HomeMy WebLinkAbout10 - Lease-to-Purchase Housing ProgramCITY OF NEWPORT BEACH
Fey�W�Rr COMMUNITY AND ECONOMIC
o DEVELOPMENT
Hearing Date: September 24, 2002
O
v?, ' ,= PLANNING DEPARTMENT Agenda Item No.: ] 0
3300 NEWPORT BOULEVARD Staff Person: Daniel R. Trimble
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NEWPORT BEACH, CA 92658 (949) 644 -3230
(949) 644 -3200; FAX (949) 644 -3229
REPORT TO THE MAYOR AND CITY COUNCIL
PROPOSAL: Lease -to- Purchase Housing Program.
SUMMARY: The requested action will approve the City's participation in a Lease -to-
Purchase Housing Program as a member in the Orange County Area
Housing and Finance Agency.
SUGGESTED
ACTION: 1. Adopt Resolution 2002 -_ that authorizes participation by the City of
Newport Beach in the Lease -to- Purchase Program as a voting member of the
Orange County Area Housing and Finance Agency (Agency); and
2. Authorize the City Manager to execute a Joint exercise of Powers
Agreement for membership in the Agency and to attend Agency meetings and
take any and all actions necessary to coordinate the City's voting membership
in the Agency and participation in the Lease -to- Purchase Program.
The City has been asked to consider participation in a new joint powers authority (JPA) that would
administer a new Lease -to- Purchase Program to facilitate home ownership by moderate- and above
moderate - income families. Staff has been discussing the proposal with Chilton & Associates, who
have created such a program in other counties, and staff from other Orange County cities and the
County for several months. Karl Higgins of Chilton & Associates discussed the program at the
September 10, 2002 Study Session to provide additional information to the Council, and Council
members expressed interest in the program. The City Attorney's Office has reviewed the program and
approved the associated documents. Staff is recommending that the City Council approve the
Resolution authorizingNewport Beach to participate in the program.
Submitted by:
SHARON Z. WOOD
Assistant City Manager
2. Resolution 2002-
3. Joint Exercise of Powers Agreement
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Prepared by:
DANIEL TRIMBLE
Program Administrator
Orange County Area Housing and Finance Agency
September 24, 2002
Page I
RESOLUTION NO. 2002-
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF NEWPORT
BEACH APPROVING THE AGREEMENT BY AND BETWEEN THE CITY
OF NEWPORT BEACH AND THE ORANGE COUNTY AREA HOUSING
AND FINANCE AGENCY, A JOINT POWERS AUTHORITY; AND
AUTHORIZING THE CITY MANAGER AND CITY CLERK TO EXECUTE
THE AGREEMENT AND ANY RELATED AMENDMENTS ON BEHALF OF
THE CITY.
WHEREAS, the City of Newport Beach, supports and participates in both
local and regional efforts to provide affordable housing for Newport Beach and Orange
County residents, including promoting homeownership to improve the City's housing
stock and to further economic development for the welfare of its residents; and
WHEREAS, the City of Newport Beach has adopted the promotion of
homeownership as one of its goals in both the Housing Element of the General Plan and
the Consolidated Plan; and
WHEREAS, there is growing need for cities to find new and cooperative
ways to develop programs that will increase homeownership and improve community
life; and
WHEREAS, The Orange County Area Housing and Finance Agency is a
cooperative approach between cities that will increase homeownership and improve
community life; and
WHEREAS, the City of Newport Beach will further its adopted goal of
promoting homeownership within the community through membership in the Orange
County Area Housing and Finance Agency; and
WHEREAS, the Orange County Area Housing and Finance Agency
provides for a homeownership program individually tailored for each member City by
0
PA
means of a "Joint Exercise of Powers Agreement" with each member, and the Agency's
Bylaws, an example of which is attached as Exhibit "A" to this resolution.
NOW, THERFORE, BE IT RESOLVED by the City Council of
Newport Beach, California, as follows:
1. The City Council hereby approves the "Joint Exercise of Powers Agreement Creating
the Orange County Area Housing and Finance Agency" ( "The Agreement ") in the form
attached hereto as Exhibit "A ".
2. The City Manager or designee and City Clerk are herby authorized to execute, on
behalf of the City, the Agreement and any related amendments.
This resolution shall take effect immediately upon adoption. Passed and adopted
by the City Council of the City of Newport Beach at a regular meeting held on
the day of 2002.
MAYOR
ATTEST:
CITY CLERK
Resolution No. 2002 -
Orange County Area Housing and Finance Agency
CITY OF NEWPORT BEACH
COMMUNITY AND ECONOMIC Hearing Date:
DEVELOPMENT
Fi PLANNING DEPARTMENT
u
° = Study Session
cyi"oaH�� Agenda Item No.:
3300 NEWPORT BOULEVARD Staff Person:
NEWPORT BEACH, CA 92658
(949) 644 -3200; FAX (949) 644 -3229
September 10, 2002
Daniel R. Trimble
(949) 644 -3230
REPORT TO THE MAYOR AND CITY COUNCIL
SUBJECT: City participation in a Lease -to- Purchase Program as a member in the
Orange County Area Housing and Finance Agency.
ISSUE
The City has been asked to consider participation in a new joint powers authority (JPA) that would
administer a new Lease -to- Purchase Program to facilitate home ownership by moderate- and above
moderate - income families. Staff has been discussing the proposal with Chilton & Associates, who
have created such a program in other counties, and staff from other Orange County cities and the
County for several months. The City Attorney's Office has reviewed the program and associated
documents, and staff is asking the City Council to review the program and consider whether
Newport Beach should participate in it. Karl Higgins of Chilton & Associates will be at the Study
Session to provide additional information to the Council.
BACKGROUND
The Lease -to- Purchase Program was created to assist potential homebuyers who have not been able
to save enough money to accumulate a down payment and closing costs, even though they are
credit worthy. The program features a 97 %, thirty year fixed market rate first mortgage loan, a 3%
silent second and a gift of up to 4.5% of the purchase price for closing costs subject to lease
fulfillment. Maximum combined loan value is limited to $309,750. A higher loan limit is in the
works, but not available yet. The maximum house price is also $309,750, and Chilton &
Associates has determined that there are homes (mostly condominiums) available at that price in
Newport Beach.
The program would be administered by a JPA, called the Orange County Area Housing and
Finance Agency. It would use Agency issued short-term bonds to fund the purchase of new and
existing single - family and condominium homes for qualified families. These potential homebuyers
would then lease a home for a three -year period. At the end of three years, the lessees will be able
to assume the loan without changing the monthly payment or requiring down payment or closing
costs. Further, the lessee receives the appreciation in the property from the date of purchase by the
Agency, the amortization of the loan during the lease period and the value of the 4.5% closing costs
grant— strong incentives to fulfill their lease obligation to term. The proposed program would
provide this assistance to households with income up to 140% of the area median income. For
example, under the lease -to- purchase program, a four- person household could have an income as
high as $105,860.
Orange County Are Housing and Finance Agency
September 10, 2002
Page I
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Membership in the Agency would require no City funds and the City would incur no debt or
obligation for the bond issues or the purchasing and leasing of the homes. Also, the City has the
ability to terminate its membership and program participation with 30 days notice, unless bonds
remain outstanding in which the City participated.
Chilton & Associates will serve as investment banker to the Agency. The Agency also will hire a
professional administrator who will be paid with bond proceeds. The administrator will organize
advertising and outreach to the community: lenders' meetings, real estate broker meetings, and
homebuyer education. Most of the existing JPA's are run with a minimal number of staff persons.
Formation of the Agency is anticipated to occur in the next 60 days, depending on action by the
County Board and City Councils. Chilton & Associates have been discussing the program with
other Orange County cities; so far, three have indicated through Council action that they would like
to participate (Placentia, Buena Park, and Irvine) and another six are interested (Garden Grove,
Cypress, Mission Viejo, Lake Forest, Santa Ana, and Fullerton) in addition to the County.
Operations would start within 30 days of formation and funding. There are currently six similar
joint powers authorities in California, with 131 participating cities and four counties. Next month
there will be a seventh JPA in the Bay Area that will encompass all nine Bay Area Counties,
bringing the number of counties to thirteen. The New Mexico state housing agency has also agreed
to setup a state wide JPA. There are currently 251 homes being lease- purchased as of July 2002.
LEGAL AND FISCAL IMPACT
The City Attorney's Office has reviewed the participation, liability, obligation and other legal
issues related to the City's membership in the Agency. They found no issues that would prevent
the City from participating.
There is no fiscal impact to this program, because it will be funded by the private sector. There are
no funds needed, and no current year or annual costs. This action will not require the addition of
any staff, although some staff time will be needed to participate on the Agency Board.
PROGRAMBENEFITS
Staff believes the Lease -to- Purchase Program offers a good opportunity for the City to promote
home ownership in an income category (moderate and above moderate), which cannot be served by
other programs administered by the City or County, but identified as a need in the City's RHNA
numbers and the Housing Element. This income category includes young professional adults who
work in Newport Beach. Due to high market rents, the lack of vacant land, and high land costs, it is
becoming increasingly difficult to provide housing that is affordable to households in this category.
Most of the City's earlier affordable housing efforts used Community Development Block Grant
funds and were aimed at lower income rentals, and our current efforts are directed to low - income
senior citizens.
Page 2
Following is a summary of program features.
Benefits
• The program provides home ownership opportunities and thereby will help increase the
home ownership ratio in our City. Homes must be owner occupied.
• The program can be used in conjunction with other programs to enhance existing
programs or act independently to broaden city efforts.
• The program is available to a broad range of individuals and families earning up to 140%
of median income.
• The program provides an opportunity for people employed in Newport Beach to live
here.
Costs and City Involvement
• There is no indebtedness or cost to the City. Bonds issued by the Orange County Area
Housing & Finance Agency will be repaid solely from insured lease revenues.
• The Agency is obligated to follow any directions, guidelines, or restrictions the City may
require. The City will have access to all documents, books, and records in order to
facilitate any review of the program.
Administration
• The Agency will set aside funds for administration, and hire professional administrators.
• The administrator will organize advertising and outreach to the community: lenders'
meetings, real estate broker meetings, and homebuyer education.
Orange County Area Housing & Finance Agency
• The Agency will be a joint powers authority comprised of Members from each
participating jurisdiction.
• Members send a council member or staff member to participate in quarterly Agency
meetings and regularly review the performance of the program.
• The City's allocation will be based on demand expressed by lenders.
Fees
• Legal fees, bond issuance costs, insurance fees, and other costs will be paid by the
private sector, not by any Agency member city.
Submitted by: Prepared by:
SHARON Z. WOOD DANIEL TRIMBLE
Assistant City Manager Program Administrator
F. IUSERSIPLM SharedVCITYCNL1200210910Veas PurchaseJPACCRPTss.dm
Page 3 6
JOINT EXERCISE OF POWERS AGREEMENT
CREATING ORANGE COUNTY AREA HOUSING & FINANCE AGENCY
This Joint Exercise of Powers Agreement (the "Agreement "), dated for convenience as
August 1, 2001, is made and entered into by the signatories hereto, each a public entity duly
organized and existing under the Constitution and laws of the State of California (each a
"Member" or a "City" or "County" and, collectively, the "Members ").
RECITALS
WHEREAS, the Members are each authorized and empowered to provide home mortgage
loans to qualified persons and families; finance the construction, rehabilitation, acquisition, lease,
and sale of housing; promote economic development; finance other capital improvements; and
issue revenue bonds to provide the funds therefor; and
WHEREAS, Chapter 5 of Division 7 of Title 1 of the California Government Code
(commencing at Section 6500) (the "Act ") provides that two or more public agencies may by
agreement jointly exercise any powers common to the parties to the agreement and may by that
agreement create an entity which is separate from the parties to the agreement; and
WHEREAS, the parties to this agreement have each determined (1) that the public interest
and economy will be served by, and require, the joint exercise of their common powers and
(2) that a separate agency shall be created which shall have and exercise those powers common to
the Members;
NOW, THEREFORE, for and in consideration of the mutual benefits and premises
contained herein, the Members agree as follows:
ARTICLE 1
DEFINITIONS AND INTERPRETATION
Section 1.01_ Definitions. Unless the context otherwise requires, the terms defined in this
Section shall have the meanings herein specified for all purposes of this Agreement.
A encv
The term "Agency" shall mean the Orange County Area Housing & Finance Agency
created by this Agreement.
Agreement
The term "Agreement" shall mean this Joint Exercise of Powers Agreement as it now
exists or as it may from time to time be amended, supplemented or modified by the addition of
SP1990700041
signatory parties or by any supplemental agreement or amendment entered into pursuant to the
provisions hereof.
Associate Member
The term "Associate Member" shall mean those Members identified as such in Section
3.03, and which shall not be entitled to appoint a representative to serve on the Board.
..
The term `Board" shall mean the governing board of directors of the Agency as described
in Article 8 hereof.
Bonds
The term `Bonds'; shall mean revenue bonds, notes, certificates of participation, or other
evidences of indebtedness of the Agency, authorized and issued pursuant to law.
Members
The term "Members" shall mean the governmental entities jointly exercising power
through, and which are signatory to, this Agreement, and shall include both Voting Members and
Associate Members. The Members may also be referred to as the "Cities" or "Counties ".
Program
The term "Program" shall mean the Agency's activity of furthering home ownership in the
geographical area of the Members signatory to this Agreement and of financing other capital
improvements, through the sale of revenue bonds, the purchase, construction or rehabilitation of
housing or other capital improvements, the entering into of leases, the sale of housing, the
provision of low- down - payment mortgages for buyers, and the exercise of any other powers
available to the Agency under Article 2 or Article 4 of the Act.
Voting Members
The term "Voting Members" shall mean those Members identified in Section 3.02 as such,
and which shall be entitled to appoint a representative to serve on the Board as a voting member.
Section 1.02. Captions and Headings. Captions and headings used herein are for
convenience of reference only, do not define or limit the scope of any provision hereof, and are
not to be considered in construing this Agreement.
2_
ARTICLE 2
PURPOSE
Section 2.01. Purposes of Agreement and Agency. This Agreement is made pursuant to
the Act for the joint exercise of certain powers common to the Members. The Members are
empowered by the laws of the State of California to exercise powers as specified in the Recitals.
It is also the purpose of this Agreement to provide for the inclusion at a subsequent date of such
additional Members as may desire to become signatories to this Agreement and members of the
Agency. The purpose of the Agency is to carry out the Program for the public good and for the
residents who will benefit from the increased availability of housing affordable for purchase by
them.
ARTICLE 3
MEMBERSHIP; WITHDRAWAL
Section 3.01. Contract With All Other Members. Each Member certifies that it intends to
and does contract with all other Members which are signatories to this Agreement and with such
other Members as may later be added as signatories to this Agreement. Each Member also
certifies that the deletion of any Member as a party to this Agreement, except as a joint effort to
terminate the Agreement pursuant to Section 7, shall affect neither this Agreement nor its intent
to contract with the remaining Members to carry out the purpose of this Agreement. All
Members to this Agreement acknowledge and agree that additional parties may become Members
to this Agreement without formal amendment hereof, by the execution of a counterpart signature
page.
Section 3.02. Voting Members. The Voting Members of the Agency are listed on
Exhibit A, attached hereto, and shall be entitled to appoint a City Council member, a member of
the Board of Supervisors or a staffmember to serve on the Board.
Section 3.03. Associate Members. The Associate Members of the Agency are listed on
Exhibit B, attached hereto, and shall not be entitled to appoint a City Council member, a member
of the Board of Supervisors or a staff member to serve on the Board, and shall not have voting
power on such Board.
Section 3.04. Withdrawal. Members of the Agency may withdraw from membership in
the Agency at any time upon thirty (30) days' advance written notice, subject to the following
exceptions:
(a) the restriction on withdrawal contained in Section 7.01 hereof; and
(b) a Member may not withdraw for so long as bonds or other obligations of
the Authority issued pursuant to and under the Program are outstanding, but only if the proceeds
of such bonds or other obligations were used to make loans or finance a project within the
jurisdiction of such Member.
.3.
ARTICLE 4
CREATION OF THE AGENCY
Section 4.01. Creation of the Agency. There is hereby created a joint exercise of powers
authority to be known as the Orange County Area Housing & Finance Agency. The Agency shall
be a public entity separate from the Members. The debts, liabilities, and obligations of the Agency
shall not constitute debts, liabilities, or obligations of any Member.
ARTICLE 5
POWERS OF THE AGENCY; RESTRICTION UPON
Section 5.01. Powers of the Agency. The Agency shall have all powers common to the
Members and is hereby authorized to do all acts necessary for the exercise of said common
powers, including, but not limited to, the following:
(a) the power to make and enter into contracts;
(b) the power to accept the assignment of contracts which relate to the
purposes of the Agency and which were entered into by the Members prior to formation
of the Agency;
(c) the power to incur debts, liabilities, or other obligations which are not
debts, liabilities or obligations of the Members, or any of them;
(d) the power to employ agents and employees;
(e) the power to acquire, construct, manage, maintain, and operate any
building, works or improvements;
(f) the power to acquire, hold, lease (as lessor or lessee), or dispose of
property, including property subject to home mortgages;
(g) the power to sue and be sued in its own name;
(h) the power to incur debts, liabilities or other obligations to finance the
Program and any other powers available to the Agency under Article Z or Article 4 of the
Act; and
(i) all powers necessary and proper to carry out the terms and provisions of
this Agreement, or otherwise authorized by law.
Es
10
'' Section 5.02. Membership Agreements. The Agency shall have the power to enter into
membership agreements with any public agency upon the approval of the Board.
Section 5.03. Other Powers. Each Member agrees that:
(a) all of its powers to acquire, construct; rehabilitate, finance, lease, or
dispose of property may be exercised by the Agency;
(b) the Agency may originate or acquire home mortgages with respect to
properties within its geographical boundaries to further the Agency's Program; and
(c) its grant of power to the Agency is to further the purposes of the Agency
and this Agreement and shall not be deemed to limit its power to act independently of the
Agency.
Section 5.04. Restrictions. The powers of the Agency shall be exercised subject only to
the restrictions upon the manner of exercising such powers as are imposed upon the City of
California, as provided in Section 6509 of the Act.
Section 5.05. Investments. Subject to the applicable provisions of any indenture or
resolution providing for the investment of moneys held thereunder, the Agency shall have the
power to invest any money in the treasury that is not required for the immediate necessities of the
Agency, as the Agency determines is advisable, in the same manner as local agencies pursuant to
California Government Code Sections 53601 et se q.
ARTICLE 6
COOPERATION
Section 6.01. Additional Proceedings and Actions. Each Member agrees to undertake
such additional proceedings or actions as may be necessary in order to carry out the terms and the
intent of this Agreement.
Section 6.02. Actions Affecting Ratings. Each Member further agrees to refrain from
taking any actions which would, to its knowledge, tend to adversely affect the rating on any
Bonds sold or to be sold to further the Program of the Agency. The exercise by any Member of
its independent power to issue bonds or other indebtedness shall not be within the restrictions of
the preceding sentence.
ARTICLE 7
TERMINATION OF POWERS; DISTRIBUTION OF ASSETS
Section 7.01. Termination. The Agency shall continue to exercise the powers herein
conferred upon it until the earlier of March 1, 2049 or such time as all Members shall have
-5-
mutually agreed to terminate this Agreement. However, if any Bonds shall have been issued and
are outstanding, then neither this Agreement nor the powers granted hereunder shall terminate,
and Members benefiting from such Bonds, directly or indirectly, shall not withdraw from the
Agency, until all such Bonds and the interest thereon shall have been paid or provision for such
payment shall have been made.
Section 7.02. Distribution of Assets.
(a) In the event that Bonds are not issued, upon termination of this Agreement, all
assets of the Agency shall be distributed to the respective grantors or assignors in proportion to
their respective contributions.
(b) In the event that Bonds are issued and following payment of all principal and
interest on the Bonds, or following the provision therefor, upon termination of this Agreement,
one half of all assets of the Agency shall be divided equally among the Voting Members, and the
other half of the Agency's assets shall be divided pro rata among all Members, based on
participation in the Program.
Section 7.03. Continued Existence of A e�ncv. Upon termination, this Agreement and
the Agency shall continue to exist for the limited purpose of distributing the assets of the Agency
and all other functions necessary to close out the affairs of the Agency.
ARTICLE 8
GOVERNING BOARD
Section 8.01. Board of Directors. The Agency shall be govemed by a Board of
Directors consisting of one City Council member, member of the Board of Supervisors or staff
member (each, a "Director," and collectively, the `Board ") from each of the Voting Members.
Each of the initial Directors shall be approved by their respective city councils forthwith upon
approval of this Agreement, and each shall serve at the pleasure of his or her respective city
council or board of supervisors.
Section 8.02. Alternates. The city council or board of supervisors of each Voting
Member shall appoint one alternate to the Board of Directors, who shall be a member of the city
council or the board of supervisors or of the staff of such city or county. When the Director from
any Voting Member is not present at a Board meeting, the alternate director appointed by such
Voting Member may serve in his place with the same authority as a Director.
Section 8.03. Compensation and Expenses. Directors may receive compensation for their
services pursuant to an authorizing resolution of the Board providing therefor. Each member may
be reimbursed for actual expenses, including travel incident to service as a Director, pursuant to
an authorizing resolution of the Board.
M
,'..: ARTICLE 9
MEETINGS OF THE BOARD
Section 9.01. Regular Meetings. The Board shall hold at least one regular meeting each
fiscal year and, by resolution, may provide for the holding of regular meetings at more frequent
intervals. The regular meetings of the Board shall be held in the offices of one of the Voting
Members or at such other place and upon a date and hour as may be fixed from time to time by
resolution of the Board.
Section 9.02. Special Meetings. Special meetings of the Board may be called in
accordance with the provisions of California Government Code Sections 54950 et se g. All
meetings of the Board shall be called, noticed, held and conducted subject to the provisions of the
Ralph M. Brown Act, being Sections 54950 of s of the California Government Code.
Section 9.03. Minutes. The Secretary of the Agency shall cause minutes of all meetings
of the Board of Directors to be kept and shall, as soon as practicable after each meeting, cause a
copy of the minutes to be distributed to each member of the Board and to each Member.
Section 9.04. Quorum. The attendance of a majority of the Board shall constitute a
quorum for the transaction of business. A majority vote of those in attendance shall be necessary
to take Board action, except that less than a quorum may adjourn a meeting from time to time.
Section 9.05. Voting. Each member of the Board shall have one vote.
ARTICLE 10
OFFICERS; DUTIES
Section 10.01. Chairmerson. Vice- Chairperson and Secretary. The Board shall elect a
Chairperson, a Vice Chairperson, and a Secretary of the Agency from among its members, who
shall each serve a term of two years.
(a) The Chairperson shall preside at all meetings, sign documents as may be
necessary for the proper functioning of the Agency, and perform such other duties as may
be imposed by the Board of Directors.
(b) The Vice Chairperson shall take the place of the Chairperson in the absence
of the Chairperson and perform such other duties as may be imposed by the Board of
Directors.
(c) The Secretary shall cause minutes to be kept of all meetings and to be
distributed to the Members and each of the members of the Board of Directors and
perform such other duties as may be imposed by the Board of Directors.
-7•
<' Section 10.02. Treasurer - Controller. The Treasurer - Controller of the Agency shall be
the Treasurer of the of California, or such other person or entity designated by
the Board.
(a) Subject to the applicable provisions of any Bond indenture or resolution
providing for a trustee or other fiscal agent, the Treasurer - Controller shall have custody of
all the money of the Agency, from whatever source, and, as such, shall have the powers,
duties and responsibilities specified in Section 6505.5 of the California Government Code.
(b) The Treasurer - Controller of the Agency is designated as the public officer
or person who has charge of, handles, or has access to any property of the Agency, and as
such, shall file a fidelity bond with the Secretary of the Agency in an amount to be fixed by
the Board. The cost of such bond shall be a proper charge against the Agency. To the
extent permitted by an existing fidelity bond, the Treasurer - Controller may satisfy this
requirement by filing a fidelity bond obtained in connection with another public office, if
the amount of that bond equals or exceeds the bond amount established by the Board of
Directors.
ARTICLE 11
FISCAL YEAR
The fiscal year of the Agency shall be the period from July 1 of each year through and
including the following June 30; provided, however, that if the date of this Agreement is other
than any July 1, the first fiscal year shall be the period from the date of this Agreement through
and including the following June 30.
ARTICLE 12
ADMINISTRATION
Section 12.01. Administrative Entity. In accord with Section 6506 of the California
Government Code, the initial administrative entity of the Agency shall a California nonprofit
corporation established or selected for such purpose.
Section 12.02. Duties of Administrative Entity: Deleeation. The administrative entitv
shall be responsible for implementation of the Program of the Agency. In carrying out its
responsibilities for administration of the Program, the administrative entity may contract with
others, deemed by it to be qualified, to perform some or all of the administrative functions
required for implementation of the program.
Section 12.03. Replacement of Administrative Entity_. The Board may change the
administrative entity at its discretion.
Eo
Section 12.04. Appointment of Underwriter. Chilton & Associates, Inc. is hereby
appointed as underwriter of the Bonds issued by the Agency.
ARTICLE 13
BONDS
Section 13.01. Issuance of Bonds. The Agency shall have the power to issue Bonds or
other forms of indebtedness authorized by law, at any time, for the purpose of raising funds
necessary to carry out its powers and purpose under this Agreement.
ARTICLE 14
AGREEMENT NOT EXCLUSIVE
Section 14.01. Agreement Not Exclusive. This Agreement is not the exclusive means
by which the Members may perform duties relating to housing imposed by law. Each of the
Members reserves the right to carry out other housing financing programs, to issue other
obligations, and to form other joint powers authorities to perform such duties.
Section 14.02. Affect On Other Agreements. This Agreement does not alter or modify
the terms of other agreements which may exist between the Members except as expressly
provided herein.
ARTICLE 15
CONTRIBUTIONS, ADVANCES, PRIOR EXPENSES
Section 15.01. Contributions and Advances. Contributions or advances of public funds
and of personnel, services, equipment or property may be made to the Agency by any Member for
any of the purposes of this Agreement. Funds collected from participating developers, lenders, or
others may be used to defray the cost of any such contribution. An advance may be made subject
to repayment and in such case shall be repaid if subsequently approved by the Agency. If the
repayment is approved by the Agency, the manner of repayment shall be as agreed upon by the
contributing Member and the Agency at the time of the advance. Notwithstanding any other
contrary provision of this Agreement, no Member shall be obligated to make contributions to the
Agency, except as may be required pursuant to Section 16.02 or Section 18.02 hereof.
Section 15.02. Expenses. Expenses incurred prior to a Bond sale, such as the costs of a
Bond rating, printing an official statement and a preliminary official statement, a market study, a
feasibility study, attorneys' fees, or other prior expense, shall be charged as costs of issuance of
the bonds, payable from the proceeds of the sale of such Bonds.
a
ARTICLE 16
ACCOUNTING AND REPORTING
Section 16.01. Accounting_ Inspection by Members. The Agency shall establish and
maintain such funds and accounts as may be required by generally accepted accounting practice
and by any provision of any resolution or indenture securing the Bonds of the Agency. The books
and records of the Agency shall be open to inspection by the Members at a reasonable times.
Section 16.02. Annual Audit. The Agency shall be responsible for the strict
accountability of all funds and the reporting of all receipts and disbursements. Pursuant to
Section 6506 of the Act, the Agency shall cause an independent audit by a certified public
accountant to be made of its books and accounts each year. The minimum requirements of the
audit shall be those prescribed by the State Controller for special districts under Section 26,009 of
the California Government Code or its successor statute and shall conform to generally accepted
auditing standards. The audit shall be provided to the Members within five months after the close
of each fiscal year. Any cost of the audit, including contracts with certified public accountants,
shall be borne by the Agency and shall be a charge against any unencumbered funds of the Agency
available for such purpose. To the extent that the Agency does not have adequate funds to pay
the cost of the audit, the Members shall bear the cost of any such deficiency equally.
Section 16.03. Inspection by Bondholders. All the books, records, accounts and files
referred to in this Section shall be open to the inspection of holders of the Bonds to the extent and
in the manner provided in any resolution or indenture providing for the issuance of Bonds.
ARTICLE 17
DEFAULT AND RENIEDIES
Section 17.01. Default. If any Member shall default on any covenant contained in this
Agreement, such default shall not excuse the defaulting Member from fulfilling its obligations
under this Agreement and all Members shall continue to be liable for the performance of all
conditions and covenants of the Agreement.
Section 17.02. Enforcement of Agreement. The Members declare that this Agreement is
entered into for the benefit of the Orange County Area Housing & Finance Agency and Arrant to
the Agency the right to enforce, by whatever lawful means the Agency deems appropriate, all of
the obligations of each of the Members.
Section 17.03. Remedies Cumulative. Each and all of the remedies given to the Agency
by this Agreement or by any law now or hereafter enacted are cumulative, and the exercise of one
right or remedy shall not impair the right of the Agency to exercise any or all other remedies.
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ARTICLE 18
DEBTS AND LIABILITIES, INSURANCE AND INDEMNIFICATION ,
Section 18.01. Debts and Liabilities. No Member shall be liable for any indebtedness of
the Agency except that which is consented to by his or her City Council or Board of Supervisors.
All persons dealing with or having a claim against the Agency are hereby notified that no Member
is liable for the debts of the Agency.
Section 18.02. Insurance. The Board shall maintain appropriate insurance to protect the
Members from such liabilities and obligations. The cost of such insurance shall be paid by the
Agency to the extent sufficient funds are available therefor. To the extent that the Agency does
not have sufficient funds available to maintain such insurance, the cost thereof shall be borne
equally by the Members.
Section 18.03. Indemnification. Each of the Members shall defend, indemnify and hold
each of the other Members and the Agency harmless from any and all claims, losses, suits,
injuries, deaths, damages, costs and expenses (each, a "Claim "), including reasonable attorney
fees, arising from or as a result of (in whole or in pan), any acts, errors or omissions of the
indemnifying Member or its officers, agents, servants, employees or contractors during the course
of carrying out this Agreement, to the extent of such indemnifying Member's negligence or willful
misconduct. The Agency shall defend, indemnify and hold harmless each of the Members from
any and all Claims, including reasonable attorney fees, arising from or as a result of (in whole or in
part), any acts, errors or omissions of the Agency or its officers, agents, servants, employees or
contractors, to the extent of the Agency's negligence or willful misconduct. The indemnities
granted under this Section shall extend to the officers, agents, servants, employees and
contractors of each indemnified parry.
ARTICLE 19
MISCELLANEOUS PROVISIONS
Section 19.01. Severability. If any part, term, or provision of this Agreement is
determined by a court of law to be illegal or in conflict with any law of the State of California or
otherwise unenforceable, the validity of the remaining parts, terms or provisions shall not be
affected.
Section 19.02. Binding Effect. This Agreement shall be binding upon and shall inure to
the benefit of the successors of the parties.
Section 19.03. Assignment and Delegation. Except to the extent expressly provided in
this Agreement, a Member may not assign any right or delegate any obligation hereunder without
the consent of the Board.
Section 19.04. Amendment and Modification of the Agreement. This Agreement may
be amended by a supplemental agreement executed by all Members at any time (1) prior to the
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issuance of Bonds, or (2) after the issuance of Bonds but subject to the conditions and restrictions
set forth in the resolution or resolutions authorizing the issuance of Bonds and in any indenture.
Additional Members may be added as parties to this Agreement by the appropriate execution of a
signature page, and no formal amendment or modification of this Agreement shall be required to
accomplish such purpose.
Section 19.05. Approvals. Whenever an approval is required by this Agreement, unless
the context specifies otherwise, it shall be given by resolution duly and regularly adopted by the
City or County whose consent is required. Whenever an approval is required by the Agency, it
shall be by resolution duly and regularly adopted by the Board unless such approval can be given
by the administrative entity.
Section 19.06. Governing Law. This Agreement shall be governed by, and construed
under and in accordance with, the laws of the State of California.
Section 19.07. ,Counterparts. This Agreement may be executed in one or more
counterparts, and such counterparts, taken together, shall constitute but one and the same
Agreement.
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IN WITNESS WHEREOF, the Members identified in Section 3.02 have caused this
Agreement to be executed as of the date set forth below by the signatures of their respective
authorized officers.
Dated:
CITY OF
City Clerk Mayor
Approved as to form:
City Attorney
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IN WITNESS WHEREOF, the Members identified in Section 3.02 have caused this
yx. Agreement to be executed as of the date set forth below by the signatures of their respective
authorized officers.
Dated:
COUNTY OF
Clerk of the Board of Supervisors
Approved as to form:
County Counsel
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Chair
J,J
GS!r ^i
SF1990700041
1I`i:iP,riT:\
Voting Members of the Agency
EXHIBIT B
Associate Members of the Agency
SF990700041