HomeMy WebLinkAbout18 - CJE & AWG Funding Requests-Proposed Grant AgreementMarch 27, 2001
Agenda Item No. 18
CITY OF NEWPORT BEACH
Office of the City Attorney
TO: Mayor & Members of the City Council
FROM: Robert Burnham
RE: CJEIAWG Funding Requests
Proposed Grant Agreements
DATE: March 27, 2001
The Airport Working Group (AWG) and Citizens for Jobs and the Economy (CJE) have
asked the City Council to grant approximately $3.6 Million to fund a public outreach
program related to the proposed commercial aviation reuse of El Toro. On March 13,
2001, the City Council "set aside" $3.69 million and directed staff to prepare appropriate
agreements that would establish the terms and conditions for any grant. Staff has met
with representatives of CJE/AWG and discussed certain legal issues with special counsel.
The purpose of this memo is to summarize proposed terms and conditions of proposed
grant agreements that would ensure that funds are used in a manner consistent with
statutory and decisional law with appropriate audit and accounting safeguards. The
proposed terms and conditions are summarized in Exhibit A and the specific work to be
performed by CJE and AWG is described in Exhibits B and C. The proposed grant
agreements will be transmitted to the City Council on Friday, March 23, 2001
accompanied by a response to questions posed during the testimony at the March 13,
2001 meeting. The Airport Issues Committee will make recommendations on the
proposed grant agreements at the March 27, 2001 meeting of the City Council.
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A.
I-1
C.
EXHIBIT A 0
SUMMARY OF GRANT TERMS AND CONDITIONS
Specific WE Provisions
(1) An immediate grant of $150,000 to WE to fund the activities
described in Exhibit A.
(2) Existing grant funds required to be used to complete polling, develop
messages/strategy, to obtain legal analysis of activities to ensure
compliance with agreement, and state and federal lobbying.
Specific AWG Provisions
(1) An immediate grant of $120,000 to fund the activities described in
Exhibit B.
(2) Use existing grant funds for litigation /legal research.
(3) AWG will support our efforts to extend the settlement agreement.
General Conditions applicable to all Grants
(1) Remainder of funds (approximately $3.3 million) will be available to
reimburse permitted and authorized activities — such as mail or media
program so long as the council has funds budgeted in that fiscal year.
However, remainder of funds will be available only after existing funds have
been spent on permitted activities and in compliance with grant agreement.
(2) In the case of any mail or media (assuming a ballot measure has
received a title and summary) the content must be reviewed and approved
by the City's special legal counsel to ensure any expenditure of grant
funds is consistent with statutory and decisional law related to the use of
public funds. Review and approval prior to any expenditure for production
or distribution is a condition to reimbursement.
(3) All activity will be consistent with grant agreement and city policy
and resolutions.
(4) No administrative fee or commission other than expressly permitted
by the grant agreement.
(5) City will reimburse only upon submission of original invoice with other
accounting and audit controls. 0
EXHIBIT B
1. Monitor and remain current regarding:
a. County and regional transportation issues including the high speed rail
(such as the "Mag Lev ") transportation system in Southern California being
proposed by SCAG;
b. Aviation activities associated with SCAG;
C. Activities of the Southern California Regional Airport Authority, and
proposed expansion of LAX;
d. Conformity issues and policy decisions associated with air quality and
transportation findings by SCAQMD and SCAG related to El Toro;
e. OCRAA public information program;
f. The LRA public outreach and public education project;
g. The LRA work plan;
h. Legislative and executive activities in Sacramento;
i. The Federal legislative and executive work product;
j. Activities associated with groups opposed to commercial aviation reuse at
MCASET.
2. Work jointly with the AGW designated consultant (Dave Ellis) in conceptualizing,
drafting, and producing a public information program associated with the
commercial aviation reuse at MCASET. This work product will include but not
limited to direct mail, cable T.V. and the necessary research to validate
production material.
L�
EXHIBIT C
Review, on a daily basis, all major publications and distribute relevant press to
lawyers, consultants, and opinion leaders via fax or e-mail
Review on a daily basis, and summarize and distribute as appropriate, all
document, reports, and correspondence from the LRA and all interest groups and
Interact with print media reporters, OCRAA staff, WE staff, County staff, Newport
Beach staff and opinion leaders regarding aviation and regional transportation
issues.
Communicate with elected and appointed officials in the Southern Region on
issues related to aviation demand, aviation service and regional transportation
issues
Work jointly with CAE for the purpose of developing strategy and messages for
the purpose of executing a public information campaign consistent with the City
policy and resolution. This work product will include the development and
production of direct mail and cable television.
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March 27, 2001
Agenda Item No. 18
CITY OF NEWPORT BEACH
Office of the City Attorney
TO: Mayor & Members of the City Council
FROM: Robert Burnham
RE: CJE/AWG Funding Requests
Proposed Grant Agreements
DATE: March 27, 2001
The Airport Working Group (AWG) and Citizens for Jobs and the Economy (CJE) have
asked the City Council to grant approximately $3.6 Million to fund a public outreach
program related to the proposed commercial aviation reuse of El Toro. On March 13,
2001, the City Council "set aside" $3.69 million and directed staff to prepare appropriate
agreements that would establish the terms and conditions for any grant. Staff has met
with representatives of CJEIAWG, discussed certain legal issues with special counsel,
and prepared proposed grant agreements. The agreements are essentially identical with
the exception of the amount of the "Special Grant" ($150,000 for CJE and $120,000 for
AWG) and the work and services to be performed pursuant to the Special Grant. The
proposed grant agreements identify the Public Outreach Program — which was
transmitted on March 13, 2001 — as Exhibit C. The Airport Issues Committee will make
recommendations on the proposed grant agreements at the March 27, 2001 meeting of
the City Council.
Robert H. Burnham
GRANT AGREEMENT
AIRPORT WORKING GROUP OF ORANGE COUNTY
This Agreement, entered into this _day of March, 2001 by and between the
City of Newport Beach, a charter city (City) and the Airport Working Group of Orange
County, a non - profit corporation, (AWG) is made with reference to the following:
WHEREAS, the City is a municipal corporation and charter city committed to
preserving the health, welfare and safety of its citizens; and
WHEREAS, AWG is a California non - profit public corporation exempt from
federal taxation pursuant to Section 501(c)(3) of the Internal Revenue Code; and
WHEREAS, AWG has requested a Grant from the City to conduct a public
information and outreach program, and perform other work, related to the proposed
commercial aviation reuse of El Toro; and
WHEREAS, AWG has previously received grant funds from the City and the
Parties intend to modify the permitted uses of those funds through this Agreement;
WHEREAS, the City has adopted a formal policy regarding the need for a
second commercial airport to serve Orange County residents/businesses and a formal
policy opposing any expansion of John Wayne Airport (JWA); and
WHEREAS, the funds granted to AWG shall be used only for purposes
consistent with this Agreement and the formal aviation policies and resolutions of the
City; and
WHEREAS, the grant to AWG is contingent on compliance with provisions of this
Agreement that City funds will not be spent to support or oppose the qualification,
passage or defeat of any ballot measure or the nomination, election or defeat of any
candidate for political office.
WHEREAS, the grant to AWG is also contingent on commitments by AWG that
Grant Funds not be used for any activity that would be inconsistent with applicable state
and federal statutory and decisional law.
WHEREAS, the grant to AWG is contingent on AWG's commitment to fully
support the efforts of the City to prevent any expansion of JWA.
NOW, THEREFORE, THE PARTIES AGREE AS FOLLOWS:
GRANTS
This Agreement relates to the award or confirmation of the following three grants.
(a) Special Grant
City agrees to Grant to AWG the sum of one hundred and fifty thousand dollars
($150,000) subject to the terms, restrictions, covenants and conditions of this
Agreement (Special Grant). The Special Grant shall be paid in fifteen (15) equal
monthly installments, with the first installment due on April 1, 2001. The Special
Grant shall be used exclusively for the purposes described in Exhibit A and in
strict compliance with the terms and conditions of this Agreement.
(b) Existing Grant
AWG is in possession of funds from previous grants approved by the City
(Existing Grant). The Existing Grant shall be used exclusively for the purposes
described in Exhibit B. The Existing Grant shall be subject to, and used in strict
compliance with, the terms, restrictions and conditions of this Agreement. The
Parties agree that, as to the Existing Grant, this Agreement supersedes any prior
agreement between the Parties.
(c) POP Grant
AWG shall have the right to submit, for payment by the City, invoices for work or
services to be performed in implementing the Public Outreach Program (POP)
that is attached as Exhibit C (POP Grant). AWG agrees the City's obligation to
pay invoices submitted for payment through the POP Grant is subject to strict
compliance with the terms, conditions and restrictions in this Agreement. AWG
also agrees that the City's obligation to pay invoices from the POP Grant is
subject to the City Council's appropriation of funds for this express purpose, in
the fiscal year in which the request for payment is submitted to the City, to the
account or accounts from which POP Grant funds are to be paid. AWG
acknowledges and agrees that the City is prohibited from incurring indebtedness
in other than the then current fiscal year except under certain circumstances that
are not present in the case of the Grant Funds. In the event the account or
accounts designated by the City as the source of payment of POP Grant funds
does not have sufficient funds to fully reimburse AWG, the City's obligation to
reimburse AWG shall be limited to the funds available in the account at the time
the request is made.
(d) The Special Grant, Existing Grant and POP Grant are sometimes
collectively referred to as Grant Funds.
2. TERM
The term of this Agreement shall commence on March 28, 2001 (the Effective
Date) and shall continue in full force and effect until terminated by the City or until
December 31, 2002, whichever occurs first. Except for the use of Existing
Funds, City shall not pay for any cost or expense incurred prior to the Effective
Date of this Agreement.
3. RESTRICTIONS ON USE OF GRANT FUNDS
AWG acknowledges that public agencies are prohibited, by statutory and
decisional law, from spending, directly or indirectly, public funds to support or
oppose candidates for public office. AWG also acknowledges that there is
statutory and decisional law that prohibits the expenditure of public funds to,
directly or indirectly, support or oppose the qualification, passage or defeat of a
ballot measure absent express legislative authority. Accordingly, AWG warrants
that the Grant Funds will not be spent, directly or indirectly, to support or oppose
a candidate or candidates for public office or to support or oppose the
qualification or passage of any ballot measure. AWG also warrants that the
Grant Funds will not be spent in a manner that would be inconsistent with
relevant state and federal statutory and decisional law. Finally, AWG warrants
that the Grant will not be spent to prepare or distribute material, or to disseminate
information, if it is clear from the surrounding circumstances that the material or
information supports or opposes the election of any candidate or the qualification,
defeat or passage of any ballot measure.
4. SPECIAL GRANT AND EXISTING GRANT
(a) AWG shall, on a monthly basis during the term of this Agreement, furnish
the City with a statement of the activities describing the work and services that
were funded through the Special Grant and the Existing Grant. AWG shall
submit, with the statement of activities, original invoices and contracts for any
work or services performed by any third party and a copy of any agreement ned
between AWG and the third party. Invoices from consultants or vendors retai
by AWG shall describe the work or services performed in sufficient detail to
determine if the work or services were consistent with the terms and conditions of
this Agreement and represented fair value for the sums paid. Any agreement
between AWG and any consultant or vendor for the performance of services
funded through the Special Grant shall contain a provision authorizing the City to
review, during normal business hours, the records and accounts of the consultant
or vendor that are related to the use of the Special Grant.
(b) The City shall review the statement of activities and related material
provided by AWG pursuant to subsection (a) and may request additional
documents or information to support or explain any activity, invoice or contract
submitted by AWG. AWG shall provide the additional documents or information
within ten (10) days after receipt of the request from the City.
(c) AWG agrees to fully reimburse the City in the event, and to the full extent,
that the Special Grant or the Existing Grant was used to fund any activity
inconsistent with the terms of this Agreement and specifically the warranties
given by AWG pursuant to Section 3.
5. POP GRANT
(a) AWG shall, prior to any expenditure that may qualify for payment from the
POP Grant, and as a condition precedent to any City obligation to payment from
the POP Grant, comply with the following:
(i) Prior to publishing, printing, distribution or dissemination, submit the
material or information to be distributed or disseminated pursuant to the
POP to special legal counsel retained by the City; and
(ii) Obtain a determination from special legal counsel that the
expenditure of public funds on the material or information to be distributed
or disseminated pursuant to the POP is fully consistent with, and permitted
by, federal and state statutory and decisional law.
(iii) Disseminate or distribute material or information that is in strict
conformance to the material or information submitted to, and certified by,
special legal counsel and determined to be in compliance by the City
Attorney.
(b) City shall not pay any invoice pursuant to the POP Grant unless and until
AWG submits original invoices confirming the identity of the vendor, the precise
nature of the services or work to be performed, the timeframe within which the
work is to be performed, and a specification of all charges for the work or
services to be performed. All invoices shall reflect any fees or commissions paid
to AWG or any related party with respect to the work or services performed by
any vendor, consultant or subcontractor.
(c) City shall not reimburse AWG for any fee or commission paid by a vendor
or subcontractor to AWG or a related party unless:
(i) the Project Administrator has approved the payment of the fee or
commission prior to the performance of the work or services;
(ii) the fee or commission is consistent with standard industry practice
in terms of both entitlement and amount; and
(iii) the fee or commission does not exceed eighteen p%rfent (18 %)of
the actual contract price exclusive of postage or similar co
(d) City shall retain all POP Grant funds in City funds or accounts and shall
disburse funds only upon submittal of invoices and strict compliance with this
Agreement.
6. INDEMNIFICATION
AWG shall hold harmless, defend and indemnify the City, and its officers and
employees, from any claim, loss, litigation, or liability arising out of or in any way
related to this Agreement regardless of the cause, except for any liability arising
from the sole negligence, fraud or willful misconduct of the City or its officers or
employees. However, AWG's obligations pursuant to this Section are limited to
the amount of the Grant or that portion of the Grant spent, or alleged to have
been spent, in violation of the terms and conditions of this Agreement.
7. INDEPENDENT CONTRACTOR
City retains AWG on an independent contractor basis and AWG is not an
employee of City. The manner and means of conducting the work are under the
control of AWG, except to the extent restricted by statute, rule or regulation and
the express terms of this Agreement. This Agreement does not establish an
employment relationship between the City and AWG or any of officer, employee
or agent of AWG. AWG shall have the responsibility for, and control over, the
details and means of performing the work provided that AWG is compliance with
the terms of this Agreement. The provisions of this Agreement that require
special counsel review of material and information do not, and are not intended
to, give the City the right to direct AWG as to the details of the performance of
the services or to exercise a measure of control over AWG. The review by
special counsel is solely intended to ensure that the City and its officers and
employees are protected from any loss or liability related to any expenditure of
City funds that would be contrary to the statutory and decisional law.
8. REPORTS AND ACCOUNTING
(a) AWG shall maintain accounting records of its billings which includes the
name of the employee, type of work performed, times and dates of all
work which is billed on an hourly basis and all incidental expenses
including reproductions, computer printing, postage and mileage. AWG
shall maintain complete and accurate records with respect to the costs
incurred under this Agreement. All such records shall be clearIX
identifiable. AWG shall allow a representative of City to examine, audi
and make transcripts or copies of such records during normal business
hours. AWG shall allow inspection of all work, data, documents,
proceedings and activities related to the Agreement for a period of three
(3) years from the date of final payment under this Agreement.
(b) AWG shall deposit the Special Grant funds (when received) and the
Existing Grant funds in a separate account or accounts with financial
institutions such that all Grant Funds are fully insured by FDIC and are not
commingled with other AWG assets. All interest earned on Existing Grant
funds, and the fair value of any consideration received by AWG or its
subcontractors related to the use of Grant Funds, shall be retained in the
account or accounts in which Grant Funds are deposited and all earned
interest shall be considered Grant Funds. AWG shall provide the City with
copies of all statements related to the account or accounts in which Grant
Funds have been deposited and AWG shall reconcile statements with
checks and expenditures. AWG shall also provide the City with copies of
all cancelled checks or warrants that represent, in whole or in part, the
payment of Grant Funds.
(c) All Grant Funds remaining at the expiration of the term of this Agreement
shall be returned to the City within ten (10) days after expiration.
(d) Any funds granted by the City subsequent to the effective date of this
Agreement that are not specifically identified as a Special Grant, Existing
Grant or POP Grant shall be considered Grant Funds and subject to the
terms and conditions of this Agreement.
(e) AWG shall notify City, in writing, of all proposed related party transactions
at least ten (10) days prior to any work or service performed by the related
party. AWG shall not use Grant Funds to pay or reimburse any related
party transaction unless the Project Administrator has approved the
related party transaction prior to the performance of any work by, or the
execution of any agreement with the related party. For purposes of this
Agreement, the term related party includes any member of the Board of
Directors of AWG.
(f) AWG shall not use Grant Funds, or seek reimbursement for, any
administrative fee, charge or expense related to the reporting, accounting
or other obligations imposed by this Agreement.
9. STANDARD OF CARE
All of the services shall be performed by AWG or under AWG's supervision.
AWG represents that it possesses, or has the capacity to retain, the professional
and technical skills required to perform the services required by this Agreement,
and that it will perform all services in a manner commensurate with the
community professional standards. AWG represents and warrants to City that it,
and its consultants and subcontractors have or shall obtain all licenses, permits,
qualifications and approvals required of its profession. AWG further represents
and warrants that it shall keep in effect all such licenses, permits and other
approvals during the term of this Agreement.
10. CITY POLICY
AWG will discuss with the Project Administrator all matters relating to the
performance of the work and services to be funded by Grant Funds that bear on
City policies and goals to ensure consistency. AWG will contact the Project
Administrator in advance of all key decision points in order to ensure that work
and services are performed in a manner consistent with City goals and policies.
AWG is responsible to keep the Project Administrator and /or his /her duly
authorized designee informed on a regular basis regarding the status and
progress of the work, activities performed and planned, and any meetings that
have been scheduled or are desired.
11. PROHIBITION AGAINST TRANSFERS
AWG shall not assign, sublease, hypothecate or transfer this Agreement or any
for the services to be performed under this Agreement, directly or indirectly, by
operation of law or otherwise without prior written consent of City. Any attempt to
do so without the express written consent of the Project Administrator shall be
null and void.
12. ADMINISTRATION
This Agreement will be administered by the City Manager of the City of Newport
Beach. The City Manager shall be considered the Project Administrator and
shall have the authority to act for City under this Agreement. The Project
Administrator or his/her authorized representative shall represent City in all
matters pertaining to the services to be rendered pursuant to this Agreement.
13. NOTICES
All notices, demands, requests or approvals to be given under this Agreement
shall be given in writing and conclusively shall be deemed served when delivered
personally or on the third business day after the deposit thereof in the United
States mail, postage prepaid, first class mail, addressed as hereinafter provided.
All notices, demands, requests or approvals from AWG to City shall be
addressed to City at:
City Manager each
City of Newport B
3300 Newport Boulevard
P. O. Box 1768
Newport Beach, CA, 92658 -8915
(949) 644 -3000; Fax 644 -3020
All notices, demands, requests or approvals from City to AWG shall be
addressed to AWG at:
Attention:
(U
F
14. TERMINATION
(a) Termination for Cause. AWG shall be in default if AWG fails or refuses
to perform any duty required by the Agreement or performs in a manner
inconsistent with the terms, conditions and restrictions in this Agreement. In
such event, City shall give AWG, five (5) days written notice to cure, if the default
can be cured. City shall be entitled to terminate this Agreement if AWG has not
cured the default within five (5) day cure period. City shall be entitled to
immediately terminate this Agreement if the default can not be cured through
corrective action
(b) Termination Without Cause. City shall have the option, in the sole
discretion of the Project Administrator and without cause, of terminating this
Agreement by giving seven (7) days' prior written notice to AWG as provided
herein. Upon termination of this Agreement, City shall pay invoices submitted by
AWG prior to the date of termination to the extent required by this Agreement.
15. COMPLIANCE
AWG shall comply with all laws, state or federal and all ordinances, rules and
regulations enacted or issued by City.
16. WAIVER
A waiver by either Party of any breach, of any term, covenant or condition of this
Agreement shall not be deemed to be a waiver of any subsequent breach of the
same or any other term, covenant or condition.
17. INTEGRATED CONTRACT
This Agreement represents the full and complete understanding of the Parties,
and any prior discussion, negotiation and/or agreement between the Parties are
merged in, and superseded by, this Agreement. Any modification of this
Agreement will be effective only by written execution signed by both City and
AWG.
Agreed:
CITY OF NEWPORT BEACH AWG
By: By:
Date:
EXHIBIT A
Review, on a daily basis, all major publications and distribute relevant press to
lawyers, consultants, and opinion leaders via fax or e-mail
Review on a daily basis, and summarize and distribute as appropriate, all
document, reports, and correspondence from the LRA and all interest groups and
Interact with print media reporters, OCRAA staff, WE staff, County staff, Newport
Beach staff and opinion leaders regarding aviation and regional transportation
issues.
Communicate with elected and appointed officials in the Southern Region on
issues related to aviation demand, aviation service and regional transportation
issues
Work jointly with CUE for the purpose of developing strategy and messages for
the purpose of executing a public information campaign consistent with the City
policy and resolution. This work product will include the development and
production of direct mail and cable television.
EXHIBIT B
Prosecute or defend litigation that is related to any proposed reuse of El Toro
MCAS.
Conduct legal research related to the proposed commercial aviation reuse of El
Toro and the base closure process.
Prepare or retain consultants to prepare studies, reports or related material the is
relevant to any proposed reuse of El Toro or the impacts of any proposed reuse
of El Toro.
Sample and evaluate public opinion regarding any proposed reuse of El Toro or
other regional transportation issue and develop informational and educational
material that will help the public understand any issue related to the reuse of El
Toro or regional transportation problems.
GRANT AGREEMENT
CITIZENS FOR JOBS AND THE ECONOMY
This Agreement, entered into this _ day of March, 2001 by and between the
City of Newport Beach, a charter city (City) and Citizens for Jobs and the Economy, a
non - profit corporation, (CJE) is made with reference to the following:
WHEREAS, the City is a municipal corporation and charter city committed to
preserving the health, welfare and safety of its citizens; and
WHEREAS, CJE is a California non - profit public corporation exempt from federal
taxation pursuant to Section 501(c)(3) of the Internal Revenue Code; and
WHEREAS, CJE has requested a Grant from the City to conduct a public
information and outreach program, and perform other work, related to the proposed
commercial aviation reuse of El Toro; and
WHEREAS, CJE has previously received grant funds from the City and the
Parties intend to modify the permitted uses of those funds through this Agreement;
WHEREAS, the City has adopted a formal policy regarding the need for a
second commercial airport to serve Orange County residents/businesses and a formal
policy opposing any expansion of John Wayne Airport (JWA); and
WHEREAS, the funds granted to CJE shall be used only for purposes consistent
with this Agreement and the formal aviation policies and resolutions of the City; and
WHEREAS, the grant to CJE is contingent on compliance with provisions of this
Agreement that City funds will not be spent to support or oppose the qualification,
passage or defeat of any ballot measure or the nomination, election or defeat of any
candidate for political office.
WHEREAS, the grant to CJE is also contingent on commitments by CJE that
Grant Funds not be used for any activity that would be inconsistent with applicable state
and federal statutory and decisional law.
NOW, THEREFORE, THE PARTIES AGREE AS FOLLOWS:
1. GRANTS
This Agreement relates to the award or confirmation of the following three grants.
(a) Special Grant
City agrees to Grant to CJE the sum of one hundred and fifty thousand dollars
($150,000) subject to the terms, restrictions, covenants and conditions of this
Agreement (Special Grant). The Special Grant shall be paid in fifteen (15) equal
monthly installments, with the first installment due on April 1, 2001. The Special
Grant shall be used exclusively for the purposes described in Exhibit A and in
strict compliance with the terms and conditions of this Agreement.
(b) Existing Grant
CJE is in possession of funds from previous grants approved by the City
(Existing Grant). The Existing Grant shall be used exclusively for the purposes
described in Exhibit B. The Existing Grant shall be subject to, and used in strict
compliance with, the terms, restrictions and conditions of this Agreement. The
Parties agree that, as to the Existing Grant, this Agreement supersedes any prior
agreement between the Parties.
(c) POP Grant
WE shall have the right to submit, for payment by the City, invoices for work or
services to be performed in implementing the Public Outreach Program (POP)
that is attached as Exhibit C (POP Grant). WE agrees the City's obligation to
pay invoices submitted for payment through the POP Grant is subject to strict
compliance with the terms, conditions and restrictions in this Agreement. WE
also agrees that the City's obligation to pay invoices from the POP Grant is
subject to the City Council's appropriation of funds for this express purpose, in
the fiscal year in which the request for payment is submitted to the City, to the
account or accounts from which POP Grant funds are to be paid. WE
acknowledges and agrees that the City is prohibited from incurring indebtedness
in other than the then current fiscal year except under certain circumstances that
are not present in the case of the Grant Funds. In the event the account or
accounts designated by the City as the source of payment of POP Grant funds
does not have sufficient funds to fully reimburse CJE, the City's obligation to
reimburse WE shall be limited to the funds available in the account at the time
the request is made.
(d) The Special Grant, Existing Grant and POP Grant are sometimes
collectively referred to as Grant Funds.
2. TERM
The term of this Agreement shall commence on March 28, 2001 (the Effective
Date) and shall continue in full force and effect until terminated by the City or until
December 31, 2002, whichever occurs first. Except for the use of Existing
Funds, City shgqg&flWW.y for any cost or expense incurred prior to the Effective
Date of this Ag
3. RESTRICTIONS ON USE OF GRANT FUNDS
WE acknowledges that public agencies are prohibited, by statutory and
decisional law, from spending, directly or indirectly, public funds to support or
oppose candidates for public office. WE also acknowledges that there is
statutory and decisional law that prohibits the expenditure of public funds to,
directly or indirectly, support or oppose the qualification, passage or defeat of a
ballot measure absent express legislative authority. Accordingly, WE warrants
that the Grant Funds will not be spent, directly or indirectly, to support or oppose
a candidate or candidates for public office or to support or oppose the
qualification or passage of any ballot measure. WE also warrants that the Grant
Funds will not be spent in a manner that would be inconsistent with relevant state
and federal statutory and decisional law. Finally, WE warrants that the Grant will
not be spent to prepare or distribute material, or to disseminate information, if it is
clear from the surrounding circumstances that the material or information
supports or opposes the election of any candidate or the qualification, defeat or
passage of any ballot measure.
4. SPECIAL GRANT AND EXISTING GRANT
(a) WE shall, on a monthly basis during the term of this Agreement, furnish
the City with a statement of the activities describing the work and services that
were funded through the Special Grant and the Existing Grant. WE shall submit,
with the statement of activities, original invoices and contracts for any work or
services performed by any third party and a copy of any agreement between WE
and the third party. Invoices from consultants or vendors retained by WE shall
describe the work or services performed in sufficient detail to determine if the
work or services were consistent with the terms and conditions of this Agreement
and represented fair value for the sums paid. Any agreement between COVeand
any consultant or vendor for the performance of services funded through
Special Grant shall contain a provision authorizing the City to review, during
normal business hours, the records and accounts of the consultant or vendor that
are related to the use of the Special Grant.
(b) The City shall review the statement of activities and related material
provided by WE pursuant to subsection (a) and may request additional
documents or information to support or explain any activity, invoice or contract
submitted by CJE. WE shall provide the additional documents or information
within ten (10) days after receipt of the request from the City.
(c) WE agrees to fully reimburse the City in the event, and to the full extent,
that the Special Grant or the Existing Grant was used to fund any activity
inconsistent with the terms of this Agreement and specifically the warranties
given by WE pursuant to Section 3.
5. POP GRANT
(a) WE shall, prior to any expenditure that may qualify for payment from the
POP Grant, and as a condition precedent to any City obligation to payment from
the POP Grant, comply with the following:
(i) Prior to publishing, printing, distribution or dissemination, submit the
material or information to be distributed or disseminated pursuant to the
POP to special legal counsel retained by the City; and
(ii) Obtain a determination from special legal counsel that the
expenditure of public funds on the material or information to be distributed
or disseminated pursuant to the POP is fully consistent with, and permitted
by, federal and state statutory and decisional law.
(iii) Disseminate or distribute material or information that is in strict
conformance to the material or information submitted to, and certified by,
special legal counsel and determined to be in compliance by the City
Attorney.
(b) City shall not pay any invoice pursuant to the POP Grant unless and until
WE submits original invoices confirming the identity of the vendor, the precise
nature of the services or work to be performed, the timeframe within which the
work is to be performed, and a specification of all charges for the work or
services to be performed. All invoices shall reflect any fees or commissions paid
to WE or any related party with respect to the work or services performed by any
vendor, consultant or subcontractor.
(c) City shall not reimburse WE for any fee or commission paid by a vendor
or subcontractor to WE or a related party unless:
(i) the Project Administrator has approved the payment of the fee or
commission prior to the performance of the work or services;
(ii) the fee or commission is consistent with standard industry practice
in terms of both entitlement and amount; and
(iii) the fee or commission does not exceed eighteen pent (18 %)of
the actual contract price exclusive of postage or similar co
(d) City shall retain all POP Grant funds in City funds or accounts and shall
disburse funds only upon submittal of invoices and strict compliance with this
Agreement.
6. INDEMNIFICATION
CJE shall hold harmless, defend and indemnify the City, and its officers and
employees, from any claim, loss, litigation, or liability arising out of or in any way
related to this Agreement regardless of the cause, except for any liability arising
from the sole negligence, fraud or willful misconduct of the City or its officers or
employees. However, CJE's obligations pursuant to this Section are limited to
the amount of the Grant or that portion of the Grant spent, or alleged to have
been spent, in violation of the terms and conditions of this Agreement.
7. INDEPENDENT CONTRACTOR
City retains WE on an independent contractor basis and WE is not an employee
of City. The manner and means of conducting the work are under the control of
CJE, except to the extent restricted by statute, rule or regulation and the express
terms of this Agreement. This Agreement does not establish an employment
relationship between the City and WE or any of officer, employee or agent of
CJE. WE shall have the responsibility for, and control over, the details and
means of performing the work provided that WE is compliance with the terms of
this Agreement. The provisions of this Agreement that require special counsel
review of material and information do not, and are not intended to, give the City
the right to direct WE as to the details of the performance of the services or to
exercise a measure of control over CJE. The review by special counsel is solely
intended to ensure that the City and its officers and employees are protected
from any loss or liability related to any expenditure of City funds that would be
contrary to the statutory and decisional law.
8. REPORTS AND ACCOUNTING
(a) WE shall maintain accounting records of its billings which includes the
name of the employee, type of work performed, times and dates of all
work which is billed on an hourly basis and all incidental expenses
including reproductions, computer printing, postage and mileage. WE
shall maintain complete and accurate records with respect to the costs
incurred under this Agreement. All such records shall be clearly
identifiable. WE shall allow a representative of City to examine, audit and
make transcripts or copies of such records during normal business hours.
WE shall allow inspection of all work, data, documents, proceedings and
activities related to the Agreement for a period of three (3) years from the
date of final payment under this Agreement.
(b) WE shall deposit the Special Grant funds (when received) and the
Existing Grant funds in a separate account or accounts with financial
institutions such that all Grant Funds are fully insured by FDIC and are not
commingled with other WE assets. All interest earned on Existing Grant
funds, and the fair value of any consideration received by WE or its
subcontractors related to the use of Grant Funds, shall be retained in the
account or accounts in which Grant Funds are deposited and all earned
interest shall be considered Grant Funds. WE shall provide the City with
copies of all statements related to the account or accounts in which Grant
Funds have been deposited and WE shall reconcile statements with
checks and expenditures. WE shall also provide the City with copies of
all cancelled checks or warrants that represent, in whole or in part, the
payment of Grant Funds.
(c) All Grant Funds remaining at the expiration of the term of this Agreement
shall be returned to the City within ten (10) days after expiration.
(d) Any funds granted by the City subsequent to the effective date of this
Agreement that are not specifically identified as a Special Grant, Existing
Grant or POP Grant shall be considered Grant Funds and subject to the
terms and conditions of this Agreement.
(e) WE shall notify City, in writing, of all proposed related party transactions
at least ten (10) days prior to any work or service performed by the related
party. WE shall not use Grant Funds to pay or reimburse any related
party transaction unless the Project Administrator has approved the
related party transaction prior to the performance of any work by, or the
execution of any agreement with the related party. For purposes of this
Agreement, the term related party includes any member of the Board of
Directors of CJE.
(f) WE shall not use Grant Funds, or seek reimbursement for, any
administrative fee, charge or expense related to the reporting, accounting
or other obligations imposed by this Agreement.
9. STANDARD OF CARE
All of the services shall be performed by WE or under CJE's supervision. WE
represents that it possesses, or has the capacity to retain, the professional and
technical skills required to perform the services required by this Agreement, and
that it will perform all services in a manner commensurate with the community
professional standards. WE represents and warrants to City that it, and its
consultants and subcontractors have or shall obtain all licenses, permits,
qualifications and approvals required of its profession. WE further represents
and warrants that it shall keep in effect all such licenses, permits and other
approvals during the term of this Agreement.
10. CITY POLICY
WE will discuss with the Project Administrator all matters relating to the
performance of the work and services to be funded by Grant Funds that bear on
City policies and goals to ensure consistency. WE will contact the Project
Administrator in advance of all key decision points in order to ensure that work
and services are performed in a manner consistent with City goals and policies.
WE is responsible to keep the Project Administrator and /or his/her duly
authorized designee informed on a regular basis regarding the status and
progress of the work, activities performed and planned, and any meetings that
have been scheduled or are desired.
11. PROHIBITION AGAINST TRANSFERS
WE shall not assign, sublease, hypothecate or transfer this Agreement or any for
the services to be performed under this Agreement, directly or indirectly, by
operation of law or otherwise without prior written consent of City. Any attempt to
do so without the express written consent of the Project Administrator shall be
null and void.
12. ADMINISTRATION
This Agreement will be administered by the City Manager of the City of Newport
Beach. The City Manager shall be considered the Project Administrator and
shall have the authority to act for City under this Agreement. The Project
Administrator or his /her authorized representative shall represent City in all
matters pertaining to the services to be rendered pursuant to this Agreement.
13. NOTICES
All notices, demands, requests or approvals to be given under this Agreement
shall be given in writing and conclusively shall be deemed served when delivered
personally or on the third business day after the deposit thereof in the United
States mail, postage prepaid, first class mail, addressed as hereinafter provided.
All notices, demands, requests or approvals from WE to City shall be addressed
to City at:
City Manager
City of Newport Beach
3300 Newport Boulevard
P. O. Box 1768
Newport Beach, CA, 92658 -8915
(949) 644 -3000; Fax 644 -3020
All notices, demands, requests or approvals from City to WE shall be
addressed to WE at:
Attention:
U
Fax
14. TERMINATION
(a) Termination for Cause. WE shall be in default if WE fails or refuses to
perform any duty required by the Agreement or performs in a manner
inconsistent with the terms, conditions and restrictions in this Agreement. In
such event, City shall give CJE, five (5) days written notice to cure, if the default
can be cured. City shall be entitled to terminate this Agreement if WE has not
cured the default within five (5) day cure period. City shall be entitled to
immediately terminate this Agreement if the default can not be cured through
corrective action
(b) Termination Without Cause. City shall have the option, in the sole
discretion of the Project Administrator and without cause, of terminating this
Agreement by giving seven (7) days' prior written notice to WE as provided
herein. Upon termination of this Agreement, City shall pay invoices submitted by
WE prior to the date of termination to the extent required by this Agreement.
15. COMPLIANCE
WE shall comply with all laws, state or federal and all ordinances, rules and
regulations enacted or issued by City.
16. WAIVER
A waiver by either Party of any breach, of any term, covenant or condition of this
Agreement shall not be deemed to be a waiver of any subsequent breach of the
same or any other term, covenant or condition.
17. INTEGRATED CONTRACT
This Agreement represents the full and complete understanding of the Parties,
and any prior discussion, negotiation and /or agreement between the Parties are
merged in, and superseded by, this Agreement. Any modification of this
Agreement will be effective only by written execution signed by both City and
CJE.
Agreed:
CITY OF NEWPORT BEACH CJE
0
Date:
EXHIBIT A
1. Monitor and remain current regarding:
a. County and regional transportation issues including the high speed rail
(such as the "Mag Lev ") transportation system in Southern California being
proposed by SCAG;
b. Aviation activities associated with SCAG;
C. Activities of the Southern California Regional Airport Authority, and
proposed expansion of LAX;
d. Conformity issues and policy decisions associated with air quality and
transportation findings by SCAQMD and SCAG related to El Toro;
e. OCRAA public information program;
f. The LRA public outreach and public education project;
g. The LRA work plan;
h. Legislative and executive activities in Sacramento;
i. The Federal legislative and executive work product;
j. Activities associated with groups opposed to commercial aviation reuse at
MCASET.
2. Work jointly with the AGW designated consultant (Dave Ellis) in conceptualizing,
drafting, and producing a public information program associated with the
commercial aviation reuse at MCASET. This work product will include but not
limited to direct mail, cable T.V. and the necessary research to validate
production material.
EXHIBIT B
Prosecute or defend litigation that is related to any proposed reuse of El Toro
MCAS.
Conduct legal research related to the proposed commercial aviation reuse of El
Toro and the base closure process.
Prepare or retain consultants to prepare studies, reports or related material the is
relevant to any proposed reuse of El Toro or the impacts of any proposed reuse
of El Toro.
Sample and evaluate public opinion regarding any proposed reuse of El Toro or
other regional transportation issue and develop informational and educational
material that will help the public understand any issue related to the reuse of El
Toro or regional transportation problems.
3'aAoi - 4 18
GRANT AGREEMENT
AIRPORT WORKING GROUP OF ORANGE COUNTY
This Agreement, entered into this _ day of March, 2001 by and between the
City of Newport Beach, a charter city (City) and the Airport Working Group of Orange
County, a non - profit corporation, (AWG) is made with reference to the following:
WHEREAS, the City is a municipal corporation and charter city committed to
preserving the health, welfare and safety of its citizens; and
WHEREAS, AWG is a California non - profit public corporation exempt from
federal taxation pursuant to Section 501(c)(3) of the Internal Revenue Code; and
WHEREAS, AWG and Citizens for Jobs and the Economy (CJE) have jointly s
requested a Grant from the City to conduct a public information and outreach program,
and perform other work, related to the proposed commercial aviation reuse of El Toro;
and
WHEREAS, AWG has previously received grant funds from the City and the
Parties intend to modify the permitted uses of those funds through this Agreement;
WHEREAS, the City has adopted a formal policy regarding the need for a
second commercial airport to serve Orange County residents/businesses and a formal
policy opposing any expansion of John Wayne Airport (JWA); and
poses
WHEREAS, the funds granted to AWG shall be used only for pur
consistent with this Agreement and the formal aviation policies and resolutions of the
City; and
WHEREAS, the grant to AWG is contingent on compliance with provisions of this
Agreement that City funds will not be spent to support or oppose the qualification,
passage or defeat of any ballot measure or the nomination, election or defeat of any
candidate for political office.
WHEREAS, the grant to AWG is also contingent on commitments by AWG that
Grant Funds not be used for any activity that would be inconsistent with applicable state
and federal statutory and decisional law.
WHEREAS, the grant to AWG is contingent on AWG's commitment to fully
support the efforts of the City to prevent any expansion of JWA.
NOW, THEREFORE, THE PARTIES AGREE AS FOLLOWS:
1. GRANTS
This Agreement relates to the award or confirmation of the following three grants.
(a) Special Grant
City agrees to Grant to AWG the sum of one hundred and fifty thousand dollars
($150,000) subject to the terms, restrictions, covenants and conditions of this
Agreement (Special Grant). The Special Grant shall be paid in fifteen (15) equal
monthly installments, with the first installment due on April 1, 2001. The Special
Grant shall be used exclusively for the purposes described in Exhibit A and in
strict compliance with the terms and conditions of this Agreement.
(b) Existing Grant
AWG is in possession of funds from previous grants approved by the City
(Existing Grant). The Existing Grant shall be used exclusively for the purposes
described in Exhibit B. The prior approval of the Pr aect Administrator or his/her
designee shall be required prior to the performance of any work to be funded with
or by Existinq Grant funds The Existing Grant shall be subject to, and used in
strict compliance with, the terms, restrictions and conditions of this Agreement.
The Parties agree that, as to the Existing Grant, this Agreement supersedes any
prior agreement between the Parties.
(c) POP Grant
AWG shall have the right to submit, for payment by the City, invoices for work or
services to be performed in implementing the Public Outreach Program (POP)
that is attached as Exhibit C (POP Grant). AWG agrees the City's obligation to
pay invoices submitted for payment through the POP Grant is subject to strict
compliance with the terms, conditions and restrictions in this Agreement. AWG
also agrees that the City's obligation to pay invoices from the POP Grant is;
40 subject to the City Council's appropriation of funds for this
express purpose, in the fiscal year in which the request for payment
is submitted to the City, to the account or accounts from which POP
Grant funds are to be paid. and
(ii) limited to an amount not to exceed $3.54 Million inclusive of
invoices submitted by WE and other permitted expenditures from
the account or accounts established to receive the funds
appropriated by the City Council for the express purpose of funding
the POP Grant.
AWG acknowledges and agrees that the City is prohibited from incurring
indebtedness in other than the then current fiscal year except under certain
circumstances that are not present in the case of the Grant Funds. In the event
the account or accounts designated by the City as the source of payment of POP
Grant funds does not have sufficient funds to fully reimburse AWG, the City's
obligation to reimburse AWG shall be limited to the funds available in the account
at the time the request is made.
(dM Grant Funds.
The Special Grant, Existing Grant and POP Grant are sometimes collectively
referred to as Grant Funds.
2. TERM
The term of this Agreement shall commence on March 28, 2001 (the Effective
Date) and shall continue in full force and effect until terminated by the City or until
December 31, 2002, whichever occurs first. Except for the use of Existing
Funds, City shall not pay for any cost or expense incurred prior to the Effective
Date of this Agreement.
3. RESTRICTIONS ON USE OF GRANT FUNDS
AWG acknowledges that public agencies are prohibited, by statutory and
decisional law, from spending, directly or indirectly, public funds to support or
oppose candidates for public office. AWG also acknowledges that there is
statutory and decisional law that prohibits the expenditure of public funds to,
directly or indirectly, support or oppose the qualification, passage or defeat of a
ballot measure absent express legislative authority. Accordingly, AWG warrants
that the Grant Funds will not be spent, directly or indirectly, to support or oppose
a candidate or candidates for public office or to support or oppose that the
qualification or passage of any ballot measure. AWG also warrants
Grant Funds will not be spent in a manner that would be inconsistent with
relevant state and federal statutory and decisional law. Finally, AWG warrants
that the Grant will not be spent to prepare or distribute material, or to disseminate
information, if it is clear from the surrounding circumstances that the material or
information supports or opposes the election of any candidate or the qualification,
defeat or passage of any ballot measure.
4. SPECIAL GRANT AND EXISTING GRANT
(a) AWG shall, on a monthly basis during the term of this Agreement, furnish
the City with a statement of the activities describing the work and services that
were funded through the Special Grant and the Existing Grant. AWG shall
submit, with the statement of activities, original invoices and contracts for any
work or services performed by any third party and a copy of any agreement
between AWG and the third party. Invoices from consultants or vendors retained
by AWG shall describe the work or services performed in sufficient detail to
determine if the work or services were consistent with the terms and conditions of
this Agreement and represented fair value for the sums paid. Any agreement
between AWG and any consultant or vendor for the performance of services
funded through the Special Grant shall contain a provision authorizing the City to
review, during normal business hours, the records and accounts of the consultant
or vendor that are related to the use of the Special Grant.
(b) The City shall review the statement of activities and related material
provided by AWG pursuant to subsection (a) and may request additional
documents or information to support or explain any activity, invoice or contract
submitted by AWG. AWG shall provide the additional documents or information
within ten (10) days after receipt of the request from the City.
(c) AWG agrees to fully reimburse the City in the event, and to the -full extent,
that the Special Grant or the Existing Grant was used to fund any activity
inconsistent with the terms of this Agreement and specifically the warranties
given by AWG pursuant to Section 3.
5. POP GRANT
(a) AWG shall, prior to any expenditure that may qualify for payment from the
POP Grant, and as a condition precedent to any City obligation to payment from
the POP Grant, comply with the following:
(i) Prior to publishing, printing, distribution or dissemination, submit the
material or information to be distributed or disseminated pursuant to the
POP to special legal counsel retained by the City; and
(ii) Obtain a determination from special legal counsel that the
expenditure of public funds on the material or information to be distributed
or disseminated pursuant to the POP is fully consistent with, and permitted
by, federal and state statutory and decisional law.
(iii) Disseminate or distribute material or information that is in strict
conformance to the material or information submitted to, and certified by,
special legal counsel and determined to be in compliance by the City
Attorney.
(b) City shall not pay any invoice pursuant to the POP Grant unless and until
AWG submits original invoices confirming the identity of the vendor, the precise
nature of the services or work to be performed, the timeframe within which the
work is to be performed, and a specification of all charges for the work or
services to be performed. All invoices shall reflect any fees or commissions paid
to AWG or any related party with respect to the work or services performed by
any vendor, consultant or subcontractor.
or
(c) City shall not reimburse AWG for any fee or commission paid by a vend
or subcontractor to AWG or a related party unless:
(i) the Project Administrator has approved the payment of the fee or
commission prior to the performance of the work or services;
(ii) the fee or commission is consistent with standard industry practice
in terms of both entitlement and amount; and
(iii) the fee or commission does not exceed eighteen pgrfent (18 %)of
the actual contract price exclusive of postage or similar co
(d) City shall retain all POP Grant funds in City funds or accounts and shall
disburse funds only upon submittal of invoices and strict compliance with this
Agreement.
6. INDEMNIFICATION
AWG shall hold harmless, defend and indemnify the City, and its officers and
employees, from any claim, loss, litigation, or liability arising out of or in any way
related to this Agreement regardless of the cause, except for any liability arising
from the sole negligence, fraud or willful misconduct of the City or its officers or
employees. However, AWG's obligations pursuant to this Section are limited to
the amount of the Grant or that portion of the Grant spent, or alleged to have
been spent, in violation of the terms and conditions of this Agreement.
7. INDEPENDENT CONTRACTOR
City retains AWG on an independent contractor basis and AWG is not an
employee of City. The manner and means of conducting the work are under the
control of AWG, except to the extent restricted by statute, rule or regulation and
the express terms of this Agreement. This Agreement does not establish an
employment relationship between the City and AWG or any of officer, employee
or agent of AWG. AWG shall have the responsibility for, and control over, the
details and means of performing the work provided that AWG is compliance with
the terms of this Agreement. The provisions of this Agreement that require
special counsel review of material and information do not, and are not intended
to, give the City the right to direct AWG as to the details of the performance of
the services or to exercise a measure of control over AWG. The review by
special counsel is solely intended to ensure that the City and its officers and
employees are protected from any loss or liability related to any expenditure of
City funds that would be contrary to the statutory and decisional law.
8. REPORTS AND ACCOUNTING
(a) AWG shall maintain accounting records of its billings which includes the
name of the employee, type of work performed, times and dates of all
work which is billed on an hourly basis and all incidental expenses
including reproductions, computer printing, postage and mileage. AWG
shall maintain complete and accurate records with respect to the costs
incurred under this Agreement. All such records shall be clearly
identifiable. AWG shall allow a representative of City to examine, audit
and make transcripts or copies of such records during normal business
hours. AWG shall allow inspection of all work, data, documents,
proceedings and activities related to the Agreement for a period of three
(3) years from the date of final payment under this Agreement.
(b) AWG shall deposit the Special Grant funds (when received) and the
Existing Grant funds in a separate account or accounts with financial
institutions such that all Grant Funds are fully insured by FDIC and are not
commingled with other AWG assets. All interest earned on Existing Grant
funds, and the fair value of any consideration received by AWG or its
subcontractors related to the use of Grant Funds, shall be retained in the
account or accounts in which Grant Funds are deposited and all earned
interest shall be considered Grant Funds. AWG shall provide the City with
copies of all statements related to the account or accounts in which GratA
Funds have been deposited and AWG shall reconcile statements wi
checks and expenditures. AWG shall also provide the City with copies of
all cancelled checks or warrants that represent, in whole or in part, the
payment of Grant Funds.
(c) All Grant Funds remaining at the expiration of the term of this Agreement
shall be returned to the City within ten (10) days after expiration.
(d) Any funds granted by the City subsequent to the effective date of this
Agreement that are not specifically identified as a Special Grant, Existing
Grant or POP Grant shall be considered Grant Funds and subject to the
terms and conditions of this Agreement.
(e) AWG shall notify City, in writing, of all proposed related party transactions
at least ten (10) days prior to any work or service performed by the related
party. AWG shall not use Grant Funds to pay or reimburse any related
party transaction unless the Project Administrator has approved the
related party transaction prior to the performance of any work by, or the
execution of any agreement with the related party. For purposes of this
Agreement, the term related party includes any member of the Board of
Directors of AWG.
(f) AWG shall not use Grant Funds, or seek reimbursement for, any
administrative fee, charge or expense related to the reporting, accounting
or other obligations imposed by this Agreement.
9. STANDARD OF CARE
All of the services shall be performed by AWG or under AWG's supervision.
AWG represents that it possesses, or has the capacity to retain, the professional
and technical skills required to perform the services required by t*t(oreement,
and that it will perform all services in a manner commensurate wi
community professional standards. AWG represents and warrants to City that it,
and its consultants and subcontractors have or shall obtain all licenses, permits,
qualifications and approvals required of its profession. AWG further represents
and warrants that it shall keep in effect all such licenses, permits and other
approvals during the term of this Agreement. AWG agrees that any written
agreement between AWG and any vendor, subcontractor or consultant shall
contain a provision that requires the vendor, subcontractor or consultant to fully
comply with this Agreement, including an express requirement to comply with
the provisions of Section 3 of this Agreement. AWG also agrees to provide
each vendor, subcontractor and consultant with a copy of this agreement. _
10. CITY POLICY
AWG will discuss with the Project Administrator all matters relating to the
performance of the work and services to be funded by Grant Funds that bear on
City policies and goals to ensure consistency. AWG will contact the Project
Administrator in advance of all key decision points in order to ensure that work
and services are performed in a manner consistent with City goals and policies.
AWG is responsible to keep the Project Administrator and/or his/her duly
authorized designee informed on a regular basis regarding the status and
progress of the work, activities performed and planned, and any meetings that
have been scheduled or are desired.
11. PROHIBITION AGAINST TRANSFERS
AWG shall not assign, sublease, hypothecate or transfer this Agreement or any
for the services to be performed under this Agreement, directly or indirectly, by
operation of law or otherwise without prior written consent of City. Any attempt to
do so without the express written consent of the Project Administrator shall be
null and void.
12. ADMINISTRATION
This Agreement will be administered by the City Manager of the City of Newport
Beach. The City Manager shall be considered the Project Administrator and
shall have the authority to act for City under this Agreement. The Project
Administrator or his/her authorized representative shall represent City in all
matters pertaining to the services to be rendered pursuant to this Agreement.
13. NOTICES
All notices, demands, requests or approvals to be given under this Agreement
shall be given in writing and conclusively shall be deemed served when delivered
personally or on the third business day after the deposit thereof in the United
States mail, postage prepaid, first class mail, addressed as hereinafter provided.
All notices, demands, requests or approvals from AWG to City shall be
addressed to City at:
City Manager
City of Newport Beach
3300 Newport Boulevard
P. O. Box 1768
Newport Beach, CA, 92658 -8915
(949) 644 -3000; Fax 644 -3020
All notices, demands, requests or approvals from City to AWG shall be
addressed to AWG at:
Attention
U
Fax
14. TERMINATION
(a) Termination for Cause. AWG shall be in default if AWG fails or refuses
to perform any duty required by the Agreement or performs in a manner
inconsistent with the terms, conditions and restrictions in this Agreement. In
such event, City shall give AWG, five (5) days written notice to cure, if the default
can be cured. City shall be entitled to terminate this Agreement if AWG has not
cured the default within five (5) day cure period. City shall be entitled to
immediately terminate this Agreement if the default can not be cured through
corrective action
(b) Termination Without Cause. City shall have the option, in the sole
discretion of the Project Administrator and without cause, of terminating this
Agreement by giving seven (7) days' prior written notice to AWG as provided
herein. Upon termination of this Agreement, City shall pay invoices submitted by
AWG prior to the date of termination to the extent required by this Agreement.
15. COMPLIANCE
AWG shall comply with all laws, state or federal and all ordinances, rules and
regulations enacted or issued by City.
16. WAIVER
A waiver by either Party of any breach, of any term, covenant or condition of this
Agreement shall not be deemed to be a waiver of any subsequent breach of the
same or any other term, covenant or condition.
17. INTEGRATED CONTRACT
This Agreement represents the full and complete understanding of the Parties,
and any prior discussion, negotiation and/or agreement between the Parties are
merged in, and superseded by, this Agreement. Any modification of this
Agreement will be effective only by written execution signed by both City and
AWG.
18. RELATED AGREEMENT
The City's obligations pursuant to this Agreement are subiect to AWG's
execution of a written agreement, acceptable to the Project Administrator and the
City Attorney, that commits AWG to fully cooperate with, and support to the
extent requested, the City's efforts to extend the term of the JWA Settlement
Agreement. The Mayor is authorized to execute such an agreement on behalf of
the City.
Agreed:
CITY OF NEWPORT BEACH AWG
0
By:
Date: Date:
E
u
March 13, 2001
Agenda Item No. 19
CITY OF NEWPORT BEACH
Office of the City Manager
TO: Mayor and Members of the City Council
FROM: Homer Bludau
RE: AWG/CJE Funding Request
DATE: March 13, 2001
The City has received a request from AWG and CJE for a grant to fund an El Toro public
information and outreach program (Program). A copy of the Program is attached to this
memo. The Chair of the Airport Issues Committee will make an oral recommendation
regarding this funding request.
omer BI au
City Manager
TABLE OF CONTENTS
Introduction
Goals
Objectives and Strategy
NWIT-7, A
Messages and Themes
Direct Communications
Budget
Analysis of S. County Expenditures
El Toro Public Information and Outreach
Prepared by AWG and CJE
Page 1
Page 3
Page 5
Page 7
Page 10
Page 11
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0
n
LJ
C�
INTRODUCTION
This outreach proposal regarding commercial aviation reuse at MCAS El Toro
has been jointly prepared by David Ellis representing AWG and Bruce Nestande
representing CJE. The intent of this request is to "re- start" the public information
program following Judge Otero's ruling invalidating Measure F.
This project, using public funds, will be exclusively directed at public education
and information per the guidelines with which we have previously complied.
Through the Public Records Act, we have determined that South County (Irvine +
ETRPA) spent $15 million for FY 00/01. Of this, $9.0 million is earmarked for
public relations, direct mail, cable television, coalition building and press
relations. The balance, $6 million is used for consultants, lawyers and staff.
We have less than a year to educate the community on the need for additional
aviation capacity in Orange County. The nationwide aviation capacity crisis
underscores the need for El Toro Airport. We will capitalize upon this situation --
in addition to correcting the record -- with a community outreach program.
El Toro Public Information and Outreach
Prepared by AWG and CJE
z
GOALS
Reestablish the need for El Toro Airport and credibility of the planning process in
all levels of the community in preparation for the certification of DEIR 573.
➢ Elected officials Outreach. We must start from ground zero with elected
officials -- at all levels -- to dispel the myths that South County's onslaught of
money have perpetuated.
➢ Opinion Leader Outreach. Through regular mailings, blast e- mails, and
briefing meetings we will make opinion leaders aware of the need for
additional aviation capacity in Orange County.
➢ Monitor and Assist Legislative Agenda in Sacramento and Washington. The
national aviation crisis has created an environment that is potentially
conducive to a legislative resolution to the issue.
➢ Business and Labor Community Outreach. All the major business, labor and
community organizations in Orange County must be solicited for support.
Regular communications are essential to keep these organizations focused
on the need for additional airport capacity.
➢ Grass Roots Organization. Using existing organizations as the entry point to
each community, a grass roots operation outside Newport-Mesa should be •
formalized.
➢ Retail Public Information Campaign. Using multiple media tools, generate a
coordinated campaign of cable television, direct mail, web- sites, house -file
mailings to recapture public opinion.
➢ Studies and Opinion Research. Determine key issues through polling and
conduct an analysis of the fiscal impacts of non - aviation proposals.
Assimilating this information will serve as a foundation for our public
information program.
Is
El Toro Public Information and Outreach
Prepared by AWG and CJE
0
OBJECTIVES AND STRATEGY
The public debate over the future of El Toro Airport is reaching the most critical
stage. The next twelve months will determine the future use of El Toro.
This issue has achieved a high degree of public awareness. Based on past
surveys 94% of the voting public in Orange County has an opinion on El Toro,
nearly two- thirds have a strong opinion, and the electorate vacillates on the
issue.
Press coverage of this issue can be influenced, but not controlled. The same is
true of the numerous public and private studies, reports and other information
that continue to fuel the public debate.
The primary objective of the El Toro Airport Public Education and Information
Campaign should be to produce and distribute high quality, informative,
persuasive communications to the most politically active citizens in the county.
The group selected to receive this information must be large enough to result in a
majority favorably viewing commercial aviation as the ultimate reuse of El Toro.
With that simple proposition in mind, here are the objectives of our proposal:
1) Mobilize public opinion so that a majority can be counted on to defeat any
proposal that would derail the El Toro re -use process.
2) Provide sufficient public and political support to enable the pro- airport majority
on the Board of Supervisors to stay the course on El Toro.
3) Educate the public on the need for El Toro Airport and the limitations of John
Wayne Airport.
4) Demonstrate the economic and environmental risks to the county that will
result from failure to provide a modern, self- contained system of air
transportation.
5) Undermine the fear campaign of airport opponents by bringing the facts about
noise, traffic, flight patterns, property values and environmental impacts to
South County residents.
6) Explain the significance of the 18,000 acre "no home zone" in protecting
surrounding communities from adverse impacts.
El Toro Public Information and Outreach
Prepared by AWG and CJE
Il
7) Provide a vision of El Toro as a well planned, community friendly,
environmentally sound airport as modeled after John Wayne Airport. It is
important that citizens identify with JWA as a template for a future airport at El
Toro.
8) Prove that the Millennium Plan and the Great Park are economically unsound
and will cost the taxpayers money.
9) Monitor progress toward meeting these objectives with an ongoing program of
public opinion research.
Strategy
We will coordinate the combined resources of the public agencies and private
organizations that support a commercial airport at El Toro into a mass
communications campaign designed to meet the above objectives. The
campaign will primarily use direct mail, but will also utilize press relations, a
public information video, brochures and presentations to community
organizations.
The public information plan being proposed is essentially a communications •
strategy that resulted in the pro - airport side to winning two countywide elections
on the specific issue of commercial aviation reuse at El Toro.
0
El Toro Public Information and Outreach
Prepared by AWG and CJE
OVERVIEW
Newport Beach is obviously most impacted by JWA and its potential expansion if
commercial aviation at El Toro does not occur. Clearly no other city will lead a
comprehensive outreach program other than Newport Beach.
Our extensive post election (Measure F) analysis indicated that approximately
2/3 of the yes on F vote was for reasons other than opposing El Toro Airport.
That analysis allows us to conclude that Measure F was not a direct reflection of
the El Toro issue at this time. In addition, our focus group analysis concluded
that the basic arguments for commercial aviation reuse at El Toro remain viable
as opposed to the Millennium or Great Park proposals. The success of the El
Toro reuse plan has been placed in jeopardy by a well- organized and well -
financed campaign of misinformation.
The South County cities of Irvine, Laguna Hills, Lake Forest, Dana Point and
Mission Viejo will spend an estimated fifteen million dollars annually on lobbyists,
consultants and public communications designed to undermine the existing
county reuse process and prevent the conversion of El Toro to commercial
aviation use.
In addition to this publicly financed campaign, South County anti - airport activists
have mobilized and grown in number and strength. This group has proven its
ability to place a repeal measure anti - airport initiative (Measure S) on the county
ballot, the Measure F initiative, and is preparing for another initiative challenge in
March 2002.
Although many countywide business chambers and community organizations
have endorsed the El Toro Airport in the past, this issue is not the highest priority
for most of these groups and they have not been contacted in months.
The same is true of most citizens who live outside of the area immediately
surrounding El Toro. A majority of these citizens have voted for a commercial
airport in two elections, yet they have very little emotional attachment to the issue
and have been constantly inundated with misinformation for the past three years.
News coverage of the El Toro issue increasingly reflects the imbalance by
favoring the anti - airport position.
Coverage in the Times and the Register partially reflects the fact that South
County readers want to see a steady stream of anti - airport stories, while North
County readers are ambivalent.
A continuing, aggressive, and unanswered publicly funded anti - airport campaign
will have the following impacts on the reuse process:
El Toro Public Information and Outreach
Prepared by AWG and CJE
f3
An Eroding and demoralizing of the pro- airport majority on the Board of
Supervisors in addition to our city, community organizations, and voter
support base; with the likely result being the repeal of Measure A.
Newport Beach must step up and lead in order to counter the publicly funded
misinformation campaign of airport opponents.
The activities should include:
Public Information and Education. Monthly Information Bulletins should be
mailed countywide to give the public accurate information on a variety of issues
including the need for El Toro Airport, economic benefits and jobs, tax revenue
creation, realistic projections of take off and landing patterns, and economic
impacts on property values. These communications should also critique the idea
of non - aviation use of El Toro generally, and the Millennium Plan specifically.
Public Opinion Research. Regular polling to measure public opinion on the El
Toro issue. This information will be used to plan communications strategy and to
present accurate information on public opinion to government officials.
Community Outreach. Tailor the pro- airport message in an effective way to
citizens, businesses, labor and public sector groups desiring additional El Toro
information. This relationship will result in strengthening the existing pro- airport
coalition.
Media Relations. Giving the pro- airport side a loud and unified voice in the
airport debate through a regular series of press briefings, news conferences, op-
ed pieces and letters to the editor.
I]
El Toro Public Information and Outreach
Prepared by AWG and CJE
MESSAGES AND THEMES
The El Toro Airport public information campaign should have a unifying theme
with a series of messages to reinforce this theme.
Most of the messages will be pro- airport. Others will be defensive, refuting
misinformation circulated by opponents.
Five years of polling and two successful election campaigns on this issue have
given us a good idea of what this theme and some of the messages.will be.
Obviously, messages will be modified based upon current information and
trends.
The general theme developed through the Measure A (and Measure S)
campaign is:
El Toro Airport ...
We need it— demand Is there.
JWA is Inadequate.
0 El Toro is available -- at no cost to taxpayers.
Messages that reinforce this theme are:
1) John Wayne Airport is inadequate to meet future transportation needs of the
county.
2) The E Toro 16,000 acre no -home zone protects surrounding communities
3) El Toro Airport is necessary for the future economic development of Orange
County, emphasizing international travel and tourism.
4) The airport will preserve future environmental quality of life throughout the
county.
➢ Adequate air transportation in necessary to boost our economy based on
"clean" industries, i.e. tourism, trade and high tech.
➢ A "self contained" Orange County protects the regional environment,
reduces traffic and pollution.
➢ The airport plan is being developed in a community friendly,
environmentally responsible way.
➢ The airport plan incorporates parks and open space.
El Toro Public Information and Outreach
Prepared by AWG and CJE
➢ In the next 20 years commutes to regional airports will be gridlocked.
5) Economic benefits of El Toro:
➢ Jobs
➢ Tax revenues to all cities
➢ Productivity gains, commute time reduction for Orange County workers
➢ Cargo operations resulting in time and cost savings to local businesses
6) A strong economy with a modem system of air transportation will have a
positive effect on property valuation throughout Orange County.
Messages that refute opposition claims include:
1) Realistic flight plans will not seriously impact surrounding communities,
especially Irvine, Orange, Tustin, Villa Park, Anaheim Hills, Yorba Linda,
Fullerton, San Clemente and San Juan Capistrano.
2) El Toro will be financed by landing fees, not taxes.
3) Requiring Orange County residents to travel to 'outside" airports, i.e. LAX,
San Diego, etc., is economically absurd, environmentally irresponsible, and
reasonable travel time will become unbearable.
4) "Alternate uses" proposed by airport opponents lack credibility.
➢ "Unfairness" of turning taxpayer funded airport over to private developers.
➢ Lack of federal government approval.
➢ Financing problems.
➢ Traffic and environmental impact of new housing development.
➢ The residential housing, retail, and commercial business centers can be
built in other locations, an airport cannot.
➢ Toxic cleanup problems and costs will limit uses and options.
➢ "Opening up" of the 16,000 acre buffer zone for more residential and
industrial development.
El Toro Public Information and Outreach
Prepared by AWG and CJE
. DIRECT COMMUNICATIONS
In Orange County, direct communication has been proven to be the only
efficient method of building voter support on issues of public concern.
The Los Angeles metro broadcast market is simply too large to be used
continuously on a cost - effective basis. And even the most aggressive press
relations program will not be as effective in shaping public opinion as a well
planned and executed direct communications campaign.
Direct communications also has the advantage of interactivity. People can
respond to appeals in a variety of ways. They can join an organization, they
can participate in a poll, or they can send letters and petitions to government
officials.
Respondents to direct appeals constitute a list of activities that can then
receive specialized communications requesting further action.
These bulletins will not be campaign mailings and will not advocate a yes or
no vote, but will be designed to counter the kind of misinformation on the El
Toro issue that is often circulated in the heat of a campaign.
. The content of these communications will be driven by the public opinion
research and the emergence of issues in the El Toro debate.
Communications will be non - partisan and non - political in nature. The
communication will be exclusively education and information.
•
El Toro Public Information and Outreach
Prepared by AWG and CIE =1
10
EL TORO AIRPORT
PUBLIC INFORMATION AND EDUCATION
BUDGET
March 1, 2001 through December 31, 2001
Public Opinion Research
Benchmark Poll
$45,000
Tracking Poll
$35,000
Opinion Leader Outreach
Regular luncheons featuring political and
academic experts on aviation and land use
$50,000
issues.
Business community outreach.
$50,000
5 mailings to CEO's and OC business leaders.
Direct Mail /External Communications
One mass mailing monthly. (3/01- 12/01)
$2,500,000
Q = 500,000 households /mailing
5 million total pieces mailed
Specialized newsletters and follow up to mass
$150,000
mailing respondents
(Appx. 90,000)
Cable Television
$510,000
Monthly 2 week flights
1,380 spots weekly on 12 cable franchises.
$100,000
Production of 10 — 30 second spots.
$100,000
Web Site
Development and maintenance of web site.
OCRAA Activities
Fiscal analysis of non - aviation uses (est.)
$50,000
Toxic remediation analysis (est.)
$50,000
Elected officials outreach. Communicate bi-
50,000
monthly via "FYI" mail alerts. Blast e-mail and
fax alerts as necessary.
TOTAL:
$3,690,000
El Toro Public Information and Outreach
Prepared by AWG and CIE
0
0
0
City of Irvine Contracts Regarding the MCAS El Toro
FY 99/00
115/01
Saved as: Dave Ellis Public Remrds Act- Irvine
Company
Contracted
Contract
Purpose
Term
Amount
1
Adam D. Probolsky & Assoc.
415199-8/30199
$ 55,000.00
Development and Implementation of a public opinion poll
Newport Beach, CA
2
Alvarado Smith & Sanchez
6/30/99-8/30/00
$ 157,200.00
Provide legal counsel to the City of Irvine with regard to its efforts
Irvine, CA
on the closure and reuse of MCAS, El Toro.
3
Black & Veatch Corp.
Expires 6130/00
$ 40.000.00
Air quality and environmental noise
Kansas Citv. MO
assessment for the Millennium Plan Phase II
4
BV Engineering
6/15199-8/30100
$ 68,800.00
Millennium Plan II annexation
Irvine, CA
infrastructure. hydrology impact analysis
5
Caldwell Leslie Newcombe & Pettit
10/27/9948/30/00
$ 50.600.00
Legal services regarding actions taken
Los Angeles, CA
by O.C. Land Use Commission
6
Cotton Beland Assoc.
6/15/99-8/30/00
$ 259,920.00
Millennium Plan II revised and EIR
Pasadena, CA
regarding annexation
7
David Evans & Assoc.
Expires 12/31/99
$ 346,700.00
Preparation of EIR for the City general plan and zoning;
Laguna Hills, CA
and annexation of MCAS El Tom.
8
Deyoung & Assoc.
514199 - 6/311100
$ 100,000.00
Cable television production
Dana Point, CA
9
Hillary Willett
4110/99- 5117199
Nothing
Assisting the Legal Affairs Committee
Irvine, CA
found
at the city of Irvine
10
Hogan & Hartson
$ 545,000.00
Washington DC advocacy for Legal Affairs
Washington DC
11
Analysis Group
$ 59,000.00
Professor Dennis Aigner, GSM, UCI
Subcontractors of Ho an and Hanson
Review of Counties Airport Financing Plan
12
National Aviation Research Institute
$ 72,000.00
Review county consultant work regarding El Tom.
Subcontractors of Hogan and Hanson
flight tracks and traffic flows
13
AEMS. LLC
$ 100.000.00
Air quality analysis of El Toro Airport
Subcontractors of Hogan and Hartson
14
SSN
$ 78,000.00
Review noise element of the Dept. of Navy draft EIS February 2000
Subcontractors of Ho an and Hanson
15
Katz Hollis
811199- 7/31/00
$ 127,000.00
Redevelopment Agency - Activation
Los Angeles. CA
and plan adoption.
16
Kosmont & Assoc.
8/11998130/00
$ 6,500.00
Millennium Plan II fiscal impact analysis
Los Angeles. CA
17
Loeb & Loeb
3123/998/30/99
$ 10,000.00
Legal research regarding the Dept. of Defense selection of the County
Los Angeles. CA
of Omn a as the Local Redevelopment Authority for MCAS El Tom.
18
Marsha Levine
8124199 - 11/24199
Nothing
Assisting the Legal Affairs Committee
Irvine, CA
found
at the city of Irvine
19
Dr. Mary Schiavo
511 /998/1199
$ 7,025.34
Anti4rport speech
Ohio State University
and media availability
115/01
Saved as: Dave Ellis Public Remrds Act- Irvine
City of Irvine Contracts Regarding the MCAS El Toro
FY 99/00
20
Company
Contracted
Contract
Purpose
Term
Amount
21
Michael Brown and Assoc
7/27/99- 6130/00
$ 87.500.00
Environmental analysis d coordination regarding
Santa Barbara. CA
El Toro toxic cleanu p.
22
Mike Roos & Co.
1 1 /9/9 9 819/0 0
$ 180,000.00
I
Provide assistance In the identification & acquisition of funds related
Los Angeles. CA
to the development of a suburban park at MCAS EI Tom.
23
MNA Consulting
10/26/98- 6/30/00
$ 57.750.00
Development and implementation of annexation strategy.
San Diego. CA
24
Nossaman, Guthner, Knox & Elliott
2/111008/30/01
$ 150,000.00
Perform legal work to assist Irvine in its annexation
Sacramento, LA, Irvine
of former MICAS El Tom.
25
Parsons Bahia & Latimer
6/9/998/30 /00
$ 177,239.81
Legal assistance in developing a legal framework and strategy
Salt Lake City. UT
in connection with the contamination of MCAS El Tom
26
Peter Zeughauser
4/27/99 - 6/30100
$ 186.000.00
El Tom Conversion Project
Newport Beach. CA
27
PES Environmental Inc.
3123/99- 3/30100
$ 222,500.00
Base cleanup issues
Santa Ana. CA
28
RKJK & Assoc.
6/15199- 6/30 /00
$ 153.260.00
Millennium Plan II Traffic impact analysis
Newport Beach. CA
response to comments annexation committee
29
Robert B. Irani
8/24/99 - 11/24/99
Nothing
Assisting the Legal Affairs Committee
Irvine. CA
found
at the city of Irvine
30
TAMS Consultants
10/1/98 - 12131/99
$ 25,000.00
Assist in evaluating the impacts of the
Chive o. IL
civilian Bight testing at MCAS El Tom.
31
Visual Design Solutions
5/11/998!30/00
$ 49,495.00
Computer aided land planning for El Tom
Santa Monica. CA
32
Watson 8 Co.
7114/9a8/30/99
$ 5(1000.00
Explore the long term feasibility of a new regional
San Die o, CA
airport site in the County.
33
Woodward & McDowell
5/11 /998/30 /00
$ 185,000.00
Provide community outreach activities
Burlingame. CA
Focus group research and polling.
34
Fords 8 Molldch
FY 00.01
$ 4,521,000.00
Direct mail, televsion, web sites
Newport Beach. CA
35
Coontz & Matthews, LLP
3123/99- 12/30/99
$ 137,500.00
I
Planning, managing and cordinating all legal efforts to prevent the
San Juan Capistrano, CA
conversion of MICAS El Tom into a commercial airoort.
36
Chambers Group
8/11998/30 /00
$ 23,500.00
Provided biological consulting services and prepare responses
Irvine. CA
to comment on the draft program for the millennium plan It.
3T
Kathleen Graves
8124/99- 11/24199
Nothing
Assisting the Legal Affairs Committee
Irvine. CA
found
at the city of Irvine
Total:
$ 8,287,890.15
115101 Saved as: 03" Sits Public Record. Act -Irvine
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