HomeMy WebLinkAboutS29 - AWG Grant Request-AgreementAgenda Item No. S29
CITY OF NEWPORT BEACH
Office of the City Attorney
TO: Mayor & Members of the City Council
FROM: Homer Bludau
Robert Burnham
RE: AWG Grant Request
Revised Grant Agreement
DATE: May 22, 2001
On March 28, 2001, the City Council approved grant agreements with WE and AWG.
These two agreements granted funds to AWG and WE to conduct a public education
program related to the current and future air transportation needs of Orange County.
These agreements authorize both AWG and WE to submit requests for the grant funds
and create the potential for duplicate payments and confusion. The Airport Issues
Committee has asked staff to prepare a revised Grant Agreement (Exhibit A) to eliminate
confusion and to ensure that grant funds are used in a manner consistent with statutory
and decisional law. The revised Agreement allocates grant funds only to AWG, contains
assurances regarding the use of the funds, and incorporates provisions that require
review of material by special counsel retained by AWG. The revised also prohibits the
use of Grant funds for the duplication or dissemination of any material unless and until the
material is review and approved by special counsel retained by the City Council. In that
regard we are recommending the City Council retain Dana Reed and Fred Woocher, two
attorneys with extensive experience in matter relating to election law and political law.
(See Exhibits B and C).
RECOMMENDATIONS
The Airport Issues Committee is recommending the City Council take the following action:
1. Authorize the Mayor to execute the proposed grant agreement
between AWG and the City of Newport Beach (Exhibit A);
2. Terminate the Grant Agreement between WE and the City of
Newport Beach that is dated March 28, 2001;
3. Retain Dana Reed of Reed and Davidson (Exhibit B) and Fred
Woocher of Strumwasser and Woocher (Exhibit C) to act as special
counsel pursuant to the grant agreement and direct staff to notify
AWG that special counsel has been retained.
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i
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Homer Blu au Robert Burnham
GRANT AGREEMENT
This Agreement, entered into this 22ntl day of May, 2001 by and between City of
Newport Beach, a municipal corporation and charter city (CITY) and Airport Working
Group of Orange County, Inc., a California non - profit corporation (GRANTEE), is made
with reference to the following:
WHEREAS; the CITY is a municipal corporation and charter city committed to
preserving the health, welfare and safety of its citizens; and
WHEREAS, GRANTEE is a California non - profit public benefit corporation
exempt from federal taxation pursuant to Section 501(c)(3) of the Internal Revenue
Code;and
WHEREAS, GRANTEE has requested a Grant from the CITY to engage in public
outreach activities related to the manner and means of accommodating the current and
future air travel and air cargo needs of Orange County including a commercial aviation
reuse of El Toro; and
WHEREAS, the public outreach program proposed by GRANTEE is consistent
with long- standing CITY policy related to the solution to the current and future air
transportation needs of Orange County; and
WHEREAS, the CITY has approved this Grant to GRANTEE with the
understanding that the Grant funds will be expended for the purpose of informing the
EXHTBT?
public of issues, and engaging in other activity, relevant to the manner and means of
accommodating the current and future air transportation demand in Orange County;
and
WHEREAS, the CITY has approved this Grant subject to GRANTEE'S
commitment, and appropriate safeguards to ensure, that the Grant funds will not be
spent to support or oppose the qualification, passage or defeat of any ballot measure or
the election or defeat of any candidate for political office; and
WHEREAS, the CITY has also approved this Grant subject to GRANTEE'S
commitment that the Grant funds will not be used for any activity that would violate
state or federal statutory or decisional law such as regulations affecting non - profit or tax
exempt organizations.
NOW, THEREFORE, THE PARTIES AGREE AS FOLLOWS:
1. GRANT
CITY agrees to Grant to GRANTEE the sum of three million six hundred
thousand dollars ($3,600,000.00). This Grant (Grant Funds) shall be paid in one
lump sum of one million eight hundred thousand dollars ($1,800,000.00) and
twelve equal monthly installments of one hundred fifty thousand dollars
($150,000.00). The lump sum shall be paid on or before June 1, 2001. The first
installment shall be paid on or before June 1, 2001 and the remaining
installments shall be paid on or before the first of each of the following eleven
(11) months. The Grant Funds shall be used for the purpose of informing the
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public of issues, and engaging in other activity, relevant to the manner and
means of accommodating the current and future air transportation demand in
Orange County.
2. TERM
The term of this Agreement shall commence on May 22, 2001 (the Effective
Date) and shall continue in full force and effect until the final installment has
been paid and GRANTEE has spent all of the Grant Funds.
3. RESTRICTIONS ON USE OF FUNDS
(a) GRANTEE acknowledges that municipal corporations are
prohibited from spending, directly or indirectly, public funds to support or
oppose candidates for public office. GRANTEE also acknowledges that
public funds may not be spent, directly or indirectly, to support or oppose
the qualification, passage or defeat of a ballot measure. Accordingly,
GRANTEE warrants that the Grant Funds will not be spent, directly or
indirectly, to support or oppose a candidate or candidates for public office.
GRANTEE further warrants that the Grant Funds will not be spent, directly
or indirectly, to support or oppose the qualification, passage or defeat of
any ballot measure. Finally, GRANTEE warrants that the Grant Funds will
not be spent to prepare or distribute material, or to disseminate
information, if it is clear from the surrounding circumstances that the
material or information supports or opposes the election of any candidate
or the qualification, passage or defeat of any ballot measure.
(b) In addition to the commitments in Subsection 3(a), GRANTEE
warrants that the Grant Funds will not be spent in a manner that violates
any State or Federal statutory or decisional law applicable to non - profit
k;
organizations exempt from taxation pursuant to Section 501(c)(3) of the
Internal Revenue Code.
(c) GRANTEE shall retain legal counsel with at least five years
experience in the fields of election law and political law to ensure
compliance with the warranties in Subsections 3(a) and 3(b). Legal
counsel retained by Grantee shall review all material or information
prepared, in whole or in part, through the expenditure of Grant Funds and
prior to duplication or dissemination to the public to ensure compliance
with all statutory and decisional law governing the conduct of political
campaigns and the other restrictions and warranties in this Agreement.
GRANTEE may use Grant Funds to compensate special counsel for this
specific and limited purpose.
(d) To further ensure compliance with the provisions of Subsection
3(a), GRANTEE shall not duplicate or disseminate to the public any
material prepared, in whole or in part, through an expenditure of Grant
funds unless and until the material has been reviewed, and determined to
comply with Section 3(a), by special counsel retained by the City Council.
CITY shall notify GRANTEE in writing, on or before May 25, 2001, of the
name or names of the special counsel retained by the CITY to review
material pursuant to this Subsection. The review by special counsel
retained by the CITY shall be conducted, and the determination
communicated to GRANTEE, by the end of the next business day
following receipt of the material by special counsel.
4. INDEMNIFICATION
GRANTEE shall hold harmless, defend and indemnify the CITY, and its officers
and employees, from any claim, loss, litigation, or liability arising out of or in any
4
way related to this Agreement regardless of the cause, except for any liability
arising from the sole negligence, fraud or willful misconduct of the CITY or its
officers or employees.
5. AUDIT
GRANTEE agrees to account for all Grant funds received from the CITY,
maintain detailed financial records using generally accepted accounting
principals, and allow CITY to conduct an audit of the financial records upon
reasonable notice and at any time within four (4) years after expiration or
termination of this Agreement.
6. THIRD PARTY BENEFICIARY
This Agreement does not create, and the parties do not intend to create, any
claim, cause of action or legal right for or on behalf of any other person or entity.
7. ENTIRE AGREEMENT
This Agreement represents the entire understanding of the Parties and may be
amended only by a document signed by both parties.
8. PRIOR AGREEMENTS
The Parties agree that this Agreement supersedes and terminates the force and
effect of the Grant Agreement approved and executed by the Parties on or about
March 28, 2001. This Agreement does not affect any funds granted to
GRANTEE pursuant to an agreement approved and executed by the Parties on
or about April 1, 1999.
Agreed:
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CITY OF NEWPORT BEACH
Title
Date:
Approved as to Form
City Attomey
Attest:
City Clerk
rhb1o48
GRANTEE
By:
Title
Date:
05/18/2001 08:02
DANA w. neco
CARV DA1I050N
JAMC3 A. SIVESINO
FLORA S. YIN
Or COVNSEL
RPAOL¢Y w. nKATZ
8053833166
NEW WEST REALTY
REED & DAVIDSON
ATTORNEYS AT LAW
320 =OUT" GnANO AVENUE
3V11C 100
LOS ANGELES. CALIFORNIA 900712665
TELEPLIONE 12131 62s -6200
rnc3lnlLe 1213! 623 -1692
w- w.POOTICALLAW.COM
DANA W. REED. ESQ.
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DANA W. REED has been involved in California state politics and government all of his adult
life and has practiced political, initiative, referendum and election law since 1975. Mr. Reed
has served in senior government positions including Chairman of the California Transportation
Commission; Undersecretary of Business, Transportation and Housing; and Deputy State
Controller. Mr. Reed also served as a member of the Orange County Transportation Authority
and chairman of its predecessor agency, the Orange County Transportation Commission.
Mr. Reed is a recognized expert in political and election law and served as a member of the
California Secretary of State's Electronic Filing Task Force.
Mr. Reed, a graduate of Loyola Law School, represents governmental agencies, corporations;
trade associations, political action committees, ballot measure committees, lobbyists and
candidates in a wide range of political and election law matters. Mr. Reed is regularly called
upon to provide guidance in complying with the Federal Election Campaign Act, the Internal
Revenue Code, California's Political Reform Act and various local ordinances. Mr. Reed has
served as treasurer of, and legal counsel to, scores of large political committees.
Mr. Reed has also managed a wide range of litigation and administrative matters in State and
Federal courts and before various administrative agencies, such as the Federal Election
Commission. the Fair Political Practices Commission and the Los Angeles City Ethics
Commission. Mr. Reed has successfully managed litigation matters at the trial and appellate
court levels concerning the Federal and State constitutional rights of free speech and petition, the
California Elections Code, the Political Reform Act, the Public Records Act and the Anti -SLAPP
statute.
Mr. Reed has managed litigation matters which have led to reported appellate decisions in Paul
for Council v. Harq;ecz (2001) 85 Cal.AppAth 1356 (regarding Code of Civil Procedure Section
425.16, the Anti -SLAPP statute), Dean v. Superior Court (1998) 62 Cal.AppAth 638 (regarding
candidate statements under the California Elections Code); Yes on lvfeasure A v. City of Lake
Forest (1997) 60 Cal.AppAth 620 (regarding municipal expenditures under California's Political
Reform Act); Browne v. Russell (1994) 27 Cal.App.4th It 16 (regarding petition signature
gathering rules under the Los Angeles City Election Code); Griset v. Fair Political Practices
Commission (1994) 8 CalAth 851 (regarding sender identification requirements under
California's Political Reform Act); and Hale v. Farrell (1981) 115 Cal.App.3d 164.
Among the governmental entities and political figures Mr. Reed has represented are the cities of
Newport Beach, Simi Valley, Ventura and Thousand Oaks, as well as county registrars, city
council members and Federal and State legislators. In addition, Mr. Reed has been widely cited
in the local, state and national media as an expert in political and election law.
EXHIBIT
MRY -18 -2001 09:10 8053833166 991
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STRUMWASSER & WOOCHER LLP
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FRwRIC D. W000Ht 100 W,,SNOla BOULEVARD, Sire 1900 TMMKoNa: 0310) 576 -=
MICHAEL t. SPRUMWAWER SANTA MONICA, CALIFORNIA 90401 FACSD.OLE: (310) 319-0156
KEVIN s. REED
HARMON M. POLLAK
The Firm
STRUMWASSER & WOOCHER LLP was founded in 1991 by Fredric D. Woocher and Michael J.
Strumwasser to bring their extensive experience in the public sector to a broad range of public and
private clients. Since then, Strumwasser & Woocher LLP has become one of the most respected law
firms in Southern California, known for its successful resolution of major public policy matters. The
firm's trial and appellate civil litigation practice focuses on complex litigation involving economic
regulation, consumer and worker protection, antitrust, constitutional law, environmental protection,
administrative law, and government ethics and electoral law. Despite its small size, the firth has
collected an impressive array of trial and appellate victories in path - making litigation in the public
interest. The firm's work touches on a wide array of civil litigation matters, with some of its most
notable successes occurring in the areas of election law and insurance rate regulation.
The firth has developed an active political and elections law practice, representing candidates, political
committees, citizen groups, and public agencies in compliance matters and in litigation on ballot
access issues, campaign finance and ethics regulations, initiative and referendum law, and contested
elections. For example, the film currently represents the Agua Caliente Band of Cahuilla Indians in
the defense and implementation of Proposition I& the recent Native American gaming initiative
passed by California voters. Over the years, the firm has represented numerous political committees
and organizations in drafting state and local ballot measures and in litigation over the qualification
of initiative and referendum petitions for the ballot. Each election cycle, Strumwasser & Woocher
LLP's attorneys are also called upon to assist in the canvassing and recounting of votes in close
elections, and they have both prosecuted and defended a number of landmark election contests,
including the successful defense of Congresswoman Loretta Sanchez's narrow victory over former
Representative Robert Dorman in the 46th Congressional District in Orange County.
Among its most high - profile work, Strumwasser & Woocher LLP has served for the past eight years
as Special Counsel to California Insurance Commissioners John Garamendi, Chuck Quackenbush,
and Harry Low, whom the firm has advised and represented in all phases of the implementation of
Proposition 103, the insurance - reform initiative. Strumwasser & Woocher LLP developed the
Commissioner's regulatory program, prosecuted the administrative cases on the insurance companies'
rebate liability, and has successfully defended the Commissioner's program in scores of state- and
federal -court lawsuits.
In addition, the firm represents an array of public agencies and private parties in selected matters
involving environmental, constitutional, and regulatory issues, as well as other issues of public
interest. For example, we currently represent the Los Angeles Unified School District in major
litigation to revamp the State of California's system for allocating billions of dollars in new school -
construction funds in a manner that does not discriminate against urban and minority districts. Some
other significant cases handled by the firm include: defending citizens who participated in a public
STRUMWASSER & WOOCHER
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environmental review process from retaliatory °SLAPT defamation suits filed by project proponents;
representing dozens of Native Americans challenging California State University's plans to build a
mini -mall on a sacred burial site on the Long Beach campus; defending the City of Los Angeles
against constitutional challenges to its landmark Ethics -in- Government Ordinance; defending the City
of Huntington Beach in a federal court lawsuit seeking to invalidate city- imposed campaign finance
limitations; representing citizen organizations in preventing development in designated Significant
Ecological Areas in Los Angeles County and in the Mulholland Parkway Scenic Corridor; prosecuting
a plumbing fixtures manufacturer for failure to comply with environmental laws regulating the
handling and disposal of tmdc wastes; defending the City of San Diego in federal Superfund litigation
over its disposal of municipal solid waste; representing the California State Senate in administrative
and judicial proceedings on the proposed licensing of the state's first permanent nuclear waste facility;
serving as Special Counsel to the U.S. Department of Housing and Urban Development in its
investigation and formulation of a regulation prohibiting discrimination in property insurance; serving
as counsel for the California Earthquake Authority in rate litigation; and representing a class of
garment workers seeking redress for violations of wage -and -hour laws by a major garment
manufacturer and its sewing contractors. The firm also was counsel to two plaintiff classes alleging
discrimination in the allocation of probation department resources to the detriment of Latina and
African- American inner -city communities and African- American probation officers.
In representing and advising a broad range of public agencies and officials, private individuals and
corporations, and citizen groups, Strumwasser & Woocher LLP takes pride in providing its clients
the highest quality representation efficiently and in achieving consistently favorable results against
numerically superior opposition.
The Lawyers
FREDRIC D. WOOCHER entered private practice after serving two years as Special Counsel to
California Attorney General John Van de Kamp, whom he represented and advised on government
ethics, environmental law, and consumer - protection issues, including implementation of
Proposition 103. Prior to his government service, Mr. Woocher spent seven years with the Center
for Law in the Public Interest, litigating'a broad range of public interest issues involving land -use,
environmental law, hazardous substances regulation, First Amendment protection, and civil rights
cases. He is an acknowledged authority on the initiative and referendum process and on campaign
financing issues. Mr. Woocher has successfully argued before both the U.S. and California
Supreme Courts as well as other appellate and trial courts. He served as Char of the State Bar's
Committee on Human Rights, as a member of the State Bar Committee on the Environment, and
as a member of the Los Angeles County Judicial Evaluations Committee. He is a graduate of Yale
University (A.B.) and Stanford (Ph.D., J.D.), and was President of the Stanford Law Review.
Mr. Woocher was law clerk to U.S. Supreme Court Justice William J. Brennan, Jr., and Chief
Judge David L. Bazelon of the U.S. Court of Appeals for the D.C. Circuit.
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STRUMWASSER & WOOCHER
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MICHAEL J. STRumwAssER co- founded Strumwasser & Woocher LLP after seventeen years with
the California Department of Justice, the last eight years as Special Assistant Attorney General.
He litigated some of the state's largest antitrust, consumer - protection, and environmental cases,
including California's challenges to major supermarket and oil- company mergers, defended
consumer interests in the Diablo Canyon Nuclear Power Plant rate case, and represented the
Governor in the Nuclear Regulatory Commission's health- and - safety review of Diablo Canyon.
Mr. Strumwasser conducted major litigation against the state's electric utilities, leading to a
favorable restructuring of the contracts providing electric power to the State Water Project. He
has defended numerous public agencies and officials in litigation under the California Tort Claims
Act. He has appeared in the U.S. and California Supreme Courts and has extensive trial
experience representing California energy and natural resource agencies before state and federal
courts and regulatory commissions, where he is recognized both for his trial skills and for his
command of technical issues. Mr. Strumwasser developed Attorney General Van de Kamp's
insurance- regulation program, including, with Mr. Woocher, the defense of Proposition 103 in
the California Supreme Court, and was the Attorney General's principal advisor on antitrust
policy. He represented the Attorney General on antitrust and utility matters before the California
Legislature and Congress. He holds A.B., M.S., and J.D. degrees from U.C.L.A.
KEVIN S. REED joined Strumwasser & Woocher LLP in 1996 after six years with the NAACP Legal
Defense & Education Fund, where he served as Managing Attorney for the Western Regional Office.
At Strumwasser & Woocher LLP, Mr. Reed has played a leading role in the firm's regulatory-law
and civil- litigation practice. He has served as counsel to a class of garment workers on whose behalf
a $1.5 million settlement of wage- and -hour claims was recently achieved, and has obtained another
successful settlement of a civil -rights class action on behalf of African- American probation officers.
At the NAACP Legal Defense & Educational Fund, Inc., Mr. Reed conducted major trial and
appellate litigation in the areas of housing discrimination, police misconduct, health care, and criminal
justice reform. He helped develop the Legal Defense Fund's successful strategy for challenging the
Los Angeles Metropolitan Transit Authority's distribution of transportation resources and CalTrans'
provision of mitigation measures in low- income minority communities impacted by the 710 freeway
expansion. Before joining the Fund, Mr. Reed served as law clerk to Michigan Supreme Court
Justice Dennis W. Archer. He is a frequent teacher and lecturer on civil rights, redevelopment and
housing law, and lawyer training. In 1996 he was a visiting professor of law at Florida State
University where he taught a course on police misconduct law. In 1995 he taught workshops on
Constitutional Litigation to the Black Lawyers Association in Johannesburg, South Africa, and he
currently serves as Deputy General Counsel on the Rampart Independent Review Panel, established
by the Los Angeles Police Commission to review corruption within the LAPD. He has served as
Warden and Vestry Member of St. Augustine by -the -Sea Episcopal Church. He is a Director of the
Federal Bar Association's Los Angeles Chapter and Co -Chair of its Civil Rights Section, and he is
President of the Los Angeles Chapter of Trout Unlimited and a member of the Southern California
Beekeepers Association. Mr. Reed is a graduate of the University of Virginia (B.A. 1986) and
Harvard Law School (J.D. 1989).
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S'I'RUMWASSER & WOOCHER
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HAMSON M. POLLAK came to Strumwasser & Woocher LLP in 1999 following a one -year clerkship
with United States District Judge Helen G. Berrigan in the Eastern District of Louisiana. Mr. Pollak
graduated from the University of California at Berkeley School of Law ( Boalt Hall) in 1998 with a
Certificate in Environmental Law. In law school, Mr. Pollak was an Articles Editor of Ecology Law
Quarterly and a member of the East Bay Workers' Rights Cleric and the East Bay Refugee Project.
He won awards in the Boalt Hall Moot Court and the Jessup International Law Moot Court
competitions. Prior to law school, Mr. Pollak was a research fellow at the Amazon Institute of
Humans and the Environment and Academic Director of a college semester abroad program in the
Brazilian Amazon. W. Pollak graduated from Yale University in 1991 with a B.A. in history and
environmental studies.
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FREDRic D. W oocHER
Partner
Strumwasser & Woocher LLP
PROFESSIONAL ExPFRiEwE
STRumwAssm & WOOCHERLLP
Partner, January 1991 to present. Specializing in complex civil litigation on public policy issues.
Practice emphasizes constitutional law, election law, environmental protection, and administrative
regulation. Counsel to numerous state, local, and special agencies and elected and appointed
officials in environmental law, elections, and political reform. Represents California's Insurance
Commissioner and Controller, Counties of Santa Barbara and Ventura, and numerous cities.
Counsel to citizen environmental and public- interest groups. Handles litigation in federal and
state trial and appellate courts and administrative agencies, and has handled two election contests
in the House of Representatives.
OFFICE OF THE ATTORNEY GENERAL OF CALIFORNIA
Special Counsel to the Attorney General, September 1988 to January 1991. Legal and policy
advisor on Attorney General's executive staff. Responsible for handling a variety of special
projects and sensitive issues, including high - priority civil litigation, legislative proposals, and
policy programs. Principal activities included advising the Attorney General on political reform
and ethics issues, supervising all judicial and administrative proceedings regarding implementation
of Proposition 103, and assisting on selected environmental and consumer matters. Author, for
gubernatorial candidate John K. Van de Kamp, of Proposition 131, the campaign and ethics
reform initiative on the June 1990 ballot.
CENTER FOR LAW IN THE PUBLIC INTEREST
Staff Attorney, July 1981 to September 1988. Handled complex civil litigation on broad range
of high- impact public interest issues. Specialized in environmental, land use, election law, First
Amendment, and civil rights issues. Argued before United States and California Supreme Courts,
federal and state courts of appeal, and trial courts. Helped draft City of Los Angeles campaign
finance reform charter amendments and city ordinance prohibiting discrimination by private
business clubs.
DEPARTMENT OF DEFENSE
Staff Assistant to Secretary of Defense Harold Brown, 1980 to 1981.
UNITED STATES SUPREME COURT
Law Clerk to Justice William J. Brennan, Jr., 1979 to 1980.
Resumd of FREDRIC D. WOOCHER
(Continued)
UNITED STATES COURT OF APPEALS FOR THE DISTRICT OF COLUMBIA
Law Clerk to Chief Judge David L. Bazelon, 1978 to 1979,
REPRESENTATIVE MATTERS HANDLED
UNITED STATES SUPREME COURT
Stringfellow v. Concerned Neighbors in Action, 480 U.S. 370 (1987). Counsel for respondent
citizens' group, which intervened in Superfund litigation involving cleanup of hazardous waste
dumpsite in their community. Supreme Court held that district court order denying intervention
of right but granting permissive intervention with conditions is not appealable on interlocutory
basis.
Federal Communications Commission v. League of Women Voters, 468 U.S. 364 (1984).
Represented and presented oral argument on behalf of respondents public radio station and public
interest organization in landmark First Amendment decision establishing right of noncommercial
broadcasters to editorialize.
Pacific Gas &Electric Co. v. Public Utilities Comm'n of California, 475 U.S. 1 (1986).
Counsel for respondent Toward Utility Rate Normalization, consumer advocacy group seeking to
have its informational and membership material distributed to utility's ratepayers with their
monthly bills; Supreme Court held that PUC order dedicating "extra space" in bilking envelopes
for that purpose violated utility's First Amendment right not to associate with consumer group's
message.
Nollan v. California Coastal Commission, 483 U.S. 825 (1987), Authored amicus brief on behalf
of 12 national and state environmental organizations supporting Coastal Commission's permit
condition requiring landowner to dedicate easement for public access to beach under public trust
doctrine; Supreme Court held that the access condition did not adequately serve the public
purposes related to the permit requirement.
Board of Directors of Rotaryliiternational v. Rotary Club of Duarte, 481 U.S. 537 (1987).
Authored amicus brief for women's rights groups seeking to uphold application of California's
Unruh Civil Rights Act to international service organization that refused to permit women as full
members; Supreme Court upheld enforcement of state's anti- discrimination law and rejected
Rotary International's claim to First Amendment immunity.
CALIFORNIA SUPREME COURT
C.O.S.T. v. Superior Court of Orange County, 45 Cal.3d 491 (1988). Represented and presented
oral argument for petitioner citizens' group seeking to have initiative securing public vote on local
development fee placed on City of Irvine ballot; Supreme Court held that initiative was beyond
Resume of FREDRIC D. WOOCHER
(Continued)
the authority of the local electorate because its subject matter was of statewide concern
Calfarm Insurance Company v. Deukmejian, 48 Cal.3d 805 (1989). Co- counsel for respondent
Attorney General John Van de Kamp in insurers' multi -prong challenge to constitutionality of
Proposition 103; Supreme Court invalidated and modified a portion of the initiative but upheld the
bulk of the measure as severable from the invalid sections.
Press v. Lucky Stores, Inc., 34 Cal.3d 311 (1983). Counsel for petitioner, proponent of statewide
ballot measure seeking award of attorneys fees for lawsuit brought to obtain access to shopping
center for purpose of collecting signatures on initiative petitions; Supreme Court ordered award
of attorneys' fees under Code of Civil Procedure section 1021.5, finding that lawsuit was
necessary to vindicate fundamental First Amendment rights of signature gatherers.
Kopp v. Fair Political Practices Com., 11 Cal.4th 607, 905 P2d 1248, 47 Cal.Rptr.2d 198
(1995). Represented Common Cause in extraordinary writ proceeding to save by reformation
constitutionality of Proposition 73.
Gerken v. Fair Political Practices Com., 6 CalAth 707, 863 P2d 694, 25 Cal.Rptr2d 449
(1993). Co- counsel for Common Cause in petition seeldng to establish the effectiveness of
Proposition 68.
On-MR MAJOR CASES
Dornan v. Sanchez, House Oversight Committee; In re Sanchez, 978 F.Supp. 1315 (C.D. Cal.
1997); In re Sanchez, 955 F. Supp. 1210 (C.D. Ca]. 1997). Successfully defended Hon. Loretta
Sanchez before House Oversight Committee, and in related judicial litigation, in election- contest
challenge by former Rep. Robert Doman.
American Lung Assn of Cal. v. South Coast Air Quali;yMgmt. Dist., No. C573130 (L.A. Super.
1985). Represented clean-air coalition in successful challenge to first attempt by company to
"bank" pollution reduction "credits" for future We to other companies needing to decrease
emissions; settlement resulted in rescinding of credits.
United States v. Stringfellow, No. CV 83 -2501 IMI (C.D. Cal. 1983). Represented intervening
residents in multi -party Superfund toxic waste site clean-up action; case still pending, but trial
court found private waste generators, dumpsite owners, and State of California strictly liable for
cleanup costs under CERCLA, RCRA, and Clean Water Act.
Friends ofBallona Wetlands v. California Coastal Commission, No. C525826 (L.A. Super.
1984). Represented environmental organizations in administrative and court challenges to L.A.
city, county, and Coastal Commission approvals ofEIR and land use plans for massive Playa
Vista development project; settlement resulted in scaled -down project and
preservation/restoration of additional wetlands acreage.
Resumd of FREDRIC D. WOOCHER
(Continued)
Federation of Hillside & Canyon Associations v. City of Los Angeles, No. C526616 (L.A. Super.
1986). Co- counsel in challenge to City of Los Angeles' failure to bring zoning ordinances into
conformity with city's general plans; injunction against issuance of further building permits for
inconsistently zoned parcels led to settlement with court - monitored schedule for city -wide
rezoning program.
Coalition For L.A. County Planning in the Public Interest v. Bd of Supervisors, 76 Cal. App.3 d
241 (1977). Co- counsel in successful challenge to inadequacy ofEIR and open -space element of
L.A. County's general plan amendments under state Planning and Zoning law.
Sierra Club v. Board of Supervisors, No. C319067 (L.A. Super. 1981). Co- counsel in successful
challenge to L.A. County approval of Sunnyglen development project in Santa Monica
Mountains; innovative settlement resulted in project re- design with additional on -site mitigation
measures and establishment of monetary off -site mitigation fund for purchase of development
rights in other environmentally sensitive canyon areas.
Browne v. Russell, 27 Cal.AppAth 1116, 33 Cal.Rptr.2d 29 (1994). Represented a coalition of
public - health organizations, successfully upheld Los Angeles City ordinance prohibiting smoking
in restaurants against a challenge by the tobacco and restaurant industries.
Schweisinger v. Jones, 68 Cal.AppAth 1320, 81 Cal.Rptr.2d 183 (1998). Challenge to Secretary
of State's interpretation of the term - limits initiative.
Americans v. State, 58 Cal.AppAth 724, 59 Ca1.Rptr.2d 416 (1997). Challenge to State
Legislature's failure to appropriate funds for anti- tobacco advertising pursuant to Proposition 99.
Wilshire Ins. Co. v. Garamendi, 5 Cal.AppAth 1573, 8 Cal.Rptr.2d 55 (1992). Successful
defense of application of Proposition 103 to insurers not ordered by former Insurance
Commissioner to roll back rates.
California Auto. v. Garamendi, 234 Cal.App.3d 1486, 286 Cal.Rptr. 257 (1991). Successful
defense of Insurance Commissioner's rate order for assigned -risk insurance.
California Auto. v. Garamendi, 232 Cal.App.3d 904, 283 Cal.Rptr. 562 (1991). Upheld
Insurance Commissioner's rulings on procedures for setting assigned -risk rates.
Hardeman v. Thomas, 208 Cal.App.3d 153 (1989). Co- counsel in election contest challenging
outcome of Inglewood City Council run -off election; after five -day trial, Superior Court annulled
election results and ordered new election to be held, finding that numerous violations of state
absentee ballot laws had occurred.
Jonathan Club v. California Coastal Commission, 197 Cal.App.3d 884 (1988) (decertified for
publication). Represented amici civil rights organizations in trial and appellate courts in support
Resume of FREDRIC D. WOOCHER
(Continued)
of Coastal Commission's imposition of permit condition requiring Jonathan Club to certify that it
does not discriminate in its membership policies on account of race, religion, or sex in order to
expand its facility on state - leased beachfront land in Santa Monica.
ACADEMIC
J.D., Stanford Law School, 1978. President, Stanford Law Review. Order of the Coif
Ph.D. (Cognitive Psychology), Stanford University, 1977. National Science Foundation Graduate
Fellowship
AB., Yale University, 1972. Phi Beta Kappa, Magna Cum Laude.
PROFESSIONAL AFFILIATIONS
Adjunct Professor of Law, University of Southern California (Pre -trial Advocacy, 1987 -88).
Adjunct Professor of Law, Loyola Law School (Law of Politics, 1992 -93)
Lecturer, U.C.L.A. Hazardous Materials Liability Program (1986, 1987)
American Bar Association, ALI -ABA Committee on Continuing Professional Education
(Lecturer, Hazardous Wastes, Superfund, and Toxic Substances)
California State Bar Association Committee on Human Rights (1983 -86: Chair, 1984 -85)
California State Bar Association Committee on Environment (1986 -88)
Los Angeles County Bar Association Committee on Judicial Evaluations (1985 -90)
California League of Conservation Voters, Treasurer; Member of Executive Committee (1991 -
present)
Stanford Law School Board of Visitors (1988 -90)
California Common Cause, Board of Directors (1992- present), Advisory Board (1986 -90)
GRANT AGREEMENT
This Agreement, entered into this 22 n day of May, 2001 by and between City of
Newport Beach, a municipal corporation and charter city (CITY) and Airport Working
Group of Orange County, Inc., a California non - profit corporation (GRANTEE), is made
with reference to the following:
WHEREAS, the CITY is a municipal corporation and charter city committed to
preserving the health, welfare and safety of its citizens; and
WHEREAS, GRANTEE is a California non - profit public benefit corporation
exempt from federal taxation pursuant to Section 501(c)(3) of the Internal Revenue
Code; and
WHEREAS, GRANTEE has requested a Grant from the CITY to engage in public
outreach activities related to the manner and means of accommodating the current and
future air travel and air cargo needs of Orange County including a commercial aviation
reuse of El Toro; and
WHEREAS, the public outreach program proposed by GRANTEE is consistent
with long- standing CITY policy related to the solution to the current and future air
transportation needs of Orange County; and
WHEREAS, the CITY has approved this Grant to GRANTEE with the
understanding and GRANTEE'S agreement that the Grant funds will (a) be expended
solely for the purpose of informing the public of issues, and engaging in other activity,
relevant to the manner and means of accommodating the current and future air
transportation demand in Orange County; (b) not be spent to support or oppose the
qualification, passage or defeat of any ballot measure or the election or defeat of any
candidate for political office; and (c) not be used for any activity that would violate state
or federal statutory or decisional law such as regulations affecting non - profit or tax
exempt organizations (these GRANTEE expenditure conditions in (a) through (c) are
collectively defined as the "Approve Use ").
NOW, THEREFORE, THE PARTIES AGREE AS FOLLOWS:
1. GRANT
CITY agrees to Grant to GRANTEE the sum of three million six hundred
thousand dollars ($3,600,000.00). This Grant (Grant Funds) shall be paid in one
lump sum of one million eight hundred thousand dollars ($1,800,000.00) and
twelve equal monthly installments of one hundred fifty thousand dollars
($150,000.00). The lump sum shall be paid on or before June 1, 2001. The first
installment shall be paid on or before June 1, 2001 and the remaining
installments shall be paid on or before the first of each of the following eleven
(11) months. The Grant Funds shall be used solely by GRANTEE for the
Approved Use and for no other use and the balance of the Grant Funds shall be
returned to the City on written demand served no less than sixty (60) days after
expiration of this Agreement.
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2. TERM
The term of this Agreement shall commence on May 22, 2001 (the Effective
Date) and shall continue in full force and effect until the final installment has
been paid and GRANTEE has refunded any unspent Grant Funds, provided,
however, the indemnity provisions of this Agreement shall expire five (5) years
after the Effective Date.
3. RESTRICTIONS ON USE OF FUNDS
(a) GRANTEE acknowledges that municipal corporations are
prohibited from spending, directly or indirectly, public funds to support or
oppose candidates for public office. GRANTEE also acknowledges that
public funds may not be spent, directly or indirectly, to support or oppose
the qualification, passage or defeat of a ballot measure. Accordingly,
GRANTEE warrants to City that the Grant Funds will not be spent, directly
or indirectly, to support or oppose a candidate or candidates for public
office. GRANTEE further warrants to City that the Grant Funds will not be
spent, directly or indirectly, to support or oppose the qualification, passage
or defeat of any ballot measure. Finally, GRANTEE warrants to City that
the Grant Funds will not be spent to prepare or distribute material, or to
disseminate information, if it is clear from the surrounding circumstances
that the material or information supports or opposes the election of any
candidate or the qualification, passage or defeat of any ballot measure.
(b) In addition to the commitments in Subsection 3(a), GRANTEE
warrants to City that the Grant Funds will not be spent in a manner that
violates any State or Federal statutory or decisional law applicable to non-
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profit organizations exempt from taxation pursuant to Section 501(c)(3) of
the Internal Revenue Code.
(c) GRANTEE shall retain legal counsel with at least five years
experience in the fields of election law and political law to ensure
compliance with the warranties in Subsections 3(a) and 3(b). Legal
counsel retained by Grantee shall review all material or information
prepared, in whole or in part, through the expenditure of Grant Funds and
prior to duplication or dissemination. Legal counsel shall approve
duplication and dissemination of the material or information to the public
only upon a determination that the information or material is in full
compliance with all statutory and decisional law governing the conduct of
political campaigns and the express warranties made in Subsections 3(a)
and 3(b) of this Agreement. GRANTEE may use Grant Funds to
compensate special counsel for this specific and limited purpose.
(d) To further ensure compliance with the provisions of Subsection
3(a), GRANTEE shall not duplicate or disseminate to the public any
material prepared, in whole or in part, through an expenditure of Grant
Funds unless and until the material has first been reviewed, and
determined to comply with Subsection 3(a), by special counsel retained by
the City Council. CITY shall notify GRANTEE in writing, on or before May
25, 2001, of the name or names of the special counsel retained by the
CITY to review material pursuant to this Subsection. The review by
special counsel retained by the CITY shall be conducted, and the
determination communicated to GRANTEE, by the end of the next
business day following receipt of the material by special counsel.
4. INDEMNIFICATION
GRANTEE shall protect, hold harmless, defend and indemnify the CITY, and its
elected officials, employees and representatives, from any claim, loss, litigation,
or liability arising out of or in any way related to this Agreement regardless of the
cause, except for any liability arising from the sole negligence, fraud or willful
misconduct of the CITY or its officers or employees. GRANTEE agrees that City
has the legal right, and that all necessary conditions have been satisfied, to
specifically enforce GRANTEE' obligations pursuant to this Agreement.
5. AUDIT
GRANTEE agrees to account for all Grant funds received from the CITY,
maintain detailed financial records using generally accepted accounting
principals, and allow CITY to conduct an audit of the financial records upon
reasonable notice and at any time within four (4) years after expiration or
termination of this Agreement.
6. THIRD PARTY BENEFICIARY
This Agreement does not create, and the parties do not intend to create, any
claim, cause of action or legal right for or on behalf of any other person or entity.
7. ENTIRE AGREEMENT
This Agreement represents the entire understanding of the Parties and may be
amended only by a document signed by both parties.
8. PRIOR AGREEMENTS
The Parties agree that this Agreement supersedes and terminates the force and
effect of the Grant Agreement approved and executed by the Parties on or about
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March 28, 2001. This Agreement does not affect any funds granted to
GRANTEE pursuant to an agreement approved and executed by the Parties on
or about April 1, 1999.
Agreed:
CITY OF NEWPORT BEACH
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Title
Approved as to Form
City Attorney
Attest:
City Clerk
rhb1048
GRANTEE
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Title
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