HomeMy WebLinkAbout23 - Approving the Issuance of Revenue Obligations by the California Enterprise Development Authority for the Benefit of Sage Hill SchoolQ �EwPpRT
CITY OF
s NEWPORT BEACH
`q44:09 City Council Staff Report
August 27, 2024
Agenda Item No. 23
TO: HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL
FROM: Jason AI -Imam, Finance Director/Treasurer - 949-644-3126,
jalimam@newportbeachca.gov
PREPARED BY: Shelby Burguan, Budget Manager - 949-644-3085,
sburguan@newportbeachca.gov
TITLE: Resolution No. 2024- 65: Approving the Issuance of Revenue
Obligations by the California Enterprise Development Authority for
the Benefit of Sage Hill School
ABSTRACT:
The City Council will hear and consider information concerning the issuance of one or
more series of tax-exempt revenue obligations by the California Enterprise Development
Authority (the "Issuer") in an aggregate principal amount not to exceed $55,000,000 (the
"Obligations") for the benefit of Sage Hill School, a California nonprofit public benefit
corporation, or a related or successor entity (the "Borrower"). The Issuer will loan the
proceeds of the Obligations to the Borrower pursuant to one or more loan agreements
(the "Loan Agreement"). The proceeds of the Obligations loaned to the Borrower will be
applied for the purpose of (a) financing and/or reimbursing the cost of the acquisition,
construction, installation, equipping and furnishing of a new 38,658-square-foot
educational facility that will include classrooms, a gymnasium, faculty and administrative
offices, a cafe, and other related and appurtenant facilities and improvements to be
located at 20402 Newport Coast Drive (collectively, the "Facilities") and (b) paying
capitalized interest and costs of issuance in connection with the Obligations.
RECOMMENDATIONS:
a) Conduct a public hearing;
b) Determine this action is exempt from the California Environmental Quality Act (CEQA)
pursuant to Sections 15060(c)(2) and 15060(c)(3) of the CEQA Guidelines because
this action will not result in a physical change to the environment, directly or indirectly;
and
c) Adopt Resolution 2024-65: A Resolution of the City Council of the City of Newport
Beach, California, Approving the Issuance of Revenue Obligations by the California
Enterprise Development Authority in an Aggregate Principal Amount Not to Exceed
$55, 000, 000 for the Benefit of Sage Hill School to Finance and/or Reimburse the Cost
of Acquisition, Construction, Installation, Equipping and Furnishing of Educational
Facilities and Other Improvements Relating Thereto.
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Resolution No. 2024- 65: Approving the Issuance of Revenue Obligations by the
California Enterprise Development Authority for the Benefit of Sage Hill School
August 27, 2024
Page 2
DISCUSSION:
Sage Hill School opened on September 7, 2000. It was founded by community leaders
and parents who desired to build a nonprofit, nondenominational, independent school in
Orange County that would inspire innovative thinking, nurture creative thought and
embrace diversity. Sage Hill School, the Borrower, offers students an academically
challenging, college preparatory curriculum enriched by opportunities for participation in
athletics, the arts, leadership, service and a wide variety of community activities.
Sage Hill School currently serves students in grades 9 through 12 and intends to begin
serving grades 7 and 8 in fall 2026.
The Borrower has been accredited by the Western Association of Schools and Colleges
since 2003 and is also accredited by the California Association of Independent Schools.
It is a member of the National Association of Independent Schools,
the National Association for College Admission Counselling, the College Entrance Exam
Board, and the Council for Advancement and Support of Education.
The Borrower is an organization described in Section 501(c)(3) of the Internal Revenue
Code of 1986, as amended (the "Code") and will own and operate the Facilities in
connection with its mission of providing education to students as
Orange County, California's premier independent middle and high school.
The City of Newport Beach is an associate member of the Authority, a joint powers agency
established by the California Association for Local Economic Development whose
purpose is to issue tax-exempt and taxable conduit revenue bonds to fund commercial
and industrial development projects within member jurisdictions.
The Joint Powers Act, comprising Articles 1, 2, 3 and 4 of Chapter 5 of Division 7 of
Title 1 (commencing with Section 6500) of the Government Code of the State of California
and Internal Revenue Code Section 145 provide for the issuance of tax-exempt "private
activity" obligations by a conduit governmental issuer on behalf of a 501(c)(3) corporation
to finance facilities used, owned and/or operated by such entity. For interest on such
private activity obligations to be tax-exempt, Section 147(f) of the Internal Revenue Code
requires, among other things, the obligations and the facilities financed thereby must be
approved by both the governmental unit which will issue the obligations (in this case, the
Authority) and the governmental unit in which the obligation -financed facilities are located
(City of Newport Beach). Further, a public hearing, for which reasonable notice has been
given, must be held. This hearing and process is referred to as TEFRA, after the
Tax Equity and Fiscal Responsibility Act of 1982.
The assets to be financed with the proceeds of the Obligations are located within the
jurisdiction of the City. Therefore, the City has been asked to conduct the public hearing,
and to approve the Obligations as the host governmental unit. The City has effectuated
proper notice of the hearing via publication at least 14 days in advance.
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Resolution No. 2024- 65: Approving the Issuance of Revenue Obligations by the
California Enterprise Development Authority for the Benefit of Sage Hill School
August 27, 2024
Page 3
The Obligations will be payable solely from amounts received pursuant to the terms and
provisions of one or more loan agreements to be executed by the Authority and the
Borrower. The City will not be a party to any loan agreement or any other documents in
connection with the issuance of the Obligations. The Obligations will not be secured by
any form of taxation or by any obligation of either the City or the Authority. Neither will the
Obligations represent or constitute a general obligation of either the City or the Authority.
As announced in the published notice, the TEFRA hearing is an opportunity for all
interested persons to speak or to submit written comments concerning the proposal to
issue the Obligations to finance the Facilities. There is no requirement that either the
Borrower or the City Council respond to any specific comments made or submitted at the
hearing.
FISCAL IMPACT:
There is no fiscal impact related to this item. The City's approval of this financing bears
with it no cost or other financial obligation, but serves as a public acknowledgement of
the refinancing of the Facilities by the host jurisdiction.
ENVIRONMENTAL REVIEW:
Staff recommends the City Council find this action is not subject to the California
Environmental Quality Act (CEQA) pursuant to Sections 15060(c)(2) (the activity will not
result in a direct or reasonably foreseeable indirect physical change in the environment)
and 15060(c)(3) (the activity is not a project as defined in Section 15378) of the CEQA
Guidelines, California Code of Regulations, Title 14, Chapter 3, because it has no
potential for resulting in physical change to the environment, directly or indirectly.
NOTICING:
The agenda item has been noticed according to the Brown Act (72 hours in advance of
the meeting at which the City Council considers the item). Additionally, the City has
effectuated proper notice of the public hearing via publication at least 10 days in advance.
000Ti4.IJiI=1L1k&I
Attachment A — Resolution 2024-65
Attachment B — Notice of Public Hearing
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ATTACHMENT A
RESOLUTION NO. 2024- 65
A RESOLUTION OF THE CITY COUNCIL OF THE CITY
OF NEWPORT BEACH, CALIFORNIA, APPROVING THE
ISSUANCE OF REVENUE OBLIGATIONS BY THE
CALIFORNIA ENTERPRISE DEVELOPMENT
AUTHORITY IN AN AGGREGATE PRINCIPAL AMOUNT
NOT TO EXCEED $55,000,000 FOR THE BENEFIT OF
SAGE HILL SCHOOL TO FINANCE AND/OR
REIMBURSE THE COST OF ACQUISITION,
CONSTRUCTION, INSTALLATION, EQUIPPING AND
FURNISHING OF EDUCATIONAL FACILITIES AND
OTHER IMPROVEMENTS RELATING THERETO
WHEREAS, the California Enterprise Development Authority ("Authority") is
authorized pursuant to the provisions of California Government Section 6500 et seq.
("Act") and the terms of the Joint Powers Agreement, dated as of June 1, 2006
("Agreement"), among certain public agencies throughout the State of California,
including the City of Newport Beach ("City"), to issue revenue bonds and other forms of
financing to assist nonprofit corporations to obtain tax-exempt financing for projects and
purposes serving the public interest;
WHEREAS, Sage Hill School, a California nonprofit public benefit corporation,
and/or a related or successor entity ("Borrower") has requested that the Authority issue
tax-exempt and/or taxable revenue obligations in an amount not to exceed $55,000,000
("Obligations"), for the benefit of the Borrower, pursuant to the provisions of the Act, to (a)
finance and/or reimburse the cost of the acquisition, construction, installation, equipping
and furnishing of a new approximately 38,658 square foot educational facility that will
include classrooms, a gymnasium, faculty and administrative offices, a cafe, and other
related and appurtenant facilities and improvements to be located at 20402 Newport
Coast Drive, Newport Coast, California 92657 (collectively, "Facilities"), and (b) pay
capitalized interest and costs of issuance in connection with such financing;
WHEREAS, the Borrower will own and operate the Facilities in connection with
its mission of providing a premier independent school education in Orange County,
California and inspiring in students a love of knowledge and the ability to use that
knowledge creatively, compassionately and courageously throughout their lives;
23-4
Resolution No. 2024-
Page 2 of 4
WHEREAS, the Facilities are located within Newport Beach and the City is an
Associate Member of the Authority and is eligible to participate in the Authority's financing
programs;
WHEREAS, the issuance of the Obligations shall be subject to the approval of
and execution by the Authority of all financing documents relating thereto to which the
Authority is a party;
WHEREAS, the interest on the Obligations may qualify for tax exemption under
Section 103 of the internal Revenue Code of 1986, as amended ("Code") only if the
Obligations are approved by an elected representative of the governmental unit having
jurisdiction over the area in which the Facilities are located, in accordance with Section
147(f) of the Code;
WHEREAS, the Borrower and the Authority have requested City Council approve
the issuance of the Obligations to satisfy the public approval requirements of Section
147(f) of the Code;
WHEREAS, it is intended that this resolution shall comply with the public approval
requirements of Section 147(f) of the Code; provided, however, that this resolution is
neither intended to nor shall it constitute an approval by the City Council of the Facilities
for any other purpose;
WHEREAS, pursuant to Section 147(f) of the Code, a notice of public hearing was
published on August 17, 2024, in the Daily Pilot, a newspaper of general circulation,
providing the date, time, location and notice that a public hearing would be held on August
27, 2024, regarding issuance of the Obligations; and
WHEREAS, a public hearing was held by the City Council on August 27, 2024, in
the City Council Chambers located at 100 Civic Center Drive, Newport Beach, California.
A notice of time, place, and purpose of the hearing was given in accordance with
Government Code Section 54950 of seq. ("Ralph M. Brown Act"). Evidence, both written
and oral, was presented to, and considered by, the City Council at this hearing.
23-5
Resolution No. 2024-
Page 3 of 4
NOW, THEREFORE, the City Council of the City of Newport Beach resolves as
follows:
Section 1: The City Council hereby approves the issuance of the Obligations
by the Authority, from time to time, pursuant to a plan of finance, which Obligations may
be tax-exempt and/or taxable as approved by the Authority in its resolution, in an amount
not to exceed $55,000,000 to finance and/or reimburse the costs of the Facilities. This
resolution shall constitute approval of the issuance of the Obligations by the applicable
elected representatives of the City for purposes of Section 147(f) of the Code; provided,
however, that this resolution shall not constitute an approval by the City Council of the
Facilities for any other purpose. The City shall not bear any responsibility for the tax-
exempt status of the interest on the Obligations, the payment of the principal of or interest
on the Obligations or any other matter related to the Obligations. The City does not have
any responsibility for the debt and is not pledging any assets as security for the debt.
Section 2: All actions taken by the officers, employees and agents of the City
with respect to the approval of the Obligations are hereby approved, confirmed and
ratified, and the officers and employees of the City and their authorized deputies and
agents are hereby authorized and directed, jointly and severally, to execute and deliver
any and all certificates and documents which they or bond counsel may deem necessary
or advisable in order to consummate the Obligations and otherwise to effectuate the
purposes of this resolution.
Section 3: The adoption of this resolution shall not obligate the City or any
department thereof to (i) provide any financing for the Facilities; (ii) approve any
application or request for or take any other action in connection with any planning
approval, permit or other action necessary for the acquisition, construction, rehabilitation
or operation of the Facilities; or (iii) make any contribution or advance any funds
whatsoever to the Authority.
Section 4: The recitals provided in this resolution are true and correct and are
incorporated into the operative part of this resolution.
23-6
Resolution No. 2024-
Page 4 of 4
Section 5: If any section, subsection, sentence, clause or phrase of this
resolution is, for any reason, held to he invalid or unconstitutional, such decision shall not
affect the validity or constitutionality of the remaining portions of this resolution. The City
Council hereby declares that it would have passed this resolution, and each section,
subsection, sentence, clause or phrase hereof, irrespective of the fact that any one or
more sections, subsections, sentences, clauses or phrases be declared invalid ❑r
unconstitutional.
Section 6: The City Council finds the adoption of this resolution is not subject to
the California Environmental Quality Act ("CEQA") pursuant to Sections 15060(c)(2) (the
activity will not result in a direct or reasonably foreseeable indirect physical change in the
environment) and 15060(c)(3) (the activity is not a project as defined in Section 15378)
of the CEQA Guidelines, California Code of Regulations, Title 14, Division 6, Chapter 3,
because it has no potential for resulting in physical change to the environment, directly or
indirectly.
Section 7: This resolution shall take effect immediately upon its adoption by the
City Council, and the City Clerk shall certify the vote adopting the resolution.
ADOPTED this 27th day of August, 2024.
Will O'Neill
Mayor
ATTEST:
Leilani 1. Brown
City Clerk
APPROVED AS TO FORM:
CITY ATTORNEY'S OFFI E
Aakpn C. Harp
City Attorney
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ATTACHMENT B
4 rya Rr
Faw
CITY OF NEWPO IT BEACH
NOTICE OF PUBLIC HEARING
NOTICE IS HEREBY GIVEN that on Tuesday, August 27, 2024, at 4:00 p.m. or soon thereafter as the matter shall be heard, a
public hearing will be conducted in the Council Chambers at 100 Civic Center Drive, Newport Beach. The City Council of the City of
Newport Beach will consider the following item:
The City Council of the City of Newport Beach (the "City Council") will conduct a public hearing (the "Public Hearing") at which the
City Council will hear and consider information concerning the issuance, from time to time, pursuant to a plan of finance, of one or
more series of tax-exempt revenue obligations by the California Enterprise Development Authority (the "Issuer") in an aggregate
principal amount not to exceed $55,000,000 (the "Obligations") for the benefit of Sage Hill School, a California nonprofit public benefit
corporation, or a related or successor entity (the "Borrower"). The Issuer will loan the proceeds of the Obligations to the Borrower
pursuant to one or more loan agreements (the "Loan Agreement"). The proceeds of the Obligations loaned to the Borrower will be
applied for the purpose of (a) financing and/or reimbursing the cost of the acquisition, construction, installation, equipping and
furnishing of a new 38,658 square foot educational facility that will include classrooms, a gymnasium, faculty and administrative
offices, a cafe, and other related and appurtenant facilities and improvements to be located at 20402 Newport Coast Drive, Newport
Coast, California 92657 (collectively, the "Facilities") and (b) paying capitalized interest and costs of issuance in connection with the
Obligations. The Borrower is an organization described in Section 501(c)(3) of the Internal Revenue Code of 1986, as amended
(the "Code"). The Borrower will own and operate the Facilities in connection with its mission of providing a premier independent
school education in Orange County, California and inspiring in students a love of knowledge and the ability to use that knowledge
creatively, compassionately and courageously throughout their lives.
Neither the faith and credit nor the taxing power of the City of Newport Beach (the "City"), the State of California (the "State"), or
any other political corporation, subdivision or agency of the State is pledged to the payment of the principal of, premium, if any,
or interest on, the Obligations, nor shall the City, the State or any other political corporation, subdivision or agency of the State
be liable or obligated to pay the principal of, premium, if any, or interest on, the Obligations.
NOTICE IS HEREBY FURTHER GIVEN that this action is not subject to the California Environmental Quality Act ("CEQA")
pursuant to Section 15060(c)(2) (the activity will not result in a direct or reasonably foreseeable indirect physical change in the
environment) and 15060(c)(3) (the activity is not a project as defined in Section 15378) of the CEQA Guidelines, California Code
of Regulations, Title 14, Chapter 3, because it has no potential for resulting in physical change to the environment, directly or
indirectly.
Anyone wishing to attend the public hearing should check the August 27, 2024, meeting agenda on the City's webpage at
www.newportbeachca.gov/agendas or contact the City Clerk at 949-644-3005 or cityclerkCcDnewportbeachca.gov, during normal
business hours, to receive information on how to attend this meeting. Those wishing to comment on the proposed nature and location
of the Facilities and the financing of the Facilities with the proceeds of the Obligations may either appear in person at the time and
place indicated above or submit written comments, which must be received prior to the Public Hearing by the City of Newport Beach,
Attention: City Clerk, 100 Civic Center Drive, Newport Beach, California 92660.
a �EW'ORr
O bm
/s/ Leilani I. Brown, MMC, City Clerk, City of Newport Beach
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