeping with the results of our study.
Other secondary seismic hazards to the site include deep rupture, shallow ground cracking,
lurching with lateral movement and settlement. With the absence of active faulting onsite, the
potential for deep fault rupture is not present. The potential for shallow ground cracking to
occur during an earthquake is a possibility at any site, but does not pose a significant hazard to
site development. The potential for seismically induced lurching and settlement to occur is
considered remote for the site. The potential for tsunami inundation at the site elevation is nil.
Proposed development is considered feasible and safe from a geotechnical viewpoint
provided the recommendations of this report are followed during design, construction,
and maintenance of the subject property. Proposed development should not adversely
affect adjacent properties, providing appropriate engineering design, construction
methods and care are utilized during construction.
2. The primary consideration on this site is construction of the spa and appurtenant
structures in close proximity to the top of the slope. The design and construction should
take into account the recommendations herein that are intended to reduce potential
adverse impacts related to the sloping ground conditions.
3. Our findings indicate that the subject property was developed as part of a previously
mass graded residential home development. The spa area is expected to be excavated
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150 Newport Beach, CA 92660
December 11, 2018
File No: 8299-00
Report No: 20181126-2
Page No: 7
into previously placed documented engineered fill. Remedial grading is expected to be
limited to removal and recompaction of disturbed shallow materials for slab -on -grade
areas.
4. The existing slope materials at the site are considered to be prone to movements that
may result from slope creep, seismic shaking, weathering and other natural processes
and appropriate design for structures at the top of slope is recommended to help
mitigate these conditions.
5. The engineered fill materials at the site are expected to be suitable for support of new
structures; however, foundation and setback criteria apply where appropriate.
6. No evidence of slope instability was observed as part of our investigation and the
perimeter slope areas appear to be performing favorably with respect to gross and
surficial stability.
With appropriate drainage and design, the planned improvements will not adversely
affect the slopes but may be influenced near the top of the slope by creep and seismic
affects. The proposed deepened foundations should be designed in consideration of the
required slope setback requirements, as well as the potential natural slope forces (creep
and seismic shaking) near the top of the slope.
8. The spa and deck will be constructed near the top of the back slope and should be
constructed utilizing a deepened foundation to provide proper slope setbacks. Lateral
forces and drainage will also need to be addressed as part of the design.
9. No active faults are known to transect the site and therefore the site is not expected to
be adversely affected by surface rupturing. It will, however, be affected by ground
motions from earthquakes during the design life of the residence. The potential for
seismically induced liquefaction affecting the site is considered nil. The potential for
seismically induced landsliding affecting the residence is considered to be very low given
that the slope is a manufactured slope and the area has been previously graded to
minimize such risks.
10. Groundwater is not expected to be a concern during construction. Suitable drainage
elements need to be installed at retaining walls (including the spa) to mitigate possible
transient seepage.
11. Adverse surface discharge onto or off the site is not anticipated provided proper civil
engineering design and post -construction site grading are implemented.
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150 Newport Beach, CA 92660
December 11, 2018
RECOMMENDATIONS
Site Preoaration and Gradina
1. General
File No: 8299-00
Report No: 20181126-2
Page No: 8
Site grading should be performed in accordance with the requirements of the City of
Newport Beach, the recommendations of this report, and the Standard Grading
Guidelines of Appendix D. All excavations should be supervised and approved in writing
by a representative of this firm prior to placement of fill or construction. Remedial
grading is recommended to include overexcavation and recompaction of unsuitable
earth materials beneath the spa and slab -on -grade areas.
2. Demolition and Clearing
Deleterious materials, including materials from the demolition, organic materials and
trash, should be removed and disposed of offsite. Subsurface elements of demolished
structures should be completely removed, including any abandoned utility lines.
Subarade Preparation
Previous mass grading removed surficial and weathered materials at the subject lot.
Excavations should be made to remove any soils disturbed by demolition,
undocumented utility backfill, planter fill and other residual soil materials where
encountered within the planned improvement areas.
Spa Excavation
Excavations for the planned spa shell and foundations should be observed by the
geotechnical consultant. A written memo should be provided by our office indicating
approval for construction prior to placing concrete or gunite. Other agency inspections
may also be required. Remedial grading is not expected to be necessary in the spa shell
area due to depths of planned excavations.
Slab -on -Grade Preparation
Removals below the hardscape improvements such as patios, decks and sidewalks
should be sufficient to remove unsuitable or disturbed on-site soil. Removal depths are
expected to be on the order of 6 to 12 -inches to expose competent engineered fill on
the lot. Removals should be followed by 6 -inches of scarification and recompaction.
Deeper excavations may be necessary to remove unsuitable materials, if encountered.
Excavations should be replaced with compacted engineered fill. The horizontal limits of
overexcavation should be to 1 foot beyond the improvement limits (except adjacent to
pre-existing slabs and footings) or as outlined by the geotechnical engineer based on
grading and foundation plans when these are available for review.
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150 Newport Beach, CA 92660
December 11, 2018
File No: 8299-00
Report No: 20181126-2
Page No: 9
The depths of overexcavation should be reviewed by the geotechnical engineer or
geologist during the actual construction. Any surface or subsurface obstructions, or
questionable material encountered during grading, should be brought immediately to the
attention of the geotechnical engineer for recommendations.
4. Fill Soils
The onsite soils are anticipated to be suitable for use as compacted fill. Fill soils should
be free of debris, organic matter, cobbles and concrete fragments greater than 6 -inches
in diameter. The presence of oversize rock is possible within excavations.
Soils imported to the site for use as fill below foundation and slab areas should be
predominantly granular, non -expansive, non -plastic and approved by the geotechnical
engineer prior to importing.
5. Shrinkage
Shrinkage losses are expected to be negligible overall. This does not include clearing
losses from demolition that could result in volume reductions for available fill soils.
6. Expansive Soils
Expansion tests should be performed during grading to determine the expansion
potential of the subgrade materials. On-site soils encountered during our investigation
were determined to have a low expansion potential (EI=20; See Appendix Q.
7. Comoaction Standard
The onsite soils are anticipated to be suitable for use as compacted fill. Fill materials
should be placed at near optimum moisture content and compacted under the
observation and testing of the soil engineer. The recommended minimum density for
compacted material is 90 percent of the maximum dry density as determined by ASTM D
1557-12. Field density tests should be performed per the Standard Grading Guidelines
(Appendix D) and in accordance with agency requirements at the time of grading.
8. Temporary Construction Slooes
Temporary slopes exposing on-site materials should be cut in accordance with Cal/OSHA
Regulations. It is anticipated that the exposed on-site earth materials may be classified
as Type B soil, and temporary cuts of 1:1 (horizontal:vertical) above a 4 -foot -high single
bench is expected be appropriate for typical spa cuts and residential lot trench depths.
Along property lines, cuts of 1:1 or flatter are typically prudent and are required by the
City of Newport Beach. The material exposed in temporary excavations should be
evaluated by the Contractor and Geotechnical Consultant during excavation and
construction.
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150 Newport Beach, CA 92660
December 11, 2018
File No: 8299-00
Report No: 20181126-2
Page No: 10
Flatter embankments could be required if seepage zones or dry sand layers are
encountered within excavations; however, these conditions were not observed in our
exploratory borings. Excavations should proceed in a manner so as not to remove lateral
or bearing support of adjacent properties or structures. The soils exposed in the
excavation cuts should be observed by the Geotechnical Consultant during excavation.
The safety and stability of temporary construction slopes and cuts is deferred to the
General Contractor, who should implement the safety practices as defined in Section
1541, Subchapter 4, of Cal/OSHA T8 Regulations (2006). The Geotechnical Consultant
makes no warranties as to the stability of temporary cuts. Soil conditions may vary
locally and the Contractor(s) should be prepared to remedy local instability if necessary.
Contract Documents should be written in a manner that places the Contractor in the
position of responsibility for the stability of all temporary excavations. Stability of
excavations is also time dependent. Cuts should not be allowed to dry out and should
not be left open for extended time periods.
Design of Footings
The spa should be constructed with a foundation that meets slope setback criteria per code and
per the recommendations provided herein. Deepened footings will be required in order to
provide setback distances for the foundation. Foundations may be embedded into on-site
competent, undisturbed compacted fill.
Footing design in the creep zone near the top of slope should recognize that soil creep
movement will remove downslope support. Footings for the spa and walls adjacent to the rear
slope should be designed to resist an additional lateral pressure loading of 100 pounds per
cubic foot equivalent fluid pressure to the base of the creep zone. Passive resistance may be
taken only below the potential creep zone. The creep zone may be assumed to include the
outer 8 feet of the slope.
Two No. 5 bars should be placed at the top and bottom of continuous footings in order to resist
potential movement due to various factors such as subsurface imperfections and seismic
shaking.
A descending manufactured fill slope with a maximum height of about 35 feet is located along
the southwest side of the site. A minimum horizontal foundation slope setback of 15 feet is
recommended for structures and significant improvements. Planned future development that
includes structural elements within 15 feet of the top of slope, measured from the top of slope
toward the house, should be designed in consideration of this setback.
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150 Newport Beach, CA 92660
December 11, 2018
Structural Design of Retaining Walls
Lateral Loads
File No: 8299-00
Report No: 20181126-2
Page No: 11
Active pressure forces acting on backfilled retaining walls which support level ground
may be computed based on an equivalent fluid pressure of 45 pounds per cubic foot.
Restrained retaining walls should be designed for 60 pounds per cubic foot for at -rest
loading.
The slope side of the spa should be supported in a manner that will effectively carry the
spa and deck in the event of slope movement or erosion that results in a loss of lateral
support. This will be somewhat dependent on the spa configuration. The slope setback
criteria above should be incorporated into the design of the spa and improvements
along the top of the slope.
Creep forces indicated above should be added to these values where appropriate. Other
topographic and structural surcharges should be addressed by the structural engineer.
Minor wall rotations are possible as active earth pressures are developed and should be
anticipated and considered in design of walls and adjacent hardscape.
2. Earthauake Loads on Retaining Walls
The structural engineer should determine if there are retaining walls at the site within
their purview that will be subject to design lateral loads due to earthquake events.
Section 1803.5.12 of the 2016 CBC states that the geotechnical investigation shall
include the determination of dynamic seismic lateral earth pressures on foundation walls
and retaining walls supporting more than 6 feet (1.83 m) of backfill height due to design
earthquake ground motions. Planned wall heights are not known by us at this time.
3. Foundation Bearing Values for Walls
Footings for retaining walls may be designed for 1500 psf and should be embedded in
compacted fill at a minimum depth of 24 -inches below the lowest adjacent grade and
per the slope setback guidelines provided herein.
4. Wall Backfill
The on-site soils are suitable for use as retaining wall backfill. Imported backfill, if
needed, should consist of select, non -expansive soil or gravel. Gravel may consist of pea
gravel or crushed rock. Where space for compaction equipment is adequate, on-site or
imported granular, non -expansive sand materials may be compacted into place in thin
lifts per the compaction requirements provided herein. Imported pea gravel or crushed
rock should be placed in lifts and tamped or vibrated into place. The lift thickness for
gravel is dependent on the type of material and method of compaction. Gravel lifts of 18
to 24 inches or less are recommended. The geotechnical engineer should observe the
backfill placement of soil or gravel behind each wall following approval of wall
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150 Newport Beach, CA 92660
December 11, 2018
File No: 8299-00
Report No: 20181126-2
Page No: 12
backdrains. Gravel wall backfill material should be separated from on-site soil materials
with a suitable filter fabric such as Mirafi 140N and capped with on-site soil or concrete.
5. Subdrains
An approved exterior foundation subdrain system should be used to achieve control of
seepage forces behind retaining walls. The details of such subdrain systems are deferred
to the wall designer, builder or waterproofing consultant. The subdrain is not a
substitute for waterproofing. Water in subdrain systems should be collected and
delivered to suitable disposal locations or facilities. Additional recommendations may be
provided when plans are available.
6. Dampproofing and Waterproofing
Waterproofing should be installed in accordance with the architects' specifications or
those of a waterproofing consultant. The criteria in Section 1805 of the 2016 CBC
should be followed as a minimum.
Hardscape Design and Construction
Hardscape improvements that are outside of the creep zone may utilize conventional
foundations in compacted fill. Such improvements should be designed in accordance with the
foundation recommendations presented above, at a minimum bearing depth of 18 -inches.
Cracking and offsets at joints are possible; however occurrence may be minimized by
appropriate drainage and the use of thickened edge beams to limit moisture transfer below
slabs.
Hardscape improvements within the slope setback and creep zone should be provided with
deepened foundation support.
Concrete flatwork should be divided into as nearly square panels as possible. Joints should be
provided at maximum 6 feet intervals to give articulation to the concrete panels (shorter
spacing is recommended if needed to square the panels).
Landscaping and planters adjacent to concrete flatwork should be designed in such a manner as
to direct drainage away from concrete areas to approved outlets. Planters located adjacent to
principle foundation elements or slopes should be sealed and drained; this is especially
important if they are near retaining wall backfills.
Flatwork elements should be a minimum 5 inches thick (actual) and reinforced with No. 4 bars
18 inches on center both ways. Subgrade soils should be well moistened prior to placement of
concrete.
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150 Newport Beach, CA 92660
December 11, 2018
Surface and Subsurface Drainage
1. Finished Grade and Surface Drainage
File No: 8299-00
Report No: 20181126-2
Page No: 13
Finished grades should be designed and constructed so that no water ponds in the
vicinity of foundations or slopes. Drainage design in accordance with the 2016 CBC,
Section 1804.4, is recommended or per local City requirements. Roof gutters should be
provided and outflow directed away from the house in a non-erosive manner as
specified by the Project Civil Engineer or Landscape Architect. Proper interception and
disposal of on-site surface discharge is presumed to be a matter of civil engineering or
landscape architectural design. Additional drainage information is provided in Appendix
E, Suggested Guidelines for Maintenance of Hillside Property.
2. Drainage and Drainage Devices
The performance of the planned foundation and improvements is dependent upon
maintaining adequate surface drainage both during and after construction. The ground
surface around foundations, slopes and improvements should be graded so that surface
water will not collect and pond. The impact of heavy irrigation can artificially create
perched water conditions. This may result in seepage or shallow groundwater conditions
where previously none existed.
Attention to surface drainage and controlled irrigation will significantly reduce the
potential for future problems related to water infiltration. Irrigation should be well
controlled and minimized. Seasonal adjustments should be made to prevent excessive
watering.
Sources of uncontrolled water, such as leaky water pipes or drains, should be repaired if
identified.
The Owner should be aware of the potential problems that could develop when drainage
is altered through construction of retaining walls, paved walkways, utility installations or
other various improvements. Ponded water, incorrect drainage, leaky irrigation systems,
overwatering or other conditions that could lead to unwanted groundwater infiltration
must be avoided.
Area drains should be installed in all planter and landscape areas. Planter surfaces
should be sloped away from building and slope areas in accordance with Code
requirements. Roof drainage should be tight -lined into the area drain system or carried
to outlets away from building foundations. Planters should not be allowed adjacent to
foundations unless they are lined with a bottom barrier installed with a minimum 5
percent gradient away from foundations.
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150 Newport Beach, CA 92660
December 11, 2018
File No: 8299-00
Report No: 20181126-2
Page No: 14
Irrigation water should be controlled for the landscape areas in a way that maintains
uniform moisture conditions around and below the building slab and footings. Changes
in exterior moisture will promote heave and desiccation in the soil supporting
foundations and must, therefore, be avoided. Installation of concrete patios and
walkways adjacent to the building is recommended as preferable to planters.
3. Infiltration
On-site surface soils have a low to moderate permeability. It is recommended that
surface water be collected and directed to a suitable off-site outlet rather than allowed
to infiltrate into the soil; however, some types of trench drain infiltration may be allowed
for low flow volumes. Such devices should not be sited near slopes or foundations.
Surface and subsurface drainage should be directed toward approved outlets.
Concrete Construction Components in Contact with Soil
Consultant reports for the previous grading in the vicinity indicate that some fill soils have the
potential for severe corrosion of concrete due to high soluble sulfate content. Type V cement
may be utilized for concrete in contact with the on-site soils. It is recommended that a concrete
expert be retained to design an appropriate concrete mix to address the structural
requirements. In lieu of retaining a concrete expert, it is recommended that the 2016 California
Building Code, Section 1904 and 1905 be utilized, which refers to ACI 318.
Metal Construction Components in Contact with Soil
Metal rebar encased in concrete, iron pipes, copper pipes, lift shafts, air conditioner units, etc.
that are in contact with soil or water that permeates the soil should be protected from corrosion
that may result from salts contained in the soil. Recommendations to mitigate damage due to
corrosive soils, if needed, should be provided by a qualified corrosion specialist.
Foundation Plan Review
The undersigned should review final foundation plans and specifications (including the spa
plans) prior to their submission to the building official for issuance of permits. The review is to
be performed only for the limited purpose of checking for conformance with design concepts
and the information provided herein. Review shall not include evaluation of the accuracy or
completeness of details, such as quantities, dimensions, weights or gauges, fabrication
processes, construction means or methods, coordination of the work with other trades or
construction safety precautions, all of which are the sole responsibility of the Contractor. R
McCarthy Consulting's review shall be conducted with reasonable promptness while allowing
sufficient time in our judgment to permit adequate review. Review of a specific item shall not
indicate that R McCarthy Consulting has reviewed the entire system of which the item is a
component. R McCarthy Consulting shall not be responsible for any deviation from the
Construction Documents not brought to our attention in writing by the Contractor. R McCarthy
Consulting shall not be required to review partial submissions or those for which submissions of
correlated items have not been received.
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150 Newport Beach, CA 92660
December 11, 2018
Utility Trench Backfill
File No: 8299-00
Report No: 20181126-2
Page No: 15
Utility trench backfill should be placed in accordance with Appendix D, Standard Earthwork
Guidelines. It is the owner's and contractor's responsibility to inform subcontractors of these
requirements and to notify R McCarthy Consulting when backfill placement is to begin. It has
been our experience that trench backfill requirements are rigorously enforced by the City of
Newport Beach.
Observation and Testing
Geotechnical observation and testing during construction is required to verify proper removal of
unsuitable materials, check that foundation excavations are clean and founded in competent
material, to test for proper moisture content and proper degree of compaction of fill, to test and
observe placement of wall and trench backfill materials, and to confirm design assumptions. It
is noted that the CBC requires continuous verification and testing during placement of fill, pile
driving, and pier/pile drilling.
An R McCarthy Consulting, Inc. representative shall observe the site at intervals appropriate to
the phase of construction, as notified by the Contractor, in order to observe the work completed
by the Contractor. Such visits and observation are not intended to be an exhaustive check or a
detailed inspection of the Contractor's work but rather are to allow R McCarthy Consulting, Inc.,
as an experienced professional, to become generally familiar with the work in progress and to
determine, in general, if the grading and construction is in accordance with the
recommendations of this report. R McCarthy Consulting, Inc. shall not supervise, direct, or
control the Contractor's work. R McCarthy Consulting, Inc. shall have no responsibility for the
construction means, methods, techniques, sequences, or procedures selected by the
Contractor, the Contractor's safety precautions or programs in connection with the work. These
rights and responsibilities are solely those of the Contractor.
R McCarthy Consulting, Inc. shall not be responsible for any acts or omission of any entity
performing any portion of the work, including the Contractor, subcontractor, or any agents or
employees of any of them. R McCarthy Consulting, Inc. does not guarantee the performance of
any other parties on the project site, including the Contractor, and shall not be responsible for
the Contractor's failure to perform its work in accordance with the Contractor documents or any
applicable law, codes, rules or regulations. Construction phase observations are beyond the
scope of this investigation and budget and are conducted on a time and material basis. The
responsibility for timely notification of the start of construction and ongoing geotechnically
involved phases of construction is that of the Owner and Contractor. We request at least 48
hours' notice when such services are required.
List of Guidelines
The geotechnical consultant should be notified to observe and test the following activities
during grading and construction:
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150 Newport Beach, CA 92660
December 11, 2018
File No: 8299-00
Report No: 20181126-2
Page No: 16
• To observe proper removal of unsuitable materials;
• to observe the bottom of removals for all excavations for the pad grading, trenching,
exterior site improvements, etc.
• to observe side cut excavations for retaining walls, trenches, etc.;
• to test for proper moisture content and proper degree of compaction of fill;
• to check that foundation excavations are clean and founded in competent material;
• prior to and after pre-soaking of the slab subgrade soils (if necessary);
• to check the slab subgrade materials prior to placing the sand, gravel, and/or concrete;
• to check retaining wall subdrain installation when the pipe is exposed and before it is
covered by the gravel and fabric; and again after the gravel and fabric have been
placed;
• to test and observe placement of wall backfill materials;
• to test and observe placement of trench backfill materials;
• to test and observe patio, spa deck and sidewalk subgrade materials;
• to observe any other fills or backfills that may be constructed at the site.
It is noted that this list should be used as a guideline. Additional observations and testing may
be required per local agency and code requirements at the time of the actual construction. The
2016 CBC requires continuous verification and testing during placement of fill materials and
during pile/caisson drilling.
This investigation has been conducted in accordance with generally accepted practice in the
engineering geologic and soils engineering field. No further warranty, expressed or implied, is
made as to the conclusions and professional advice included in this report. Conclusions and
recommendations presented are based on subsurface conditions encountered and are not
meant to imply that we have control over the natural site conditions. The samples taken and
used for testing, the observations made and the field testing performed are believed
representative of the general project area; however, soil and geologic conditions can vary
significantly between tested or observed locations.
Site geotechnical conditions may change with time due to natural processes or the works of
man on this or adjacent properties. In addition, changes in applicable or appropriate standards
may occur as a result of the broadening of knowledge, new legislation, or agency requirements.
The recommendations presented herein are therefore arbitrarily set as valid for one year from
the report date. The recommendations are also specific to the current proposed development.
Changes in proposed land use or development may require supplemental investigation or
recommendations. Also, independent use of this report without appropriate geotechnical
consultation is not approved or recommended.
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150 Newport Beach, CA 92660
December 11, 2018
File No: 8299-00
Report No: 20181126-2
Page No: 17
Thank you for this opportunity to be of service. If you have any questions, please contact this
office.
Respectfully submitted,
R MCCARTHY CONSULTING, INC.
Robert J. McCarthy
Principal Engineer, G.E.2490
Registration Expires 3-31-20
Date Signed: 12/11/18
Distribution: (1) Addressee
Accomoanvino
Illustrations and Anoendices
Figure 1 -
Geotechnical Plot Plan
Figure 2 -
Location Map
Figure 3 -
Landslide Hazard Map
Appendix A -
References
Appendix B -
Field Exploration
Figures B-1 through B-4
Appendix C -
Laboratory Testing
Appendix D -
Standard Earthwork Guideline
Appendix E -
Suggested Guidelines for Maintenance of Hillside Property
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150 Newport Beach, CA 92660
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APPENDIX A
REFERENCES
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150, Newport Beach, CA 92660
APPENDIX A
(18 Catania, Newport Coast)
1. LCW Group, 2018, "Chen Residence, Landscape Construction Plan, 18 Catania, Newport Coast, CA,
92657," Sheet LC -1.01, June 25.
2. California Building Code, 2016 Edition.
3. California Division of Mines and Geology, 2001, "Seismic Hazards Zones Map, Tustin Quadrangle,"
January 17.
4. California Divisions of Mines and Geology, 2008, "Guidelines for Evaluating and Mitigating Seismic
Hazards in California," Special Publication 117A.
5. Department of the Navy, 1982, NAVFAC DM -7.1, Soil Mechanics, Design Manual 7.1, Naval Facilities
Engineering Command.
6. Goffman, McCormick & Urban, Inc., 1999, "Retaining Wall Excavation, Wall 'C', Lots 37 through 42,
Tract 15705, Newport Coast," Project 98-44, Permit No. GB980156, Site Address: 20868 Vista Ridge
Road, February 22.
7. Goffman, McCormick & Urban, Inc., 2000, "Report of Geotechnical Observation and Testing of
Precise Grading and Utility Trench and Retaining Wall Backfill, Lots 23 through 31, Tract 15705,
Newport Coast, California, prepared for Shea Homes," Project 98-44, Precise Grading Permit:
GB980153, Project Address: 20878 Vista Ridge Road, January 7.
8. Goffman, McCormick & Urban, Inc., 2001, "Report of Geotechnical Observation and Testing of
Precise Grading and Utility Trench and Retaining Wall Backfill, Lots 32, and 36 through 42, Tract
15705, Newport Coast, California, prepared for Shea Homes," Project 98-44, Precise Grading Permit:
GB980133 (Models), GB980153 (Production), Project Address: 20878 Vista Ridge Road, March 30.
9. Morton and Miller, 1981, Geologic Map of Orange County, CDMG Bulletin 204.
10. Morton, D. M., Bovard, Kelly H., and Alvarez, Rachel M., 2004, Preliminary Digital Geological Map of
the 30'X 60' Santa Ana Quadrangle, Southern California, Version 2.0, Open -File Report 99-172,
Version 2.0 — 2004.
11. Morton, P. K., Miller, R. V., and Evans, J. R., 1976, Environmental Geology of Orange County,
California: California Division of Mines and Geology, Open File Report 79-8 LA.
12. Morton, Douglas M., and Miller, Fred K., compilers, 2006, "Geologic Map of the San Bernardino and
Santa Ana 30'X 60' Quadrangles, California," U. S. Geological Survey Open File Report 2006-1217.
13. NorCal Engineering, 2013, "Geotechnical Engineering Investigation, Remodel and Addition to Single
Family Residence, 27 Catania, Newport Coast, Newport Beach, California, prepared for Mohammed
Namazian, 8 Venezia, Newport Coast, California 92657," Project Number 17182-13, December 31.
14. Tan, Siang, S., and Edgington, William J., 1976, "Geology and Engineering Geology of the Laguna
Beach Quadrangle, Orange County, California," California Division of Mines and Geology, Special
Report 127.
15. Vedder, J. G., Yerkes, R. F., and Schoellhamer, J. E., 1957, Geologic Map of the San Joaquin Hills -
San Juan Capistrano Area, Orange County, California, U. S. Geological Survey, Oil and Gas
Investigations Map OM -193.
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150, Newport Beach, CA 92660
APPENDIX B
FIELD EXPLORATION
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150, Newport Beach, CA 92660
APPENDIX B
FIELD EXPLORATION PROGRAM
(18 Catania, Newport Coast)
General
Subsurface conditions were explored by excavating 2 hand -auger borings and one test pit on
November 21, 2018. The excavations extended to depths ranging from about 3.5 feet to 6 feet
below grade and all were terminated due to refusal on rocks and/or rock fragments. The
estimated locations of the borings are shown on the Geotechnical Plot Plan, Figure 1. A Key to
Logs is included as Figure B-1. Boring and Test Pit Logs are included as Figures B-2 through B-
4. Excavation of the borings was observed by our field engineer who logged the soils and
obtained samples for identification and laboratory testing.
Exploratory excavations were located in the field by pacing from known landmarks. Their
locations as shown are, therefore, within the accuracy of such measurements.
Sample Program
1. Hand Augers - Relatively undisturbed drive samples were obtained by utilizing a sampler
lined on the inside with brass rings, each 1 -inch long and 2.5 -inches outside diameter.
The sample is typically driven for a total length of about 8 -inches. The number of blows
per inches of driving are recorded on the boring logs. The slide hammer used to drive
the samples has a weight of 10.3 pounds with effort. The slide hammer drop height was
18 -inches. The hammer weight alone was not sufficient to drive the sample; additional
energy was applied by the drilling operator by thrust force on the hammer from the
topmost position. The brass rings were removed from the sampler and transferred into a
plastic tube and sealed.
2. Bulk samples representative of subsurface conditions were collected from the
excavations, sealed in plastic bags and transported to our laboratory.
Summary
The soils were classified based on field observations and laboratory tests. The classification is in
accordance with ASTM D2487 (the Unified Soil Classification System). Collected samples were
transported to the laboratory for testing. Groundwater was not encountered.
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150, Newport Beach, CA 92660
UNIFIED SOIL CLASSIFICATION CHART
MAJOR DIVISIONS
GROUP svMeoL SYMBOLS
TYPICAL NAMES
o .
'. .
Well graded gravels and gravel -sand mixtures, little or
GRAVELS:
CLEAN
,'
GW - '.o•
no fines
n
Poorly graded gravels and gravel -sand mixtures, little
500% or more of
GRAVELSGP
coarse fraction
or no fines
COARSE-GRAINED SOILS:
retained
GRAVEL
GM
silty gravels, gravel -sand -silt mixtures
WITH
more than 50% retained on
on No. 4 sieve
FINES
GC
"
Clayey gravels, gravel -sand -clay mixtures
No. 200 sieve (based on the
SW
well graded sands and gravelly sand, little or no fines
material passing the 3 -inch
SANDS:
CLEAN
SANDS
-
Poorly graded sands and gravelly sands, little or no
[75mm] sieve)
more than 50% of
SPfines
SANDS
SMSilty
1'
sands, sand -silt mixtures
coarse fraction
passes No. 4 sieve
WIni
FINES
SG
Clayey sands, sand -clay mixtures
Inorganic silts, very fine sands, rock Flour, sil y or
ML
clayey fine sands
SILTS AND CLAYS:
Inorganic clays of low to medium plasticity, gravelly
Liquid Limit 50% or less
GL
clays, sandy clays, silty clays, lean clays
FINE-GRAINED SOILS:
OL
'
Organic silts and organic silty clays of low plasticity
50% or more passes
Inorganic silts, micaceous or diatomaceous fine sands
No. 200 sieve*
SILTS AND CLAYS:
MH
or silts, elastic clays
CH
Inorganic clays of high plasticity, fat clays
Liquid Limit greater
OH
Organic clays of medium to high plasticity
than 50%
HIGHLY ORGANIC SOILS
PT_ —
_
Peat, muck, and other highly organic soils
KEY TO LOGS
NOTATION SAMPLER TYPE
SYMBOL
C Core barrel
F1Modified
California Sampler (3" O.D.)
CA California split -barrel sampler with
2.5 -inch outside diameter and a 1.93 -inch
diameter
F1inside Modified
California Sampler, no recovery
D&M Dames & Moore piston sampler using
m Standard
Penetration Test, ASTM D 1586
2.5 -inch outside diameter, thin-walled
tube
Standard
m
Penetration Test, no recovery
0 Osterberg piston sampler using 3.0 -inch
outside diameter, thin-walled Shelby tube
® Thin-walled
tube sample using Pitcher barrel
PTB Pitcher tube sampler using 3.0 -inch
outside diameter, thin-walled Shelby tube
® Thin-walled tube sample, pushed or used Osterberg
S&H Sprague & Henwood split -barrel sampler
with a 3.0 -inch outside diameter and a
sampler
® Disaggregated (bulk) sample
2.43 -inch inside diameter
1 Water level
SPT Standard Penetration Test (SPT)
split -barrel sampler with a 2.0 -inch
outside diameter and a 1.5 -inch inside
diameter
ST Shelby Tube (3.0 -inch outside diameter,
thin-walled tube) advanced with hydraulic
pressure Figure
B -t
Unified Soil Classification R MCCARTHY
NR No Recovery
Chart/Key To Logs -CoNsunINC
SITE LOCATION: 18 Catania, Newport Coast EQUIPMENT: Hand -Auger
DATE: 11/21/2018 SURFACE ELEVATION: BY: SPC
Lu
U
z
LU
o
BORING NO: HA -1
O
n
a
w
O
w
Q�
Z
Lr)U
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M
ma
z
m
o
MATERIAL DESCRIPTION
NOTES
in
0
0-5': ENGINEERED FILL (Ef): gray -brown Sandy SILT
0
with abundant SILTSTONE/SANDSTONE fragments,
moist, well-compacted/dense/firm
2
2
ML
50/6"
19.3
104
ML
38/6"
23.1
-
@2.5' Sample disturbed
4
4
Total Depth: 5 Feet (Refusal on rock or rock fragments)
No Groundwater
No Caving
6
6
8
8
10
10
FILE NO: 8299-00 LOG OF BORING FIGURE B-2
R MCCARTHY CONSULTING, INC.
SITE LOCATION: 18 Catania, Newport Coast EQUIPMENT: Hand-Auger
DATE: 11/21/2018 SURFACE ELEVATION: BY: SPC
U
z
a
BORING NO: HA-2
D
O
Lna
w
g
w
Ln
Z
=Lng
�w
U
U
a
Q
U3
M
rno
w
=
o
vUi
m
z
¢
m
O
o
MATERIAL DESCRIPTION
NOTES
p
0
@0-6' ENGINEERED FILL (Ef): Gray-brown, mottled,
0
sandy SILT with bedrock fragments, moist, firm
2
2
4
4
ML
34/6"
27.5
97
6
6
Total Depth: 6 Feet (Refusal on rock or rack fragments)
No Groundwater
No Caving
8
8
10
10
FILE NO: 8299-00 LOG OF BORING FIGURE B-3
R MCCARTHY CONSULTING, INC.
SITE LOCATION: 18 Catania, Newport Coast EQUIPMENT: Hand- Auger
DATE: 11/21/2018 SURFACE ELEVATION: BY: SPC
U
W
o
TEST PIT NO: TP -1
o
W
W
U
U
z
W
xLn
a
o
x
oLn
mz
m
f
p
MATERIAL DESCRIPTION
NOTES
p
0
@0-3.5': ENGINEERED FILL (Ef): gray -brown, mottled,
0
Sandy SILT with bedrock fragments, moist, firm
EI=20
2
2
ML
50/5"
19.1
108
Total Depth: 3.5 Feet (Refusal on rock or rock fragments
4
No Groundwater
4
No Caving
6
6
8
8
10
10
FILE NO: 8299-00 LOG OF TEST PIT FIGURE B-4
R MCCARTHY CONSULTING, INC.
APPENDIX C
LABORATORY TESTING
R McCarthy Consulting, Inc
23 Corporate Plaza, Suite 150, Newport Beach, CA 92660
APPENDIX C
LABORATORY TESTING
(18 Catania, Newport Coast)
The laboratory testing program was designed to fit the specific needs of this project and was
limited to testing the soil samples collected during the on-site exploration. The test program was
performed by our laboratory.
Soils were classified visually and per the results of laboratory testing according to ASTM D 2487,
the Unified Soil Classification System (USCS). The field moisture content and dry densities of the
soils encountered were determined by performing laboratory tests on the collected samples. The
results of the moisture tests, density determinations and soil classifications are shown on the
Boring Logs, Figures B-2 through B-4.
Expansion Index Test
An expansion index test was performed in accordance with ASTM: D4829. The results are
summarized below.
RESULTS OF EXPANSION INDEX ASTM: D4829
Test Location Soil Classification Expansion
Index
Expansion
Potential
TP -1 @ 0-3' ML 20
Low
Moisture Content: Before Test= 12.3%
After Test = 21.5%
Percent Before Test = 58%
Saturation:
R McCarthy Consulting, Inc
23 Corporate Plaza, Suite 150, Newport Beach, CA 92660
APPENDIX D
STANDARD GRADING GUIDELINES
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150, Newport Beach, CA 92660
APPENDIX D
STANDARD GRADING GUIDELINES
These Guidelines present the usual and minimum requirements for grading operations observed
by R McCarthy Consulting, Inc., (RMC), or its designated representative. No deviation from
these guidelines will be allowed, except where specifically superseded in the geotechnical report
signed by a registered geotechnical engineer.
The placement, spreading, mixing, watering, and compaction of the fills in strict accordance
with these guidelines shall be the sole responsibility of the Contractor. The construction,
excavation, and placement of fill shall be under the direct observation of the Geotechnical
Engineer or any person or persons employed by the licensed Geotechnical Engineer signing the
soils report. If unsatisfactory soil -related conditions exist, the Geotechnical Engineer shall have
the authority to reject the compacted fill ground and, if necessary, excavation equipment will be
shut down to permit completion of compaction. Conformance with these specifications will be
discussed in the final report issued by the Geotechnical Engineer.
All brush, vegetation and other deleterious material such as rubbish shall be collected, piled and
removed from the site prior to placing fill, leaving the site clear and free from objectionable
material.
Soil, alluvium, or rock materials determined by the Geotechnical Engineer as being unsuitable
for placement in compacted fills shall be removed from the site. Any material incorporated as
part of a compacted fill must be approved by the Geotechnical Engineer.
The surface shall then be plowed or scarified to a minimum depth of 6 -inches until the surface
is free from uneven features that would tend to prevent uniform compaction by the equipment
used. After the area to receive fill has been cleared and scarified, it shall be disced or bladed by
the contractor until it is uniform and free from large clods, brought to the proper moisture
content and compacted to minimum requirements. If the scarified zone is greater than 12 -
inches in depth, the excess shall be removed and placed in lifts restricted to 6 -inches.
Any underground structures such as cesspools, cisterns, mining shafts, tunnels, septic tanks,
wells, pipe lines or others not located prior to grading are to be removed or treated in a manner
prescribed by the Geotechnical Engineer.
W111111111411 1ll�i
Materials for compacted fill shall consist of materials previously approved by the Geotechnical
Engineer. Fill materials may be excavated from the cut area or imported from other approved
sources, and soils from one or more sources may be blended. Fill soils shall be free from
organic (vegetation) materials and other unsuitable substances. Normally, the material shall
contain no rocks or hard lumps greater than 6 -inches in size and shall contain at least 50
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150, Newport Beach, CA 92660
percent of material smaller than 1/4 -inch in size. Materials greater than 4 -inches in size shall be
placed so that they are completely surrounded by compacted fines; no nesting of rocks shall be
permitted. No material of a perishable, spongy, or otherwise of an unsuitable nature shall be
used in the fill soils.
Representative samples of materials to be utilized, as compacted fill shall be analyzed in the
laboratory by the Geotechnical Engineer to determine their physical properties. If any material
other than that previously tested is encountered during grading, the appropriate analysis of this
material shall be conducted by the Geotechnical Engineer in a timely manner.
PLACING. SPREADING. AND COMPACTING FILL MATERIAL
Soil materials shall be uniformly and evenly processed, spread, watered, and compacted in thin
lifts not to exceed 6 -inches in thickness. Achievement of a uniformly dense and uniformly
moisture conditioned compacted soil layer should be the objective of the equipment operators
performing the work for the Owner and Contractor.
When the moisture content of the fill material is below that specified by the Geotechnical
Engineer, water shall be added by the Contractor until the moisture content is near optimum as
specified. Moisture levels should generally be at optimum moisture content or greater.
When the moisture content of the fill material is above that specified by the Geotechnical
Engineer, the fill material shall be aerated by the Contractor by blading, mixing, or other
satisfactory methods until the moisture content is near the specified level.
After each layer has been placed, mixed, and spread evenly, it shall be thoroughly compacted
to 90 percent of the maximum laboratory density in compliance with ASTM D1557 (five layers).
Compaction shall be accomplished by sheepsfoot rollers, vibratory rollers, multiple -wheel
pneumatic -tired rollers, or other types of acceptable compacting equipment. Equipment shall be
of such design that it will be able to compact the fill to the specified density. Compaction shall
be continuous over the entire area and the equipment shall make sufficient passes to obtain the
desired density uniformly.
A minimum relative compaction of 90 percent out to the finished slope face of all fill slopes will
be required. Compacting of the slopes shall be accomplished by backrolling the slopes in
increments of 2 to 5 feet in elevation gain or by overbuilding and cutting back to the compacted
inner core, or by any other procedure, which produces the required compaction.
GRADING OBSERVATIONS
The Geotechnical Engineer shall observe the fill placement during the course of the grading
process and will prepare a written report upon completion of grading. The compaction report
shall make a statement as to compliance with these guidelines.
As a minimum, one density test shall be required for each 2 vertical feet of fill placed, or 1 for
each 1,000 cubic yards of fill, whichever requires the greater number of tests; however, testing
should not be limited based on these guidelines and more testing is generally preferable.
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150, Newport Beach, CA 92660
Processed ground to receive fill, including removal areas such as canyon or swale cleanouts,
must be observed by the Geotechnical Engineer and/or Engineering Geologist prior to fill
placement. The Contractor shall notify the Geotechnical Engineer when these areas are ready
for observation.
UTILITY LINE BACKFILL
Utility line backfill beneath and adjacent to structures; beneath pavements; adjacent and
parallel to the toe of a slope; and in sloping surfaces steeper than ten horizontal to one vertical
(10:1), shall be compacted and tested in accordance with the criteria given in the text of this
report. Alternately, relatively self -compacting material may be used. The material specification
and method of placement shall be recommended and observed by the Soil Engineer, and
approved by the Geotechnical Engineer and Building Official before use and prior to backfilling.
Utility line backfill in areas other than those stated above are generally subject to similar
compaction standards and will require approval by the Soil Engineer.
The final utility line backfill report from the Project Soil Engineer shall include an approval
statement that the backfill is suitable for the intended use.
PROTECTION OF WORK
During the grading process and prior to the complete construction of permanent drainage
controls, it shall be the responsibility of the Contractor to provide good drainage and prevent
ponding of water and damage to adjoining properties or to finished work on the site.
After the Geotechnical Engineer has finished observations of the completed grading, no further
excavations and/or filling shall be performed without the approval of the Geotechnical Engineer.
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150, Newport Beach, CA 92660
APPENDIX E
Suggested Guidelines for Maintenance of Hillside Property
Slopes and Slone Drainage Devices
Maintenance of slopes and drainage devices is important to their long term performance. The
following is a list of suggested procedures provided as a guide for slope maintenance.
1. Drainage Devices Associated with Hillsides
• Graded berms, swales, area drains, and slopes are designed to carry surface water
from pad areas and should not be blocked or destroyed. Water should not be
allowed to pond in pad areas, or overtop and flow onto graded or natural slopes.
• Sources of uncontrolled water, such as leaky water pipes or drains, should be
repaired if identified.
• Devices constructed to drain and protect slopes, including brow ditches, berms,
terrace drains and down drains should be maintained regularly, and in particular,
should not be allowed to clog such that water can flow unchecked over slope faces.
• Subdrain outlets should be maintained to prevent burial or other blockage.
2. Slopes
• Slopes in the southern California area should be planted with appropriate drought -
resistant vegetation as recommended by a landscape architect.
• Rodent activity should be controlled on the slope and within yard areas along the top
of the slope as burrowing may introduce paths for transfer of water into the
subsurface soils and out to the slope face.
Lot and Building Pad Drainage
Roof drains should collect water into a tight -lined drainage system of area drains. When
area drain systems are not feasible, roof drain water should be diverted by swales and
sloping ground to approved outlet areas. Where planters or unimproved ground are
located next to building foundations or slab -on -grade construction, roof drain outlets
should be extended at least 3 feet away from the structure. Outlets and infiltration of
roof water next to structures is not acceptable and should be eliminated by drainage
devices.
2. Area drain inlet grates should be properly installed and maintained. The inlets need to
be properly located at low grade collection points within yard areas. The grate should
be installed low enough to quickly transfer collecting water into the area drain system.
Inlets should also be installed high enough to not be easily buried, silted over or choked
out by vegetation.
3. Drainage inlet grates should be regularly inspected and cleaned/replaced as necessary
to allow free flow of water into the drain system while effectively blocking larger detritus
from entering risers and flow pipes.
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150, Newport Beach, CA 92660
APPENDIX E
Suggested Guidelines for Maintenance of Hillside Property
4. Area drain pipes should be periodically checked for blockage and cleaned as necessary.
Landscape grades should be maintained or improved to allow efficient drainage to
approved surface water outlets and into the storm drain system. Modifications to
designed or existing drainage grades should be made as necessary when excess water,
standing water, low flows, etc. are noticed. An experienced landscape contractor or
landscape architect should be consulted if necessary to provide recommendations for
drainage improvements.
6. As yard improvements are made to existing residential properties, it is common for
unlicensed landscape contractors, gardeners or the homeowner to alter the flow
patterns that were designed for site drainage. Such actions however can be harmful to
the property. Adverse infiltration and surface flows may cause damage to foundations,
slabs, concrete hardscape, slopes, neighboring properties, etc. and result in large repair
costs and/or litigation.
Water Use
1. Irrigation of on-site vegetation should be properly controlled. Excessive watering should
be avoided not only to save water, but also to protect property.
2. Water line leaks should be repaired quickly when identified.
3. Irrigation line problems, such as broken sprinkler heads, broken pipes, leaks at joints, or
other breaches should be promptly repaired when identified.
R McCarthy Consulting, Inc.
23 Corporate Plaza, Suite 150, Newport Beach, CA 92660
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