HomeMy WebLinkAbout08 - Caltrans Delegated Maintenance AgreementCITY OF NEWPORT BEACH
CITY COUNCIL STAFF REPORT
Agenda Item No. s
April 26, 2005
TO: HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL
FROM: General Services Department
Michael Pisani, Acting General Services Director, 949 - 644 -3055
mpisani @city.newport- beach.ca.us
SUBJECT: Caltrans Delegated Maintenance Agreement
ISSUE:
Should the City update its agreement with Caltrans which delegates certain
maintenance responsibilities on State highways to the City?
RECOMMENDATION:
Approve the Delegated Maintenance Agreement for the collection of litter and debris on
portions of Newport Boulevard and Coast Highway controlled by Caltrans within the
City.
DISCUSSION:
Backqround:
The State Department of Transportation (Caltrans) is responsible for performing various
maintenance functions on highways or rights of way controlled by the State, whether
located in either incorporated cities or unincorporated areas. In Newport Beach, these
roadways include Newport Boulevard from the northern City limits to Finley Avenue;
Bristol Street; and Coast Highway, except for the portion from Jamboree Road to
Newport Coast Drive.
For operational efficiency, Caltrans regularly delegates specified maintenance activities
to other entities such as cities, counties, and special districts. Since the 1970s, a
delegated maintenance agreement has been in force between the City and Caltrans for
litter collection and debris removal on Newport Boulevard and Coast Highway. Under
the agreement, Caltrans reimburses City costs incurred in performing this work on these
roadways. The agreement does not include Bristol Street, as Caltrans performs all
maintenance on that roadway.
Caltrans Delegated Maintenance Agreement
April 26, 2005
Page 2
When the relinquishment of the portion of Coast Highway between Jamboree Road and
Newport Coast Drive occurred last September, City staff contacted Caltrans to amend
the maintenance agreement, in order to delete that section of Coast Highway from the
program. Additionally, when staff reviewed the existing agreement, it was discovered
that it had never been amended to reflect the new city limits that occurred with
annexation of Newport Coast.
Under the proposed agreement, the City will no longer be reimbursed for litter and
debris removal on the portion of Coast Highway from Jamboree Road to Newport Coast
Drive. However, we will be reimbursed for the section of Coast Highway from Newport
Coast Drive to the easterly City limits, a distance of 1.8 miles. The City previously
received $36,864 per year for collecting litter and debris on Newport Boulevard and
Coast Highway. With the net reduction of the area included in the new agreement, the
reimbursement rate will be $32,225 per year.
Staff from the General Services and Public Works Departments, and City Attorney's
Office worked with Caltrans maintenance and legal staff for a number of months to
amend the current State boilerplate agreement into a format that is acceptable to the
City. A copy of the agreement is included as Attachment A. The agreement will be
have an effective date of September 15, 2004, the date of the Coast Highway
relinquishment.
Environmental Review:
This project does not require environmental review.
Prepared by:
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Michael Pisani, Acting General Services Director
Attachment: Agreement for Maintenance of State Highways in the City of Newport
Beach
AGREEMENT FOR MAINTENANCE OF STATE HIGHWAYS
IN THE CITY OF NEWPORT BEACH
THIS AGREEMENT, is made effective this 15 " day of September, 2004, by and
between the State of California, acting by and through the Department of
Transportation, hereinafter referred to as "the STATE," and the City of Newport Beach,
hereinafter referred to as "the CITY ".
I. The Parties desire to provide that the CITY perform particular maintenance
functions on the State highways within the CITY as authorized in Section 13 0 of the
Streets and Highways Code.
II. This Agreement shall supersede any previous agreement for maintenance of the
identified portion of the State highways in the CITY and any amendments thereto
between the STATE and the CITY.
III. The CITY will perform such maintenance work as is specifically delegated to it, on
the State highway routes, or portions thereof, described in Exhibit A, attached
hereto and incorporated by reference. Exhibit A may be subsequently modified in
writing with the consent of the parties to this Agreement or their authorized
representatives. The maintenance functions specifically delegated in this
Agreement are described as Caltrans Program HM2D (Litter/Debris), and are
detailed in Exhibit B (Maintenance Function Descriptions), attached hereto and
incorporated by reference.
IV. The degree or extent of maintenance work to be performed, and the standards
therefore, shall be in accordance with the provisions of Section 27 of the Streets
and Highways Code and section D 1.01 (Litter, Debris and Graffiti) of the State
Maintenance Manual (a copy of which has been provided to the CITY and which is
attached hereto as Exhibit C). If the standards specified in the State Highways
Maintenance Manual change while this Agreement is in effect, the STATE shall be
responsible for informing the CITY of such changes, and payment to the CITY
shall be adjusted accordingly.
V. Additional work may be prescribed from time to time by the District Director.
"District Director," as used herein, means the District Director of the Department of
Transportation assigned to the territory in which the CITY is located, or an
authorized representative. If additional work is added, compensation to the CITY
shall be adjusted as provided in Section VII I (B).
VI. Emergency repairs may be performed by the CITY with the prior written approval
of the District Director or his representative. Payment shall be made only for work
authorized. Telephone authorization shall be accepted by both parties as valid for
such repairs only when that telephone authorization is followed by written approval
within ten (10) days. Authorization, or confirmation of a telephone authorization,
sent by e -mail or fax shall be considered valid written confirmation.
VII. The functions and levels of maintenance service delegated to the CITY in attached
Exhibit A, "Delegation of Maintenance," has been considered in setting authorized
total dollar amounts. The CITY may perform additional work if desired, but the
STATE will not reimburse the CITY for any work in excess of the authorized dollar
limits established herein.
VIII. A. The STATE will reimburse the CITY for the actual cost of all routine
maintenance work performed by the CITY as delegated under Exhibit A to this
Agreement. It is agreed that during any fiscal year, the maximum expenditure
on any route shall not exceed the amount as shown in Exhibit A to this
Agreement unless:
(I) such expenditure is revised by an amended Agreement, or
(2) additional work or emergency repair work is assigned by the District
Director as provided in Section V, or
(3) a change in State standards requires additional work as provided in Section
IV, or
(4) otherwise adjusted or modified as hereinafter provided.
B. The expenditure per route for routine maintenance work may be increased or
decreased, redistributed between routes, or increased expenditures for specific
projects may be made when such adjustment of expenditures for routine
maintenance or such specific work is authorized in advance in writing by the
District Director or his authorized representative and accepted by the CITY as
an amendment to Exhibit A.
C. Additional expenditures, or an adjustment of expenditures, once authorized
shall apply during the fiscal year designated therein and shall not be deemed
to permanently modify or change the basic maximum expenditure per route
as hereinafter specified. An adjustment of any said maximum expenditure,
either an increase or decrease, shall not affect other terms of the Agreement.
IX. A new Exhibit A "DELEGATION OF MAINTENANCE" will be provided
annually by the STATE for the ensuing fiscal year, if necessary, to ensure an
equitable annual cost allocation.
X. A. The CITY will submit bills in a consistent periodic sequence (monthly,
quarterly, semiannually, or annually). Bills for less than $500 shall not be
submitted more than once each quarter. Bills must be submitted promptly
2
following the close of the STATE's fiscal year on each June 30th and should
be coded according to the Caltrans HM Program Code as outlined in this
Agreement. Bills submitted for periods prior to the last fiscal year will be
deemed waived and will not be honored.
B. Maintenance services provided by contract or on a unit -rate basis with
overhead costs included shall not have these above - mentioned charges added
again. An actual handling charge by the CITY for the direct cost of processing
this type of bill will be allowed.
XI. Nothing in the provisions of this Agreement is intended to create duties or
obligations to or rights in third parties not parties to this contract or to affect the
legal liability of either party to the contract by imposing any standard of care
respecting the maintenance of State highway different from the standard of care
imposed by law.
XII. It is understood and agreed that neither the STATE nor any officer or employee is
responsible for any damage or liability occurring by reason of anything done or
omitted to be done by the CITY under or in connection with any work, authority
or jurisdiction delegated to the CITY under this agreement. It is understood and
agreed that pursuant to Government Code Section 895.4 the CITY shall defend,
indemnify and save harmless the State of California, all officers and employees
from all claims, suits or actions of every name, kind and description brought for or
on account of injuries to or death of any person or damage to property resulting
from anything done or omitted to be done by the CITY under or in connection
with any work, authority or jurisdiction delegated to the CITY under this
Agreement.
XIII. It is understood and agreed that neither the CITY nor any officer, employee,
agent, board, council or commission thereof is responsible for any damage or
liability occurring by reason of anything done or omitted to be done by the
STATE under or in connection with any work, authority or jurisdiction delegated
to the STATE under this agreement. It is understood and agreed that pursuant to
Government Code Section 895.4, the STATE shall defend, indemnify and save
harmless the CITY and all its officers, employees, agents, boards, councils or
commissions, from all claims, suits or actions of every name, kind and
description brought for or on account of injuries to or death of any person, or
damage to property resulting from anything done or omitted to be done by the
STATE under or in connection with any work, authority or jurisdiction delegated
to the STATE under this Agreement.
XIV. STATE costs and expenses assumed under the terms of this Agreement are
conditioned upon the passage of the annual State of California Budget by the
3
Legislature, the allocation of funding by the California Transportation
Commission as appropriate, and the encumbrance of funding to the District
Office of the STATE to pay the billings by the CITY.
XV. This Agreement shall remain in full force and effect until amended by the mutual
consent of the parties thereto or terminated by either party upon thirty (30) days'
notice to the other parties.
IN WITNESS WHEREOF, the parties hereto have set their hands and seals the day and
year first above written.
I:
CITY OF NEWPORT BEACH
Attest:
City Manager
City Clerk
APPROVED AS TO FORM:
STATE OF CALIFORNIA
DEPARTMENT OF TRANSPORTATION
WILL KEMPTON
Director of Transportation
am
James Pinheiro
Assistant City Attorney
Deputy District Director
Operations and Maintenance
APPROVED AS TO FORM:
Attorney
Department of Transportation
EXHIBIT "A"
DELEGATION OF MAINTENANCE
The specific maintenance function indicated below is hereby delegated to the
CITY. This delegation of maintenance function set forth herein does not include the
control and maintenance areas and functions which rest with the CITY under the terms
of executed Freeway Agreements and/or Freeway Maintenance Agreements.
Route Length
Descri t� ion Program
Maximum
No. Miles
Delegated
Annual
Authorized
Expenditure
1 5.95
Coast Highway HM -21)
$24,225.00
from Jamboree Road
(PM 17.43) to the
northwest City limit
(PM 21.58) approx.
310 feet west of Summit
Street a length of 4.15 miles;
Coast Highway From
Newport Coast Drive to
easterly City limit, an
approximate length of 1.8 miles.
55 0.97
Newport Boulevard HM -21)
$8,000.00
from Finley Avenue (PM 0.00)
to north City limit (PM 0.97)
at 15`h Street an approximate length
of 0.97 miles.
TOTAL AUTHORIZED EXPENDITURE: $32,225.00
M
EXHIBIT "B"
MAINTENANCE FUNCTION DESCRIPTIONS
HM1A FLEXIBLE ROADBEDS ( OLD HMI l)
This provides for patching, sealing, and maintaining the surface and base courses
of asphalt surfaced roadways including asphalt surfaced shoulders. The
following problems are included:
1. Crack/Joint repair
2. Poor ride quality
3. Structural pavement failure
4. Potholes /local depressions
5. Preventative Maintenance
6. Miscellaneous
HMI RIGID ROADBED ( OLD HMI 2)
This provides for patching, sealing and repairing concrete roadbeds, approaches
to bridges, and their appurtenant shoulders and foundations. The following
problems are included:
1. Crack/Joint repair
2. Poor ride quality
3. Structural pavement failure
4. Bridge approach/departure
5. Paved shoulder — preventive maintenance
6. Paved shoulder — repair
7. Miscellaneous
HM2C SLOPE /DRAINAGENEGATATION ( OLD HM21 AND MH23)
This provides for cleaning, maintaining, and repairing culverts, ditches, drains,
structures, fences, curbs, sidewalks and other appurtenances between the
roadbed and the outer highway right -of -way boundary line. It also includes weed
and brush control by chemical, biological or mechanical methods, trimming and
removal of trees and pest control. The following problems are included:
1. Unpaved shoulder management
2. Nonlandscaped weed control
3. Nonlandscaped tree/brush/vegetation
4. Fence repair
5. Drainage obstruction — ditch/channel
6. Drainage obstruction — drains /culverts
Drainage obstruction
Worn/damaged drainage facility
Miscellaneous
HM2D LITTER/DEBRIS ( OLD HM22)
This provides for removal of litter and debris from roadway surfaces and
roadsides. The following problems are included:
1. Debris /carcass pickup
2. Freeway patrol
3. Sweeping
4. Litter pickup
5. Spill... non hazardous material only; City shall report all hazardous spills (on
State Highway) to Caltrans Commumication Center at (949) 936 -3600 24
hours Monday through Friday.
6. Miscellaneous
HM2E LANDSCAPING (OLD HM25)
This provides for watering, fertilizing, removal of shrubs, and control of weeds
in planted area. Includes trimming, removal, and spraying of trees, replacement
of plants, shrubs, and trees, and pest control in planted area. The following
problems are included:
1. Weed control
2. Pruning /trinning /removing /replacing
3. Irrigation
4. Miscellaneous
HM3H BRIDGES ( OLD HM31 EXCEPT PUMP PLANT MAINTENANCE)
This provides for repairs, cleaning, and painting of bridges. Also includes
electrical and mechanical maintenance. The following problems are included:
1. Substructure
2. Superstructure — steel
3. Superstructure — concrete
4. Expansion joints
5. Railings
6. Drainage systems
7. Painting
8. Miscellaneous
HM3J OTHER STRUCTURES( OLD HM31 PUMP PLANTS)
This provides for the maintenance, repair and cleaning of pump plants. The
following problems are included:
1. Pump plant
2. Miscellaneous
EXHIBIT "C" CHAPTFRDI
LITTER, DEBRIS AND GRAFFITI
.lame 1998 Page Dl -2
D1.00 General
Caltrans removes litter, debris and sediment to maintain motorist safety, protect water quality,
ensure drainage and provide an attractive facility for travelers and local communities.
Routine litter removal, is performed by State forces, Special Programs forces, including
supervised inmates and probationers, and Adopt -A- Highway participants.
Caltrans removes graffiti to maintain an attractive facility for travelers and local communities.
Refer to family problem D, "Litter and Debris" in Volume 2 of the Maintenance Manual for
planning, scheduling and administrative instructions.
D1.01 Policy
Roadway, roadside and median litter cleanup operations should be scheduled to provide safe
facilities and a neat and clean appearance. Clean up operations also provide water quality
benefits by reducing the quantity of materials that may be washed into storm water drainage
systems.
Districts shall establish routine litter removal and sweeping frequencies for each route segment
based on the rate at which litter, debris and sediment accumulates. Frequencies shall be
determined to keep a generally clean and neat appearance to the roadside and are very sensitive
to traffic volumes. These frequencies shall be recorded on District route maps, or other formats
(Post Mile listings, etc.) which shall be sent to the Headquarters Maintenance Program for
concurrence at least once every four years, starting January 1998. Recorded frequencies shall be
used as guides for litter removal, whether by State forces, special programs forces or
Adopt -A- Highway participants. Frequencies for litter collection by Adopt -A- Highway
participants may also be determined based on traffic volumes.
D1.02 Laws That Pertain to Litter, Debris, Disabled and Abandoned Vehicles
(A) Throwing Lighted Substances
Vehicle Code Section 23111 provides that no one may throw or discharge onto the
highway or adjacent area any lighted or unlighted cigarette, cigar, match or flaming or
glowing substance.
(B) Disposing of Litter or Garbage on Highway
Vehicle Code Section 23112 provides that no one may throw or deposit on the highway
any garbage or substance likely to injure or damage traffic using the highway, or any
noisome, nauseous, or offensive matter of any kind. It also prohibits the placement of
any rocks, refuse or dirt within the highway right of way.