HomeMy WebLinkAboutRS090125 - SOILSOrange County / Environmental / Corporate
' 3185-A Airway Avenue
Cosua Mesa, California 92626
T: 714 549 8921 F: 714 549 1438
e) oq 0
past + present + future
it's in our science
Engineers. Geologists
Environmental Scientists
January 16, 2009
J.N. 110-09
MR. AND MRS. JOHN DAHLBERG
9 Pelican Hill Circle
Newport Coast, CA 92657
Subject: Geotechnical Recommendations for Proposed Front Entry Renovation and Addition to
Single Family Residence, 9 Pelican Hill Circle, Lot 35, Tract 14065, Newport Coast,
County of Orange, California.
References: See Attached List.
Dear Mr. and Mrs. Dahlberg:
This letter provides our geotechnical recommendations with respect to site clearing and remedial grading a nd
also for design and construction of new foundations and floor slabs for the proposed front entry renovation
and addition.
LOCATION AND SITE DESCRIPTION
The subject property, which is located at 9 Pelican Hill Circle in the Pelican Hills community of Newport
Coast, consists of a level building pad that is currently occupied by a two-story single-family residence. The
area where the front entry renovation and addition to the existing building is proposed is relatively flat and
level and is currently occupied by concrete walkways and also by planters with groundcover, shrubs and small
palm trees.
PROPOSED CONSTRUCTION AND GRADING
Based on the architectural plans and on information provided by Mr. Greg Carlson with Steven L. Ball,
Architect, it is proposed to enclose the existing octagonal -shaped entry courtyard. A new parapet wall will be
added above the outside perimeter of the courtyard and a new skylight roof will be constructed that will cover
the entire courtyard area. Either the existing courtyard walkways and planters will be protected in place, or all
or portions of the existing walkways and planters will be removed and replaced with new slabs. Provided that
the existing footings can support the new loads, they will be protected in -place. However, if the new loads
exceed the bearing capacity of the existing footings, the existing footings will need to be underpinned or new
r' Orange County / r. San Diego County r Riverside County r' Los Angeles County r' San Bernardino County r' Desert Region
Environmental / Corporate 12225 World Trade Drive, Suite P 38655 Sky Canyon Drive, SuiteA 26639 Valley Center Drive, Suite 109 3535 Inland Empire Blvd., Suite 35 42-240 Green Way, Suite E
3185-A Airway Avenue San Diego, California 92128 Murrieta, California 92563 Santa Clarita, California 91351 Ontario, California 91764 Palm Desert, CA 92211
Costa Mesa, California 92626 858-485-5530 951-600-9271 661-255-5790 909-941-2505 760-340-5303
714-549-8921
MR AND MRS. JOHN DAHLBERG
January 16, 2009
J.N. 110-09
Page 2
will
be required. The new slabs are expected to be constructed at generally the same elevation proposed
o as the
footings q
existing ground surfaces; therefore, only minor cuts and fills are expected to berequired
and for the design and
remedial
g
pad grades within the area of the addition. Recommendations for subsequent sections of this letter.
construction of new building foundations, if any, are presented q
BACKGROUND INFORMATION
the subject site was
Based on our review of the previous geotechnical reports for the subject sitel (References),
p to approximately 15 feet
he site
y
originally acut/fill transition lot with the southeast portion of Senbedrock of the Monterey Formation
of fill and the remainder of the site underlain directly by siltston
(Reference No. 1). During
the construction of the existing house, the entire building area was overexcavated
p
bet
to a en
depth of at least 7 feet and replaced with properly compacted fill in order to eliminate transitions
the proposed
bedrock and fill beneath the building
foundations (Reference No. 2). As a result, the area these
addition is currently underlain by approximately 7 feet of compacted fill. Based on the previous reports,
fill materi
als consist of silty clays and clayey silts that are firm to stiff and moderately expansive with
moderate sulfates.
CONCLUSIONS AND RECOlVEVIENDATIONS
General
From a soils engineering and engineering geologic point of view, the subject property is considered suitable
owing conclusions and recommendations axe
for the construction of the proposed addition provided the specifications. In addition, it is our opinion that the proposed
incorporated into the design criteria and project specs properties provided
grading and construction will not adversely affect the stability of the site ecomme d tions provided below.
that the grading and construction are preformed in accordance with the r
Seismic Related Hazards
ossible hazards to a particular site include
Secondary effects of seismic activity normally considered as p general es of ground failures that
Various
several types of ground failure as well as induced flooding. subsidence,
ound shaking typically include landsliding, ground
might occur as a consequence of severe ground ground lurching, shallow probabilityof occurrence of each type of
Lure and liquefaction. The
ground sup ground failure depends on the severity of the earthquake, distance from faults, topography, subsoils and
p y,
MR. AND MRS. JOHN DAHLBERG January 16, 2009
J.N. 110-09
Page 3
groundwater conditions, in addition to other factors. Based on our previous subsurface exploration of the
subject site and on our observations during previous grading, all of the above secondary effects of seismic
activity including liquefaction are considered unlikely at the site.
The types of seismically induced flooding which might be considered as potential hazards to a particular site
normally includes flooding due to a tsunami (seismic sea wave), a seiche, or failure of a major reservoir
retention structure upstream of the site. Since the site lies approximately 1.3 miles away from the Pacific
Ocean at an elevation of approximately 490 feet above mean sea level, and since it does not lie in close
proximity to an enclosed body of water or downstream of a major reservoir or other water retention structure,
the probability of flooding from a tsunami, seiche or dam break is considered to be non-existent.
Earthwork
Earthwork Specifications
All earthwork and grading should be performed in accordance with all applicable requirements of the Grading
and Excavation Code, and the Grading Manual of the County of Orange, California, in addition to the
recommendations presented below.
Site Clearing
Clearing operations should include the removal of all landscape vegetation and existing structural features
such as concrete walkways within the areas of proposed construction. Trees and large shrubs, when removed,
should be grubbed out to include their stumps and major root systems.
Ground Preparation
Due to the presence of landscape vegetation, it is expected that the surficial fill materials within the planter
areas to depths of 12 to 18 inches will contain variable amounts of roots and organics. In addition, it is
expected that the near surface soils will be disturbed during demolition and clearing operations. Therefore, in
order to provide proper support of any new slabs, it is recommended that all unsuitable surficial fill materials
within planter areas be removed down to competent bearing soils and then replaced as properly compacted
fill. This may be accomplished by overexcavating the existing planter areas to a depth of 18 inches and then
replacing the excavated materials as properly compacted fill at a minimum relative compaction of 90 percent.
• PETRA
MR. AND MRS. JOHN DAHLBERG January 16, 2009
J.N. 110-09
Page 4
Within areas where the existing slabs are to be removed and replaced with new slabs, it is expected that the
existing underlying soils will have a higher degree of compaction and will not contain roots and organics.
Therefore, in these areas, the ground suface should be scarified to a depth of 8 inches, watered as necessary to
achieve near optimum moisture conditions, and then recompacted in place to a minimum relative compaction
of 90 percent.
FM Placement and Testing
All fill should be placed in lifts not exceeding 6 inches in thickness, watered or air dried as necessary to
achieve near optimum moisture conditions, and then compacted in place to a minimum relative compaction of
90 percent. Each fill lift should be treated in a similar manner. Subsequent lifts should not be placed until the
preceding lift has been approved by the project geotechnical consultant.
Imported soils, if required, should consist of clean materials exhibiting a very low to low expansion potential
(Expansion Index less than 50). Soils to be imported should be approved by the project geotechnical
consultant prior to importation. The laboratory maximum dry density and optimum moisture content for each
change in soil type should be determined in accordance with Test Method ASTM D 1557-02.
Geotechnical Observations
Exposed bottom surfaces should be observed and approved by the project geotechnical consultant prior to
placing fill. No fills should be placed without prior approval from the geotechnical consultant. The project
geotechnical consultant should also be present on site during grading operations to verify proper placement
and adequate compaction of fill, as well as to verify compliance with the other recommendations presented
herein.
Post -Grading Considerations
Site Drainage
Positive drainage devices such as concrete flatwork, sloped ground surfaces, and area drains should be
provided within the areas of new construction to collect and direct all water to a suitable discharge area.
Neither rain nor excess irrigation water should be allowed to collect or pond against building foundations. The
owner is advised that the drainage system should be properly maintained throughout the life of the proposed
MR. AND MRS. JOHN DAHLBERG January 16, 2009
J.N. 110-09
Page 5
development. The purpose of this drainage system will be to reduce water infiltration into the subgrade soils
and to direct surface waters away from building foundations, walls and slope areas.
Utility Trench Backfill
Any new utility trench backfill should be compacted to a minimum relative compaction of 90 percent. Onsite
soils cannot be densified adequately by flooding and jetting techniques; therefore, trench backfill materials
should be placed in lifts no greater than approximately 12 to 18 inches in thickness, watered or air dried as
necessary to achieve a uniform moisture content that is 2 to 3 percentage points over optimum moisture
content, and then mechanically compacted in place to a minimum relative compaction of 90 percent. A
representative of the project geotechnical consultant should probe and test the backfills to verify adequate
compaction.
For shallow trenches where pipe may be damaged by mechanical compaction equipment, such as under
building floor slab, imported clean sand exhibiting a sand equivalent value (SE) of 30 or greater may be
utilized. The sand backfill materials should be watered to achieve near optimum moisture conditions and then
tamped in place. No specific relative compaction will be required; however, observation, probing, and, if
deemed necessary, testing should be performed by a representative of the project geotechnical consultant to
verify that the sand backfill is adequately compacted and will not be subject to settlement.
Where an interior or exterior utility trench is proposed parallel to a building footing, the bottom of the trench
should not be located below a 1:1 plane projected downward from the outside bottom edge of the adjacent
footing. Where this condition exists, the adjacent footing should be deepened such that the bottom of the
utility trench is located above the 1:1 projection.
Foundation Design Recommendations
Earthquake Loads
Structures within the site should be designed and constructed to resist the effects of seismic ground motions as
provided in Section 1613 of the 2007 California Building Code (CBC). The method of design is dependent
on the seismic zoning, site characteristics, occupancy category, building configuration, type of structural
system and on the building height.
MR. AND MRS. JOHN DAHLBERG January 16, 2009
J.N. 110-09
Page 6
For structural design in accordance with the 2007 CBC, a computer program, Earthquake Ground Motion
Parameters Version 5.07, developed by the United States Geological Survey (USGS, 2007) was utilized to
provide ground motion parameters for the subject site. The program includes hazard curves, unifoiiu hazard
response spectra and design parameters for sites in the 50 United States, Puerto Rico and the United States
Virgin Islands. Based on the latitude, longitude and site classification, seismic design parameters and spectral
response for both short periods and 1-second periods are calculated including Mapped Spectral Response
Acceleration Parameter, Site Coefficient, Adjusted Maximum Considered Earthquake Spectral Response
Acceleration Parameter and Design Spectral Response Acceleration Parameter. The program is based on
USGS research and publications in cooperation with the California Geological Survey for evaluation of
California faulting and seismicity (USGS, 1996a; 1996b; 2002; 2007).
The offshore segment of the Newport -Inglewood Fault (approximately 3 miles or 4.8 kilometers to the
southwest of the site) should be considered to be the causative fault for the subject site and is expected to
generate the most significant ground motions at the site with an anticipated maximum moment magnitude
(Mw) of 6.9 and an anticipated slip rate of 1.5 mm/year (CGS, 2002). The following 2007 CBC seismic
design coefficients should be used for the proposed structures. These criteria are based on the site class as
determined by existing subsurface geologic conditions, on the proximity of the site to the nearby fault and on
the maximum moment magnitude and slip rate of the nearby fault.
2007 GBCySection thquake Loads
D
Site Class Definition (Table 1613.5.2)
Mapped Spectral Response Acceleration Parameter, SS (Figure 1613.5(3) for 0.2 second)
1.688
Mapped Spectral Response Acceleration Parameter, Si (Figure 1613.5(4) for 1.0 second)
0.605
Site Coefficient, Fa (Table 1613.5.3 (1) short period)
1.0
Site Coefficient, F, (Table 1613.5.3 (2) 1-second period)
1.5
Adjusted Maximum Considered Earthquake Spectral Response Acceleration Parameter, SMs (Eq. 16-37)
1.688
Adjusted Maximum Considered Earthquake Spectral Response Acceleration Parameter, SMi (Eq. 16-38)
0.908
Design Spectral Response Acceleration Parameter, SDs (Eq. 16-39)
1.125
Design Spectral Response Acceleration Parameter, Sim (Eq. 16-40)
0.605
MR. AND MRS. JOHN DAHLBERG
Existing Footings
January 16, 2009
J.N. 110-09
Page 7
Existing interior footings that are at least 12 inches deep and exterior footings that are at least 18 inches deep
may be used to support the new additions provided that total loads from the existing and new construction do
not exceed 1500 and 1800 pounds per square foot, respectively. If these load limits are exceeded, or if the
existing footings do not meet the recommended embedment depths below fmish grade, the existing footings
will need to be underpinned or the new loads will need to be transferred to new footings. After the foundation
plans have been prepared, the existing footings in all areas to receive additional loads should be randomly
exposed and observed by the project structural engineer and geotechnical engineer to verify that they will
adequately support the new structure and loads.
Allowable Soil Bearing Capacities
An allowable bearing value of 1,500 pounds per square foot may be used for 24-inch-wide pad footings and
12-inch-wide continuous footings founded at a minimum depth of 12 inches into compacted fill. This value
may be increased by 20 percent for each additional foot of depth, to a maximum value of 2,500 pounds per
square foot. Recommended allowable bearing values include both dead and live loads, and maybe increased
by one-third for short duration wind and seismic forces. Additional recommendations for design of footings
based on the expansiveness of on -site soils are provided in the "Minimum Footing and Floor Slab
Recommendations" section of this report.
Settlement
Under the above -recommended allowable soil bearing values, total settlement of the footings is expected to be
V2 inch, and maximum differential settlement is expected to be approximately'/4 of an inch over a span of 40
feet. It is anticipated that the majority of the footing settlements will occur during construction as building
loads are applied.
To reduce the potential for distress due to differential settlement between the existing building footings and
any new building footings, either the new footings should be doweled into the existing footings, or an
architectural joint should be constructed through the walls, slabs and footings in order to accommodate
differential movement that may occur along the interface between the old and new building sections.
MR. AND MRS. JOHN DAHLBERG
January 16, 2009
J.N. 110-09
Page 8
Lateral Resistance
A passive earth pressure of 250 pounds per square foot per foot of depth to a maximum value of 2,500 pounds
per square foot, may be used to resist lateral loads. In addition, a coefficient of friction of 0.30 times the dead
load forces may be used between concrete and the supporting soils to determine lateral sliding resistance. The
above values may be combined without reduction provided the lateral sliding resistance does not exceed one-
half the dead load. An increase of one-third of the above values may also be used when designing for short
duration wind or seismic forces.
Minimum Footing and Floor Slab Recommendations
Results of previous laboratory tests (References) indicate onsite soils exhibit a moderate expansion potential
as determined in accordance with ASTM D 4829 and should be considered to be an expansive soil per
Section 1 802.3.2 of the 2007 CBC. Section 1805.8.2 of the 2007 CBC specifies that slab -on -ground
foundations (floor slabs) resting on expansive soils should be designed in accordance with Wire
Reinforcement Institute (WRI) publication "Design of Slab -on Ground Foundation," which was last updated
in 1996. The design procedures outlined in the WRI publication are based on the weighted plasticity index of
the different soil layers existing within the upper 15 feet of the building site.
Previous testing (References) indicates that a plasticity index of 31 should be used for the in accordance with
the WRI publication; however, the WRI publication also states that the weighted plasticity index of the
building site must be modified (multiplied) by correction factors that compensate for the effects of sloping
ground and the unconfined compressive strength of the soil materials.
The addition will be constructed on a level pad; therefore, the weighted plasticity index value does
proposed
not need to be corrected for the effects of sloping ground. In order to approximate the unconfined
penetration tests with a pocket penetrometer were previously
compressive strength of the onsite fill materials, p
performed on several undisturbed samples of fill that were obtained during our original subsurface exploration
of the site. The unconfined compressive strength of the stiff fill materials ranged from approximately 4 to
greater thanto greater tsf 5 (8 than 10 ksf). Based on these unconfined compressive strengths, it is
/
recommended that the weighted plasticity index (31) be multiplied by a factor of 1.2 in order to determine the I/
MR. AND MRS. JOHN DAHLBERG January 16, 2009
J.N. 110-09
Page 9
value of the effective plasticity index (per Figure 9 of the WRI 1996 update). In summary, an effective
plasticity index of 37 should be used for the addition in accordance with the WRI publication.
The design and construction recommendations that follow are based on the above soil conditions and may be
considered for reducing the effects of moderately expansive soils and long-term differential settlement. These
recommendations have been developed on the basis of previous experience of this firm on projects with
similar soil conditions. Although construction performed in accordance with these recommendations has been
found to reduce post -construction movement and/or cracking, they generally do not positively mitigate all
potential effects of expansive soils and future settlement. The effective plasticity index provided above
should be utilized by the project structural engineer to design slab -on -ground foundations with an interior
grade beam grid system in accordance with the WRI publication. Based on this design, thicker floor slabs,
larger footing sizes and/or additional reinforcement may be required and should govern the design if more
restrictive than the minimum recommendations provided below.
1. New Footings
a. New exterior continuous footings, if any, should be founded at a minimum depth of 18 inches below
the lowest adjacent final grade. New interior continuous footings, if any, may be founded at a
minimum depth of 12 inches below proposed pad grade. In addition, all new continuous footings
should have a minimum width of 12 end 15, for one-story and two-story construction, respectively.
All new continuous footings should be reinforced with a minimum of four No. 4 bars, two top and
two bottom.
b. New interior isolated pad footings, if any, should be a minimum of 24 inches square and founded at a
minimum depth of 12 inches below the bottoms of the adjacent floor slabs. ew pad footings should
be reinforced with No. 4 bars spaced a maximum of 18 inches on centers, both ways, near the
bottoms of the footings.
c. New exterior isolated pad footings intended for support of roof overhangs such as second -story decks,
patio covers and similar construction should be a minimum of 24 inches square, and founded at a
minimum depth of 18 inches below the lowest adjacent final grade. The new pad footings should be
reinforced with No. 4 bars spaced a maximum of 18 inches on centers, both ways, near the bottoms of
the footings.
d. If the floor of the enclosed courtyard is completely removed and replaced with a new slab, it should
be supported by an interior concrete grade beam system due to the underlying expansive soils. The
spacing and layout of the interior concrete grade beam system should be determined by the project
architect or structural engineer in accordance with the WRI publication.
MR. AND MRS. JOHN DAHLBERG
2. New Building Floor Slabs
January 16, 2009
J.N. 110-09
Page 10
a. The project architect or structural engineer should evaluate minimum thickness and reinforcement
of new floor slabs in accordance with WRI publication based on the effective plasticity index
provided previously. Unless a more stringent design is recommended by the architect or structural
engineer, we recommend a minimum slab thickness of 4 inches for new floor slabs, and
reinforcement consisting of No. 3 bars spaced a maximum of 18 inches on centers, both ways. All
slab reinforcement should be supported on concrete chairs or brick to ensure the desired placement
near mid -depth.
b. New floor slabs should be underlain with a moisture vapor retarder consisting of a polyethylene or
polyolefin membrane such as 10-mil Visqueen, or equivalent. All laps within the membrane
should be sealed, and at least 2 inches of clean sand should be placed over the membrane to
promote uniform curing of the concrete. To reduce the potential for punctures, the membrane
should be placed on a pad surface that has been graded smooth without any sharp protrusions. If a
smooth surface cannot be achieved by grading, consideration should be given to removing and
additional inch from the pad and then placing a 1-inch-thick leveling coarse of sand across the pad
surface prior to the placement of the membrane.
c. Prior to placing concrete, the subgrade soils below new floor slabs should be prewatered to achieve
a moisture content that is at least 1.2 times the optimum moisture content. This moisture should
penetrate to a depth of approximately 12 inches into the subgrade.
Footing Observations
Foundation excavations should be observed by a representative of the project geotechnical consultant to verify
that they have been excavated into competent fill materials and to the minimum depths recommended herein.
These observations should be performed prior to the placement of forms or reinforcement. The excavations
should be trimmed neat, level and square. All loose, sloughed or moisture -softened materials and/or any
construction debris should be removed prior to the placement of concrete. Excavated soils derived from
footing and utility trenches should not be placed in slab -on -grade areas unless they are compacted to at least
90 percent of maximum dry density.
Soluble Sulfates
Results of previous laboratory tests performed in accordance with California Test Method No. 417
(References) indicate on -site soils contain water soluble sulfate contents of less than 0.1 o percent. Based on
Section 1904.3 of the 2007 CBC, concrete that will be exposed to sulfate -containing soils shall comply with
the provisions of ACI 318-05, Section 4.3. According to Table 4.3.1 of the ACI 318-05, a Negligible
MR. AND MRS. JOHN DAHLBERG January 16, 2009
J.N. 110-09
Page 11
exposure to sulfate can be expected for concrete placed in contact with the onsite soil materials; therefore, no
special cement will be required.
REPORT LIMITATIONS
This report i s b ased o n the proposed project and geotechnical data as described herein. The materials
encountered on the project site, described in other literature, and utilized in our previous laboratory
investigations are believed representative of the total project area, and the conclusions and recommendations
contained in this report are presented on that basis. Observation and testing by a geotechnical consultant
during the construction phase of the project are essential to confirming the basis of this report. To provide the
greatest degree of continuity between the design and construction phases, consideration should be given to
retaining Petra Geotechnical, Inc., for construction services.
This report has been prepared consistent with that level of care being provided by other professionals
providing similar services at the same locale and in the same time period. The contents of this report are
professional opinions and as such, are not to be considered a guaranty or warranty.
This report should be reviewed and updated after a period of one year or if the site ownership or project
concept changes from that described herein. This report has not been prepared for use by parties or projects
other than those named or described herein and may not contain sufficient information for other parties or
other purposes.
Respectfully submitted,
PETRA GEOTECHNICAL, INC.
David Hansen
Senior Associate Engineer
RCE 56591
DH/kg
W:\2009\100\110-09\100\Addition Recommendations.doc
• PETRA
MR. AND MRS. JOHN DAHLBERG
January 16, 2009
J.N. 110-09
Page 12
REFERENCES
1) Notification of Soils Engineer and Engineering Geologist of Record, Site Reconnaissance, Lot
Recertification, and Grading Plan Review, Lot 35, Tract No. 14065, Newport Coast, County of
Orange, California; report by Petra Geotechnical, Inc., dated June 30, 1997 (J.N. 542-96).
2) Geotechnical Report of Rough Grading, Lot 35, Tract No. 14065, Newport Coast, County of Orange,
California; report by Petra Geotechnical, Inc., dated June 3, 1998 (J.N. 542-96).
3) Final Soils Report, Utility Trench Backfill, Lot 35, Tract No. 14065, Newport Coast, County of
Orange, Califomia; report by Petra Geotechnical, Inc., dated May 13, 1999 (J.N. 542-96).