HomeMy WebLinkAbout04 - Watershed Feasibility Study0
E
ITEM 4
TO: Members of the Newport Beach City Council
FROM: Dave Kiff, Assistant to the City Manager
SUBJECT: Cost - Shared Agreement between the City of Newport Beach and the
County of Orange for the Newport Bay /San Diego Creek Watershed
Feasibility Study
RECOMMENDED
ACTION:
Adopt Resolution #997_ relating to the City s financial participation in the
Newport Bay /San Diego Creek Watershed Feasibility Study.
BRIEF As a member of the Watershed Executive Committee (WEC), the City
SUMMARY: participates in a variety of decisions and studies that attempt to protect Newport
Bay from impacts from the watershed. Council Member Glover serves as the
City's representative to the WEC.
The WEC is overseeing two major studies that are "cost- shared" with the US
Army Corps of Engineers (USACE). These studies are the Upper Newport Bay
Feasibility Study and the Newport Bay /San Diego Creek Watershed Feasibility
Study. This agenda item asks for the City Council's approval to enter into the
cost - sharing agreement associated with the Watershed study.
The total cost of this 2 -year Study is anticipated to be $2,340,500. Of this cost, the
Federal government pays 50 %, with ten "local partners" paying 50% as well.
City's share of costs for the Study for the first year is $40,000.00, an amount
budgeted in the City s FY 1999 -2000 Budget.
BACKGROUND: The City has long been concerned about the water and habitat quality of Upper
Newport Bay. The Bay is the primary outflow for about 144 square miles of
watershed, including the foothills of Orange and Tustin, portions of Santa Ana
and Costa Mesa, and the cities of Irvine and Lake Forest.
Two primary tributaries enter the Upper Bay -the San Diego Creek (draining
Irvine, Orange, Tustin, and Lake Forest) and the Santa Ana/Delhi Channel
(draining Santa Ana and Costa Mesa). Large storm events bring thousands of
cubic yards of sediment down the Watershed tributaries into the Bay. Smaller
summertime flows bring nutrients, pathogens, and some toxic materials into the
Bay.
Newport Beach City Council
Page 2
BACKGROUND: Each material is harmful to the Bay's ecosystem - toxics can contaminate shellfish
(cont'd) and other aquatic life, pathogens can make swimmers sick, nutrients can cause
excessive algae growth, and sediment will eventually turn the Bay into a
marshland.
The Watershed To help combat these impacts, the City and the County of Orange joined together
Executive Committee to form the Watershed Executive Committee (WEC). The WEC's mission is to
protect Newport Bay by limiting harmful materials from entering watershed
tributaries. Membership of the Committee includes:
Membership • City of Newport Beach
• County of Orange
• The Irvine Company
• City of Irvine
• City of Tustin
• City of Santa Ana
• City of Costa Mesa
• City of Lake Forest
• California Regional Water Quality Control Board, Santa Ana Region
• Irvine Ranch Water District
The UNB Feasibility
Study
Corps' Cost - Shared
Process
In -Kind Contributions
Newport Bay Watershed
Feasibility Study
To help achieve its mission, the Committee is participating in two key studies
with the US Army Corps of Engineers (USACE). The first study, the Upper
Newport Bay Feasibility Study, is underway and may be complete as early as
December 1999. Its goals are to determine the "optimal ecosystem" for the Bay
and to devise ways to maintain that ecosystem. We anticipate that the Study will
recommend a large -scale dredging project by 2001 -02 (possibly in the amount of
$12 -15 million) - a project significantly larger than last year's $7.5 million effort.
The Corps participates in civil engineering projects when it determines there is a
federal interest in doing so. The first step in determining that interest is to
conduct a reconnaissance study. Once the Corps agrees that the Federal
government has an interest in a project, it then embarks upon a feasibilihy study to
help determine the scope and type of public works projects that will help address
the problem. Reconnaissance studies are funded entirely by the federal
government - but feasibility studies require local "partners" to match federal
funds 50 % -50 %. Once a feasibility study is complete, the cost of designing and
constructing the resultant project is split 65 % -35% (Feds -local partners). To
restate the steps and formulas:
1st Step - Reconnaissance Study -100% Federal Funds.
2 ^d Step - Feasibility Study - Cost - Shared 50% Feds, 50% Locals
3M Step - Project Design /Construction - Cost - Shared 65% Feds, 35% Locals
Local partners' contributions to the studies and project design /construction
phases can be "in kind" instead of direct contributions. Staff time, additional
local studies, and other efforts can "count" to determine the local match amount.
While the UNB Feasibility Study looks at the Bay itself, the Newport Bay /San
Diego Creek Watershed Feasibility Study will look at the entire 141 square mile
watershed and will propose projects that help limit sediment, nutrient, toxics,
and pathogen inflows well before they get to the Bay. Catch basins, high -tech
creek channels, and best management practices for urban and agricultural runoff
E
BACKGROUND:
(cont'd)
Two year cost =
$2,340,500, with
$40,000 each year paid
by Cihj
Page 3
are some of the anticipated results of the Watershed Study. These projects are
also anticipated to be in the range of $12 -15 million - thus the value in the Corps'
financial participation
The Watershed Feasibility Study itself is budgeted at $2,340,500 over two years.
To meet the 50% match, each partner is obligated to pay $40,000 for each of the
two years of the Study. The City Council approved this level of funding for the
Cit/, s participation when it adopted. the City's FY 1999 -2000 Budget in late June.
This agenda item asks the City Council to adopt a resolution authorizing the City
to enter into the Agreement associated with the Study. The Agreement obligates
the City to pay $40,000 for each of two years as a "partner' in the Study. As
described in the Agreement, the County of Orange shall act as the lead local
agency - also known as the "local sponsor' and shall coordinate payment of
other local partners contributions to the Corps.
ATTACHMENTS: Attachment A - Resolution #99-
Attachment B - Watershed Feasibility Study Agreement
11
Attachment A
RESOLUTION #99-
A RESOLUTION OF THE CITY COUNCIL
OF THE CITY OF NEWPORT BEACH
SUPPORTING THE CITY'S PARTICIPATION IN THE
NEWPORT BAY /SAN DIEGO CREEK WATERSHED
FEASIBILITY STUDY
WITH THE COUNTY OF ORANGE AND THE
US ARMY CORPS OF ENGINEERS
WHEREAS, the City Council has long been concerned about the harmful
materials transported through the Newport Bay watershed through the San Diego
Creek and the Santa Ana /Delhi Channel; and
WHEREAS, these materials, which include nutrients that cause excessive algae,
sediment which "silts up" the Bay's remaining watercourses, pathogens which may
cause illness in bay users, and toxic materials which impact both shellfish, waterfowl,
and other life; and
WHEREAS, the US Army Corps of Engineers has identified the Newport Bay
Watershed as an area worthy of federal review and participation as a part of the Corps'
mission of providing civil engineering projects throughout the nation; and
WHEREAS, the Corps has proposed a "feasibility" study to determine what
types of projects should be designed and constructed in the watershed to limit the
intrusion of harmful materials; and
WHEREAS, Corps processes dictate that any "feasibility" effort involve local
partners in both decision - making and in funding studies and the resultant projects; and
WHEREAS, these funding formulas equate to 50 % -50% matches for the study
portion of the effort and 65 % -35% (Federal contribution -local contribution) for project
design and construction costs; and
WHEREAS, the local partners involved in this effort include the County of
Orange (as lead partner), the Irvine Company, the Irvine Ranch Water District, the
Orange County Flood Control District, and the cities of Newport Beach, Irvine, Lake
Forest, Costa Mesa, Santa Ana, and Tustin; now, therefore be it
I]
Page 5
. RESOLVED by the City Council of the City of Newport Beach that it hereby
supports the Newport Bay/ San Diego Creek Watershed Feasibility Study both in
concept and with its financial resources and hereby authorizes the City to enter into an
Agreement regarding the Study as a local partner. As a local partner, the City's
contributions to the Study shall not exceed $80,000 over two fiscal years.
ADOPTED this 23 *a Day of August, 1999
DENNIS D. O'NEIL
Mayor of Newport Beach
ATTEST:
LaVonne Harkless
. City Clerk
Page 6
Attachment B
0
40
0
AGREEMENT
BETWEEN THE CITY OF NEWPORT BEACH AND THE COUNTY OF ORANGE
REGARDING THE NEWPORT BAY /SAN DIEGO CREEK WATERSHED
MANAGEMENT FEASIBILITY STUDY WITH THE
U.S. ARMY CORPS OF ENGINEERS, LOS ANGELES DISTRICT.
This AGREEMENT is made and entered into this._ day of 1999, by
and between the County of Orange, hereinafter referred to as the "COUNTY ", and the
City of Newport Beach, hereinafter referred to as the "CITY ".
RECITALS
WHEREAS, the COUNTY, and the CITY have identified certain issues regarding the
condition of the Newport Bay /San Diego Creek watershed that include channel
instability, increasingly arduous regulatory requirements, habitat loss, water quality and
urban runoff concerns, and recreation opportunities; and
WHEREAS, in response to these concerns, the U.S. Army Corps of Engineers, Los
Angeles District, hereinafter referred to as "CORPS" has completed a Reconnaissance
Study of the existing conditions of the watershed; and
WHEREAS, the CORPS is now prepared to proceed with a Feasibility Study to further
identify specific structural and non - structural improvements to remediate the issues
raised by the COUNTY, the CITY, along with other cities and water agencies; and
WHEREAS, the cities and water agencies wish to participate in the Feasibility Study
process with the CORPS and COUNTY as the Study will be of direct benefit to the
DRAFT 8 -10 -99 Page 1 of 7
cities, water agencies and citizens residing in the watershed; and
WHEREAS, the purpose of the AGREEMENT is to memorialize the understanding of
the parties as to how participation in the Feasibility Study will proceed and how costs
will be shared.
NOW, THEREFORE, THE PARTIES DO MUTUALLY AGREE AS FOLLOWS:
SECTION 1. FEASIBILITY STUDY PARTICIPATION.
Each party hereto agrees that COUNTY shall act as the lead local agency ("LOCAL
SPONSOR ") for the participation in the CORPS' Feasibility Study. COUNTY shall,
through this AGREEMENT and as the LOCAL SPONSOR, provide coordination, as
appropriate, of the Feasibility Study status to each party hereto. The Feasibility Study
is to be financed as a cost - shared project as follows:
FEDERAL GOVERNMENT 50%
COUNTY, CITIES AND WATER AGENCIES 50%
Each party hereto shall contribute an initial $40,000 each to a trust fund maintained by
the COUNTY Treasurer, created for the sole function of funding Feasibility Study
participation with the CORPS, within sixty (60) days of execution of this AGREEMENT
by the Orange County Board of Supervisors. Said contribution shall permit each party
to act as a "Vested Agency" (sometimes collectively referred to herein as "VESTED
AGENCIES ") with the LOCAL SPONSOR during the Feasibility Study process and shall
be accounted for at the agreed upon pro -rata share.
In addition, the COUNTY and the VESTED AGENCIES may provide up to half of the
50% share for the Feasibility Study as in -kind services, subject to the terms and
DRAFT 8 -10 -99 Page 2 of 7
0
0
0
conditions established by the CORPS and with the concurrence of the other VESTED
0 AGENCIES. Each party hereto agrees to contribute $40,000 for Year 2 Project funding.
0
rJ
The COUNTY and the VESTED AGENCIES shall provide a local leadership role for the
CORPS in the Feasibility Study process that includes the opportunity for providing
identification and evaluation of issues to be included in the Feasibility Study process;
communicating with other interests in the watershed regarding the status of the
Feasibility Study process, including, but not limited to sending mailings, holding public
meetings and soliciting comments as needed; providing in -kind services to the
Feasibility Study process as appropriate to relieve fiscal burdens imposed by the
process; reviewing and preparing timely comments on Feasibility Study drafts as
appropriate.
Each party hereto agrees to consider additional funding requests by the CORPS if
agreed to in a manner approved in writing by the COUNTY and the VESTED
AGENCIES for completion of the Feasibility Study.
SECTION 2. RECIPROCAL COOPERATION.
Each party hereto shall cooperate with the COUNTY, the VESTED AGENCIES, and the
CORPS in completing the Feasibility Study.
SECTION 3. COSTACCOUNTING.
COUNTY will obtain from the CORPS an accounting of all expenditures of all funds
utilized for the Feasibility Study and shall request refund of any funds which are in
excess of ultimate project cost of a proportionate basis to LOCAL SPONSOR and shall,
in turn, refund as available to itself and the VESTED AGENCIES prorated shares of any
refunds received within 90 days after receipt thereof by COUNTY from CORPS in a
ratio equal to participation in the Feasibility Study..
DRAFT 8 -10 -99
Page 3 of 7
SECTION 4. INDEMNIFICATION. 0
To the extent permitted by law, each parry hereto shall indemnify and save harmless
the COUNTY, all other VESTED AGENCIES, their elected and appointed officials,
agents, and employees from and against all claims, demands, loss or liability of any
kind or nature which the COUNTY, a VESTED AGENCY, their elected and appointed
officials, agents, and employees may sustain or incur or which may be imposed upon
them or any of them for injury to or death of persons, or damage to property as a result
of the negligence or wrongful act or omission by the COUNTY, any VESTED AGENCY,
their elected and appointed officials, agents, employees, or invitees in carrying out the
terms of this AGREEMENT or exercising the rights herein granted.
SECTION 5. FORCE MAJEURE.
Should the performance of the obligations of any party under this AGREEMENT be
interrupted or delayed by any occurrence not occasioned by the conduct of any parry to
this AGREEMENT, whether that occurrence is an act of God, war, civil insurrection, fire,
flood, storm, strikes, lockouts, or by any law, regulation, or order of any federal or state
court, that party's performance under this AGREEMENT shall be excused for whatever
period of time after the occurrence is reasonably necessary to remedy the effects of
that occurrence.
SECTION 6. NOTICES.
All notices required or provided for under this AGREEMENT shall be in writing and
delivered in person or sent certified mail, postage prepaid and addressed as follows:
DRAFT 8 -10 -99 Page 4 of 7
0
11
IF TO COUNTY:
Orange County Board of Supervisors
10 Civic Center Plaza
Santa Ana, CA 92701
Attn. Clerk of the Board
With a copy to:
Director, Public Facilities & Resources Department
300 North Flower Street
P. O. Box 4048
Santa Ana, CA 92702 -4048
IF TO CITY:
City of Newport Beach
PO Box 1768
Newport Beach, CA 92658 -8915
Attn: City Manager
Any notice given as required herein shall be deemed given seventy-two (72) hours after
deposit in the United States mail or upon receipt. A party may change its address for
notices by giving notice in writing to the other party as required herein and thereafter
notices shall be addressed and transmitted to the new address.
SECTION 7. ENTIRE AGREEMENT.
This AGREEMENT constitutes the entire understanding between the Parties regarding
the participation in the Newport Bay /San Diego Creek Feasibility Study and supersedes
all prior discussions or understandings of the Parties.
DRAFT 8 -10 -99
Page 5 of 7
SECTION 8. WAIVER.
No waiver of a breach hereof shall constitute a waiver of future breaches of that
provision to this AGREEMENT.
SECTION 9. CHOICE OF LAW.
This AGREEMENT shall be construed according to the laws of the State of California.
SECTION 10. AMENDMENTS.
The provisions of this AGREEMENT may be amended only by mutual consent
evidenced in a subsequent written instrument which states the amendment.
SECTION 11. COUNTERPARTS.
This AGREEMENT may be executed by the parties in counterparts which counterparts
shall be construed together and have the same effect as if all of the parties had
executed the same instrument.
DRAFT 8 -10 -99 Page 6 of 7
0
•
10
IN WITNESS WHEREOF, the parties hereto have executed this AGREEMENT on the dates
opposite their respective signatures:
COUNTY OF ORANGE,
a political subdivision of the State of California
By: . Date:
Chairman of the Board of Supervisors
SIGNED AND CERTIFIED THAT APPROVED AS TO FORM:
A COPY OF THIS DOCUMENT
HAS BEEN DELIVERED TO THE COUNTY COUNSEL
CHAIRMAN OF THE BOARD ORANGE COUNTY, CALIFORNIA
DARLENE J. BLOOM
Clerk of the Board of
Supervisors of Orange
County, California
CITY OF NEWPORT BEACH
Zl
Mayor
ATTEST:
City Clerk
DRAFT 8 -10 -99
By:
Deputy
Date:
APPROVED AS TO FORM:
CITY ATTORNEY
CITY OF NEWPORT BEACH, CALIFORNIA
0
Page 7 of 7
•
NEWPORT BAY / SAN DIEGO CREEK
WATERSHED FEASIBILITY STUDY
Potential Partners
City of Newport Beach
City of Costa Mesa
City of Santa Ana
City of Irvine
City of Tustin
City of Lake Forest
Irvine Ranch Water District
County of Orange
Orange County Flood Control District
The Irvine Company
Project Cost Summary is
Total Project Cost $ 2,340,500
50% Local Share $ 1,120,250 (less $100,000 for spin -off study)
Two Year Split $ 560,125 per Year
Local In -Kind Services $ 160,000 per Year
Cash Contribution $ 400,125 per Year
10 Partner Split (Pro -Rata Share) $ 40,000 per Year
0