HomeMy WebLinkAbout22 - CDBG Citizen Participation PlanCITY OF NEWPORT BEACH
�e�gWPORr COMMUNITY AND ECONOMIC Hearing Date: September 24, 2002
u rDEVELOPMENT
PLANNING DEPARTMENT Agenda Item No.: 22
C'[rFONNt'
3300 NEWPORT BOULEVARD Staff Person: Daniel R. Trimble
NEWPORT BEACH, CA 92658 (949) 644 -3230
(949) 644 -3200; FAX (949) 644 -3229
REPORT TO THE MAYOR AND CITY COUNCIL
SUBJECT: Community Development Block Grant Citizen Participation Plan
(CPP).
SUMMARY: As part of the Community Development Block Grant Program, the City
must periodically review its Citizen Participation Plan and submit such
to HUD.
SUGGESTED
ACTION. L. Conduct Public hearing; and
2. Approve the Citizen Participation Plan.
Background
Staff is requesting that the City Council hold a public hearing to hear public comments from
interested citizens and to consider and approve the Community Development Block Grant (CDBG)
Citizen Participation Plan.
In 1996, the City Council approved and submitted a Citizen Participation Program to the U.S.
Department of Housing and Urban Development (HUD) for review and approval. In an effort to
comply with HUD's requirements, the City must periodically review its Citizen Participation Plan
and submit the approved plan to HUD for their review and approval.
Public Notice and Review
The availability for public review of and comment on the Draft Citizen Participation Plan was
advertised in the Daily Pilot on August 14, 2002.
Citizen Participation Plan
The purpose of the Citizen Participation Plan is to establish policies and procedures to encourage
citizens to participate in the development of the Consolidated Plan, and subsequent performance
reports. The City must identify in the Citizen Participation Plan how it will distribute information
on its CDBG program including grant funds and programs; provide sufficient public notice;
provide opportunities for public review and comment on the Citizen Participation Program,
Consolidated Plan, and performance reports; provide technical assistance for participating in any
CDBG funded programs; and describe the procedures for handling complaints related to the
Consolidated Plan. Even though the plans are separately titled, the Citizen Participation Plan is
functionally part of the Consolidated Plan.
The amended Citizen Participation Plan would apply to all future Consolidated Plan documents.
For the City of Newport Beach CDBG program, the Consolidated Plan Documents include the
following:
• Five -Year Consolidated Plan
• Five -Year Analysis of Impediments to Fair Housing Choice
• Citizen ParticipationPlan
• One Year Action Plan
• Consolidated Annual Performance Evaluation and Report (CAPER).
Conclusion
The Draft Citizen Participation Plan was released on August 15, 2002. A notice of availability of
the document has been published, and the public will have thirty days to comment on the Plan prior
to council action. Staff is requesting that the City council hear public comments from interested
citizens and to consider and approve the Citizen Participation Plan. This action is intended to
satisfy HUD regulations on the review and submittal of the Citizen ParticipationPlan.
Submitted by:
SHARONZ. WOOD
Assistant City Manager
Attachment 1: Citizen ParticipationPlan
Prepared by:
DANIEL R. TRIMBLE
Program Administrator
Page 2
1
F
City of Newport Beach
Citizen Participation Plan
For the Consolidated Plan
Documents
City of Newport Beach
3300 Newport Boulevard
Newport Beach, CA 92663
City of Newport Beach
Citizen Participation Plan
For the Consolidated Plan Documents
I. Purpose
The City of Newport Beach is an entitlementjurisdictionreceiving Community Development
Block Grant (CDBG) funds directly from the U.S. Department of Housing and Urban
Development (HUD). Pursuant to the CDBG program regulations, the City is required to
prepare a five -year Consolidated Plan and annual updates to guide and report on the use of
CDBG funds. Annual reviews of program performance are also required.
This Citizen Participation Plan (CPP) sets forth the City of Newport Beach's policies and
procedures for citizen participation in the development of the Consolidated Plan Documents
and any subsequent amendments. The CPP provides an opportunity for nonprofit service
agencies and the community to work in partnership with the City to identify needs and
allocate CDBG funds. While this plan will aim to ensure the participation of all citizens,
special assurances will be made to ensure the participation of the following: extremely low -,
low -, and moderate - income persons; persons living in areas where federal funds are proposed
to be used; residents of assisted housing; low income residents of target revitalization areas;
minorities; non - English speaking persons; and persons with physical disabilities.
H. Definitions
For purposes of the Community Development Block Grant (CDBG) program, the following
definitions will apply:
Consolidated Plan Documents (CPD) - For the Community Development Block Grant
(CDBG) program for the City of Newport Beach, the Consolidated Plan Documents will
include the following:
• Five -Year Consolidated Plan
• Five -Year Analysis of Impediments to Fair Housing Choice
• Citizen Participation Plan
• One Year Action Plan
• Consolidated Annual Performance Evaluation and Report (CAPER)
Low and Moderate Income Households - Pursuant to HUD regulations, the primary
beneficiaries of the CDBG program should be low and moderate income households, defined
by HUD as follows:
Citizen Participation Plan for the
Community Development Block Grant Program Page 1
Extremely Low - Income Household - 0 -30% County Median Family Income (MFI).
Low - Income - 31 -50% County MFI.
Moderate - Income - 51 -80% County MFI.
Low- and Moderate - Income Area - Generally defined as a census tract(s) or block group(s)
in which a minimum of 51 percent of the residents have an income not exceeding 80 percent
of the County median income.
Slum or Blighted Area - An area meeting the definition of a slum, blighted, deteriorated or
deteriorating area under State or local law, typically identified as a Redevelopment Project
Area, or where there is a substantial number of deteriorating or dilapidated buildings or
improvements throughout the area.
III. Citizen Participation Strategy
The City of Newport Beach recognizes that CDBG funds are tax money returned to the City
to be used primarily to benefit extremely low -, low -, and moderate - income persons. City
staff and officials are stewards of this public money and will openly discuss all records,
except those confidential records protecting a household's privacy. The City presents the
following as its policy defining its Citizen Participation Strategy.
A. Decision Making Bodies
The City of Newport Beach has established a Staff Advisory Group to assist the City
Council in making funding decisions relating to the CDBG program. The functions and
makeup of this group is described below.
1. Staff Advisory Group
The Staff Advisory Group is comprised of representatives from the various City
departments, including the Assistant City Manager, Public Works Department, and
Community and Economic Development Department. The Staff Advisory Group
will perform in an advisory manner to the City Council concerning planning,
implementing, and assessing the CDBG programs /activities related to capital
expenditures and administration expenditures. In addition, the Staff Advisory Group
will review all public service grant applications for funding and will recommend
funding priorities to the City Council.
This will be accomplished through the following tasks:
Citizen Participation Plan for the
Community Development Block Grant Program Page 2
r.,
Information dissemination during the CDBG application process, and other
HUD application processes as applicable;
Preparation of project recommendations for City Council's review and final
approval; and
Review of project/program progress.
2. City Council
After reviewing the recommendations on capital outlay projects, administration,and
public service projects made by the Staff Advisory Group, the City Council shall
make the final funding determination on the CDBG funds.
B. Program Planning Process
The City of Newport Beach will adhere to the following citizen participation process
when conducting program planning and reporting for the CDBG program.
1. Citizen Participation Plan
a. Plan Development
i) Plan Review and Comment
The Draft Citizen Participation Plan (CPP) shall be made available
for public review for a 30 -day period. Written comments will be
accepted during the 30 -day public review. A summary of the
comments, views, and City responses shall be attached to the public
hearing draft of the CPP.
ii) Public Hearing
The City Council shall conduct a public hearing to accept public
comments on the draft CPP. After public comments are heard by the
City Council, it shall approve the CPP.
b. Plan Amendment
The City can make amendments to the CPP through the following
amendment process:
Citizen Participation Plan for the
Community Development Block Grant Program Page 3
i) Public Review and Comment
Substantial amendments to the CPP maybe made available for public
review for a 30 -day period. Written comments will be accepted
during the 30 -day public review. A summary of the comments, views,
and City responses will be attached to the public hearing draft of the
CPP.
ii) Public Hearing
The City Council shall conduct a public hearing to accept public
comments on the draft amended CPP. After public comments are
heard by the City Council, it shall approve the amended CPP.
2. Five -Year Consolidated Plan
a. Plan Development
i) Consultation
During the development of the Five -Year Consolidated Plan, the City
will consult the following services /agencies to solicit their input on
housing and community development needs:
• Health Services
• Social Services for: Children, Elderly, Disabled, Homeless,
Persons With
• AIDS State and Local Health Agencies
• Adjacent Local Governments
• Economic Development Interests
• Public Housing Agency
A variety of mechanisms may be utilized to solicit input from these
services /agencies. These include telephone or personal interviews,
mail surveys, and consultation workshops.
b. Public Review and Comment
The Draft Consolidated Plan will be made available for public review for a
30 -day period. Written comments will be accepted during the 30 -day public
review. A summary of the comments and views, and City responses shall be
Citizen Participation Plan for the
Community Development Block Grant Program Page 4
attached to the Consolidated Plan.
C. Public Hearings
The City Council will conduct a public hearing /meeting to accept public
input on community needs during the development stage of the Draft
Consolidated Plan. The City Council will also conduct a public hearing to
accept comments on the Draft Consolidated Plan which will be provided for
public review for a 30 -day period (see above).
3. Plan Amendment
a. Substantial Change
The City will formally amend its approved Five -Year Consolidated Plan
whenever a decision is made to propose a substantial change in allocation
priorities or method of distribution of funds.
For the purpose of the Five -Year Consolidated Plan, a "substantial change"
will constitute a cumulative change equal to or in excess of 20% of the City's
CDBG entitlement for a program year.
For example, if the Five -Year Consolidated Plan's Priority Needs Summary
Table indicates a "Low PriorityNeed" formulti - family housing rehabilitation
and third year into the five -year time frame, the City decides to change the
priority to "High" level priority in order to implement a multi - family
rehabilitation program using 20% or more of the City's annual CDBG
allocation, this change in allocation priority would constitute a substantial
change to the Five -Year Consolidated Plan and a formal amendment to the
Plan is warranted.
Changes in the allocation priorities not amounting to 20% of the entitlement
will not be considered as a substantial change to the Five -Year Consolidated
Plan; no formal amendment to the Plan requiring public reviewand comment
will be warranted. City Council approval of the priority changes is still
required.
However, if a program or type of programs is indicated in the Five -Year
Consolidated Plan as "No Such Need," the City will need to amend the
Consolidated Plan in order to implement the program(s) regardless of the
level of funding. Any time a change from "No Such Need" to a Low,
Medium, or High level priority is considered by HUD as a substantial
Citizen Participation Plan for the
Community Development Block Grant Program Page 6
amendment to the Consolidated Plan.
b. Public Review and Comment
Substantial amendments to the ConsolidatedPlan will be made availablefora
30 -day public review. Written comments will be accepted during the 30 -day
public review. A summary of the comments and views, and City responses
must be attached to the amendment.
C. Public Hearings
The City Council will conduct a public hearing/meeting to accept public
input on any amendment to the Consolidated Plan.
4. One Year Action Plan
a. Plan Development
i) Consultation
In addition to Newport Beach residents, the City will ensure that public
(including City staff) and private agencies that provide the following
services will be consulted in the development of the Action Plan:
• Health Services
• Social Services for: Children, Elderly, Disabled, Homeless,
Persons With
• AIDS State and Local Health Agencies
• Adjacent Local Governments
• Economic Development Interests
• Public Housing Agency
These persons /agencies will be contacted and brought into the process
in the following manner:
• Each year, the City will send written Notice of Funding
Availability (NOFA) to each cooperating department and
nonprofit agency advising them that the planning cycle has
begun for CDBG funds, and that the City is accepting project
proposals.
• City staff will conduct outreach to special interest groups in
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Community Development Block Grant Program Page 6
Newport Beach, such as senior citizens and the disabled, and
make presentations on the Action Plan to these groups where
necessary.
The City will conduct an eligibility analysis on all project
proposals submitted and review the eligible proposals for
service provider grants. The review will be conducted by the
Staff Advisory Group for funding consideration.
b. Public Review and Comment
The Draft Action Plan incorporating the City's proposeduses of CDBG funds
will be made available for public review for a 30 -day period. Written
comments will be accepted during the 30 -day public review. A summary of
the comments and views, and City responses will be attached to the Action
Plan.
C. Public Hearings
The City Council will hold a public hearing to discuss the eligible project
proposals and funding recommendations for both public service grant and
capital outlay projects, and make funding decisions. The Council will
conduct a second public hearing to accept comments on the Draft Action Plan
which will be provided for public review for a 30 -day period (see above).
d. Plan Amendment
i) Substantial Change
The City will formally amend its approved Action Plan whenever a
decision is made to propose a substantial change to the Plan, either by:
carrying out an activity not previously described in the Action
Plan;
canceling an activity previously described in the Action Plan;
• increasing or decreasing the amount to be expended on a
particular activity from the amount stated in the Action Plan by
more than 50 percent; or
Citizen Participation Plan for the
Community Development Block Grant Program Page 7
substantially changing the purpose, scope, location, or
beneficiaries of an activity.
Changes in funding for an existing activity not amounting to more than
50 percent will not be considered as a substantial change to the One
Year Action Plan; no formal amendment to the Action Plan requiring
public review and comment will be warranted. However, City Council
approval of the activity funding changes is still required.
e. Public Review and Comment
Substantial amendments to the Action Plan will be made available for a 30-
day public review. Written comments will be accepted during the 30 -day
Public review. A summary of the comments and views, and City responses
must be attached to the Action Plan.
f. Public Hearings
The City Council will conduct a public hearing /meeting to accept public
input on any amendment to the One -Year Action Plan.
5. Consolidated Annual Performance and Evaluation Report (CAPER) Plan
Development
a. Public Review and Comment
The Consolidated Annual Performance and Evaluation Report (CAPER) will
be made available for a 15 -day public review. Written comments will be
accepted during the 15 -day public review. A summary of the comments and
views, and City responses must be attached to the CAPER.
i) Public Hearing
No public hearing is required.
6. Five -Year Analysis of Impediments (AI) to Fair Housing Choice
a. Plan Development
i) Consultation
During the development of the Five -Year AI, the Citywill consultthe
Citizen Participation Plan for the
Community Development Block Grant Program Page 8
following services /agencies to solicit their input on fair housing
issues in the City:
• Fair Housing Organizations
• Other local governments
• Advocacy groups for special needs households
• Affordable housing providers
• Banks and other financial institutions
• Educational institutions
A variety of mechanisms may be utilized to solicit input from these
services /agencies. These include telephone or personal interviews, mail
surveys, and consultation workshops.
ii) Public Review and Comment
The Draft Al will be made available for public review for a 30 -day period.
Written comments will be accepted during the 30 -day public review. A
summary of the comments and views, and City responses must be attached
to the Al.
iii) Public Hearings
The City Council will conduct a public hearing/meeting tcaccept public
input on fair housing issues during the development stage of theDraft
Al. The City Council will also conduct a public hearing to accept
comments on the Draft Al which will be provided for public reviewfora
30 -day period (see above).
IV. Public Notification
A. Public Meetings and Hearings
Staff will ensure adequate advance notice of all public meetings and hearings. Adequate
noticing will include:
Printing notices in the Newport Beach Daily Pilot, and/or other newspapers of
general circulation in the City.
Posting notices at City Hall, the Newport Beach Public Library, and the City
Clerk's office.
Citizen Participation Plan for the
Community Development Block Grant Program Page 9
Notices will be printed at least 10 days prior to the meeting date.
B. Documents for Public Review
Notices of availability of all draft Consolidated Plan Documents(CPD) for public review
and a summary of the CPD will be published in a display ad in the Newport Beach Daily
Pilot.
V. Access to Meetings
All public hearings will be conducted at the following location:
City Council Chambers, Newport Beach City Hall
3300 Newport Boulevard
Newport Beach, CA 92663
Spanish translation is available at all public hearings if requested in advance at least 72 hours
prior to the public hearing.
It is the intention of the City of Newport Beach to comply with the Americans with
Disabilities Act (ADA) in all respects. If an attendee or participant at a public hearing needs
special assistance beyond what is normally provided, the City ofNewport Beach will attempt
to accommodate these people in every reasonable manner. The City Clerk must be notifiedat
least 72 hours prior to the public hearing.
VI. Availability of Documents for Public Review
The City will place draft copies of the Consolidated Plan Documents and substantial
amendments to these documents for public review at the following locations:
City of Newport Beach Planning Department
City of Newport Beach City Clerk
Newport Beach Public Library
The City will provide a reasonable number of free copies of the documents to citizens and
groups that request copies. Notices of availability of draft documents for public review will
be published as specified in Section IV.B of this CPP.
Citizen Participation Plan for the
Community Development Block Grant Program Page 10
VII. Access to Records
The City will ensure timely and reasonable access to information and records related to the
development of the Consolidated Plan Documents (CPD), and the use of moneys for
programs funded by CDBG. Information to be made available will include budget and
program performance information, meeting minutes, and comments received by the City
during the development of the CPD.
Requests for information and records must be made to the City of Newport Beach in writing.
Staff will respond to such requests within 15 working days or as soon as possible thereafter.
VIII. Technical Assistance
Upon request, staff will provide technical assistance to groups representing extremely -low
and low- income persons to develop funding requests for CDBG eligible activities. Technical
assistance will be provided as follows:
Establish an annual project proposal submission and review cycle (NOFA) that
provides information, instructions,forms and advice to interested extremely low -,
low- and moderate - income citizens or representative groups so that they can have
reasonable access to the funding consideration process.
Provide self - explanatory project proposal forms and instructions to all persons
who request them whether by telephone or by letter. The City's funding
application form is designed to be easily understood and short, while still
covering all key items necessary to judge the validity of the request. Statistics
concerning specific areas of the City are furnished by City staff upon request.
• Answer, in writing, all written questions and answer verbally all verbal inquiries
received from citizens or representative groups regarding how to write or submit
eligible project proposals.
• Meet with groups or individuals as requested, to assist in identifying specific
needs and to assist in preparing project proposal applications.
• Obtain information in the form of completed project proposal forms from citizens
or non - profit agencies and assemble a list of proposals available for public
review.
• Conduct a project eligibility analysis to determine, at an early stage, the
eligibility of each project. In cases where only minor adjustments are needed to
Citizen Participation Plan for the
Community Development Block Grant Program Page 11
make proposals eligible or otherwise practical, City staff will advise the
applicants on the options available and desired changes to the proposals.
Provide bi- lingual translation on as needed basis.
IX. Comments and Complaints
A. Comments
Citizens or the City government, as well as agencies providing services to the
community, are encouraged to state or submit their comments in the development of the
CPD and any amendments to the CPD. Written and verbal comments received at public
hearings or during the commentperiod, will be consideredand summarized,and included
as an attachment to the City's final CPD. Written comments should be addressed to:
City of Newport Beach
Economic Development Department
3300 Newport Boulevard
Newport Beach, CA 92663
A written response will be made to all written comments within ten working days,
acknowledging the letter and identifying a plan of action, if necessary. Every effort will
be made to send a complete response within 15 working days to those who submit
written proposals or comments.
Copies of the complete final CPD and amendments to the CPD will be available to
residents at the following locations:
City of Newport Beach Planning Department
City of Newport Beach City Clerk
Newport Beach Public Library
B. Complaints
Complaints regarding the CPD planning process and CPD amendments must be made
within 3 0 days from the date the document is published for comment. A writtenresponse
will be made to all written complaints within 15 working days, acknowledging the letter
and identifying a plan of action, if necessary.
The City will accept written complaints provided they specify:
Citizen Participation Plan for the
Community Development Block Grant Program Page 12
The description of the objection, and supporting facts and data.
Provide name, address, telephone number, and a date of complaint.
X. Bilingual Opportunities
Wherever a significant number of extremely low- and low- income persons speak and read a
primary language other than English, translation services at all public hearings will be
provided in such language if translation services are requested in advance at least 72 hours
prior to the public meeting.
XI. Appeals
Appeals concerning the CPD, statements, or recommendations of the staffshouldbe made to
the following persons in order presented:
• Assistant City Manager
• City Manager
• City Council
• Los Angeles Area Office of HUD (if concerns are not answered)
Citizen Participation Plan for the
Community Development Block Grant Program Page 13