HomeMy WebLinkAbout06 - State Route 57 ExtensionDecember 12, 2000
CITY COUNCIL AGENDA
ITEM NO. 6
TO: Mayor and Members of the City Council
FROM: Public Works Department
SUBJECT: ADOPT RESOLUTION NO. 2000- IN SUPPORT OF EXTENDING
STATE ROUTE 57 (SR57) TO INTERSTATE 405 (1 -405)
RECOMMENDATION:
Adopt Resolution No. 2000- _ in support of State. Route 57 Extension Project.
DISCUSSION:
The City received a letter from American Transportation Development, LLC (ATD),
asking for a Resolution of Support for the SR57 Extension Project. Caltrans is
considering giving ATD more time to exercise an expiring 10 -year franchise agreement
to build an extension of SR57 from Interstate -5 and the Orange Crush interchange to
Interstate -405 in Costa Mesa. Proposed is an eleven -mile long, four -lane toll facility
that will be elevated above the river channel.
Newport Beach residents would benefit from a project to extend SR57 in the following
ways:
• A more direct route to Central Orange County from the SR73 Freeway
connection to 1-405
• Reduced traffic on the 1-405 on either side of the connections of the 57 extension
and the SR73 freeway
• Reduced traffic on the SR55 freeway
• Reduced traffic on side streets used to avoid freeway congestion
The Orange County Transportation Authority (OCTA) gave Caltrans conditional support
for the project at their September 25, 2000 Board Meeting (copy attached). The City's
Resolution supports the OCTA conditions.
SUBJECT: ADOPT RESOLUTION NO. 2000- IN SUPPORT OF EXTENDING STATE ROUTE 57 (SR57) TO
INTERSTATE 405 (1.405)
December 12, 2000
Page 2
OCTA's conditions for support are:
• An existing " no competition" clause be narrowed
• Terms be specified for making a public or non - profit agency the owner - operator
of the privately built facility
• OCTA not to provide funding for the environmental impact report
• ATD to provide OCTA evidence of project supporters, feasibility and sponsor
commitment before moving to constriction
The adjacent cities of Fountain Valley and Santa Ana oppose the project because of its
neighborhood impacts and their concern about flood and water quality implications from
intrusion in the river channel. Several OCTA Directors noted these issues would be
fully developed in the environmental impact report and could be evaluated for possible
mitigation at that time.
The proposed extension of SR57 has been on the County Master Plan of Arterial
Highways (MPAH) for over twenty-five years. The extension is also a part of the
OCTA's highway planning component of FAST FORWARD and the twenty-year Long
Range Transportation Plan. Adoption of this Resolution voices support for the
extension of SR57 to 1-405 but not for the actual agreement between Caltrans and
ATD. Ultimately, Caltrans is the State agency that will structure a new agreement with
ATD or let it expire in January 2001.
Respectfully sub ' e ,
�P BLIC WORKS DEPARTMENT
Don Webb, Director
By: 6 f",
Lois Thompson
Administrative Coordinator
Attachment: Resolution of Support
OCTA Resolution of Support, September 25, 2000
Letter from ATD
Site Map
SR 57 Frequently Asked Questions — Authored by ATD
RESOLUTION NO. 2000-
A RESOLUTION OF THE CITY COUNCIL FOR THE CITY OF
NEWPORT BEACH TO SUPPORT THE EXTENSION OF STATE
ROUTE 57 (SR57)
WHEREAS, Orange County's population is expected to increase 25 percent over
the next 20 years; and
WHEREAS, Orange County's employment base is projected to increase by more
than 70 percent during the same period; and
WHEREAS, these increases are expected to add to traffic congestion; and
WHEREAS, Southern California's future economic viability and quality of life
depends on the mobility of its people; and
WHEREAS, the proposed extension of SR57 has been on the Orange County
Master Plan of Arterial Highways for over 25 years; and
WHEREAS, Orange County Transportation Authority (OCTA) has recognized the
necessity to extend SR57 to 1 -405 in the Regional Transportation Planning component of
Fast Forward and their 20 year Long Range Plan; and
WHEREAS, the extension of SR 57 to 1 -405 will relieve congestion on local
streets and freeways serving Central Orange County;
NOW THEREFORE, BE IT RESOLVED, that the City Council of the City of
Newport Beach supports the extension of SR57 to 1 -405 and the conditions in the
September 25, 2000, OCTA Resolution.
ADOPTED this day of 2000
Mayor
ATTEST:
City Clerk
F:\ Users \PBW\ Shared \COUNCIL \Fy00 -01 \December -12 \SR 57 Resolution.doc
RESOLUTION
OF THE BOARD OF DIRECTORS
OF THE ORANGE COUNTY TRANSPORTATION AUTHORITY
SUPPORT OF AMERICAN TRANSPORTATION DEVELOPMENT,
LLC'S REQUEST OF CALTRANS FOR AN EXTENSION OF FRANCHISE
TERM FOR THE STATE ROUTE 57 EXTENSION TOLLROAD PROJECT
WHEREAS, American Transportation Development, LLC (ATD) has recently
acquired the franchise rights ( "Franchise ") to the AB 680 - authorized SR -57 Extension
project, which would extend the SR -57 from its terminus at the SR- 2211 -5 southerly
along the Santa Ana River Channel connecting with the 1-405 freeway; and
WHEREAS, the Franchise is due to expire January 11, 2001; and
WHEREAS, OCTA has included the SR -57 Extension Project on the Regional
Highway Planning component of Fast Forward, OCTA's 20 -year Long Range
Transportation Plan and, moreover, the SR -57 Extension has been on the Master Plan
of Arterial Highways (MPAH) since 1982; and
WHEREAS, ATD has requested that OCTA support its request of Caltrans for
extension of the Franchise term, in order to provide ATD the necessary time to conduct
comprehensive EIR/EIS studies, analyze development alternatives and evaluate and
respond to community input on the project; and
WHEREAS, OCTA believes that the continued efforts of ATD to implement the
Franchise for the SR -57 Extension project is desirable for evaluating the environmental -
and financial feasibility of the project in the immediate future.
NOW, THEREFORE, BE IT RESOLVED, that the Board of Directors of the
Orange County Transportation Authority does hereby find, determine, and resolve as
follows:
Section 1. OCTA supports an extension of no more than six years of ATD's
Franchise and recommends that Caltrans approve such an extension, subject to the
conditions and requirements set forth in Section 2 below.
Section 2. Conditions.
A. Include in the Franchise amendment a provision for the elimination or
restriction of the existing non - compete provisions.
B. Include in the Franchise amendment a specific description of how ATD's
interest in the Franchise may be transferred to a non - profit corporation or a public
agency prior to or following the completion of the project construction, This
franchise provision would address issues such as the process for determining the
value of improvements, buyout of ATD's interests, ongoing operations, and other
such issues.
C. OCTA shall not provide any funds for environmental review for the
proposed project.
D. ATD shall provide OCTA with additional evidence of project supporters,
project feasibility and project sponsor commitment before commencing
construction of the project.
ADOPTED, SIGNED, AND APPROVED this 25th day of September 2000.
Mary Ellen Farris
Clerk of the Board
l.aurann Cook. Chair
Orange County Transportation Authority
I
November 17, 2000
Honorable John Noyes
Mayor
City of Newport Beach
3300 Newport Blvd.
Newport Beach, CA 92663
RE: RESOLUTION OF SUPPORT FOR SR 57 EXTENSION PROJECT
Dear Mayor Noyes:
ATD
American Transportation
Development, LLC
17300 Red Hill Avenue
Suite 150
Irvine, CA 92614
(949) 222 -3912 Tel.
(949) 756.6116 Fox
As you may have heard, the long - planned SR 57 Extension Project is moving into a new
development phase, bringing traffic relief for central Orange County closer to reality.
I have enclosed a packet of information about the SR 57 Extension Project to help
familiarize you with the project, and to update you on recent developments. In October the
Orange County Transportation Authority (OCTA) adopted a resolution in support of the
extension of the project's franchise by Caltrans. A copy of the resolution is enclosed in the
packet. We also would like your City Council to consider adopting a resolution of support for the
SR 57 Extension Project. A draft resolution is attached for your consideration. By adopting a
resolution of support, your municipality will play an integral part in bringing traffic relief to
Orange County.
The draft resolution contains some suggested wording. However, modifications to suit
your city's circumstances are certainly welcome. Please use the attached document and insert the
date, any necessary words, and secure the appropriate signatures. We would appreciate it if you
could mail the resolution at your earliest convenience to:
Jeff Morales
Director
California Department of Transportation
1120 N Street Suite 1100
Sacramento, CA 95814
Also, please e-mail or fax a copy to our public outreach consultant:
Julie Chay
Frank Wilson & Associates
Phone: 949 /588 -1124 Fax: 949/588 -1829
E -mail: jchay @frankwilson.com
Thank you very much for your consideration of our request. Please call me at
(602) 625 -8685 if you have any questions.
Sincerrely,
/ v j
Grant Holland
President
cc: Homer Bludau, City Manager
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Toll Roads
The 57 Extension Project would provide an important link
along the Santa Ana River between I -5 1SR 57 on the north
and I- 405 1SR 73 on the south. Other potential interchanges
are being examined, including one at City Drive and one at
Garfield Avenue, just south of I -405.
SR 57 Extension Project
Frequently Asked Questions
1. Why Is the SR 57 Extension Project necessary?
Two reasons: access and congestion relief.
When completed the SR 57 Extension will complete Orange County's
surface transportation network. This vital link will provide direct access
from John Wayne Airport to the Civic Center in Santa Ana and the
Anaheim hotel/entertainment areas in the north. The project will improve
access to the shopping centers of South Coast Plaza and Fashion Island,
while providing for improved traffic flow in the Euclid commercial area of
Fountain Valley. In addition, the project will greatly improve access from
the office centers of Irvine and Newport Beach to downtown Santa Ana
and the Civic Center.
Eventually, the project is projected to divert approximately 70,000 cars per
day from existing streets and freeways. This should significantly ease
traffic on Bristol Avenue, Harbor Boulevard and Fairview Avenue. Not only
will the project help alleviate traffic on the north /south arterials, it will also
significantly reduce east/west traffic south of the San Diego Freeway by
decreasing traffic on Adams Street and Hamilton Boulevard. This
reduction in congestion on surface streets leads to safer streets and lower
maintenance costs for the neighboring municipalities.
The completion of the project will also provide a bypass around the
crowded "Orange Crush" interchange by extending existing SR 57
southward. This bypass will improve travel times for those vehicles
traveling on 1 -5, SR 55 and SR 22 through Orange County.
An added benefit of the enhanced access and reduced congestion is the
improved response time for public safety services. All emergency
response services, police, firefighters and ambulances will have free
access to the project.
ATD is prepared to move forward and make these benefits available to the
public at least two decades before the public sector will be able to develop
this project with tax dollars.
2. Why is the SR 57 Extension Project planned as a toll road?
The simple answer is money ... or the lack of it. The sobering reality is that
Caltrans has identified more than $100 billion of new highway and
roadway improvements that are necessary if the state hopes to
adequately manage current traffic demand and the explosive population
growth projected over the next two decades. The problem is that the
state's highway fund is enormously under funded and incapable of
financing all of these projects.
The state recognizes the need for the extension of SR 57. However, due
to the fact that it was identified as an AB 680 project in 1990, it has placed
the project near the bottom of the priority list. In fact, the SR 57 extension
is at least 20 years away if carried out as a public project financed by tax
revenues.
The other alternative is to finance the construction of the SR 57 Extension
Project through the issuance of bonds. To repay the bonds, the SR 57
Extension Project must generate revenue, and charging tolls to motorists
who choose to use the SR 57 Extension is necessary.
3. Is the SR 57 Extension Project a result of Assembly Bill 680?
Yes. Assembly Bill 680, passed in 1989, authorized the development of
four demonstration projects that would serve as test cases for the
development of public surface transportation projects within a public -
private partnership. Under AB 680, private- sector entities would be given
the right to finance and develop badly needed highways, then turn
ownership of the road back to Caltrans.
4. Who Is the franchise holder of the SR 57 Extension Project?
The current franchise to build and operate the SR 57 Extension Project
belongs to American Transportation Development, LLC, an Irvine,
California -based company formed by Phoenix -based Interwest Company,
Inc., and Washington Group, International Inc. based in Boise, Idaho. Both
companies have extensive experience in the planning, financing,
construction and operation of state -of- the -art toll highways in the United
States.
5. Who will operate the SR 57 Extension Project?
ATD intends to transfer its franchise rights to a non - profit corporation
structured to issue tax - exempt bonds. In order to do this, the non - profit
corporation must be approved by a "Sponsoring Entity" which itself must
be a tax- exempt entity and the direct beneficiary of the SR 57 Extension
Project.
The "Sponsoring Entity" must approve the creation, structure and board of
directors of the non - profit corporation. Furthermore, it must approve the
financing mechanism by which the non - profit will generate the capital to
build the project. ATD believes this is the most appropriate ownership
structure in order to ensure public credibility for the project.
In exchange for transferring its franchise rights to the non - profit
corporation, ATD will construct the SR 57 Extension Project at a
guaranteed price within a guaranteed time frame.
6. Does the franchise agreement with Caltrans have a non - compete
clause?
Yes. However, ATD is proposing a relatively liberal non - compete clause
favoring Caltrans' public trust requirements to maintain safe and adequate
highways. The proposed non - compete clause gives Caltrans the right to
expand for any reason the capacity of any State Highway with one
exception: Caltrans is prohibited from constructing a new continuous,
limited access freeway connecting Interstate 405 or State Highway 73,
and Interstate 5 or State Route 22
All public - private toll road partnerships have non - compete agreements.
Without them it would be impossible to sell a bond issue to generate the
necessary capital to finance new highway construction. However, we do
want to reiterate that ATD understands and is sympathetic to the concerns
of the citizens of California and has therefore proposed an extremely
liberal Amendment to our non - compete agreement with Caltrans.
7, What will the SR 57 Extension look like?
The final plans for the SR 57 Extension Project have not been finalized.
We can say generally that the SR 57 Extension will be a four -lane highway
approximately 11 miles in length. It will commence at the southern
terminus of SR 57 at the "Orange Crush," extending south along the Santa
Ana River Channel to the San Diego (405) Freeway in Costa Mesa. We
know, too, that the SR 57 Extension will function as a toll road employing
both transponder -based electronic toll and automated cash collection
systems.
10
8. Given that the SR 57 Extension Project will extend the length of the
Santa Ana River Channel, what alignments are under consideration?
Four possible alternatives have been contemplated, and the economic
and environmental feasibility of each will be carefully studied during the
EIR/EIS process.
Elevated Alternative - This alternative calls for the SR 57 Extension to
be constructed on an elevated foundation directly above the Santa Ana
River Channel. While this alternative will likely be the most costly to
build, it is probably the most environmentally responsible alternative
and virtually eliminates any residential and /or business dislocations.
Moreover, it affords the least impact with respect to noise and
aesthetics to communities immediately adjacent to the Santa Ana
River Channel. River Bottom Alternative -This alternative calls for the
SR 57 Extension to be constructed on the Santa Ana River Channel.
While this alternative appears to be the least costly configuration, is it
most likely the most costly from an operational standpoint, due to
continued maintenance arising from periodic and seasonal flooding.
There are public safety implications with this alternative due to the
difficulty of evacuating motorists in the event of a flash flood.
2. Riverbank Alternative - This alternative calls for the SR 57 Extension to
be constructed on the riverbanks of the Santa Ana River Channel.
With this configuration, the two northbound lanes would be constructed
on the east riverbank, while the southbound lanes would be
constructed on the west riverbank. Also, all four lanes could be
constructed on one riverbank. This alternative, however, appears to
contain obvious environmental impacts with respect to unacceptable
noise and aesthetics on surrounding neighborhoods. Moreover, this
alternative will significantly impact recreational use of the riverbanks,
including the bicycle trails.
3. Non -River Channel Alternative - This alignment is the least likely
alternative. In fact, a specific non -river alignment has not been
evaluated, since a cursory review of the area clearly indicates a non -
river- channel alignment would result in extraordinarily significant
commercial and residential relocation. Obtaining the necessary right -
of -ways would be politically difficult, and would damage existing
neighborhoods and commercial activity.
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9. Does the construction of the SR 57 Extension Project contemplate
any access Interchanges along the 11 -mile route?
Yes. In addition to the major access interchanges at the northern and
southern ends of the 57 expressway, plans call for the construction of
interchanges at First Street in Santa Ana and Warner Avenue in Fountain
Valley.
10. Will the EIR/EIS process also examine a no -build scenario?
Yes.
11. How long will it take to build the SR 57 Extension Project?
According to Washington Group, International Inc., the project's general
contractor, the anticipated construction schedule will require 48 months.
Depending upon how long it takes to complete the BROS process,
construction could begin as soon as January 2003 with completion and
road opening occurring as early as 2006.
12. How much will it cost to build the SR 57 Extension Project?
The final construction cost has yet to be determined. Several important
phases of the project that will have a direct impact on the cost to construct
the project have yet to be completed. The most important of these is the
EIR/EIS phase.
However, based upon preliminary planning, design, construction and
environmental analyses, ATD believes it will cost approximately $950
million to build the project.
13. How will the project be financed? Will tax revenues be involved?
The Project will be financed using two funding sources:
Tax- exempt toll revenue bonds (lower interest) will be issued by the
non - profit corporation. The terms, conditions and interest rates of
these bonds must be approved by the "Sponsoring Entity." These
bonds will be sold in private capital markets, with the sole risk borne by
the bondholders. No California tax revenues will be used to finance the
project.
• The non - profit corporation will issue tax - exempt toll revenue corporate
bonds. Terms and conditions of the bond issue must be approved by
the state or a political subdivision of the state. Prior to the bond issue,
,L
the state, or a political subdivision of the state, must also appoint
and/or approve up to 80% of the board of directors of the non - profit
corporation. The precise amount of the bond issue will be based upon
ATD's guaranteed price determined during the EIR/EIS process, the
final traffic and revenue study, and prevailing market rates at the time
of the issuance. No state tax revenues will be used to finance the
project.
No portion of the SR 57 Extension Project financing will involve
California tax revenues, nor will it require any guarantee from, or the
good faith and credit of, the State of California.
14. How much will motorists pay per trip to use the SR 57 Extension?
Scheduled tolls have not been finalized. However, preliminary traffic and
revenue studies conducted on the project anticipated per -trip tolls of $1.50
to $2.00.