HomeMy WebLinkAbout4696 - Water BondsRESOLUTION NO. �
RESOLUTION OF THE CITY COUNCIL OF
THE CITY OF NEWPORT BEACH, CALIFORNIA,
DIRECTING THE CITY CLERK TO PUBLISH
NOTICE INVITING SEALED PROPOSALS
FOR $1,780,000 BONDS OF SAID CITY
WHE,RSAS, the City Council of the City of Newport
Beach, California, has introduced an ordinance providing
for the issuance of bonds of said city in the amount of
$1,780,000 to be designated WATER BONDS, 1957; and
WHEREAS, it is desirable that said bonds be sold;
NOW, THEREFORE, the City Council of the City of
Newport Beach, California, DOES HEREBY RESOLVEy DETERMINE AND
ORDER as follows:
Section 1. That said bonds be sold and that sealed
bids or proposals for the purchase of said bonds be received
up to the time stated in the notice hereinafter set forth.
Section 2. That the City Clerk is hereby authorized
and directed to publish said notice once in the NEWPORT HARBOR
NEWS - PRESS, a newspaper of general circulation in said city, such
publication to be at least ten (10) days prior to October 16,
1957. The City Clerk is also hereby directed to cause the
advertisement hereinafter set forth in Section 4 to be published
once in THE BOND BUYER, a financial journal published in
New York, New York, but failure to publish said advertisement
In THE BOND BUYER or any defect in such publication shall not
Invalidate or in any manner affect the proceedings for the sale
of the bonds.
Section 3. That said jsotice shall be substantially
as follows:
NOTICE INVITING BIDS ON $1,780,000
CITY OF NEWPORT BEACH, CALIFORNIA,
GENERAL OBLIGATION BONDS.
NOTICE IS HEREBY GIVEN that sealed proposals for
the purchase of $1,780,000 par value general obligation bonds
of the City of Newport Beach, California, will be received by
the City Council of said city at the place and up to the time
below specified:
TIME: 11:00 o'clock A.M., Pacific
Standard Time,
October 16, 1957.
PLACE: City Council Chambers
City Hall
Newport Beach, California
MAILED BIDS: Should be mailed to the
City Council of the
City of Newport Beach
c/o City Clerk, City Hall
Newport Beach, California.
OPENING OF BIDS: The bids will be opened at an
adjourned regular meeting of said City Council to be held in
said Council Chambers in the City Hall in said City on
October 16, 1957, beginning at 11:00 o'clock A.M.
ISSUE: $1,780,000, consisting of 1780 bonds,
designated MATER BONDS, 1957, numbered 1 to 1780, both
inclusive, of the denomination of $13000 each, all dated
November It 1957.
MATURITIES: The bonds will mature in consecutive
numerical order in annual amounts as follows: $7o,000 on
2.
November 1 in each of the years 1958 to 1976, both inclusive,
and $75,000 on November 1 in each of the years 1977 to 1982,
both inclusive.
INTEREST: The bonds shall bear interest at a rate
or rates to be fixed upon the sale thereof but not to exceed
6% per annum, payable annually the first year and semiannually
thereafter.
SIGNATURES: At least one of the signatures on the
bonds will be manually affixed.
PAYMENT: Said bonds and the interest thereon are
payable in lawful money of the United States of America at the
office of the City Treasurer of the City of Newport Beach,
California, in said City, or at any fiscal agency of said City
In Los Angeles, California, or in Chicago, Illinois, or in New
York, New York, at the option of the holder thereof.
REGISTRATION: The bonds will be coupon bonds regis-
terable only as to both principal and interest.
CALLABLE: The bonds maturing on or prior to November 1,
19720 shall not be subject to call or redemption prior to
maturity. The bonds maturing on or after November 1, 1973, or
any of them, may be called before maturity and redeemed, at
the option of the City, in inverse order of maturity and
number, on November 1, 1972, or on any interest payment date
thereafter prior to maturity, at a redemption price for
each redeemable bond equal to the principal amount thereof
and accrued interest to the redemption date, plus the follow-
ing premiums if redeemed at the following times:
3.
10
Year
of Call
Premium
or 1973
1974
3-1/2%
2-1/2%
1997776
19777$
1 -1/2%
19
1991
or 1982
1%2%
PURPOSE OF THE ISSUE: Said bonds are issued for the
purpose of providing additions to and improvements of the
water storage, transmission and distribution system of said
City.
SECURITY: Said bonds are issued pursuant to
Article 1, Chapter 4, Division 4, Title 4 (Sections 43600
et seq.) of the Government Code of the State of California,
sometimes known as the Municipal Bond Act of 1901. For the
purpose of paying the principal and interest of said bonds
the City Council shall at the time of fixing the general tax
levy, and annually thereafter until said bonds are paid or
until there is a sum in the treasury of said City set apart
for that purpose sufficient to meet all payments of principal
and interest on said bonds as they become due, levy and
collect a tax sufficient to pay the interest on said bonds
as it falls due and such part of the principal thereof as
will become due before the proceeds of a tax levied at the
next general tax levy will be available. Said tax shall be
In addition to all other taxes levied for municipal purposes
and shall be levied and collected as other city taxes.
TERMS OF SALE
Interest Rate: The maximum rate bid may not exceed
6%, payable annually the first year and semiannually thereafter.
4.
Each rate bid must be a multiple of 1/8th of 1% or 1 /20th
of 1%. No bond shall bear more than one interest rate, and
all bonds of the same maturity shall bear the same rate.
Not more than four interest rates may be bid. The repetition
of any rate will not be considered the bidding of an additional
rate. The rate on any maturity or group of maturities shall
not be more than 1 -1/2% higher than the interest rate on any
other maturity or group of maturities.
Award: The bonds shall be sold for cash only. All
bids must be for not less than all of the bonds hereby offered
for sale and each bid shall state that the bidder offers par
and accrued interest to the date of delivery, the premium,
If any, and the interest rate or rates not to exceed those
specified herein, at which the bidder offers to buy said
bonds. Each bidder shall state in h1s bid the total net
Interest cost in dollars and the average net interest rate
determined thereby, which shall be considered informative
only and not a part of the bid.
Highest Bidder: The bonds will be awarded to the
highest responsible bidder or bidders considering the interest
rate or rates specified and the premium offered, if any. The
highest bid will be determined by deducting the amount of the
premium bid (if any) from the total amount of interest which
the City would be required to pay from the date of said bonds
to the respective maturity dates thereof at the coupon rate
or rates specified in the bid and the award will be made on
the basis of the lowest net interest coat to the City. The
purchaser must pay accrued interest from the date of the bonds
to the date of delivery. The accrued interest shall be computed
5.
on a 360 -day year basis. The cost of printing the bonds
will be borne by the City.
Right of Rejection: The City reserves the right,
In its discretion, to reject any and all bids and to the
extent not prohibited by law to waive any irregularity or
Informality in any bid.
Prompt Award: The City will take action awarding
the bonds or rejecting all bids not later than twenty -six (26)
hours after the time herein prescribed for the receipt of pro-
posals; provided that the award may be made after the expira-
tion of the specified time if the bidder shall not have given
to the City Council notice in writing of the withdrawal of
such proposal.
Place of Delivery: Delivery of said bonds will be
made to the successful bidder at the office of the City
Treasurer, unless some other place of delivery is agreed
upon between the City Treasurer and the purchaser.
Prompt DeliveryA Cancellation for Late Deliveryt
It is expected that said bonds will be delivered to the success-
ful bidder within thirty (30) days from the date of the award
thereof. The successful bidder shall have the right, at his
option, to cancel the contract of purchase if the City shall
fail to execute the bonds and tender them for delivery within
sixty (60) days from the date of the award thereof, and in such
event the successful bidder shall be entitled to the return of
the deposit accompanying his bid.
6.
Form of Bids Each bid, together with the bid check,
must be in a sealed envelope, addressed to the City Council of
the City of Newport Beach, c/o City Clerk, City Hall, Newport
Beach, California, with the envelope and bid clearly marked
"Proposal for $,1,780,000 Water Bonds."
Bid Checks A certified or cashier's check on a
responsible bank or trust company in the amount of 3% of the
principal amount of the bonds, payable to the order of the
City, must accompany each proposal as a guaranty that the bidder,
If successful, will accept and pay for said bonds in accordance
with the terms of his bid. The proceeds of the check accompanv-
ing any accepted proposal shall be applied on the purchase price
or, if such proposal is accepted but not performed, unless such
failure of performance shall be caused by any act or omission
of the City, shall then be retained by the City. The check
accompanying each unaccepted proposal will be returned promptly.
Change in Tax Exempt Status: At any time before the
bonds are tendered for delivery the successful bidder may
disaffirm and withdraw the proposal if the interest received
by private holders from bonds of the same type and character
shall be declared to be taxable income under present federal
Income tax lags, either by a ruling of the Bureau of Internal
Revenue or by a decision of any federal court, or shall be
declared taxable by the terms of any federal income tax law
enacted subsequent to the date of this notice.
Legal Opinion; The unqualified opinion of O'Helveny &
Myere, attorneys, approving the validity of said bonds will
be furnished the successful bidder at or prior to the date of
delivery of the bonds, at the expense of the City.
No Litigation Certificates At the time of payment
for and delivery of said bonds, the-City will furnish the
successful bidder a certificate that there is no litigation
pending affecting the validity of the bonds.
INFORMATION AVAILABLE: Copies of this notice and of
the official prospectus relating to said bonds may be obtained
from Robert Shelton, City Manager, City Hall, Newport Beach,
California, or from the financial consultant to said City,
Stone & Youngberg, Russ Building, San Francisco, California.
GIVEN by order of the City Council of the City of
Newport Beach, California, adopted September 16, 1957.
MARGERY SCHROUDER
y er or y o
Newport Beach, California.
Section 4. That said advertisement to be published
In THE BOND BUYER shall be substantially as follows:
1,780,000
CITY OF NEWPORT BEACH,
CALIFORNIA
WATER BONDS, 1957
The City Council of the City of Newport Beach,
California, will receive sealed bids until 11:00
o'clock A.M., on
OCTOBER 16, 1957
at its Chambers in the City Hall in the City of
Newport Beach, California, for the sale of 1,780.000
general obligation WATER BONDS, 1957, to be dated
November 1, 1957, maturing $70,000 on November 1
In each of the years 1958 to 1976, both inclusive,
and 475,000 on November 1 in each of the years
1977 to 19820 both inclusive.
The bonds maturing on or prior to November 1,
1972, shall not be subject to call or redemption
prior to maturity. The bonds maturing on or after
November 1, 1973, or any of them, may be called
before maturity and redeemed, at the option of the
City, in inverse order of maturity and number,
on November 1, 1972, or on any interest payment date
thereafter prior to maturity, at a redemption price for
each redeemable bond equal to the principal amount
thereof and accrued interest to the redemption date,
plus the following premiums if redeemed at the following
times:
Year of Call Premium
or 1973
1974
3_1/2%
1975
3%
1977
2%
151 or 1982
1/2%
Each bid must be accompanied by a certified or
cashier's check payable to the City of Newport Beach,
In the amount of 3% of the principal amount of the
bonds bid for.
The City Council reserves the right to reject any
or all bids or to the extent not prohibited by law to
waive any irregularity or informality in any bid. The
Interest rate or rates bid may not exceed 6% per annum,
payable annually the first year and semiannually there-
after. Each rate bid must be a multiple of 1/8th of 1%
or 1 /20th of 1%. No bond shall bear more than one
Interest rate and all bonds of the same maturity shall
bear the same rate. Not more than four interest rates
may be bid. The repetition of any rate will not be
considered the bidding of an additional rate. The rate on any
maturity or group of maturities shall not be more than
1 -1 /2% higher than the interest rate on any other maturity
or group of maturities. Each bid shall state the
total net interest cost in dollars and the average net
Interest rate determined thereby.
The bonds will be accompanied by the approving
opinion of O'Melveny & Myers, Los Angeles, California,
at the expense of the City.
At least one of the signatures on the bonds will
be manually affixed.
Requests for a copy of the official Notice Inviting
Bids for the official prospectus relating to said bonds,
or for other information concerning the City should be
addressed to Robert Shelton, City Manager, City Hall
9•
k:
Newport Beach, California,
sultant to said city, Stone
San Francisco, California.
or to the financial con -
& Youngberg, Russ Building,
MARGERY SCHROUDER
City Clerk of the City of
Newport Beach, California.
ADOPTED, SIGNED AND APPROVED this 16th day of
September, 1957.
DORA O. HILL;
ayor or ,e City or
Newport Beach, California.
ATTEST:
MARGERY SCHROUD
City Clerkar the city or
Newport Beach, California.
(SEAL)
STATE OF CALIFORNIA
COUNTY OF ORANGE ss.
CITY OF NEWPORT BEACH
I, MARGERY SCHROUDER, City Clerk of the City of
Newport Beach, California, DO HEREBY CERTIFY that the
foregoing resolution was duly adopted by the City Council of
said city and was approved by the Mayor of said city at an
adjourned regular meeting of said City Council held on the
16th day of September, 1957, and that it was so adopted
as follows:
AYES: Councilmen LQ,'t WI e�—nA p
NOES: Councilmen « V�
ABSENT: Councilmen
MARGERY SCHROUDER
City Clerk of e city or
(SEAL) Newport Beach, California.
10.
STATE OF CALIFORNIA
COUNTY OF ORANGE aa.
CITY OF NEWPORT BEACH
I, MARGERY SCHROUDER, City Clerk of the
Newport Beach, California, DO HEREBY CERTIFY that
and foregoing is a full, true and correct copy of
No. 461(. and that the same has not been amended
repealed.
(SEAL)
DATED: September )6 , 1957.
MARGERY S"HROUDO
City Clerk or e City o
Newport Beach, California.
11.
City of
the above
Resolution
or
STATE OF CALIFORNIA )
COUNTY OF ORANGE ) SS
CITY OF NEWPORT BEACH )
I, MARGERY SCHROUDER, City Clerk of the City of Newport
Beach, California, do hereby certify that according to the records
of the City of Newport Beach filed and maintained in my office,
the foregoing
Resolution
No. 4696
was duly and
regularly adopted, passed, and approved by the City Council of
the City of Newport Beach, California, at a regular meeting of said
City Council held at the regular meeting place thereof, on the
16th day of September f 14,57 2 by the following
vote, to wit:
AYES, COUNCILMEN:
Hart, Wilder, Stoddard, Higbie, Hill
NOES, COUNCILMEN: None
ABSENT, COUNCILMEN: MacKay, Ridderhof
Dated this 17th day of September 19 57
n,l•�, S
City le c an x -0 icio Jerk
of the City Council, City of
Newport Beach, State of California.