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ABSTRACT:
CITY OF
NEWPORT BEACH
City Council Staff Report
March 24, 2015
Agenda Item No. 21
HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL
Dan Matusiewicz, Finance Director— (949) 644 -3123,
dmatusiewicz @newportbeachca.gov
Evelyn Tseng, Revenue Manager
(949) 644 -3153
Update to Newport Beach Municipal Code Chapter 5.04 — Business Licenses and
Regulations, General Provisions
Several months ago, real estate agents (versus brokers and brokerages) asked the Council to consider
exempting them from the business license tax, arguing that the agents are in effect employees of a
brokerage (which also pays the tax). This item amends Newport Beach Municipal Code ( "NBMC ")
Chapter 5.04 to, among other things, exempt real estate agents from business license requirements, and
reduce the business license tax for out -of -town contractors.
RECOMMENDATION:
a) Introduce Ordinance No. 2015 -6, An Ordinance of the City Council of the City of Newport Beach,
California, Amending Newport Beach Municipal Code Chapter 5.04 — to Update Business License
Provisions, and pass to second reading on April 14, 2015; and
b) Adopt Resolution No. 2015 -22, A Resolution of the City Council of the City of Newport Beach to
Reduce the Business License Tax Charged to Out -of -Town Licensed Contractors to be Equal to that of In-
Town Licensed Contractors.
FUNDING REQUIREMENTS:
The change regarding exempting real estate agents affiliated with brokerages from separate business
license taxes was estimated to reduce revenue by about $105,000 per year. This reduction has been
included in the FY 14 -15 budget (as well as future budgets) given that the City administratively stopped
collecting this tax from agents 10 months ago.
DISCUSSION:
The Newport Beach business license tax is an annual non - regulatory licensing fee levied upon businesses
located or operating in Newport Beach. The business license tax revenues go into the General Fund and
pay for Police, Fire and Safety expenses as well as other general operating costs of the City. The City
collects about $4.1 million in business license taxes each year. NBMC Chapter 5.04 was enacted in 1906
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and has not been substantively reviewed and updated since 1993
In part at the request of real estate agents and the City Council, staff recommends updating NBMC
Chapter 5.04 to: (1) exempt real estate agents; (2) provide for a structure supportive of a favorable
business environment; (3) ensure that our practices conform with State law; and (4) make a number of
non - substantive technical and definitional changes.
Real Estate Agents
Real estate agents are a unique class. Although they are considered independent contractors by the
Internal Revenue Service and the Franchise Tax Board for taxation purposes, they share many similarities
to employees. For example, real estate agents cannot earn compensation independent from a licensed
broker; the money paid for services is paid directly to the broker; and agents are covered by Workers
Compensation. Real estate agents are exempt from business license requirements in the cities of
Huntington Beach, Long Beach, and Anaheim.
Area real estate agents asked to be exempted from our business license tax several months ago, and we
made that change administratively. This action would amend the change into the code. Current revenues
indicate the amount of revenue affected is about $105,468.00, reflecting the reduction of payments from
about 518 real estate agents affiliated with brokerages.
Another proposed change relates to creating a more favorable business environment by allowing for,
among other things, payment plans in cases of hardship, reducing the delinquent penalties and increasing
the Artists Exemption threshold. These recommendations came about because staff recognized that some
businesses experienced challenging circumstances after the recent economic downturn, and that other
provisions were dated enough to update also in that same spirit.
The proposed changes would:
1. Allow the Finance Director to establish payment plans in cases of hardship. There are currently no
formal allowances for business license tax payment plans (NBMC Section 5.04.025).
2. Update the Minor's Exemption to mirror Internal Revenue Service regulations to increase the age
from 16 years of age to 18 years of age and remove the eight hundred dollar ($800) cap that a minor can
earn per year and now allow the earned income threshold that is allowed by the Internal Revenue Service
(NBMC Section 5.04.090). Currently this threshold is $6,200.00 /year.
3. Update the Artists Exemption to increase the maximum exemption amount. Therefore, the amount
excluded from taxation would go from $800 to $3,800. This accounts for changes in the consumer price
index since 1977 (NBMC Section 5.04.100).
4. Update the Residential Unit Exemption such that multiple short term lodging owners need only obtain
one (1) business license. It is common practice that the management of these properties occurs at only
one location and /or through an agent (NBMC Section
5.04.105).
5. Codify the requirement that businesses who report payment of sales and use tax to the State obtain a
California State Board of Equalization Permit and furnish the permit number on the business license tax
application. (NBMC Section 5.04.125).
6. Reduce the penalty for business license delinquency from 100% to 50% (NBMC Section 5.04.260).
7. Clarify that private residences which have a home -based business will not be entered into without
consent or court order (NBMC Section 5.04.290).
Finally, the remaining proposed changes conform our code to State law. The proposed changes would
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1. Update the Veterans Exemption to mirror the California Business and Professions Code (NBMC
Section 5.04.080). This change, in effect, exempts qualified veterans organizations and businesses from
the tax.
2. California Government Code Section 37101.7 prohibits charging out -of -town contractors a fee greater
than in -town contractors. Staff recommends reducing the business license tax imposed on out -of -town
licensed contractors to the same amount that in -town contractors are assessed.
ENVIRONMENTAL REVIEW:
This action is not subject to the California Environmental Quality Act ( "CEQA ") pursuant to Sections 15060
(c)(2) (the activity will not result in a direct or reasonably foreseeable indirect physical change in the
environment) and 15060(c)(3) (the activity is not a project as defined in Section 15378) of the CEQA
Guidelines, California Code of Regulations, Title 14, Chapter 3, because it has no potential for resulting in
physical change to the environment, directly or indirectly.
NOTICING:
The agenda item has been noticed according to the Brown Act (72 hours in advance of the meeting at
which the City Council considers the item).
ATTACHMENTS:
Description
Attachment A - Ordinance
Attachment B - Redline Version
Attachment C - Resolution
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ATTACHMENT A
ORDINANCE NO. 2015-
AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF
NEWPORT BEACH, CALIFORNIA, AMENDING NEWPORT
BEACH MUNICIPAL CODE CHAPTER 5.04 TO UPDATE
BUSINESS LICENSE PROVISIONS
WHEREAS, Newport Beach Municipal Code ( "NBMC") Chapter 5.04 requires all
businesses operating or conducting business within the City of Newport Beach ( "City ")
to obtain a business license;
WHEREAS, NBMC Chapter 5.04 was last comprehensively reviewed and
updated in 1993; and
WHEREAS, the City desires to revise NBMC Chapter 5.04 to add and update
certain exemptions, clarify business license requirements, and reduce the penalty for
delinquencies, among other revisions.
NOW, THEREFORE, the City Council of the City of Newport Beach hereby
ordains as follows:
Section 1: NBMC Chapter 5.04 is hereby amended in its entirety to read as
follows:
Sections:
Chapter 5.04
GENERAL PROVISIONS`
5.04.010 Definitions.
5.04.020 License and Tax Payment, and Fingerprinting Fee Requirements.
5.04.025 Hardship.
5.04.030 Branch Establishments and Separate Business.
5.04.040 Evidence of Doing Business.
5.04.050 Constitutional Apportionment.
5.04.060 Exemptions— Exempt by Federal or State Law.
5.04.070 Exemption — Charitable and Nonprofit Organizations.
5.04.080 Exemption— Veterans.
5.04.090 Minors Exemptions.
5.04.100 Exemption for Artists and Art Exhibits.
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5.04.105 Exemption for Residential Units.
5.04.110 Exemption for Public Utilities.
5.04115 Exemption for Real Estate Agents.
5.04.120 Revenue Measure.
5.04.125 Sales Tax.
5.04.140 Application for Business License.
5.04.160 Processing of Application.
5.04.170 Issuance of License — Contents.
5.04.180 Error in Tax Nonprejudicial.
5.04.190 Error in Terms Voids License.
5.04.200 Duplicate License.
5.04.205 Business Closure.
5.04.210 License Nontransferable.
5.04.220 Posting and Keeping a License.
5.04.230 Payment, Term of License and Notice of Billings.
5.04.250 Unpaid Fees.
5.04.260 Penalties for Delinquency.
5.04.270 License Tax a Debt.
5.04.280 Refunds.
5.04.290 Enforcement —Right of Entry.
5.04.300 Examination of Books, Records, Witnesses, Information
Confidential.
5.04.310 Declaration — Confidential Documents.
5.04.320 Extension of Time.
5.04.330 Appeal.
* Taxicabs, ambulances and vehicles for hire —See Chapter 5.12.
Special sales —See Chapter 5.16.
Pawnbrokers, Secondhand and junk dealers —See Chapter 5.20.
Private Patrols —See Chapter 5.24.
Entertainment establishments —See Chapter 5.28.
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Cafe dancers —See Chapter 5.32.
10 Definitions.
A. 'Business' shall include all activities engaged in or caused to be engaged in within
the City, including any commercial or industrial enterprise, trade profession, occupation,
vocation, calling or livelihood, including the rental of residential or commercial real
estate, and every other kind of activity whether or not carried on for gain or profit, and
whether or not engaged in as a principal or as an independent contractor, but shall not
include the services rendered by an employee to his or her employer.
B. "Employee" shall mean all individuals who are engaged in the operation or
conduct of any business and whose consideration for services rendered is in the form of
a regular salary or wage.
C. "Employer' shall mean a person that employs one (1) or more employees.
D. "Finance Director' shall mean the Finance Director of the City of Newport Beach
or his or her designee.
E. "Gross receipts" shall mean the total amounts actually received or receivable from
sales and the total amounts actually received or receivable for the performance of any
act or service, of whatever nature it may be, for which a charge is made or credit
allowed, whether or not such act or service is done as a part of or in connection with the
sale of materials, goods, wares or merchandise. Included in "gross receipts" shall be all
receipts, cash, credits, and property of any kind or nature without any deduction
therefrom on account of the cost of the property sold, the cost of materials used, labor
or service cost, interest paid or payable, or losses or other expenses whatsoever.
Excluded from "gross receipts" shall be the following:
1. Cash discounts allowed or taken on sales.
2. Credit allowed on property accepted as part of the purchase price and
which property may later be sold, at which time the sales price shall be
included as "gross receipts."
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3. Any tax required by law to be included in or added to the purchase
price and collected from the consumer or purchaser.
4. Such part of the sale price of property returned by purchasers upon
rescission of a contract of sale as is refunded either in cash or by credit.
5. Receipts of refundable deposits, except that such deposits when
forfeited and taken into income of the business shall not be excluded.
6. Amounts collected for others where the business is acting as an agent
or trustee to the extent that such amounts are paid to those for whom
collected, provided the agent or trustee has furnished the Finance Director
with the names and addresses of the others and the amounts paid to them.
This exclusion shall not apply to any fees, percentages, or other payments
retained by the agent or trustee.
7. Cash value of sales, trades or transactions between departments or
units of the same business.
8. Transactions between a partnership and its partners.
9. Receipts from services or sales in transactions between affiliated
corporations. An affiliated corporation is a corporation:
L Devoting a nonvoting stock of which is owned at least eighty (80)
percent by such other corporation with which such transaction is had;
or
ii. Which owns at least eighty (80) percent of the voting and nonvoting
stock of such other corporation; or
iii. At least eighty (80) percent of the voting and non - voting stock of
which is owned by a common parent corporation which also has such
ownership of the corporation with which transaction is had.
10. Receipts from investments where the holder of the investment
receives only interest and /or dividends.
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11. Receipts derived from the occasional sale of used, obsolete or surplus
trade fixtures, machinery or other equipment used by the licensee in the
regular course of the licensee's business.
F. "Operate" shall mean and include manage, control or carry on.
G. "Person" shall mean and include all domestic and foreign corporations,
associations, syndicates, joint stock corporations, partnerships of every kind, clubs,
Massachusetts Trust, business or common law trusts, societies, and individuals
transacting and carrying on any business in the City other than as an employee.
H. "Rental unit" shall mean and include all residential units except one which is the
part-time or full -time residence of the owner, and no part thereof is offered or available
for rent at any time during the license year.
I. "Sale" shall include the transfer, in any manner or by any means whatsoever, of
title to property for a consideration; the serving, supplying or furnishing for a
consideration of any property; and a transaction whereby the possession of property is
transferred and the seller retains the title as security for the payment of the price shall
likewise be deemed a sale. The foregoing definition shall not be deemed to exclude any
transaction which is or which, in effect, results in a sale within the contemplation of law.
J. "Sworn statement" shall mean an affidavit sworn to before a person authorized to
take oaths, or a declaration or certification made under penalty of perjury.
5.,04. 020 License and Tax Payment, and Fingerprinting Fee Requirements.
No person, either for himself /herself or any other person, shall operate any business
specified in this title in the City without first having obtained a license from the City to do
so, or without complying with any and all regulations of such business contained in this
title. The carrying on of any such business without first having obtained a license from
the City to do so, or without complying with any and all regulations of such business
contained in this title, shall constitute a separate violation of this title for each and every
day that such business is so carried on. Where fingerprinting is required as a condition
of obtaining a license to operate any such business, in addition to any other fees
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imposed pursuant to this title, a fee equal to that currently charged to the City by the
State of California will be charged for each person required to be so fingerprinted.
5._04.025 H. ards hi. p; ............._....... . ........ - ....... _ ..................... ...................................... _ .... .... _.......................................................................................................................................
In the case of financial, medical or other hardship, the Finance Director may establish a
payment plan allowing additional time for repayment of any tax or penalty due. A
Person's failure to comply with the payment plan may result in all amounts, and any
penalties, immediately due and payable to the City.
The City Manager may, in his or her discretion in cases of hardship, waive the tax
and /or penalty payment requirements of this Chapter.
5.04.030 Branch Establishments and Separate Business.
.............. ................................_...................................................................... ............................................................................... ...... _...__._. ........................ .......................... .... ................. _.................................
A separate business license must be obtained for each branch establishment or location
of the business. A separate business license must be obtained for each separate legal
entity and each type of business at the same location. The licensee shall only transact
and operate the business at the location or for the legal entity or type of business as
designated in the business license.
5.04.040 Evidence of Doina Business.
When any person shall by use of digital media, signs, circulars, cards, telephone book,
newspapers, or other format, advertise, hold out, or represent that he or she is in
business in the City, or when any person holds an active license or permit issued by a
governmental agency indicating that he or she is in business in the City, and such
person fails to deny by a sworn statement given to the Finance Director that he or she is
not conducting a business in the City, after being requested to do so by the Finance
Director, then these facts shall be considered prima facie evidence that he or she is
conducting a business in the City.
5.04.050 Constitutional Apportionment.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .................. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . _ .
None of the license taxes provided for by this title shall be so applied as to occasion an
undue burden upon interstate commerce or be violative of the equal protection and due
process clauses of the Constitutions of the United States and the State of California.
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In any case where a license tax is believed by a licensee or applicant for a license to
place an undue burden upon interstate commerce or be violative of such constitutional
clauses, he or she may apply to the Finance Director for an adjustment of the tax. Such
application may be made before, at, or within six (6) months after payment of the
prescribed license tax. The applicant shall, by sworn statement and supporting
testimony, provide any information as the Finance Director may deem necessary in
order to determine the extent, if any, of such undue burden or violation. The Finance
Director shall then conduct an investigation, and, after having first obtained the written
approval of the City Attorney, shall fix as the license tax for the applicant an amount that
is reasonable and nondiscriminatory, or if the license tax has already been paid, shall
order a refund of the amount over and above the license tax so fixed. The Finance
Director is hereby authorized to adopt such reasonable rules and regulations as may be
necessary to guide him or her in determining proper apportionment of the business
license tax hereunder so as to not place an undue burden on interstate commerce or be
violative of such constitutional clauses.
5.04.060 Exemption — Exempt by Federal ................................................. ral or State Law.
_... . . .................... ............................... ..............
Nothing in this chapter shall be deemed or construed to apply to any person transacting
and carrying on any business exempt by virtue of the Constitution or applicable statutes
of the United States or of the State of California from the payment of such taxes as are
herein prescribed.
Any person claiming an exemption pursuant to this section shall file a sworn statement
with the Finance Director stating the facts upon which exemptions are claimed, and in
the absence of such statement substantiating the claim, such person shall be liable for
the payment of the taxes imposed by this title.
The Finance Director shall, upon a proper showing contained in the sworn statement,
issue a license to such person claiming exemption under this section without payment
to the City of the license tax required by this title.
The Finance Director, after giving notice and a reasonable opportunity for hearing to a
licensee, may revoke any license granted pursuant to the provisions of this section upon
information that the licensee is not entitled to the exemption as provided herein.
PIED]
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5.04.070 Exemption - Charitable and Nonprofit Organizations.
The provisions of this title shall not be deemed or construed to require the payment of a
license tax to conduct, manage, or carry on any business, occupation, event, or activity,
from any institution or organization which is conducted, managed or carried on for the
benefit of religious, charitable, philanthropic, political, or education purposes pursuant to
Internal Revenue Code Section 501(c)(3), or any successor statute..
This section shall not be deemed to exempt any such institution or organization from
complying with any other provisions of this Code requiring a permit from the City.
5.04.080 Exemptio . . ....................................- ...................................................................................._......................................................................................... ............................_..
Every honorably discharged soldier, sailor, marine, or airman of the United States, and
who is a resident of the State of California, shall have the right to hawk, peddle and
vend any goods, wares, or merchandise owned by him or her, except spirituous, malt,
vinous or other intoxicating beverages, without the payment of a license fee, subject,
however, to the restrictions, limitations, regulations and conditions hereinafter set forth.
A. Every applicant must furnish a certificate of honorable discharge from the United
States' armed forces.
B. A license when issued under this exemption is nontransferable and for the
exclusive use of the licensee named. Any intentional misuse of the license, by the
licensee or by a person authorized by the licensee, may subject the license to
immediate cancellation and a one (1) year ban on the issuance of a new license to the
licensee under this exemption.
C. It shall be unlawful for any person, other than the licensee named, to use any
license issued pursuant to the provisions of this section.
D. No person shall purchase or transfer any license issued pursuant to the provisions
of this section, or transfer or convey the certificates mentioned above, to any other
person for the purpose of securing a license as herein provided for.
5. . ...............................................................................................................................................................................................
Any person defined as a minor pursuant to Internal Revenue Service regulations, whose
annual gross receipts from any business done within the City is within the earned
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income threshold pursuant to Internal Revenue Service regulations, shall be exempt
from the requirements of this chapter.
5.04.100 Exemption for Artists and Art Exhibits.
.......................................................... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ............ . . . . . . . . . . . . .............. _ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ...........................................
A business license shall not be required of individual artists for the exhibition or display
of paintings, sculpture, photographs, handmade jewelry or other fine arts. Any artist
shall be exempt from the requirements of this title if the sales of his or her art work
within the City do not result in annual gross receipts in excess of three thousand eight
hundred dollars ($3,800.00), as adjusted annually by the Consumer Price Index.
5.04.105 Exemption for Residential Units. 11 ...................... ............................... .. . .. ........_.... ....................._-- .......
No business license shall be required for the business of renting two (2) or less
residential rental units at the same or different locations.
The exemption for residential rent units shall not apply to rental of units for short term
lodging purposes and defined in Chapter 5.95 of the Municipal Code, or any successor
chapter. However, only one (1) business license shall be required for the business of
renting multiple short term lodging units.
5.04.110 Exemption for Public Utilities.
A business license shall not be required for any public utility operating under a franchise
granted by the City and paying a franchise tax thereunder, except a business license
shall be required for any retail sales or service conducted by such utility in the City of
Newport Beach.
5.04.115 Exemption for Real Estate Agents.
Persons licensed by the California Department of Real Estate and working under the
supervision and control of a broker licensed by the California Department of Real
Estate, as required by State law, shall not be subject to taxation under this title if their
broker includes the real estate agent as one of its employees and pays the tax in
accordance with the provisions of this title and Council resolution.
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5.04.120 Revenue
This chapter is enacted solely to raise revenue for municipal purposes and is not
intended for regulation.
5.04.125 Sales Tax.
Any business that transacts or carries any business activity, contracts, sells or delivers
any goods, wares or merchandise in this City for which sales or use tax is payable and
is required to report any payment of sales and use tax to the State shall obtain a
California State Board of Equalization license and must furnish the sales tax number on
the business license application.
5.04.140 Application for Business License.
........................................................................................................................................................................................ ...............................
Before any business license is issued to any person, such person shall make an
application to the Finance Director. Applicant must state the name of the party to whom
the license is to be issued; the nature of the trade or business to be pursued; the place
where such business will be conducted and such other information as may be
necessary for the enforcement of the provisions of this title.
A business license application may be denied if the Finance Director determines that
the applicant failed to complete all portions of the license application or has failed to
comply with one (1) or more of the provisions of this chapter.
5.04.160 Processing of Application.
........ ............................ ............................... .. _.....
Upon application and tender of the required license fee, the Finance Director shall
process the application. Applications for new businesses, or as may be deemed
necessary by the Finance Director, may be submitted to other departments as
necessary, including the Health Officer if health and sanitation may be affected, to
determine whether the business and premises to be occupied meet the requirements of
applicable law.
5.04.170 Issuance of License — Contents.
Upon processing the application and receipt of the appropriate license fee, the Finance
Director shall prepare and issue the license showing upon the face of each license the
following:
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A. name of business and location;
B. business license number;
C. type of business by code;
D. date of issuance;
E. date of expiration; and
F. term of license.
5.04.180... Error in Tax ... Nonprejudicial ......................................................................... ............_...._.............
. . . . . . . . . . . . . . . . . . . . . . . . ...................................................
In no case shall any mistake by any officer or employee of the City in stating the amount
of a license tax prevent or prejudice the collection by the City of what should be actually
due from any person carrying on a business subject to a business license under the
provisions of this title.
5.04.190 Error in Terms Voids License.
The payment of any license tax required by this title, its acceptance by the City, and the
issuance of such license to any person shall not entitle the holder to carry on any
business called for by the license unless he has complied with all requirements of this
Code, or to carry on any business at any location contrary to the City's zoning
regulations.
5.04.200 Duplicate License.
The Finance Director shall charge a fee as set forth by resolution of the City Council for
each duplicate license issued to replace any license issued under the provisions of this
title, which has been lost or destroyed, upon reasonable proof thereof.
5.04.205 Business Closure.
Any business which has ceased operating and conducting business in this City shall
inform the Finance Director in writing of the date the business has ceased conducting
business, and having done such, the license shall be closed and no further license
taxes or penalties shall accrue. In the event of any such closure, there shall be no
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rebate of any portion of the tax or fee paid by such licensee and, in any application for a
new license, there shall be no proration of the required tax or fee.
0 License Nontransferable.
Each license granted or issued under any provisions of this title shall authorize the
licensee to transact or carry on the business therein named, at the place therein
designated and at no other place and the license shall not be assignable or
transferable. A change of location shall be allowed to the holder of the license upon the
payment, set forth by resolution of the City Council, to the Finance Director within thirty
(30) days of such change taking place.
5.04.220 Posting and Keeping a License.
........ ............................... ........... ......... .... ..... ..... .....................
A. Any licensee transacting and carrying on business at a non - residential fixed place
of business in the City shall keep the license posted in a conspicuous place upon the
premises where such business is carried on.
B. Any licensee transacting and carrying on business but not operating at a fixed
place of business in the City shall keep the license upon his or her person at all times
while transacting and carrying on the business for which it was issued.
C. Whenever identifying stickers, tags, plates or symbols have been issued for each
vehicle, device, machine or other piece of equipment included in the measure of a
license tax, the person to whom such stickers, tags, plates or symbols have been
issued shall keep firmly affixed upon each vehicle, device, machine, or other piece of
equipment the identifying sticker, tag plate to symbol which has been issued therefor at
such locations as are designated by the Finance Director. Such sticker, tag, plate or
symbol shall not be removed from any vehicle, device, machine, or piece of equipment
kept in use, during the period for which the sticker, tag, plate or symbol is issued.
5.04.230 Payment, Term of License and Notice of Billings.
. ............................... .............................................._...................................................... ...............................
A. All business licenses shall be issued on an annual basis. The period covered by each
license shall be from the date of issuance to twelve (12) months from such date.
B. The Finance Director is not required to send a notice or a bill to any business subject
to the provisions of this chapter and the failure to send or receive such notice or bill
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shall not affect the validity of any tax or penalty due or the duty of such business to pay
the required tax or penalty due.
5.04.250 Unpaid Fees.
.. ............................... _....................................................................................................................................... ............................... ...... -.. _................ ................................................................................ ...............
No license for any succeeding, current or unexpired license period shall knowingly be
issued to any person who, at the time of making application for any license, is indebted
to the City for any unpaid license fee.
5.04.260 Penalties for Delinquen
For failure to pay a license tax when due, unless Finance Director has provided a
payment plan pursuant to NBMC Section 5.04.025, the Finance Director shall add a
penalty of twenty -five (25) percent of said license tax on the last day of each month after
the due date thereof, providing that the amount of such penalty to be added shall in no
event exceed fifty (50) percent of the amount of the license tax due.
5.04.270 License Tax a Debt.
The amount of any license tax and penalty imposed by the provisions of this title shall
be deemed a debt to the City and any person carrying on any business without first
having procured a license from the City shall be liable to an action in the name of the
City in any court of competent jurisdiction, for the amount of license tax and penalties
imposed on such business.
5.04.280 Refunds.
The Finance Director may refund any license fee, tax or penalty which he or she
determines was erroneously collected, but no license fee, tax or penalty shall be
refunded if, prior to his or her application for a license, the applicant has engaged in the
business for which the license is sought.
5.04.290 Enforcement..Right of Entry ........................................................................._..._................................................................. ...............................
A. Enforcement. It shall be the duty of the Finance Director to enforce each and all of
the provisions of this title, and the Chief of Police shall render such assistance in its
enforcement as may from time to time be required by the Finance Director.
21 -16
Page 14 of 16
B. Right of Entry. The Finance Director and each and all of his designees and any
police officer or City employee whose job includes the inspection of the business
license, shall have the power and authority to enter, free of charge, and at any
reasonable time, any place of business required to be licensed and demand an
exhibition of its license certificate. Any person having such license certificate theretofore
issued in his possession or under his control, who willfully fails to exhibit the same on
demand shall be guilty of a misdemeanor and subject to the penalties provided for by
the provisions of this title.
C. Entry of Personal Residence. A private residence will not be entered without consent
or without a legal court order.
5.04.300 Examination of Books, Records, Witnesses, Information Confidential.
.................... . ......... _.. ........... ..... ..........._......................... ............... _........................_. .......................................... .................... .................... ............... _ ............ _.......... ............. ................................ _ ...... ...... _.
The Finance Director, or any authorized employee, is hereby authorized to examine the
books, papers and records of any person subject to this ordinance, who has made the
election to pay a gross receipts tax, for the purpose of verifying the accuracy of any
return made, or, if no return is made, to ascertain the license fees due under this title.
Every licensee or supposed licensee is hereby directed and required to furnish to the
Finance Director the means, facilities and opportunity for making such examination and
investigation as are hereby authorized. The Finance Director is hereby authorized to
examine any person, under oath, for the purpose of verifying the accuracy of any return
made, or, if no return is made, to ascertain the license fees due under this title, and for
this purpose may compel the production of books, papers and records and the
attendance of all persons before him or her, whether as parties or witnesses, whenever
he or she believes such persons have knowledge of such matters.
The refusal of such examination by any employer or person subject or presumed to be
subject to the license fees shall be deemed a violation of this ordinance and a
misdemeanor.
All information obtained by the Finance Director under this section shall be confidential,
as provided in Section 5.04.310 of this title.
5.04.310 Declaration — Confidential Documents.
................................................................... .... . ................... .. ............................................................................................................................................. ...............................
21 -17
Page 15 of 16
Any statement or information filed or gathered pursuant to this title shall be deemed to
be confidential in character and shall not be subject to public inspection and shall be
kept so that the contents thereof shall not become known except to persons charged
with the administration of this title. The foregoing prohibition shall not apply to the
following information contained in the business license application: business name,
business telephone, business address, the exact nature of the business for which the
license is required, owner's name and the name of the principals, if the business is a
partnership or corporation.
5.04.320 Extension of Time.
In addition to all other power conferred upon him or her, the Finance Director shall have
the power, for good cause shown to extend the time for filing any required sworn
statement or application for a period not to exceed thirty (30) days and in such case, to
waive any penalty that would otherwise have accrued.
5.04.330
Any person aggrieved by any decision of the Finance Director with respect to the
issuance or refusal to issue such license may appeal to the City Manager by filing a
notice of appeal with the City Clerk. The City Manager shall thereupon fix a time and
place for hearing such appeal. The City Clerk shall give notice to such person of the
time and place for hearing by serving it personally or by depositing it in the United
States mail at Newport Beach, California, postage prepaid, addressed to such person at
his or her last known address. The City Manager shall have authority to determine all
questions raised on such appeal. No such determination shall conflict with any
substantive provision of this chapter.
Section 2: The recitals provided in this ordinance are true and correct and are
incorporated into the substantive portion of this ordinance.
Section 3: If any section, subsection, sentence, clause or phrase of this
ordinance is for any reason held to be invalid or unconstitutional, such decision shall not
affect the validity or constitutionality of the remaining portions of this ordinance. The
City Council hereby declares that it would have passed this ordinance and each section,
subsection, sentence, clause or phrase hereof, irrespective of the fact that any one or
PJAM i
Page 16 of 16
more sections, subsections, sentences, clauses or phrases be declared
unconstitutional.
Section 4: The City Council finds that the introduction and adoption of this
ordinance is not subject to the California Environmental Quality Act ( "CEQA ") pursuant
to Section 15060(c)(3) of the CEQA Guidelines, California Code of Regulations, Title
14, Chapter 3 because the activity is not a project as defined in Section 15378 and has
no potential for resulting in physical change to the environment, directly or indirectly.
Section 5: Except as expressly modified in this ordinance, all other sections,
subsections, terms, clauses and phrases set forth in the Newport Beach Municipal Code
shall remain unchanged and shall be in full force and effect.
Section 6: The Mayor shall sign and the City Clerk shall attest to the passage of
this ordinance. The City Clerk shall cause the ordinance to be published pursuant to
City Charter Section 414, and it shall be effective thirty (30) days after its adoption.
This ordinance was introduced at a regular meeting of the City Council of the City
of Newport Beach held on the 24th of March, 2015, and adopted on the 14th day of
April, 2015, by the following vote to wit:
AYES, COUNCILMEMB
NOES, COUNCILMEMBE
ABSENT COUNCILMEMB
Edward D. Selich
Mayor
ATTEST:
Leilani I. Brown
City Clerk
APPROVED AS TO FORM:
The C ,& "tg Att (�ey's Office
Aaror-6-11arp
City Attorney
21 -19
ATTACHMENT B
Chapter 5.04
GENERAL PROVISIONS*
Sections:
5.04.010
Definitions.
5.04.020
License and Tax Payment, and Fingerprinting Fee Requirements.
5.04.025
Hardshi .
5.04.030
Branch Establishments and Separate Business.
5.04.040
Evidence of Doing Business.
5.04.050
Constitutional Apportionment.
5.04.060
Exemptions— Exempt by Federal or State Law.
5.04.070
Exemption — Charitable and Nonprofit Organizations.
5.04.080
Exemption Disabled Veterans.
5.04.090
Minor's Exemptions.
5.04.100
Exemption for Artists and Art Exhibits.
5.04.105
Exemption for Residential Units.
5.04.110
Exemption for Public Utilities.
5.04.115
Exemption for Real Estate Agents.
5.04.120
Revenue Measure.
5.04.125
Sales Tax.
5.04.140
Application for Business License.
5.04.160
Processing of Application.
5.04.170
Issuance of License — Contents.
5.04.180
Error in Tax e . Nonprejudicial.
5.04.190
Error in Terms Voids License.
5.04.200
Duplicate License.
5.04.205
Business Closure.
5.04.210
License Nontransferable.
5.04.220
Posting and Keeping a License.
5.04.230
Payment, Term of License and Notice of Billingsm
PPFied.
5.04.250
Unpaid Fees.
5.04.260
Penalties for Delinquency.
5.04.270
License Taxee a Debt.
21 -20
5.04.280 Refunds.
5.04.290 Enforcement —Right of Entry.
5.04.300 Examination of Books, Records, Witnesses, Information
Confidential.
5.04.310 Declaration — Confidential Documents.
5.04.320 Extension of Time.
5.04.330 Appeal.
Taxicabs, ambulances and vehicles for hire —See Chapter 5.12.
Special sales —See Chapter 5.16.
Pawnbrokers, Secondhand and junk dealers —See Chapter 5.20.
Private Patrols —See Chapter 5.24.
Entertainment establishments —See Chapter 5.28.
Cafe dancers —See Chapter 5.32.
5.04.010 Definitions.
A. "s-Osiness" shall m a4s Fef000iGRG trades and n patieno iR all and every
kiRd of Gallia, y.ghethnr nr not ied „n far nrefa . "Business" shall include all activities
engaged in or caused to be engaged in within the City, including any commercial or
industrial enterprise, trade profession, occupation, vocation, calling or livelihood,
including the rental of residential or commercial real estate, and every other kind of
activity whether or not carried on for gain or profit, and whether or not engaged in as a
principal or as an independent contractor, but shall not include the services rendered by
an employee to his or her employer.
B. "Employee" shall mean all individuals who are engaged in the operation or
conduct of any business and whose consideration for services rendered is in the form of
a regular salary or wage.
C. "Employer" shall mean a person that employs one (1) or more employees.
21 -21
D. "Finance Director' shall mean the Finance Director of the City of Newport Beach
or his or her designee.
ES. "Gross receipts" shall mean the total amounts actually received or receivable from
sales and the total amounts actually received or receivable for the performance of any
act or service, of whatever nature it may be, for which a charge is made or credit
allowed, whether or not such act or service is done as a part of or in connection with the
sale of materials, goods, wares or merchandise.. -. Included in "gross receipts" shall be all
receipts, cash, credits, and property of any kind or nature without any deduction
therefrom on account of the cost of the property sold, the cost of materials used, labor
or service cost, interest paid or payable, or losses or other expenses whatsoever.
Excluded from "gross receipts" shall be the following:
1. Cash discounts allowed or taken on sales.
2. Credit allowed on property accepted as part of the purchase price and
which property may later be sold, at which time the sales price shall be
included as "gross receipts."
3. Any tax required by law to be included in or added to the purchase
price and collected from the consumer or purchaser.
4. Such part of the sale price of property returned by purchasers upon
rescission of a contract of sale as is refunded either in cash or by credit.
5. Receipts of refundable deposits, except that such deposits when
forfeited and taken into income of the business shall not be excluded.
6. Amounts collected for others where the business is acting as an agent
or trustee to the extent that such amounts are paid to those for whom
collected, provided the agent or trustee has furnished the Finance Director
with the names and addresses of the others and the amounts paid to them.
This exclusion shall not apply to any fees, percentages, or other payments
retained by the agent or trustee.
21 -22
7. Cash value of sales, trades or transactions between departments or
units of the same business.
8. Transactions between a partnership and its partners.
9. Receipts from services or sales in transactions between affiliated
corporations. An affiliated corporation is a corporation:
L Devoting a nonvoting stock of which is owned at least eighty (80)
percent by such other corporation with which such transaction is had;
or
ii. Which owns at least eighty (80) percent of the voting and nonvoting
stock of such other corporation; or
iii. At least eighty (80) percent of the voting and non - voting stock of
which is owned by a common parent corporation which also has such
ownership of the corporation with which transaction is had.
10. Receipts from investments where the holder of the investment
receives only interest and /or dividends.
11. Receipts derived from the occasional sale of used, obsolete or surplus
trade fixtures, machinery or other equipment used by the licensee in the
regular course of the licensee's business.
FG. "Operate" shall mean and include manage, control or carry on.
G9. "Person" shall mean and include all domestic and foreign corporations,
associations, syndicates, joint stock corporations, partnerships of every kind, clubs,
Massachusetts Trust, business or common law trusts, societies, and individuals
transacting and carrying on any business in the Ceity other than as an employee.
H. "Rental unit" shall mean and include all residential units except one which is the
part-time or full -time residence of the owner, and no part thereof is offered or available
for rent at any time during the license year.
21 -23
I €. "Sale" shall include the transfer, in any manner or by any means whatsoever, of
title to property for a consideration; the serving, supplying or furnishing for a
consideration of any property; and a transaction whereby the possession of property is
transferred and the seller retains the title as security for the payment of the price shall
likewise be deemed a sale. The foregoing definition shall not be deemed to exclude any
transaction which is or which, in effect, results in a sale within the contemplation of law.
J €. "Sworn statement" shall mean an affidavit sworn to before a person authorized to
take oaths, or a declaration or certification made under penalty of perjury
5.04.020 License and Tax Payment, and Fingerprinting Fee Requirements.
....... ....... ........... .........
No person, either for himself /herself or any other person, shall operate any business
specified in this title in the City without first having obtained a license from the City to do
so, or without complying with any and all regulations of such business contained in this
title. The carrying on of any such business without first having obtained a license from
the City to do so, or without complying with any and all regulations of such business
contained in this title, shall constitute a separate violation of this title for each and every
day that such business is so carried on. Where fingerprinting is required as a condition
of obtaining a license to operate any such business, in addition to any other fees
imposed pursuant to this title, a fee equal to that currently charged to the City by the
State of California will be charged for each person required to be so fingerprinted.
5.04.025 WaiveF.Hardship
In the case of financial, medical or other hardshi , the NE�
Finance Director, er his designee may establish a - payment plan ^fie
taxpayer's :oc-s:al- -Reeds ;n,- mind, =allowing additional time for repayment of any tax or
Penalty due. —A Person's failure to comply with the payment plan may result in all
amounts, and any penalties, immediately due and payable to the City.
^ taxigaver m of r of With the o 8d ^ of nl ^n fRo"Ur^ to PIA c .dll
21 -24
The G+ty- Se4pe+-City Manager may, in his -its or her discretion in cases of hardship,
waive the tax and /or penalty payment requirements of c^ ^+l^^ q nn 029 9f this
ChapterCede.
5.04.030 Branch Establishments and Separate Business.
A separate business license must be obtained for each branch establishment or location
of the business +r^^sa -ete' a-Rd ^^rpm^' ^^ A separate business license must be
obtained -afld-for each separate legal entity and #e-F-each type of business at the same
location;, and T°^ ^h I'^^^^^ shall auth^•'-,^ the licensee shall only to -transact and safry
GRoperate 94y -the business _;ieensed 'a thereby at the location or for the legal entity or
type of business as designated in the # is /her business license. iR 'h^ ^, ^^^^• C'^^i^^ated
h I'.
.rte
ll..e FatieR eF shE)Ft to FF, le d. iRg Ries as .defiRed iR Gh-,pteF 5.95 of this Code is
• ••
5.04.040 Evidence of Doing Business. I
When any person shall by use of digital media, signs, circulars, cards, telephone book,
of newspapers, or other format, advertise, hold out, or represent that he or she is in
business in the City, or when any person holds an active license or permit issued by a
governmental agency indicating that he or she is in business in the City, and such
person fails to deny by a sworn statement given to the Finance Director? +
d � I J^°^°° &upeP ^°^r that he or she is not conducting a business in the City,
after being requested to do so by the Finance Director, er h1s 'd^ °' ^ ^ ^^ I i^^ ^°^
SuperviseK, then these facts shall be considered prima facie evidence that he or she is
conducting a business in the City.
5.04.050 Constitutional Apportionment.
None of the license taxes provided for by this title shall be so applied as to occasion an
undue burden upon interstate commerce or be violative of the equal protection and due
process clauses of the Constitutions of the United States and the State of California.
21 -25
In any case where a license tax is believed by a licensee or applicant for a license to
place an undue burden upon interstate commerce or be violative of such constitutional
clauses, the or she may apply to the Finance Director for an adjustment of the tax.
Such application may be made before, at, or within six months after payment of the
prescribed license tax. The applicant shall, by sworn statement and supporting
testimony, show his ethed of business and the ,.l,,m estimated gFOSS
of �,, �� ... d 'Gh ..thGF ; t t; orovide any information as the Finance
Director may deem necessary in order to determine the extent, if any, of such undue
burden or violation. The Finance Director shall then conduct an investigation, and, after
having first obtained the written approval of the City Attorney, shall fix as the license tax
for the applicant an amount that is reasonable and nondiscriminatory, or if the license
tax has already been paid, shall order a refund of the amount over and above the
license tax so fixed. The Finance Director is hereby authorized to adopt such
reasonable rules and regulations as may be necessary to guide him or her in
determining proper apportionment of the business license tax hereunder so as to not
place an undue burden on interstate commerce or be violative of such constitutional
clauses.
5..04.060 Exemption — Exempt by Federal or State Laws
Nothing in this chapter shall be deemed or construed to apply to any person transacting
and carrying on any business exempt by virtue of the Constitution or applicable statutes
of the United States or of the State of California from the payment of such--taxes as are
herein prescribed.
Any person claiming an exemption pursuant to this section al--shall file a sworn
statement with the Finance Director stating the facts upon which exemptions are
claimed, and in the absence of such statement substantiating the claim, such person
shall be liable for the payment of the taxes imposed by this title.
The Finance Director shall, upon a proper showing contained in the sworn statement,
issue a license to such person claiming exemption under this section without payment
to the City of the license tax required by this title.
21 -26
The Finance Director, after giving notice and a reasonable opportunity for hearing to a
licensee, may revoke any license granted pursuant to the provisions of this section upon
information that the licensee is not entitled to the exemption as provided herein.
5.04.070 Exemption, — Charitable and Nonprofit Organizations.
The provisions of this title shall not be deemed or construed to require the payment of a
license tax to conduct, manage, or carry on any business, occupation, event, or activity,
from any institution or organization which is conducted, managed or carried on for the
benefit of religious, charitable, philanthropic, political, or education purposes pursuant to
Internal Revenue Code Section 501(c)(3), or any successor statute. as eoveFed uRdef
rh.,pteF 5.41 of this WIP.
This section shall not be deemed to exempt any such institution or organization from
complying with any other provisions of this Code requiring a permit from the City.
5.04.080 Exemption�;.a,b.'ed Veterans.
Every honorably discharged soldier, sailor, marine, or airman of the United States, w146
is phys Gaily unable to obtain his livelihood by Fneans of manual Iab0F and who is a
residentg4a4fied -ueteF of the State of California, shall have the right to hawk, peddle and
vend any goods, wares, or merchandise owned by him or her, except spirituous, malt,
vinous or other intoxicating beverages, without the payment of a license fee, subject,
however, to the restrictions, limitations, regulations and conditions hereinafter set forth.
,Every applicant must ,.,,.,..,I„ with the fell,,,.'Rg requirements hof„re A IiGense may
- -- --ind-er the PFGVdSiGRG ef this - --
...al,,�----L�urnish a certificate of honorable
Army, States'armed forces.
♦ 1
1
1
21 -27
B. A license when issued under this exemption is .
it is nontransferable and for the exclusive use of the licensee named. Any
intentional misuse of the license, by the licensee or by a person authorized by the
licensee, may subject the license to immediate cancellation and a one (1) year ban on
the issuance of a new license to the licensee under this exemption.
e�.rr ..rar.�rrssx�E�sn:�
..
C. It shall be unlawful for any person, other than the licensee named, to use Ar have in
his PeSSeSS 9any license issued pursuant to the provisions of this section.
D. No person shall purchase or transfer any license issued pursuant to the provisions
of this section, or transfer or convey the certificates mentioned OR paragraph (A`O)
above, to any other person for the purpose of securing a license as herein provided for.
5.04.090 Minor's
Any person defined as a minor pursuant to Internal Revenue Service regulations, ap e-F
SiXt88^ (164) eaf- ^' ° ^° whose annual gross receipts from any business done within
21 -28
the City is within the earned income threshold pursuant to Internal Revenue Service
regulations, less +haR eight hHREIFed del!aFSf'Ve +h.,,,sand delta iecnnnsnn n m Shall be
exempt from the requirements of this chapter.
5.04.100 Exemption for Artists and Art Exhibits.
A business license shall not be required of individual artists for the exhibition or display
of paintings, sculpture, photographs, handmade iewelry or other fine arts. On Elie
..tat to the business + the d ;�y�
Hie c^ i- rtrn-- cv-- n- rc- ^pr'rmrn"- ��ovSiiiC'S,TC'c^ -c � ^ter- c��c- ^prcir.:Se�T,- �' -ficrT yr
Any artist shall be exempt from the requirements of
this title if the sales of his or her art work within the City do not result in annual gross
receipts in excess of three thousand eight hundred dollars ($3,800.00), as adjusted
annually by the Consumer Price Index.^^ a-me,uRt as established h„ . ,.i „tier ef. the
„ +h,,, sand seveR h, RdFPFi dollars ($1 nnn 00 7nnm
5.04.105 Exemption for Residential Units.
No business license shall be required for the business of renting twos or less
residential rental units at the same or different locations. A "Yent ^l unit” sh ^II ...^^^ and
The exemption for residential rent units shall not apply to rental of units for short term
lodging purposes and defined in Chapter 5.95 of the Municipal Code, or any successor
chapter. However, only one (1) business license shall be required for the business of
renting multiple short term lodging units.
5.04.110 Exemption for Public Utilities.
A business license shall not be required for any public utility operating under a franchise
granted by 4the City and paying a franchise tax thereunder, except a business license
shall be required for any retail sales or service conducted by such utility in the City of
Newport Beach.
5.04.115 Exemption for Real Estate Agents.:
21 -29
Persons licensed by the California Department of Real Estate and workina under the
supervision and control of haV'RQ `he'• "GeRs^ ^'^^^d A#h a broker licensed by the
California Department of Real Estate , as
required by Sstate law, shall not be subject to taxation under this title if their broker
includes the real estate agent as one of its employees and pays the tax in accordance
with the provisions of this title and ^^'u ides the real estate aEleRt as Of its
em levees for auraeses of anv eemautatien of the Council resolution.
5.04.120 Revenue Measure.
This chapter is enacted solely to raise revenue for municipal purposes and is not
intended for regulation.
5.04.125 Sales Tax.
Anv business that transacts or carries anv business activitv. contracts. sells or delivers
any goods, wares or merchandise in this City for which sales or use tax is payable and
is required to report any payment of sales and use tax to the Sstate shall obtain a
California State Board of Eaualization license and must furnish the sales tax number on
the business license application
5.04.140 Application for Business License.
Before any business license is issued to any person, such person shall make an
application therefeF -to the Finance Director ^• histhe desi9R ^^ Applicant must state the
name of the party to whom the license is to be issued; the nature of the trade or
business to be pursued; the place ^rwhere such business will be conducted and
such other information as may be necessary for the enforcement of the provisions of
this title.
A business license application may be denied if the Finance Director.�;s -eF
de&kWre,— determines that the applicant failed• to complete all portions of the
license application or has failed to comply with one (1) or more of the speei#iEprovisions
of this chapter.
5.04.160 Processina of Application.
Upon application and tender of the required license fee, the Finance Director shall
process the application. Applications for new businesses, or as may be deemed
21 -30
necessary by the Finance Director, may be submitted to other departments as
necessary, including the Health Officer if health and sanitation may be affected, to
determine whether the business and premises to be occupied meet the requirements of
.•• M. '9115AMMM
5.04.170 Issuance of License — Contents.
Upon processing the application and receipt of the appropriate license fee, the Finance
Director #+e—shall prepare and issue the license showing upon the face of each
license the following:
A. name of business and location;
B. business license number;
C. type of business by code;
D. dfate of issuance;
E. date of expiration; and
F. term of license.. =a
5.04.180 Error in TaxF-ee Nonpreiudicial.
In no case shall any mistake by any officer or employee of the City in stating the amount
of a license taxfee prevent or prejudice the collection by the City of what should be
actually due from any person carrying on a business subject to a business license under
the provisions of this title.
5.04.190 Error in Terms Voids License.
The payment of any license taxfee required by this title, its acceptance by the City, and
the issuance of such license to any person shall not entitle the holder thereef to carry on
any business called for by the license unless he has complied with all requirements of
this Code, or to carry on any business at any location contrary to the City's zoning
regulations.
21 -31
5.04.200 Duplicate License.
The Finance Director shall charge a fee as set forth by resolution of the City Council for
each duplicate license issued to replace any license issued under the provisions of this
title, which has been lost or destroyed, upon reasonable proof thereof
5.04.205''1^°^^ a Business L GeRse Business Closure
Anv business which has ceased operatina and conductina business in this Citv shall
inform the Finance DirectorQty in writing of the date the business has ceased
conducting business, and having done such, the license shall be closed and no further
license taxes or penalties shall accrue. In the event of any such closure, there shall be
no rebate of any portion of the tax or fee paid by such licensee and, in any application
for a new license. there shall be no proration of the reauired tax or fee.
5.04.210 License Nontransferable.
Each license granted or issued under any provisions of this title shall authorize the
licensee to transact or carry on the business therein named, at the place therein
designated and at no other place and the license shall not be assignable or
transferable. A change of location shall be allowed to the holder of the license upon the
payment, set forth by resolution of the City Council, to the Finance Director within thirty
(30) days of such change taking place. If 11nenOee foils to apply far the nhan„e of
evniratien of a license thorn shall hen rebate of a onion of the tax er foe paid bTy
si nh linnnsnn and OR aRy nlinatien far a nP-Vi ❑nensn there shall he n preratieR-Gf-
the FequiFed tax Ar fpp
5.04.220 Posting and Keeping a License.
11 A. Any licensee transacting and carrying on business at a non- residentialserr*tef"
fixed place of business in the City shall keep the license posted in a conspicuous place
upon the premises where such business is carried on.
B. Any licensee transacting and carrying on business but not operating at a fixed
place of business in the City shall keep the license upon his or her person at all times
while transacting and carrying on the business for which it was issued.
21 -32
C. Whenever identifying stickers, tags, plates or symbols have been issued for each
vehicle, device, machine or other piece of equipment included in the measure of a
license tax, the person to whom such stickers, tags, plates or symbols have been
issued shall keep firmly affixed upon each vehicle, device, machine, or other piece of
equipment the identifying sticker, tag plate to symbol which has been issued therefor at
such locations as are designated by the Finance Director. Such sticker, tag, plate or
symbol shall not be removed from any vehicle, device, machine, or piece of equipment
kept in use, during the period for which the sticker, tag, plate or symbol is issued.
5.04.230 Payment,,,,a+x�Term of License and Notice of Billings
A. All business licenses shall be issued on an annual basis. The period covered by each
license shall be from the date of issuance to twelve (12) months from such date.
B. The Finance Director,, ^� is not required to send a notice or a bill to any
business subject to the provisions of this chapter and the failure to send or receive such
notice or bill shall not affect the validity of any tax or penalty due or the duty of such
business to pay the required tax or penalty due.
5.04.250 Unpaid Fees.
No license for any succeeding, current or unexpired license period shall knowingly be
issued to any person who, at the time of making application for any license, is indebted
to the City for any unpaid license fee.
5.04.260 Penalties for Delinquency
For failure to pay a license tax when due, unless Finance Director has provided a
payment plan pursuant to NBMC Section 5.04.025, the Finance Director shall add a
penalty of twenty -five (25) percent of said license tax on the last day of each month after
the due date thereof, providing that the amount of such penalty to be added shall in no
event exceed fifty (50) percent of the amount of the license
tax due.
5.04.270 License €Tax a Debt.
.................................................... ............................... ........................
The amount of any license fee -tax and penalty imposed by the provisions of this title
shall be deemed a debt to the City of "'ewpeFt BeaGh and any person carrying on any
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business without first having procured a license from the City se to de shall be liable to
an action in the name of the City in any court of competent jurisdiction, for the amount of
license taxfee and penalties imposed on such business
5.04.280 Refunds.
The i „ c,,.,eryisor, with the appFeval of the Finance Director, ^• h0^ ' ^^ ^ ^^ may
refund any license fee -, tax or penalty which he or she determines was erroneously
collected, but no license fee, — tax or penalty shall be refunded if, prior to his or her
application for a license, the applicant has engaged in the business for which the
license is sought.
5.04.290 Enforcement... -Right of Entry................................................................................................................................................. ...............................
A. Enforcement. It shall be the duty of the Finance Director to enforce each and all of
the provisions of this title, and the Chief of Police shall render such assistance in its
enforcement as may from time to time be required by the Finance Director.
B. Right of Entry. The Finance Director and each and all of his assistants designees
and any police officer or City employee whose job includes the inspection of the
business license, shall have the power and authority to enter, free of charge, and at any
reasonable time, any place of business required to be licensed and demand an
exhibition of its license certificate. Any person having such license certificate theretofore
issued in his possession or under his control, who willfully fails to exhibit the same on
demand shall be guilty of a misdemeanor and subject to the penalties provided for by
the provisions of this title.
C. Entry of Personal Residence.-. A private residence will not be entered without
consent or without a leaal court order
5.04.300 Examination of Books, Records, Witnesses, Information Confidential.
........................................................................................................................................................................................................................................................................................................ ...............................
The Finance Director, or any authorized employee, is hereby authorized to examine the
books, papers and records of any person subject to this ordinance, who has made the
election to pay a gross receipts tax, for the purpose of verifying the accuracy of any
return made, or, if no return is made, to ascertain the license fees due under this title.
Every licensee or supposed licensee is hereby directed and required to furnish to the
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Finance Director, OF his duly authorized employee the means, facilities and opportunity
for making such examination and investigation as are hereby authorized. The Finance
Director is hereby authorized to examine any person, under oath, for the purpose of
verifying the accuracy of any return made, or, if no return is made, to ascertain the
license fees due under this title, and for this purpose may compel the production of
books, papers and records and the attendance of all persons before him or her, whether
as parties or witnesses, whenever he or she believes such persons have knowledge of
such matters.
The refusal of such examination by any employer or person subject or presumed to be
subject to the license fees shall be deemed a violation of this ordinance and a
misdemeanor.
All information obtained by the Finance Director under this section shall be confidential,
as provided in Section 5.04.32810 of this title.
5.04.310 Declaration — Confidential Documents.
Any statement or information filed or gathered pursuant to this title shall be deemed to
be confidential in character and shall not be subject to public inspection and shall be
kept so that the contents thereof shall not become known except to persons charged
with the administration of this title. The foregoing prohibition shall not apply to the
following information contained in the business license application: business name,
business telephone, business_ mailing and str ° °* address, the exact nature of the
business for which the license is required, owner's name and the name of the principals,
if the business is a partnership or corporation.
5.04.320 Extension of Time.
In addition to all other power conferred upon him or her, the Finance Director shall have
the power, for good cause shown to extend the time for filing any required sworn
statement or application for a period not to exceed thirty (30) days and in such case, to
waive any penalty that would otherwise have accrued„ eXGept that „n„ n„r,., Rt simple
n+ °r °o4 droll h° added too any tax rl°+°rm'npd to h° payable.
5.04.330 Appeal.
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Any person aggrieved by any decision of the Finance Director with respect to the
issuance or refusal to issue such license may appeal to the City Manager by filing a
notice of appeal with the City Clerk. The City Manager shall thereupon fix a time and
place for hearing such appeal. The City Clerk shall give notice to such person of the
time and place for hearing by serving it personally or by depositing it in the United
States mail at Newport Beach, California, postage prepaid, addressed to such person at
his or her last known address. The City Manager shall have authority to determine all
questions raised on such appeal. No such determination shall conflict with any
substantive provision of this chapter.
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ATTACHMENT C
RESOLUTION NO. 2015-
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF NEWPORT
BEACH, CALIFORNIA, TO REDUCE THE BUSINESS LICENSE TAX
CHARGED TO OUT -OF -TOWN LICENSED CONTRACTORS TO BE
EQUAL TO THAT OF IN -TOWN LICENSED CONTRACTORS
WHEREAS, the City of Newport Beach ( "City ") requires all businesses operating
or conducting business within the City to obtain a business license pursuant to Newport
Beach Municipal Code ( "NBMC ") Section 5.04.020;
WHEREAS, NBMC Chapter 5.08 provides that businesses shall pay an annual
business tax as established by resolution of the City Council;
WHEREAS, California Constitution Article 13C, Section 2(b) provides, in part,
that no local government may impose, extend, or increase any general tax without voter
approval, however, the reduction of a tax does not trigger voter approval;
WHEREAS, California Government Code Section 37101.7 provides, in part, that
public entities should tax out -of -town licensed contractors the same as in -town
contractors; and
WHEREAS, the City desires to reduce the business license tax charged to out -
of -town contractors to the same level as in -town contractors.
NOW, THEREFORE, the City Council of the City of Newport Beach hereby
resolves as follows:
Section 1: The City Council hereby amends Resolution No. 93 -34, in part to
reduce the business license tax charged to out -of -town contractors to the same level
charged to in -town contractors. All other portions of Resolution No. 93 -34 shall remain
intact and unchanged.
Section 2: The recitals provided in this resolution are true and correct and are
hereby incorporated into the substantive portion of this resolution.
Section 3: The City Council finds that the adoption of this resolution is not
subject to the California Environmental Quality Act ( "CEQA ") pursuant to Section
15060(c)(3) of the CEQA Guidelines, California Code of Regulations, Title 14, Chapter 3
because the activity is not a project as defined in Section 15378 and has no potential for
resulting in physical change to the environment, directly or indirectly.
Section 4: This resolution shall take effect immediately upon its adoption by
the City Council, and the City Clerk shall certify the vote adopting this resolution.
ADOPTED this 24`h day of March, 2015.
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Edward D. Selich
Mayor
ATTEST:
Leilani I. Brown
City Clerk
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