HomeMy WebLinkAbout08 - Reimbursement from FBI for Computer EquipmentCITY OF NEWPORT BEACH
CITY COUNCIL STAFF REPORT
Agenda Item No. 8
February 23, 2010
TO: HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL
FROM: Police Department
Robert M. Luman, Chief of Police, 9494 644 3701, RLuman @nbpd.org
Jim Kaminsky, Detective Division Commander, 949 - 644 -3750
JKaminsky@nbpd.org
SUBJECT: ACCEPTANCE OF REIMBURSEMENT FROM FEDERAL BUREAU OF
INVESTIGATION FOR PURCHASE OF COMPUTER EQUIPMENT FOR
THE ORANGE
LABORATORY
ISSUE:
Should the Council allow the
Federal Bureau of Investigatio n
equipment for use in the Ora
(OCRCFL)?
RECOMMENDATION:
COUNTY REGIONAL COMPUTER FORENSICS
Police Department to accept reimbursement from the
(FBI) for City funds used in the purchase of computer
nge County Regional Computer Forensics Laboratory
It is recommended that the Council allow
the FBI as repayment of funds expende d
computer equipment used by the OCRCFL.
DISCUSSION:
Background:
the Police Department to accept funds from
by the Police Department for purchase of
Last year, the Newport Beach Police Department entered into a Memorandum of
Understanding with the FBI and eight other County and municipal agencies in Orange
County, This MOU established the framework for what would become Orange County's
first regional computer forensics laboratory. As the name would indicate, this is a
regional task force of analysts that serve Los Angeles and Orange County. Under the
MOU, the Police Department agreed to provide one investigator to primarily analyze
computer evidence from Newport Beach criminal cases and secondarily to act as a pool
analyst on cases supplied to the OCRCFL by agencies in Los Angeles and Orange
County.
Reimbursement from FBI for OCRCFL Equipment
February 23, 2010
Page 2
In order to provide our investigator assigned to the OCRCFL with computer equipment
with which to work, the FBI has supplied the Police Department with an addendum to
the original MOU, entitled "Memorandum of Agreement between the Federal Bureau of
Investigation and the Newport Beach Police Department." This Agreement required the
Police Department to purchase the needed computer equipment, and it also required
the FBI to reimburse the Police Department for the purchase price of that equipment.
The City Attorney's Office reviewed the Memorandum of Agreement, and it was
approved by former Police Chief John Klein, and on June 2, 2009, former City Manager!
Homer Bludau approved the purchase of the equipment. The equipment was
purchased on September 11, 2009, under City Purchase Order No. 31102. It became
the property of the City of Newport Beach and is currently inventoried with the Police
Department.
The equipment was an out of budget purchase in the amount of $11,690.61, from Police
Department budget number 1850 -9300. The FBI has complied with its part of the
Memorandum of Agreement and has sent the Police Department reimbursement in the
amount of $11,690.61. The Police Department requests approval to place this
reimbursement amount into Police Department budget number 1850 -9300.
Prepared by:
Jim Kaminsky
Detective Division Commander
Submitted by:
V A,-� -L—Irr�
Rob )art M. Luman
CHIEF OF POLICE
Attachments: OCRCFL MOU
OCRCFL MOA
City of Newport Beach Purchase Order No. 31102
MEMORANDUM OF AGREEMENT
BETWEEN
THE FEDERAL BUREAU INVESTIGATION
AND
THE NEWPORT BEACH POLICE DEPARTMENT
1. PURPOSE: The purpose of this Memorandum of Agreement (MOA) between the Federal
Bureau of Investigation (FBI) and the Newport Beach Police Department, hereinafter referred to
as the "parties ", is to define the scope of work and responsibilities of the parties concerning
reimbursement for the equipment costs associated with their participation in the FBI's Orange
County Regional Computer Forensics Laboratory ( OCRCFL or Orange County RCFL)
2. BACKGROUND: The OCRCFL is currently comprised of 25 computer forensic examiners
assigned from nine different law enforcement agencies. It is the sister task force of the Orange
County Cyber Crimes Task Force and will be primarily responsible for the computer forensics of
the Orange County Cyber Crimes Task Force, as well as all seven counties of the Central
District of California, comprising well over 20,000,000 people.
In order to properly equip the sworn state law enforcement forensic examiners, the
OCRCFL (which is an FBI task force) respectfully requests sufficient funding to reimburse the
Newport Beach Police Department for the purchase of forensic computer equipment necessary to
support the mission of the OCRCFL to meet the computer forensic needs of the Orange County
Cyber Crimes Task Force.
Each computer, with monitors and related peripheral support devices, including sales tax
and shipping, is approximately $11,690.61.
3. AUTHORITY: The FBI is entering into this MOA under the authority provided by 28
U.S.C. § 533 and 28 C.F.R. § 0.85.
4. SCOPE: This MOA defines the terms and conditions for reimbursement by the FBI of
expenditures incurred by the Newport Beach Police Department in equipping the task force with
(MacPro computer with two Quad -Core Intel Xeon computer, keyboard, video card, memory,
video adapter, mouse, computer software, Micro Fiber card, boot and storage hard drives and
monitors for the computer) and is agreed upon by the parties as follows:
Contingent on the availability of funds through the FBI's Cyber Division, Cyber Criminal
Unit 3, the FBI will seek funding for the Newport Beach Police Department
reimbursement for equipment for the Orange County RCFL.
The following are expenditures, submitted through invoices from the Newport Beach
Police Department, to the FBI for the equipment provided for use by the Orange County
RCFL.
ITEM
QUANTITY
QUANTITY
UNIT
TOTAL
REQUESTED
APPROVED
PRICE
Equipment to be
ONE
ONE
$10,766.00
$10,766.00
purchased:
CA State Sales Tax
ONE
ONE
$924.61
$924.61
Shipping
ONE
ONE
0.00
0.00
Total
$11,690.61
FM,690.61
Computer Purchase
One (1) Mac Pro Desktop Workstation Computer
Specification Details
Apple Keyboard with Numeric Keypad
(per sworn local TFO
Accessory Kit
computer forensic
ATI Radeon HD 4870 512 MB GDDR5
examiner with 100%
2.93GHz Quad -Core Intel Xeon (x2)
time commitment to
16GB (8x2GB) RAM
the OCRCFL):
Mini Display Port to DVI Adapter
18x Superdrives DVD Player (x2)
Apple Cinema HD Display (x2)
Apple Mighty Mouse
iWork 09 (pre - installed)
Quad - Channel 4GB Fibre Channel PCI Express Card
640GB 7200 -rpm Serial ATA 3GB /s (x2)
1TB 7200 -rpm Serial ATA 3GB /s
Apple Care Protection Plan for Mac Pro
5. FUNDING: The FBI hereby agrees to spend a sum of money not to exceed $11,690.61 for
reimbursement to the Newport Beach Police Department for the aforementioned equipment
provided for use by the Orange County RCFL by the one (1) local sworn task force examiner
begin tasked full time to the Orange County RCFL..
6. LIABILITY: The parties agree that each party is responsible for the negligent and wrongful
acts and omissions by its employees. In addition, the parties agree that should a claim arise under
the terms and conditions of the Federal Tort Claims Act (FTCA), Title 28, United States Code,
Sections 1346 and 2671 et seq., for the negligent and wrongful act and omission by either parties'
employee in the performance of assigned task force duties, the FBI shall be responsible for the
investigation and disposition of said claim. Nothing herein should be construed as supplanting
any applicable statute, rule or regulation.
7. POINTS OF CONTACT: The FBI and the Newport Beach Police Department will assign
points of contact (POCs) for this agreement. The POCs will address and resolve all issues
related to this agreement. The parties agree to coordinate liability issues, jurisdictional matters,
and any other issues through their designated POC.
8. SETTLEMENT OF DISPUTES: Disagreements between the parties arising under or
relating to this MOA will be resolved only by consultation between the parties and will not be
referred to a local, state, or federal court.
9. AMENDMENT, TERMINATION, ENTRY INTO FORCE, AND DURATION
a. All activities of the parties under this MOA will be carried out in accordance
with the terms and conditions of this MOA.
b. Except as otherwise provided, this MOA may be amended by the mutual
written consent of the parties' authorized representatives.
10. FORCE AND EFFECT
This MOA, which consists of 10 Sections on 3 pages, will enter into effect upon
signature of all parties and will remain in effect for the duration of the Orange County RCFL.
This MOA is the complete and exclusive statement of agreement between the
parties with respect to the FBI's reimbursement to the Newport Beach Police Department for the
costs associated with the purchase of the above listed equipment to be utilized by the Newport
Beach Police Department in order to participate in the Orange County RCFL. This MOA
supercedes all written and oral proposals and other communications between the parties. All
activities of the parties under this MOA will be carried out in accordance with the terms and
conditions of this MOA. Nothing in this MOA is intended to create, nor does it create, an
enforceable legal right or private right of action. The foregoing represents the understandings
reached between the FBI and the Newport Beach Police Department upon the matters referred to
herein.
FOR THE FEDERAL BUREAU OF INVESTIGATION
Signature Date
Special Agent in Charge
Signature Date
Contracting Officer
FOR THE NEWPORT BEACH POLICE DEPARTMENT
-2 -09
Signature Date
Chief
Newport Beach Police Department
THE
ORANGE.COUNTY REGIONAL COMPUTER FORENSICS LABORATORY
(OCRCFL)
COOPERATION AGREEMENT/MEMORANDUM OF UNDERSTANDING
(MOU)
An FBI Affiliated
Regional Computer Forensic Laboratory (RCFL)
[Legacy RCFL— Non - Transitional]
I. PREAMBLE.
A. The Regional Computer Forensics Laboratory (RCFL) Program was established through
funding by the U.S. Congress under the auspices of the Federal Bureau of Investigation
(FBI) to provide the highest quality, uniform computer forensics support to Federal, State,
and local criminal and national security investigations. The RCFL Program consists of
RCFLs —each headed by a Laboratory Director and Deputy Laboratory Director, and the
RCFL National Program Office (NPO) of the RCFL Unit, Operational Technology Division,
FBI.
II. PARTIES — PARTICIPATING AGENCIES.
A. This "Cooperation Agreement," referred to herein as a "Memorandum of
Understanding" (MOU), is by and between "Executive Agencies" of the United States
Government and of state and local governmental entities, "Federal Executive Agency[ies]"
(FEA) and "State Executive Agency[ies)" (SEA), respectively —collectively referred to
herein as "Participating Agency[ies]" —who are signatories hereto and/or signatories to any
amendment or modification hereto, specifically:
B. State Executive Agencies:
1. Orange County District Attorney's Office
2. Anaheim Police Department
3. Fullerton Police Department
4. Irvine Police Department
5. Newport Beach Police Department
6. Santa Ana Police Department
7. Westminster Police Department
8. Orange County Sheriff s Office
Page 1 of 34 pages
C. Federal Executive Agencies:
1. Federal Bureau of Investigation (FBI), through its Operational Technology
Division (OTD)
2. Federal Bureau of Investigation (FBI) through its Los Angeles Division
D. Other Non -Law Enforcement, Governmental Executive Agencies/Entities.
Inclusion of Participating Agencies that are not themselves part of a federal, state, or
local sovereign government of the United States presents unusual legal issues.
Similarly, inclusion of non -law enforcement agencies also presents unique issues
given the relationship between digital evidence forensics and Fourth Amendment
search authority. As such, OTD, RCFL NPO, and FBI Headquarters Office of
General Counsel (OGC) approval should be sought in writing sufficiently in
advance to allow proper vetting before inviting such agencies to participate in an
RCFL. The request for such approval should include a description of the role of the
agency —will it attend Executive Board meetings? Will it have a vote on the
Executive Board? Will its employees' have access to seized evidence? etc.
III. THE PARTICIPATING AGENCIES HEREBY AGREE AS FOLLOWS:
A. PURPOSE/VISION/MISSION
1. Pumose of this MOU The purpose of this MOU is to delineate the
responsibilities of the OCRCFL participants, maximize interagency cooperation, and
formalize relationships between the Participating Agencies and their employees
regarding forensics operations, policies, planning, training, and public and media
relations of the OCRCFL.
2. Vision of the OCRCFL and the RCFL Program. Each RCFL shall be selected,
located, operated, and managed both nationally and locally so as to increase and
enhance over time the digital evidence forensics laboratory capabilities and capacity
of state and local law enforcement agencies without dependence upon an RCFL or the
FBI.
3. Mission of the OCRCFL. The mission of the OCRCFL is to provide the services
described below first, to the Participating Agencies, and second, to such other law
enforcement agencies as shall be authorized by the Laboratory Director consistent
with any policies, procedures, or requirements as may be issued by the OCRCFL
Executive Board or FBI OTD Assistant Director or his/her designee:
a) Forensics Examinations —To provide forensics examinations of digital or
multimedia storage devices, such as computers, as will be transferred to the
OCRCFL pursuant to consent, judicial order, executive or administrative
seizure, and/or search order or warrant, which devices are believed to contain
evidence relevant to the investigation and/or prosecution of federal, state, or
local crimes, violations of U.S. law, or, as authorized by the Assistant Director
Page 2 of 34 pages
of the'FBI OTD or his/her designee, Counterintelligence or Counterterrorism
investigations or violations of foreign law. For purpose of this MOU, the term
"Forensic Examination[s]" shall mean the forensic acquisition, collection,
recovery, processing, preservation, analysis, storage, maintenance and /or
presentation of digital evidence through a validated and verified process
designed to minimize or eliminate the risk that any process employed has
unacceptably diminished the probative value of the information derived from
such processes;
b) Forensic Collaboration —To facilitate and promote the sharing of federal
and state law enforcement expertise and information about the forensic
examination of digital evidence and the investigation and prosecution of
computer - related and computer - facilitated crime with law enforcement
personnel and prosecutors;
c) Forensic Examination Trainjng provide training and education for
federal, state, and local law enforcement personnel and prosecutors regarding
the forensic examination of digital evidence as it relates to the investigation
and prosecution of computer - related or technologically facilitated crime; and
d) Miscellaneous —To support such other functions as may be authorized by
the Assistant Director of the FBI's OTD or his/her designee.
IV. ORGANIZATIONAL STRUCTURE, SUPERVISION, AND CONTROL.
A. PRESUMED DESIGNEE OF FBI OTD ASSISTANT DIRECTOR
1. RCFL National Program Office Assumed OTD Designee. Except where expressly
stated to the contrary in this MOU or any writing signed by the FBI OTD Assistant
Director, any instance in this MOU assigning any right, duty, or authority to the FBI
"OTD Assistant Director or his/her designee," shall be exercised by the Unit Chief of
the RCFL NPO of OTD or its successor entity as may be noticed in writing to the
Executive Board.
B. ORGANIZATIONAL STRUCTURE/EXECUTIVE BOARD
1. Law Enforcement/Intergovemmental Entity. The OCRCFL is a cooperative
partnership of law enforcement agencies of federal, state, and local sovereign U.S.
governments that is intended to operate legally in a manner similar to that of a multi -
jurisdictional task force composed of U.S, sovereign governmental entities. The
OCRCFL is not intended to, and shall not be deemed to have or be represented to have
any legal status separate and distinct from its constituent governmental entities.
2. Organizational Control: Executive Board/VotingNotes/Full -Time Assignees.
a) Executive Board Function and Membership. Overall organizational
control of the OCRCFL shall be vested in an Executive Board, which shall
comprise the following entities:
Page 3 of 34 pages
(l) Agencies that, at the time of any action requiring Executive Board
action, have employee(s) actively assigned to the OCRCFL:
(a) the Chief Executive Officer (CEO) from each of the State
Executive Agencies (SEAS),
(b) the Official in Charge (OIC) of each of the Federal
Executive Agencies (FEAs), and, if applicable,
(c) the Management Official in Charge (MOIC) from each
Non -Law Enforcement Participating Agency that is a signatory
to this MOU and that, at the time of any action of the Executive
Board, has employee(s) actively assigned to the OCRCFL.
(2) The OTD Assistant Director or his/her designee.
b) Actively Assigned Defined. Employee(s) of a Participating Agency shall
be considered actively assigned to the OCRCFL only if one hundred percent
(100 1/o) of the hours of employment of such employees) are allocated to work
at the OCRCFL or the Participating Agency's employee is formally detailed to
the FBI pursuant to the Inter - Governmental Personnel Act 5 U.S.C. § 3374,
EXCEPT THAT:
When, authorized in advance in writing by the OTD Assistant Director or
his/her designee, the OCRCFL Director may accept one or more additional
employee(s) of a Participating Agency to be assigned for the purpose of
conducting forensic examinations from a voting Participating Agency but only
if at least fifty percent (50 %) of the hours of employment of such additional
employee(s) are allocated to work at the OCRCFL. Assignment of employees
part-time shall not, in the absence of at least one full -time assignee by the same
Participating Agency, entitle such Agency to a vote upon any Executive Board
matter;
C) Participating_ Agencies with Actively Assigned Em_ployee(s}- One Vote
on Executive Board. Except as noted below with regard to a Prosecuting
Agency, each Participating Agency with employee(s) actively assigned to the
OCRCFL at the time of voting, shall have only one (I) vote regardless of the
total number of its employees assigned to the OCRCFL.
d) Non - Assigned Participating Agency Supervisor Employee(s) Be
Designated/Restricted Proxy Voting. Any CEO of any SEA, any OIC of any
FEA, or any MOIC from any Non -Law Enforcement Participating Agency
may delegate or designate any one of his/her executive level supervisory
subordinates who are not currently assigned to the OCRCFL to serve on
his/her behalf as a substitute and vote at Executive Board meetings. In
addition, any CEO of any SEA, any OIC of any FEA, and MOIC of any Non -
Law Enforcement Participating Agency may authorize in any manner
established by the Executive Board (or the Chair in the absence of any action
by the Executive Board) any other participating SEA or FEA to exercise its
Page 4 of 34 pages
vote by proxy, EXCEPT THAT no SEA may delegate its vote to a
participating FEA, and no FEA may delegate its vote to a participating SEA.
Delegation/designation to a non -RCFL assigned executive level supervisory
subordinate shall be effectuated by actual notice from the CEO or OIC to the
Chair of the Executive Board. Voting rights of members of the Executive
Board are limited to CEO, OIC, or delegatee /designee at the executive
supervisory subordinate level.
3. Prosecutive Agency Personnel— Executive Board Membership. A Prosecuting
Agency seeking to become a Participating Agency may, upon a unanimous approving
vote of the Executive Board, be deemed to have employee(s) actively assigned to the
OCRCFL for purposes of voting on the Executive Board if the Prosecuting Agency
designates in writing one (1) or more of its full -time prosecutors to act as counsel to
the OCRCFL, to be subject to call during duty hours and after hours by the OCRCFL
for legal assistance. PROVIDED HOWEVER, the Prosecuting Agencies that become
Participating Agencies pursuant to this paragraph shall collectively have one (1) vote.
The Prosecuting Agencies shall designate from amongst themselves the agency to cast
their one vote. In the event a consensus cannot be reached as to the voting
Prosecuting Agency, the Executive Board shall select the Prosecuting Agency to
perform this duty. A Prosecutive Agency may not otherwise gain membership in or a
right to cast a vote on Executive Board matters unless at least one of its own
employees is assigned full time (in a capacity other than to provide legal counsel or
legal assistance) to the OCRCFL in the manner required by this MOU for other
Participating Agencies. For purposes of this MOU, the assignment of employees of a
law enforcement agency shall not qualify as assignment of employees of a Prosecutive
Agency based upon a theory that the CEO of the Prosecutive Agency is the nominal
"head" or "chief' of all law enforcement in the relevant jurisdiction (e.g., Assignment
of full -time FBI employee(s) does not qualify as a basis of membership or a vote of
the Department of Justice (DOI) on a theory that the Attorney General is the "Chief
Law Enforcement Officer" of all federal law enforcement agencies). The CEO of the
Prosecutive Agency authorized to cast a vote at Executive Board meetings pursuant to
this section may delegate or designate any one of that Prosecutive Agency's executive
level supervisory subordinates who are not currently assigned to the OCRCFL to serve
on his/her behalf as a substitute and vote at Executive Board meetings.
4. Non - Participating Agency Special Voting. Upon a unanimous vote of the total
membership of the Executive Board, at a meeting scheduled and noticed for that
purpose, an otherwise nonvoting, non - prosecuting non - Participating Agency of a
federal, state, or local sovereign government of the United States that has made or
agrees in advance in a signed writing to make a substantial and continuing non -
personnel contribution to the OCRCFL, as determined by the Executive Board, may,
with the written concurrence of the FBI OTD Assistant Director or his/her designee,
be authorized to vote at all Executive Board meetings, at specified Executive Board
meetings, or upon such issues as the Executive Board may subscribe.
Page 5 of 34 pages
5. Appendix or Initial Commitment of Resources. An initial commitment of
resources and/or employee(s) to the OCRCFL by the Participating Agencies is
attached hereto as an APPENDIX.
6. Addition of Subsequent Participating Agencies/Executive Board Vote and
Amendment Required/Notice of Staffing Changes of Participating_ Agencies.
a) New Particigating Agencies Upon Executive Board Vote and OTD
Approval. Subject to paragraph b, below, a federal, state, or local law
enforcement agency may, with the written consent of the OTD Assistant
Director or his/her designee and upon a three- fourths (3/4) approving vote of
the total membership of the Executive Board at a meeting scheduled and
noticed for that purpose, assign personnel to the OCRCFL on a full -time basis
and thereby become a Participating Agency effective upon the execution by
the CEO or OIC thereof of an addendum to this MOU consenting and agreeing
to the terms and conditions contained herein.
b) Advance Notice of New Participating Agencies to OTD. Reasonable
advance notice of the intent of the Executive Board to vote on pending
requests to become a Participating Agency shall be provided to the NPO with
the name of the prospective Participating Agency and the date of the proposed
vote. The Executive Board shall obtain written concurrence of the OTD
Assistant Director or his/her designee prior to any vote on accepting
prospective Participating Agencies.
c) Contents of MOU Addendum. The addendum to the OCRCFL MOU will
reference the date of the written consent of the OTD Assistant Director or
his/her designee, the date of the vote by the Executive Board, and the actual
vote of the Board (e.g., unanimous vote). Execution of the addendum will be
by signature of the Chair of the Executive Board and the CEO or OIC of the
newly selected Participating Agency. A copy of the addendum will be
forwarded to the NPO upon its execution.
d) Notice to OTD of Changes in Participating Agency Staffing. The
Executive Board shall provide reasonable notice to the RCFL NPO of any
other changes in staffing levels of the actively assigned full -time and part -time
employees of the OCRCFL Participating Agencies, including, but not limited
to:
(1) the withdrawal of Participating Agency from the OCRCFL, and;
(2) any increase or decrease of full- or part-time examiners by a
Participating Agency, or the removal of a full -time examiner by a
Participating Agency that has assigned only one (1) full -time examiner
to the OCRCFL without assigning a replacement within 30 days.
Page 6 of 34 pages
7. Executive Board Meetings /Chair/Duties /Authority of the Executive Board. The
Executive Board shall:
a) Majority Vote Required for Actions /24 Hour Notice Required. Unless
otherwise specifically provided herein, take or endorse no action except upon
majority vote of a quorum of its members, convened upon prior notice to all
Participating Agencies of not less than twenty-four (24) hours. A majority of
the total number of Executive Board members then entitled to vote shall
constitute a quorum for the transaction of business, unless a vote by a number
greater than a majority is required for a vote by this MOU or is otherwise
required by any directive of the Executive Board adopted by a vote of three-
quarters (3/4) of the Executive Board's total voting membership.
b) Exercise of Lawful Executive Board Authoriri Appropriate Legal
Review. Take or endorse no action of the Executive Board purporting to
supersede, excuse, alter, or obviate any obligation or prohibition of statute,
rule, or regulation applicable to an FEA or SEA. The Executive Board Chair
and Assistant Chair, and where applicable, the OCRCFL Director, shall
exercise due diligence in seeking legal counsel prior to presenting matters to
the Executive Board for a vote to reasonably ensure that matters submitted to
the Board have been appropriately reviewed for compliance with applicable
Federal, State, and local statutes, rules, and regulations. The Chair, Assistant
Chair, and, where applicable, the OCRCFL Director, shall document such
legal review and ensure that the same is duly noted in the record of minutes of
the OCRCFL Executive Board.
c) Minimum Bi- Annual Meetings Required. Meet initially at the Los Angeles
Division of the FBI or other determined place in the Orange County area
within thirty (30) days or contemporaneously with the completed execution of
this MOU. Thereafter, the Executive Board shall meet not less than bi-
annually at a place to be set by the Executive Board, or by authority of the
Chair of the Executive Board. Meetings (and minutes and records thereof) of
the Executive Board, to the maximum extent permitted by law, shall be
deemed non - public, confidential meetings/records of law enforcement
agencies relating to law enforcement investigations. Attendance (as
distinguished from voting rights) shall be open only to I) the OCRCFL
Laboratory Director, or in his/her absence, his/her designee; 2) members of the
Executive Board or their respective designees (as authorized by this MOU);
and 3) such other persons as the Chair, the Executive Board, or the OTD
Assistant Director or his/her designee shall explicitly authorize, including, but
not limited to, an administrative support person to perform secretarial duties
for the meeting. The OTD Assistant Director or his/her designee may attend
any meeting via teleconference or videoconference. At the discretion of the
Chair, any other Executive Board members may attend any meeting via
teleconference.
Page 7 of 34 pages
d) Special Executive Board Meetines. Either the FBI OTD Assistant Director
or his/her designee or a majority of the total number of the Executive Board
members then in office may, in a writing signed by them and noticed to all
members, convene a special meeting of the Executive Board for a stated
purpose with or without approval of the Chair. A copy of any such notice not
initiated by the FBI OTD Assistant Director or his/her designee shall be
delivered to OTD Assistant Director or his/her designee no less than three (3)
business days prior to any special meeting.
e) Chair of Executive Board. Select at its first meeting and authorize from
amongst its members a Chair and Assistant Chair to serve for a term of one (1)
year or such longer term as the Executive Board authorizes. For coordination
purposes and to facilitate the establishment of the OCRCFL, the initial Chair
of the Executive Board shall be a management representative of the FBI Los
Angeles Division but may not be the OCRCFL Laboratory Director or any FBI
employee assigned to work in the OCRCFL. The Chair shall, in addition to
duties authorized by the Executive Board, be responsible for scheduling,
noticing, and coordinating meetings of the OCRCFL Executive Board, and
maintaining minutes of its meetings, which shall be open to inspection by any
Participating Agency. In the absence of the Chair at a properly noticed
meeting of the Executive Board, a previously appointed Assistant Chair shall
serve as the Chair for that meeting. In the absence of the Chair or an Assistant
Chair at any meeting of the Executive Board, the Executive Board may select
from amongst its members a Chair Pro Tem who shall perform all the
functions of the Chair for that meeting alone, shall inform the Chair of any
actions taken, and shall provide to the Chair any records relating to matters
addressed during such a meeting. The Chair, or in the Chair's absence, the
Assistant Chair, shall be responsible for providing any secretarial assistance
required in performing their duties.
0 Appointment of OCRCFL Laboratory Director and Deputy Laboratory
Director.
(1) Laboratory Director. Nominate, and with the prior concurrence of
the Assistant Director of FBI OTD or his/her designee, appoint and
authorize a qualified Laboratory Director, whose duties, in addition to
those described by the OTD Assistant Director or his/her designee, this
MOU, or any amendment, may be augmented by the Executive Board.
(2) First and Successor OCRCFL Laboratory Directors. The first
Laboratory Director shall be a qualified FBI employee. Thereafter,
successive Laboratory Directors shall be either a qualified FBI
employee or a qualified federal, state, or local law enforcement agency
employee, PROVIDED HOWEVER that, if successor Laboratory
Director is not an FBI employee, then there shall be a full -time
Laboratory Deputy Director who shall be an FBI employee selected by
the FBI with the prior concurrence of the OTD Assistant Director or
his/her designee.
I
Page 8 of 34 pages
g) Appointment of a General Treasurer Agency. Appoint and authorize from
amongst its State Executive Agency (SEA) members, one Agency that shall,
with its consent and to the extent necessary to effectuate the mission, purpose,
and vision of the OCRCFL, act as the General Treasurer Agency for the
OCRCFL by directly or indirectly:
(1) Grants. Executing applications for, certifications of, and otherwise
administering compliance with financial grants on behalf of and/or in
support of the OCRCFL Participating Agencies as may be available to
SEAs from the Federal Government or other entities;
(2) Property Title. Lawfully soliciting, accepting, holding,
inventorying, and receiving property (e.g., computer hardware,
software, furniture, and monetary instruments) properly acquired by
operation of State law or other lawful action, gift, loan, or grant to the
OCRCFL to be held in the name of that General Treasurer Agency for
the collective use and benefit of the OCRCFL, EXCEPT THAT—
(a) No General Treasury Agency shall knowingly act in
concert with any FEA to utilize this provision to circumvent gift
acceptance, solicitation, augmentation, and other rules imposed
upon the FEA by operation of law;
(b) Funds lawfully provided to or acquired by a SEA by
operation of State law (e.g., state forfeiture, restitution, gifts,
fees) as a direct result of the SEA's participation in the RCFL
shall, in the sole and unfettered discretion of such SEA, either
be: A) received, retained, and utilized exclusively by the SEA
for any lawful use other than to benefit the RCFL or personnel
assigned to the RCFL, or B) be transferred to and administered
by the General Treasury Agency solely for the direct benefit of
SEAS participating in the RCFL and may only be expended for
the following purposes:
(i) Training of state or local employees;
(ii) Digital evidence forensic and review networks
and equipment used by state and/or local officers for the
examination and review of state and local service
requests; and
(iii) Such other purposes in direct support of SEA
employee(s) or agencies participating in the RCFL as
shall be determined after consultation with the AD of
OTD or his/her designee who shall seek input from the
FBI Office of General Counsel.
(c) No title to property acquired by gift or grant for the
collective use and benefit of the OCRCFL shall be transferred
to an FEA without prior written legal approval of that FEA;
Page 9 of 34 pages
(d) The Executive Board and the General Treasury Agency
shall, in the exercise of due diligence, seek appropriate legal
counsel on issues affecting this subsection; and
(e) The General Treasury Agency shall conduct annual audits
of State funds administered by the General Treasury Agency.
Audits shall be reviewed and approved by unanimous vote of
the Executive Board. A copy of the annual audit report shall be
disclosed to the OTD Assistant Director or his/her designee
upon request.
(3) Property Distribution upon Dissolution. Consistent with (c) above,
equitably distribute or dispose of property held for the collective use
and benefit of the OCRCFL pursuant to such principles as the General
Treasurer Agency deems equitable;
(4) Other Duties. Engaging in such other activities relating to the
financial operations of the OCRCFL as the Executive Board may
lawfully authorize.
h) Review of Policies. Procedures. Practices, and/or Rules. At the request of
the Laboratory Director, review and, if the Executive Board deems appropriate,
approve such policies, procedures, practices, and/or rules affecting the day -to-
day operations of the OCRCFL that are consistent with quality assurance
requirements and standard operating procedures as required by the FBI OTD
Assistant Director or his/her designee. Failure of the Executive Board to
review, approve, or disapprove within ninety (90) days any such policy,
procedure, practice, and/or rule as proposed and noticed to the Executive
Board members by the Laboratory Director (either directly or through the
Chair) shall constitute an approval of such policy, procedure, practice, or rule
and may, thereafter, only be reviewed upon thirty (30) days prior notice to the
Laboratory Director. Any such policy, procedure, practice, and/or rule as
proposed by the Laboratory Director shall be presumed to have immediate
effect pending any Executive Board review or review period unless otherwise
stated by the Laboratory Director or mandated by vote of the Executive Board.
Nothing in this provision shall prevent the Executive Board from sua sponte
reviewing any policy, procedure, practice, and/or rule proposed by the
Laboratory Director regardless of whether the Laboratory Director has referred
such a review to the Executive Board, EXCEPT THAT any such Executive
Board initiated review shall require that prior reasonable advance notice of
attendance be provided to the Laboratory Director and the OTD Assistant
Director or his/her designee regarding the purpose of said meeting.
Page 10 of 34 pages
V. NATIONAL ADVISORY COMMITTEE.
The OTD Assistant Director or his/her designee may, from time to time, convene for either
general or specific purposes, an RCFL National Advisory Committee (NAC), or other group,
to assist with the RCFL Program, membership in which may include, in addition to other
agencies, governmental appointees or employee members from one or more RCFL
Executive Boards. Each RCFL Executive Board shall cooperate with the OTD Director or
his/her designee in supporting the NAC or such other duty constituted group.
VI. LABORATORY DIRECTOR— TERM/DUTIES.
A. DailOperational Control. The daily operational control, management, supervision of,
and responsibility for operations of the OCRCFL shall be vested in the "Laboratory
Director" of the OCRCFL. The Laboratory Director shall be a full -time employee of a
participating agency assigned to the OCRCFL and shall be a sworn law enforcement officer
who is highly experienced by education, practice, and/or study in computer sciences
(including practical computer forensics, computer -crime investigations, and computer
network engineering or architecture), engineering, or information technologies. The tern of
office of the Laboratory Director shall be two (2) years to commence upon appointment by
a majority vote of the Executive Board. For coordination purposes and to facilitate the
establishment of the OCRCFL, the initial Laboratory Director shall be a sworn FBI
employee.
B. The Laboratory Director shall be responsible for the day -to -day operations of the
OCRCFL, including, but not limited to, the following duties:
1. proposing, implementing, and enforcing such policies, procedures, practices
and/or rules (subject to approval by the Executive Board) as may be necessary or
reasonably calculated to effectuate the purposes and mission of the OCRCFL:
2. assigning cases to OCRCFL assignees that are submitted to the OCRCFL. If an
RCFL Laboratory Director cannot promptly assign a matter involving or affecting
national security or involving an imminent credible threat of serious bodily injury or
death to persons known or unknown, the RCFL Laboratory Director shall immediately
notify the submitting agency of the fact of the delay;
3. assigning such other duties and responsibilities to assignees relating to the forensic
examination of digital evidence or administrative and /or educational duties;
4. subject to the provisions of this MOU, infra, prioritizing the assignment of cases in
conformity with this MOU and directives of the Executive Board;
5. in coordination with the FBI OTD Assistant Director or his/her designee,
establishing minimum qualification standards for employee(s) offered for prospective
assignment to the OCRCFL;
Page 11 of 34 pages
6. subject to the approval of FBI OTD Assistant Director or his/her designee,
diligently work to optimize the number of Participating Agencies assigning
employee(s) to the OCRCFL;
7. establishing ethical and conflict of interest guidelines for assignees and operations
of the OCRCFL that shall supplement and augment the ethical and conflict of interest
guidelines or rules established by each Participating Agency with respect to their
individual assignees;
8. establishing standard forms and reports for use by the OCRCFL;
9. collecting, recording, and submitting quarterly reports to the Executive Board
regarding non -case specific data reflecting the operations and activities of the
OCRCFL;
10. coordinating and controlling contacts with and responding to inquiries from
members of the mass media in consultation with the appropriate Participating
Agencies, or submitting law enforcement agency, if the inquiry is case specific;
11. in coordination with the FBI OTD Assistant Director or his/her designee,
establishing or adopting supplemental guidelines/protocol for the forensic examination
of digital evidence by the OCRCFL after conferring, as appropriate, with employee(s)
assigned to the OCRCFL, members of the Executive Board, and, at the discretion of
the Laboratory Director, such other relevant agencies, departments, or institutions;
12. purchasing, in coordination with the General Treasurer Agency, and on behalf of
the OCRCFL with available funds of the OCRCFL, such property, equipment,
supplies, or materials as are necessary for operations;
13. maintaining, in coordination with the General Treasurer Agency, an annual
inventory of all property used, or held by or on behalf of the OCRCFL, which
inventory is to be submitted annually to the Executive Board; and
14. performing such other functions and duties as are reasonably related to the
successful operation of the OCRCFL as may be subscribed and authorized by the
Executive Board.
C. Renewal of Terms of Offices. The term of office of the Laboratory Director may be
renewed without limit by the Executive Board. The Laboratory Director shall serve until
the earlier of A) expiration of the term, B) his/her resignation, or C) removal from office by
vote of a majority of the total membership of the Executive Board at a meeting of the
Executive Board scheduled and noticed for that purpose. The Laboratory Director may only
serve contingent upon continued consent of the CEO or OIC of his/her employing
Participating Agency and shall resign when such consent is withdrawn. Barring
extraordinary circumstances, the CEO or OIC of the employing Participating Agency shall
not withdraw such consent except upon prior written notice of not less than thirty (30) days
to each of the member agencies of the Executive Board.
Page 12 of 34 pages
VIL FBI AFFILIATE STATUS.
A. In General. Because it is in the interests of the FBI and the United States to promote and
facilitate the creation, development, and propagation of uniform, scientifically sound
policies, procedures, practices, protocols, guidelines, and techniques relating to the forensic
examination of digital evidence, the FBI supports the mission of the OCRCFL as stated
herein. Subject to the written consent of the Assistant Director for the FBI OTD and the
conditions described below, the OCRCFL shall he an "Affiliate" Regional Computer
Forensic Laboratory of the Federal Bureau of Investigation of the Department of Justice,
and may hold itself out as such.
B. Conditions of Affiliation. As a continued condition to retaining FBI "Affiliate" status,
the OCRCFL shall:
1. adhere to such quality assurance standards of the FBI OTD, Digital Evidence
Section Quality Assurance standards and standard operating procedures, or such
specialized standards and procedures as may thereafter be designated for application
to RCFLs by the FBI OTD Assistant Director or his/her designee;
2. propose, implement, and enforce such policies, procedures, practices, and/or rules
as are consistent with recognized "good practices" relating to the forensic examination
of digital evidence and that are consistent with the minimum quality assurance
standards designated for application to RCFLs;
3. due to the likely impact on the overall RCFL Program, provide timely notice to,
consult with, and obtain the concurrence of the FBI OTD Assistant Director or his/her
designee, on any proposed policies, procedures, practices, and/or rules relating to the
forensic examination of digital evidence, or other policy affecting non - forensic
matters that may affect the overall RCFL Program, e.g., funding or fee generation
issues;
4. collect, record, and report on a quarterly basis to the FBI OTD Assistant Director
or his/her designee, such non -case specific data reflecting the activities and operations
of the OCRCFL in such format or manner as the NPO shall designate, PROVIDED
THAT;
a) the FBI shall agree to make such data and reports available at anytime to
any Participating Agency;
b) FBI personnel assigned to the OCRCFL shall administratively assist in the
generation of such reports;
c) the provision of such reports or data to the FBI shall not, in an of itself,
constitute a referral of or a transfer of investigative control to the FBI; and
d) the FBI shall not access for investigative purposes OCRCFL data and
reports relating to any investigation referred to the OCRCFL without the prior
approval of the referring agency.
Page 13 of 34 pages
5. seek appropriate scientific and educational accreditations and certifications for the
OCRCFL and its assigned employee(s) as may be requested by the FBI OTD
Assistant Director or his/her designee;
6. attend and successfully complete all FBI sponsored and financed training as may
be offered to the OCRCFL unless otherwise exempted by the Laboratory Director
with the concurrence of the FBI OTD Assistant Director or his/her designee; and
7. provide timely notification to the FBI OTD Assistant Director or his/her designee,
of any allegations of misconduct or failure to fulfill the OCRCFL mission by any
forensic examiner (FE) assigned to the OCRCFL.
C. Effect and Benefit of Affiliation on Employee(s) Status and Authorities.
1. Status of State Executive Agency EmnloMe(s). In limited circumstances and
subject to the successful completion of additional documentation and agreements
(including non - disclosure agreements), background investigation inquiries and
security clearances as may be deemed appropriate in the discretion of the FBI,
Participating Agency employee(s) accepted for assignment to the OCRCFL in
accordance with this MOU may, upon written request of their CEO and the consent of
such employee(s) and the FBI OTD Assistant Director or his/her designee, qualify and
be accepted as employee(s) "detailed" directly to the FBI in accordance with the
specific requirements of the Inter - Governmental Personnel Act, 5 U.S.C. §3374, for
the limited purposes of fulfilling the mission of the OCRCFL as stated herein.
Thereafter, he /she shall be entitled to all of the rights, privileges, and immunities
accorded by that law, EXCEPT THAT such a detail shall be presumed to be without
reimbursement by the FBI to the SEA or detailee for any salary or contribution to the
detailee's employee benefits system(s) unless otherwise explicitly and conspicuously
agreed to in a writing signed by the FBI OTD Assistant Director or his/her designee.
2. SEA Emolovee(s) Generally Shall Not Otherwise Be Deemed FEA Employee(s).
Except as expressly authorized in a separate writing pursuant to a cross - designation
agreement or a detail pursuant to the Intergovernmental Personnel Act, 5 U.S.C.
§3374, SEA employee(s) assigned to the OCRCFL shall not be deemed employees of
the FBI or the United States of America for any purpose merely by virtue of their
assignment to the OCRCFL.
3. Deputations. SEA sworn law enforcement assignees, subject to a background
inquiry or appropriate security clearance procedures, may be federally deputized for
the limited purpose of providing direct support to the OCRCFL with the FBI or other
FEA facilitating the securing of the required deputation authorization. These
deputations may remain in effect throughout the tenure of each individual's
assignment to the OCRCFL, as limited by the terms of the deputation or until
termination of the relationship between the FBI or other FEA and the OCRCFL or the
termination or dissolution of the OCRCFL itself, whichever comes first.
Administrative and employee policies imposed by the Participating Agencies will not
be voided by deputation of their respective employee(s).
Page 14 of 34 pages
a) Sworn law enforcement assignees include those state and local law
enforcement officers authorized by law to enforce criminal statutes and
judicial sanctions, including investigative, arrest, and/or detention authority,
and who are authorized to carry a firearm and exercise appropriate force, to
include deadly force, in effecting their assigned duties.
4. Status of FBI Personnel. All FBI personnel, and all Participating Agency
employee(s) formally detailed to the FBI pursuant to the specific requirements of the
Inter - Governmental Personnel Act, 5 U.S.C. §3374, and thereafter assigned to an FBI
Affiliated RCFL, shall thereby be deemed to be authorized by the FBI OTD pursuant
to 28 C.F.R. §0.85 and other pertinent authorities to assist federal Executive Agencies
and any state and local law enforcement agency seeking assistance from such RCFL
with the forensic examination of digital evidence regardless of whether such evidence
was relevant to a state or a federal crime within the jurisdiction of any individual
employee's Participating Agency, PROVIDED HOWEVER, that nothing in this
section shall be construed as authorizing any FBI employee or personnel, pursuant to
their assignment to the OCRCFL to:
a) act as an applicant for any state or non - federal search warrant, EXCEPT
THAT such personnel may provide information under oath that is incorporated
into the application of a state or other authorized officer;
b) act as the executing officer of any state or non - federal search warrant,
EXCEPT THAT, under this section, FBI personnel (and employee(s) detailed
to the FBI pursuant to 5 U.S.C. §3374) may assist through the forensic
examination of digital evidence in the execution of a state search warrant or its
equivalent under the laws of another nation as authorized by the OCRCFL
Laboratory Director at the request and direction of a state or foreign law
enforcement officer authorized by the laws of a state or other nation to execute
such warrants and make such requests, PROVIDED HOWEVER, that the
Laboratory Director shall promptly notify and obtain the concurrence of the
FBI OTD Assistant Director or his/her designee, of any assistance offered to
any foreign law enforcement officer or agency; and
c) arrest any person for violation of state law or non - federal law, EXCEPT as
may be expressly authorized by any provision of law or pursuant to any lawful
cross - designation as a state law enforcement officer as approved by the FBI in
conformity with this MOU and FBI policy.
5. FEA Personnel Generally Shall Not Be Deemed SEA Employee(s). Except as
expressly authorized in a separate writing pursuant to the terms of a cross - designation
or a detail pursuant to the Intergovernmental Personnel Act, 5 U.S.C. §3374 et seq.,
FEA personnel, including FBI personnel, assigned to the OCRCFL shall not be
deemed employees of any SEA for any purpose merely by virtue of their assignment
to the OCRCFL.
6. Trainine Opportunities. Pursuant to 42 U.S.C. §3771(a) and 28 C.F.R. §0.85 and
other legal authority, the FBI OTD may, at its discretion and subject to available
Page 15 of 34 pages
funding, offer to the OCRCFL, at FBI expense, such training and educational
opportunities as may be appropriate.
7. FBI Network Access. Use and Support.. Subject to available funding, equipment,
and security requirements, the FBI OTD Assistant Director or his/her designee, may,
at his/her discretion, provide and require the OCRCFL to use the FBI/Computer
Analysis and Response Team (CART) Intranet or other FBI - controlled network or
application for purposes of facilitating:
a) measuring, improving, and managing case assignments and forensic
examination processes;
b) forensic examinations discussions amongst all FBI CART - trained FEs
nationwide, including other RCFL participants;
c) the transmission and provision of applicable software and software updates
for forensic examinations and operations;
d) the transmission and/or maintenance of records of examinations and
operations; and
e) such other purposes as the FBI OTD Assistant Director or his/her designee,
may authorize.
8. Performance Reviews. As a condition for continuing FBI affiliation, each RCFL
will, at the request of the OTD Assistant Director or his/her designee, undergo a
performance review no less than annually. The purpose of this review is to measure
and report program success. The OTD Assistant Director or his/her designee will
identify and disseminate measurable performance standards prior to the period of
review.
D. Termination of Affiliation, FBI Affiliate Status will continue in effect for a minimum
period of two (2) years from the effective date of this MOU unless otherwise expressly
extended or terminated. The Assistant Director of the FBI OTD may terminate the
"affiliate" status at any time in his/her unfettered discretion, upon thirty (30) days written
notice to the OCRCFL Director or the Chair of the Executive Board. The OCRCFL may,
upon a three - fourths (3/4) vote of the total membership of the Executive Board noticed,
scheduled, and convened for that expressed purpose, terminate the "affiliate status"
effective upon thirty (30) days prior written notice to the FBI OTD Assistant Director or
his/her designee. Termination of Affiliate Status will result in the systematic withdrawal of
all FBI personnel and assets assigned to the OCRCFL, and the termination of all FBI
funding, coordination, assistance, collaboration, and cooperation with the designated RCFL
subject to a schedule and conditions as the OTD Assistant Director or his/her designee may
provide.
Page 16 of 34 pages
VIII. NON - DISCLOSURE OF INFORMATION/MASS MEDIA POLICY.
A. Restrictions on Public Comments. Except as required in testimony or otherwise
required by law, or as part of an authorized training, academic, or educational assembly,
Participating Agencies and their employee(s) assigned to the OCRCFL shall not publicly
comment on or disclose information to non - Participating Agencies or persons relating to:
1. specific cases or matters that have been or maybe submitted to the OCRCFL,
except, when authorized by the submitting agency, to confirm the fact of a submission
or request for assistance, or as otherwise required by law of the jurisdiction of the
submitting agency; or
2. the particular methods used to collect, recover, process, analyze, store, maintain;
and/or present digital evidence, except as otherwise required by the federal laws of the
United States of America or the law of the jurisdiction of the submitting agency,
PROVIDED HOWEVER that, in all cases involving Law Enforcement Sensitive or
Classified information, methods, software, or evidence, no disclosure can occur
without prior appropriate approval from FBI Headquarters authorities.
B. Media Inquiries Referred to the Laboratory Director. All media inquiries are to be
referred to the OCRCFL Laboratory Director. The OCRCFL Laboratory Director or his/her
designee, may comment to the media upon the general operation of the OCRCFL and the
participation of the member agencies and departments after consultation with the
appropriate Participating Agency(ies). Where the inquiry is case specific, comments, if any,
will be left to the discretion of the submitting law enforcement agency. In the case of the
public release of information by a DOJ employee or information relating to a case or matter
investigated or prosecuted by the DOI, the release of such information shall comply with
the requirements of 28 C.F.R. §50.2.
IX. MATTERS RELATING TO EMPLOYEE(S) ASSIGNED TO THE OCRCFL.
A. No OCRCFL Emolovees. The OCRCFL is not a separate legal entity capable of
maintaining an employer - employee relationship and, as such, all employee(s) assigned to
the OCRCFL shall NOT be considered employees of the OCRCFL or the FBI for any
purpose unless otherwise expressly authorized in writing. Responsibility for conduct of each
OCRCFL assignee, both personally and professionally, which is not at the direction of the
Laboratory Director pursuant to this MOU, shall remain with their respective agency head,
and each Participating Agency shall be responsible for the actions of its respective
employees.
B. Participating Agency Employment Administration Continues. Each OCRCFL assignee
will continue to report to his or her respective agency head for administrative matters (e.g.,
leave, pay, benefits), and for other matters unrelated to the case - specific work assignments
of the OCRCFL.
Page 17 of 34 pages
C. Employment Performance Appraisals of Participating Agency Employees. En
performance appraisals of employee(s) assigned to the OCRCFL shall not be conducted py
the Laboratory Director or Deputy Laboratory Director on behalf of that employee's
Participating Agency unless the Laboratory Director or Laboratory Deputy Director is
otherwise an assignee of the same Participating Agency as the employee(s) under
performance review, EXCEPT THAT the Laboratory Director or Deputy Laboratory
Director may, at the request of an appropriate rating official from an assignee's employing
agency, provide written comments for discretionary use by that official regarding
performance - related issues/appraisals.
D. SEA Assignees Shall Voluntarily Consent to OCRCFL Assignment. SEA employee(s)
may not be assigned to the OCRCFL unless they voluntarily consent prior to the assignment.
Upon assignment to the OCRCFL, SEA assignees (except for prosecutor assignees) shall be
provided access to a copy of this MOU and any amendments or modifications for each
assignee's review and acknowledgement. The Laboratory Director shall maintain a
certification record signed by each assignee upon completion of his/her review of the MOU
certifying that the assignee understands, acknowledges, and accepts the provisions of the
MOU, amendments, and modifications thereto. It shall be the duty of all assignees to
promptly notify the Laboratory Director in writing within seven ('n days of review of the
MOU if such assignee did not voluntarily consent to the assignment, in which case, the
assignee shall return to his/her Participating Agency.
E. OCRCFL Assignees to Perform OCRCFL Mission - Related Duties. At the request or
direction of the Laboratory Director or Deputy Laboratory Director, employee(s) assigned
by Participating Agencies to the OCRCFL shall, in conformity with this MOU and any
directive of the Executive Board, perform all acts reasonably related to the forensic
examination of digital evidence or such other duties as are reasonably related to the
fulfillment of the mission of the OCRCFL.
1. Duration of OCRCFL Assignment/Compensation by Participating Agencies.
a) Duration of FE Assignments. Subject to the voting provisions of the MOU,
each Participating Agency shall assign to the OCRCFL at least one (1)
qualified employee to be trained as necessary to serve as a full -time FE. All
Participating Agencies share the burden of providing administrative support
for the OCRCFL. The duration of assignment for full and part-time, non -FE
administrative staff is at the discretion of the assigning Participating Agency
with the caveat that assignments of one (1) year or more are in the best interest
of the OCRCFL. All prospective employee(s) must be approved by the
OCRCFL Laboratory Director prior to assignment to the OCRCFL. Service
commitments for FEs assigned to the OCRCFL shall be for a period of two (2)
years to commence on the date the FE attains CART certification.
F. Employee Costs of Participating Agencies. Participating agencies shall bear all
personnel costs for any employee(s) assigned to the OCRCFL, including but not limited to,
salaries, retirement, expenses, disability, and all other employment - related benefits incident
to their employment with their respective agencies. Transportation, both to and from the
Page 18 of 34 pages
OCRCFL and in support of the mission and operational requirements of the OCRCFL, will
be the responsibility of and provided in accordance with the policies rid procedures of the
assignee's employing agency and this MOU. With respect t each participating
agency agrees to assume liability for its employees as more fully described in Section 8,
infra. Each assignee will be provided a cellular telephone by the assignee's Participating
Agency to ensure communication capabilities with the OCRCFL. The Laboratory Director
shall coordinate with the FBI OTD Assistant Director or his/her designee and Participating
Agencies, if and when alternate funding is available (e.g., grants, HIDTA, OCDETF, DOJ
Asset Forfeiture Funds, etc.) for the payment or reimbursement of vehicle leases, fuel,
maintenance, and cellular telephones.
Subject to funding ivaiCaFlity any Participating Agency may, at its discretion, pay travel
costs for out -of -state travel of OCRCFL assignees, should the Participating Agency deem
such travel necessary, PROVIDED THAT the fact of such a payment in any one instance or
number of instances shall not create or support any duty or obligation to make future
payments unless otherwise agreed to in writing.
H. a ompensation for
"overtime," "holiday pay," etc. shall be the responsibility of each Participating Agency with
respect to its assigned employee(s). It shall be the joint responsibility of each Participating
Agency and its assigned employee to regularly and in a timely manner inform the
Laboratory Director of available overtime, scheduled vacation, annual leave, or sick leave.
Participating agencies may, at their discretion, delegate to the Laboratory Director limited
authorization to schedule their assigned employee(s) for overtime or holiday pay or other
applicable compensation as may be necessary to effectuate the purpose and mission of the
OCRCFL. The Laboratory Director shall coordinate with the FBI OTD Assistant Director
or his/her designee and Participating Agencies, if and when alternate funding is available
(e.g., grants, HIDTA, OCDETF, DOI Asset Forfeiture Funds, etc.) for the payment or
reimbursement of overtime or special compensation.
I. Grievances, Complaints, Discipline.
L Fmplovae Rights Unaffected by Assignment to OCRCFL/Remefts with
Assigning Participating Agencies. Because FEA assigned personnel are not
employees of the OCRCFL or of any of the SEAs, and, similarly, because SEA
assigned personnel are not employees of the OCRCFL or of any of the FEAs, the
substantive and procedural rights of such personnel regarding employment - related
grievances or discipline are governed solely by the contracts, rules, and regulations
existing between the assigned personnel and their respective agencies. Assignment to
the OCRCFL is a voluntary act by employee(s) and their agencies and creates no
legally enforceable rights for such employee(s) to the continuation of the assignment
to the OCRCFL. There shall be NO disciplinary or grievance procedure, policy, or
process within the OCRCFL that will vest any rights in any assigned employee(s), and
all Participating Agencies and their assignees agree that no alleged procedure, policy,
process, or practice shall be relied upon or be binding upon the parties to this
agreement, or their assigned employee(s).
Page 19 of 34 pages
2. Application of SEA/FEA Grievance Procedures. Any employee(s) assigned to the
OCRCFL with complaints, suggestions, comments, or concerns regarding the policies,
procedures, practices, or decisions of the Laboratory Director or the Executive Board
are strongly encouraged to informally discuss such matters with the Laboratory
Director, or in lieu thereof, the Chair of the Executive Board. Thereafter, OCRCFL
assignees who are unsatisfied with OCRCFL policies, procedures, practices, or
decisions may refer the matter to their employing agency for processing pursuant to
that agency's grievance procedure, the sole remedy of which shall be the
discontinuance of their assignment to the OCRCFL and their return to their respective
agency.
a) In the event that OCRCFL assigned employee(s) refer a matter to their
employing agency for appropriate grievance processing, the CEO or OIC of
that agency (or his/her designee) shall, to the maximum extent possible,
inform the Laboratory Director of the nature and circumstances of the
grievance and the agency's grievance procedure as permitted or authorized by
that Participating Agency's regulations, policies, practices, employee- related
contractual agreements, or consent of the complainant. The CEO or OIC shall
order the temporary return of the grieving assignee to his/her agency pending
the grievance procedure unless otherwise agreed to by the Laboratory Director
or the Executive Board. The CEO or OIC or their designee shall, at the
conclusion of the grievance procedure, inform the Laboratory Director of the
grievance findings, and/or recommendation, if any. The Laboratory Director
and the Executive Board are NOT bound by any such final or intermediary
decision of any SEA or FEA grievance procedure and are NOT required to
implement any final or intermediary grievance recommendation. However,
the Laboratory Director or the Executive Board may, in their discretion,
consider incorporating or adopting all or part of any agency's grievance
recommendation. All Participating Agencies shall ensure that discontinuance
of an assignment to the OCRCFL incident to a assignee- initiated grievance
procedure SHALL NOT be considered or interpreted as discipline or otherwise
negatively affecting or reflecting upon that person's performance while
assigned to the OCRCFL.
J. Reports of Assignee Misconduct by Laboratory Director /Chair to Participating Agencies
for Possible Discipline. Pursuant to Section IIV(B)(7) of this MOU, any allegation of
misconduct or failure to fulfill the OCRCFL mission by any assignee brought to the
attention of the OCRCFL shall be provided to the FBI OTD Assistant Director or his/her
designee in a timely manner. In any instance in which an assignee, in thejudgment of the
Laboratory Director or the Executive Board upon majority vote, may have engaged in
misconduct or failure to fulfill the mission or purpose of the OCRCFL as requested, the
Laboratory Director or the Chair at the behest of the Executive Board, shall notify the CEO
or OIC of the assignee's employing agency in writing of the details of the alleged
misconduct or failure. The notification shall carry no greater weight or effect than any other
complaint by another law enforcement agency. The CEO or OIC shall then take such steps
as the CEO or OIC deems appropriate in conformity with the statutory or contractual
obligations, policies, procedures, and/or practices of that agency. The CEO or OIC shall
Page 20 of 34 pages
order the temporary return of the assignee to his/her employing agency pending that
agency's disciplinary or review process unless otherwise agreed to by the Laboratory
Director or the Executive Board. At the conclusion of the disciplinary procedure of the
employing agency, the CEO or OIC shall notify the Laboratory Director or Chair of the
agency's findings, decisions, and/or actions, if any. The Laboratory Director, the Executive
Board, or the FBI OTD Assistant Director or his/her designee may, in their independent
judgment, accept the findings, decisions, and /or action of the agency that assigned the
employee(s). In addition, upon vote of the Executive Board, or by the decision of the FBI
OT) Assistant Director or his/her designee, may elect to terminate the assignment of the
assignee and return the assignee to the employing agency. In the event that the conduct
under review is not found by the employing agency to constitute misconduct or a violation
requiring any action, but the Executive Board or FBI OTD Assistant Director or his/her
designee nonetheless elects to discontinue the assignment to the OCRCFL, the termination
of the assignment SHALL NOT be considered or interpreted as discipline or otherwise
negatively affect or reflect upon that person's performance while assigned to the OCRCFL.
The Executive Board is not bound by any final or intermediary disciplinary decision of an
employing agency, EXCEPT THAT the Laboratory Director and the Executive Board are
bound by and shall honor any agency decision or ruling suspending from employment or
otherwise suspending the law enforcement powers of any employee.
X. DELEGATION OF CASESIEXCLUSIVITY OF FORENSIC SERVICES DURING
ASSIGNMENT.
Generally, cases shall be delegated to OCRCFL assignees at the discretion of the Laboratory
Director, Deputy Laboratory Director, or either of their designees, without regard to the identity of
the assignee's employing agency or the identity of the submitting agency, except that specific cases
or categories of cases requiring specific security clearance or lawful authority (e.g., secret state or
federal grand jury investigations requiring express court- authorized disclosure, Foreign Intelligence
Surveillance Act (FISA) or other national security matters) may be specifically assigned by the
Laboratory Director based upon such other criteria. Cases will, in general, be assigned on the basis
of case priority, as set forth herein, and the experience and workload of an assignee. Except as
authorized by the Laboratory Director, Participating Agencies will neither task nor permit their
OCRCFL assignees to conduct forensic examinations of digital evidence outside of the auspices of
the OCRCFL.
XI. COMPUTER FORENSIC PROTOCOLS AND PROCEDURES REQUIRED FOR
FBI EVIDENCE.
Only FBI Headquarters CART certified computer FEs (who may be either FEA employees or SEA
employees) may examine FBI evidence and only in conformity with FBI Headquarters Digital
Evidence Section (DES) approved CART Standard Operating Procedures and protocols and quality
assurance manuals utilizing FBI Headquarters CART approved hardware and validated software.
Solely for purposes of this MOU, "FBI Evidence" means (physical property or electronic data) that
is: 1) seized or acquired pursuant to Federal process (i.e., Federal search warrant, subpoena, court
Page 21 of 34 pages
order, etc.) in which an FBI agent or employee served as the applicant for such process or as the
executing officer, OR 2) evidence that, at the time of its seizure or thereafter, is relevant to an
ongoing, open FBI investigation EXCEPT THAT:
A. In investigations where another law enforcement agency is exercising valid jurisdiction
in a "joint investigation" with the FBI, FBI evidence may be examined by a bona fide
federal, state, or local criminal "laboratory" of that other law enforcement agency engaged
in the joint investigation.. This exception applies:
1. only when referral is to an actual "laboratory" of the agency exercising joint
investigative jurisdiction with the FBI and not merely referral to any officer (or
computer FE) not associated with or working under the control of that agency's
"laboratory;" and
2. where the employee(s) of the other law enforcement agency's laboratory conduct
the examination —the exception does not authorize FBI employee(s) to conduct the
examination utilizing the forensic software, equipment, utilities, or standards/
protocols of the other laboratory; and
3. The joint investigatory activity of the other law enforcement agency(ies) is an
investigative activity other than providing digital evidence forensic examination
support.
B. If the FBI elects to "Opt Out" and not to conduct the examination of the digital evidence
pursuant to the approval of the FBI OTD Assistant Director or his/her designee, such
evidence shall not be examined in the OCRCFL unless when subsequently expressly
authorized by the OTD Assistant Director.
XII. ONLINE, UNDERCOVER INVESTIGATIONS /NON- FORENSIC INVESTIGATIVE
ACTIVITY PROHIBITED.
Except as expressly authorized on a case -by- case basis by the OCRCFL Laboratory Director and
with written concurrence by the FBI OTD Assistant Director or his/her designee as necessarily
incident to the forensic examination of digital evidence submitted to the OCRCFL, no employee(s)
assigned to the OCRCFL shall engage in any online undercover investigation during the period of
their assignment to the OCRCFL or from OCRCFL forensic examination space or storage. The
OCRCFL space shall not be utilized as an "Online Undercover Facility," and no active
investigative activity, online or otherwise, shall be conducted from OCRCFL space, except as
expressly authorized by the OCRCFL Laboratory Director and with written concurrence by the FBI
OTD Assistant Director or his/her designee after taking appropriate measures to ensure the integrity
of the examinations conducted by the OCRCFL. Forensic examinations shall not be considered
investigative activity.
Page 22 of 34 pages
XIII. ETHICAL CONSIDERATIONS /CONFLICTS OF INTEREST.
A. Controlling Principle. FEA and SEA Employee(s) assigned to the OCRCFL to conduct
forensic examinations of digital evidence shall not engage in any activity that, either in
appearance or in fact, conflicts with their duties at the OCRCFL or reasonably impeaches
the independence or integrity of their work for the OCRCFL.
B. Supolemental Policies not Conflicting With the Controlling Principle. Except upon the
express approval of the OCRCFL Laboratory Director, or as authorized by a policy
approved by the Executive Board, both of which require written concurrence by the FBI
OTD Assistant Director or his/her designee, no assignee shall conduct forensic
examinations or analysis of digital evidence or digital material independent from the
OCRCFL or act as a consultant regarding the same either for free or for profit or
remuneration beyond the salary paid by his or her employing agency during the period of
assignment to the OCRCFL. (Caveat: All outside employment must be pre- approved
consistent with FBI policy.) OCRCFL assignees shall not endorse any hardware, software
or other product on behalf of the OCRCFL and shall take affirmative steps to refute any
impression of endorsement. Notwithstanding any other provision of this section, employee(s)
assigned to the OCRCFL shall continue to be subject to the standards of conduct,
professional accreditation requirements, prepublication- review obligations, and similar rules,
policies, and directives (including any procedural obligations to obtain an exception or
exemption thereto) affecting their individual conduct as imposed by their employing
agencies or as may be imposed by any cross - deputization or detail pursuant to Title 5 of the
United States Code. No OCRCFL assignee may be assigned to conduct a forensic
examination upon any digital evidence in a case in which that assignee served as the lead
investigator, case agent, or search warrant executing officer /agent. Subject to the approval
of the Executive Board as required by this MOU for all other policies and procedures of the
OCRCFL, the Laboratory Director may issue such supplemental policies, procedures, and
guidelines relating to the ethical conduct of employee(s) assigned to the OCRCFL as may
be appropriate. Such policies and guidelines may include "mitigating' procedures designed
to reasonably accomplish the effect of mitigating any breach ofthe "controlling principle,"
(including procedures requiring full, timely, automatic, mandatory disclosure to the
prosecution in each affected matter of any potential conflict or bias), but only after such
policy(ies) and guideline(s) have been reviewed by the Executive Board and have received
the unanimous concurrence of all then Participating Agency(ies), including, in the case of
the FBI, the OTD Assistant Director or his/her designee. Notwithstanding any provision of
this MOU, no FBI employee shall be absolved or relieved of any ethics obligation under
Federal law or regulation without the express prior authorization of the designated FBI
ethics official at FBI Headquarters.
XIV. GIFTS BY NON - GOVERNMENTAL ENTITIES FOR THE BENEFIT OF THE DOJ
FEA PARTICIPATING AGENCIES PROHIBITED.
Neither the OCRCFL, any Participating Agency, nor any personnel assigned to the OCRCFL may
solicit or accept any tangible or intangible property or services withoutjust compensation in
Page 23 of 34 pages
exchange therefore or monies for the benefit of any DOJ Participating Agency or assignees of such
a DOJ Agency from any non - Participating Agency or nongovernmental entity or person, EXCEPT
THAT:
A. nothing in this provision shall prohibit the solicitation, or temporary or incidental
acceptance of information or software from any person as may be necessitated by the need
to conduct a forensic examination of digital evidence in a case - specific matter (e.g.,
disclosure by manufacturer of proprietary decryption software or instructions imbedded in a
seized hard drive);
B. nothing in this provision shall prohibit any SEA, acting in accordance with its applicable
rules, regulations, and laws from soliciting or accepting on behalf of any SEA any property,
monies, or services for the benefit of that SEA, or fellow SEAs, as long as all money and
property is treated as described in Section IVB(7)(g) above;
C. PROVIDED HOWEVER, that nothing in this provision shall prohibit the acceptance or
solicitation of any gift by any DOJ FEA in accordance with 28 U.S.C. §524(d)(1) and
applicable DOJ orders, or any amendments thereto or other lawful authority;
D. nothing in this provision shall prohibit the acceptance or solicitation by the FBI of any
non - service gifts:
1. pursuant to the prior approval of the Property Procurement and Management
Section (PPMS) Chief of the FBI Finance Division and the FBI - designated Agency
Ethics Official (e.g., OGC Deputy General Counsel) as may be required pursuant to
Manual of Administrative and Operations Procedures (MAOP), Part I, 1- 13.2.4, or
any amendment thereto;
2. that are valued at under $150; and
3. that will be transferred upon execution by the donor of a "Gift Donation Form;"
and
4. all DOJ FEAs and their detailee /assignees shall, at all times, comply with 5 C.F.R.
2635.201 et. seq. as well as any rules and regulations of their respective agencies.
XV. FINANCIAL AND CIVIL LIABILITIES IN GENERAL.
A. OCRCFL Assignees Federally Deputized. The Participating Agencies and their
assignees acknowledge that financial and civil liability for the acts and omissions of each
assignee remains vested with the assignee's employing agency except when the act or
omissions is determined to be covered by the Federal Tort Claims Act, 28 U.S.C. § 1346 and
§2671 et seq. This may apply to those employees formally detailed to a FEA pursuant to
the provisions of the Inter - Governmental Personnel Act, 5 U.S.C. §3374, or those sworn
law enforcement officers who have been deputized by an FEA and are acting within the
Page 24 of 34 pages
scope of their duties and responsibilities associated with the OCRCFL and under the
guidance and direction of a FEA in investigating violations of federal law.
B. The Congress has provided that the exclusive remedy for the negligent or wrongful act
or omission of an employee of the United States Government, acting within the scope of his
employment, shall be an action against the United States under the Federal Tort Claims Act
((FTCA), 28 U.S.C. § 1346(b), §§ 2671 -2680.
C. Under the Federal Employees Liability Reform and Tort Compensation Act of 1988
(commonly known as the Westfall Act), 28 U.S.C. § 2679(b)(1), the Attorney General or
his/her designee may certify that an individual defendant acted within the scope of his
employment at the time of the incident giving rise to the suit. (28 U.S.C. § 2679(d)(2)). The
United States can then be substituted for the employee as the sole defendant with respect to
any tort claims (28 U.S.C. § 2679(d)(2)). If the United States is substituted as a defendant,
the individual employee is thereby protected from suits in his/her official capacity.
D. If the Attorney General declines to certify that an employee was acting within the scope
of employment, "the employee may at any time before trial petition the court to find and
certify that the employee was acting within the scope of his/her office or employment." (28
U.S.C. § 2679(d)(3)).
E. Liability for any negligent or willful acts of any employee(s) assigned to the OCRCFL
undertaken outside the terms of this MOU will be the sole responsibility of the respective
employee and his/her employing agency.
F. Liability for violations of federal constitutional law rests with the individual Federal
agent or officer, or employee pursuant to Bivens v. Six Unknown Named Agents of the
Federal Bureau of Narcotics. 403 U.S. 388 (197 1) or pursuant to 42 U.S.C. § 1983 for State
and local officers or cross - deputized Federal officers.
G. If a federally deputized officer is found to be liable for a constitutional tort, he/she may
request indemnification from DOJ to satisfy an adverse judgment rendered against the
employee in his/her individual capacity (28 C.F.R. § 50.15(c)(4)). The criteria for payment
are substantially similar to those used to determine whether a Federal employee is entitled
to DOJ representation under 28 C.F.R. § 50.15(a).
H. Both state and federal officers enjoy qualified immunity from suit for constitutional torts
"insofar as their conduct does not violate clearly established statutory or constitutional
rights of which a reasonable person would have known." (Harlow v. Fitzgerald. 457 U.S.
800 (1982)).
1. Federally deputized officers and state and local personnel formally detailed to the FBI
pursuant to 5 U.S.C. §3374 may request representation by the DOJ for civil suits against
them in their individual capacities for actions taken within the scope of employment (28
C.F.R. §§ 50.15, 50.16).
J. An "employee" may be provided representation "when the actions for which
representation is requested reasonably appear to have been performed within the scope of
Page 25 of 34 pages
the employee's employment and the Attorney General or his/her designee de._
providing representation would otherwise be in the interest of the United States." (Go
§ 50.15(a)).
K. A state and local employee formally detailed to the FBI pursuant to 5 U.S.C. §3374 and
duly federally deputized officer's written request for representation should be directed to the
Attorney General and, in the case of officers federally deputized through the FBI, provided
to the Chief Division Counsel (CDC) of the FBI division participating in the RCFL. In the
case of State and local employee(s) formally detailed to the FBI and officers federally
deputized through the FBI, the CDC will then forward the representation request to the
FBI's OGC together with a letterhead memorandum concerning the factual basis for the
lawsuit. FBI /OGC will then forward the request to the Civil Division of DOI together with
an agency recommendation concerning scope of employment and Department
representation (28 C.F.R. § 50.15(a)(3)).
L. The Participating Agencies agree to notify each other or the Executive Board at a
meeting of the Executive Board of any claim or lawsuit arising out of an activity conducted
pursuant to this MOU. Nothing in this paragraph shall prevent any Agency made a party to
or affected by any claim or lawsuit from conducting an independent administrative review
of any matter giving rise to the claim or lawsuit. All Participating Agencies agree to
cooperate fully with one another in the event of an administrative review or official
investigation arising from alleged negligence or misconduct arising out of activity
conducted pursuant to this MOU. Nothing in this paragraph shall be construed as
supplanting any applicable statute, rule, or regulation.
XVI. EQUIPMENT, VEHICLES, AND OFFICE SPACE.
A.,ViEfillft , err _$ 0CRCFL assignees shall be subject to calls as necessary to fulfill
the mission o t �e 65MCFL. Therefore, each Participating Agency, in accordance with its
own policies and procedures shall ensure that each assignee is provided necessary
transportation and/or reimbursement for official travel to carry out and perform the mission
and duties of the OCRCFL. Travel and per diem in support of providing testimony will be
the responsibility of the requesting party in accordance with applicable federal /State laws or
rules regarding responding to subpoenas, court orders, etc.
B. Use of Vehicles for Official Purposes Only. The FBI Los Angeles Division may
authorize SEA employee(s) assigned to the OCRCFL to use (operate or be transported in)
available vehicles owned or leased by the FBI when necessary and in direct support and
connection with official business of the OCRCFL.
C. FBI Vehicles Subject to FBI Vehicle Rules. When authorized, OCRCFL assignees
using FBI vehicles, including rented and leased vehicles, agree to operate the vehicles in
accordance with all applicable FBI rules and regulations as outlined in the FBI Manual of
Administrative Operations and Procedures (MAOP), Part I, Section 3.1.
Page 26 of 34 pages
D. Use of FBI Vehicles. The Participating Agencies agree that FBI vehicles will be used
only in direct support of the OCRCFL and to transport individuals assigned to the OCRCFL
or who have official business with the RCFL.
E. Vehicle Damage. The Participating Agencies agree to be responsible for any damage
incurred to their agency vehicles or FBI vehicles caused by any act or omission on the part
of their respective employees, third parties, or acts of God, and Participating Agencies agree
to assume financial responsibility for property damage to or caused by said vehicles. In this
regard, Participating Agencies shall be self - insured or carry sufficient liability insurance
that meets or exceeds that required by appropriate State and federal law.
F. Computers, Equipment, Forfeitures, Property, and Monies.
a. Property provided solely for the benefit of contributing agency. Equipment and
other tangible property provided by Participating Agencies will remain the property
of that agency and will be retrieved by that agency within ninety (90) days upon the
termination of that agency's relationship with the OCRCFL unless otherwise agreed
to in writing. Equipment and other tangible property not so retrieved shall be
deemed to be abandoned property and shall be transferred to the General Treasurer
Agency for the collective benefit of the OCRCFL.
b. Property provided for the collective benefit of the RCFL. The following tangible
property and monies when provided to the OCRCFL are to be transferred to or titled
in the name of the General Treasurer Agency for the collective benefit of the
OCRCFL:
1. tangible and intangible property and/or monies forfeited to any State, local, or
Non -Law Enforcement Participating Agency primarily as result of services rendered
by the OCRCFL or otherwise provided to the OCRCFL by action of State law;
2, tangible and intangible property and/or monies obtained by any State, local, or
Non -Law Enforcement Participating Agency through a grant to the OCRCFL; and
3. tangible and intangible property and/or monies expressly provided by State, local,
or Non -Law Enforcement Participating Agencies to and for the benefit of the
OCRCFL.
4. Upon the dissolution or termination of the OCRCFL, the General Treasurer
Agency shall equitably distribute or dispose of said property pursuant to the directives
of the SEAS serving on the Executive Board, or, in the absence of any such prior
specific or general directive, following dissolution or termination, pursuant to such
principles as the General Treasurer Agency deems equitable. Property damaged or
destroyed that was utilized by the OCRCFL in connection with its operations and is in
the custody and control and used at the direction of the OCRCFL will be the financial
responsibility of the agency that provided/contributed said property if title to such
property was retained.
Page 27 of 34 pages
G. Intellectual Property. Except as expressly authorized by the Executive Boar
intellectual property rights and interests generated in whole or in part by the OCx..,
assignees, or otherwise generated in whole or in part through the use of equipment or
property granted, purchased, donated, forfeited, or abandoned to or for the benefit of the
OCRCFL shall transfer to or be titled in the name of the General Treasurer Agency for the
collective benefit of the OCRCFL Participating Agencies and shall be controlled by the
Executive Board, EXCEPT THAT intellectual property rights in educational text, journals,
or treatises of assignees created without use of or reliance on OCRCFL materials or
information for activities outside the assignee's duties at the OCRCFL shall NOT inure to
the benefit of the OCRCFL, but be governed by policy of the assignee's Participating
Agency, if any.
H. Release of FBI / OCRCFL Information to the Public. Except as authorized by the
Laboratory Director or by any action or policy of the Executive Board, no assignee shall
disseminate to the public at large any text, journal, treatise, or other material relating to the
forensic examination or analysis of digital evidence that discusses or discloses any policy,
practice, or procedure of the OCRCFL that has not clearly been identified as authorized for
public dissemination, or has otherwise not been made public. The Laboratory Director shall
ensure that any release of FBI information is consistent with the FBI's pre - publication
review policy. No assignee shall disclose his/her present affiliation with the OCRCFL
except in accordance with 5 C.F.R. §2635.807(b) in a manner reasonably satisfactory to the
Laboratory Director. Upon the termination or dissolution of the OCRCFL, any residual
intangible property rights held by or for the OCRCFL shall be equitably disposed by the
General Treasurer Agency in a manner similar to that provided herein for disposition of
tangible property.
I. Operational Supplies. Digital media and other supplies necessary to operate the
OCRCFL shall be provided to the OCRCFL by Participating Agencies and/or be purchased
through available funds by the Laboratory Director or his/her designee. In the absence of
necessary media or supplies, it is agreed that an agency submitting digital media for
forensic examination or otherwise requesting the assistance of the OCRCFL shall be
required to provide the necessary media or supplies in kind or submit funds necessary for
purchase of the same.
J. Records. The Executive Board shall, by majority vote, direct that one of the
Participating Agencies be deemed owner and custodian of such records of the OCRCFL and,
in the absence of such a directive by the Executive Board, such records shall be deemed the
property of the General Treasurer Agency, EXCEPT THAT:
1. All records determined by the FBI to constitute FBI records shall continue to be
owned by the FBI and are subject to the FBI Record Management Division's rules and
regulations regarding the retention, disclosure, and destruction of records. Further, all
FBI records shall be returned to FBI as directed by the FBI OTD Assistant Director or
his/her designee if at any time:
Page 28 of 34 pages
a) OCRCFL loses its FBI "Affiliate" status;
b) the FBI ceases to be a Participating Agency to the OCRCFL; or
c) dissolution or termination of the OCRCFL.
XVII. PRIORITIZATION OF OCRCFL CASES.
A. Subject to the Participating Agency service priority specified in the OCRCFL Mission
statement, supra, or any contrary duly executed amendment to this MOU adopted by
unanimous vote of the Executive Board, evidence submitted to the OCRCFL for processing
and examination will be prioritized for service based upon the following criteria.
1. Imminent credible threat of serious bodily injury or death to persons known or
unknown, including examinations of evidence necessary to further the investigation of
an at -large or unknown suspect who poses an imminent threat of serious bodily injury
or death to persons known or unknown;
2. Potential threat of serious bodily injury or death to person(s);
3. Matters involving or affecting national security;'
4. Imminent credible risk of loss of or destruction to property of significant value;
5. Immediate pending court date, or non - extendable, outcome - determinative legal
deadline;
b. Potential risk of loss of or destruction to property, or the exam is needed to further
the investigation; and
7. No credible potential threat of bodily injury or death to person(s) and/or loss or
destruction of property.
XVIII. EFFECTIVE DATE/DURATION/TERMINATION.
A. This MOU shall become effective by and between each Participating Agency upon
execution by all its respective representatives.
B. This MOU may be executed in one or more counterparts, including by facsimile, each of
which when compiled in its entirety shall together constitute one and the same instrument.
' If an RCFL Laboratory Director cannot promptly assign a matter involving or affecting national security, the RCFL
Laboratory Director shall promptly notify the submitting federal agency of the fad of the delay.
Page 29 of 34 pages
C. The term of this MOU is for the duration of the OCRCFL operations, EXCEPT that
provisions relating to the disclosure of OCRCFL/FBI information shall remain in effect
indefinitely after withdrawal from or termination of participation by that agency in the
OCRCFL.
D. Any Participating Agency may terminate its relationship with the OCRCFL and
withdraw from the OCRCFL at any time by written notification to the then remaining
Participating Agencies at least thirty (30) days prior to withdrawal. Notice of termination of
a Participating Agency shall be attached to this MOU and be maintained by the Laboratory
Director and the Chair.
E. Any Participating Agency that withdraws or reduces the number of assigned FE below
the minimum required by this agreement and fails to assign a replacement within thirty (30)
days shall be re- designated as a Non - Participating Agency.
XIX. AMENDMENTS TO THIS AGREEMENT.
A. Except for Amendments adding one or more Participating Agencies, this MOU may be
modified or amended only by written consent of each Participating Agency of the OCRCFL
with the prior written concurrence of the FBI OTD Assistant Director or his/her designee.
B. Amendments to this agreement shall have no force and effect until such modifications/
amendments are reduced to writing and signed by an authorized representative from each
Participating Agency, EXCEPT THAT amendments adding Participating Agency(ies) may
only be made pursuant to the procedure referenced herein.
XX. MISCELLANEOUS.
A. Headings Irrelevant. The paragraph headings and numbering in this MOU are inserted
for convenience only and shall not affect the meaning or interpretation of the terms of this
MOU.
B. Succession of FBI Division Authority. All rights, obligations, duties, notices, or other
procedural references to the OTD may transfer and inure to any other Division of the FBI,
without amendment to this MOU, upon written notice to the Chair of the Executive Board
by the OTT) Assistant Director or his/her designee.
C. No Third -Party Rights. Nothing in this MOU is intended to confer or does confer any
rights, duties, or obligations on any person other than the Participating Agencies and, to
such limited extent as explicitly noted, their employee(s) assigned to the OCRCFL.
D. Settlement of Disagreements/ Disputes. Disagreements and disputes between the
Participating Agencies arising under or relating to this MOU shall be resolved only by
consultation by and between the affected Agencies or, in the case of a disagreement or
Page 30 of 34 pages
dispute affecting all Participating Agencies, through the Executive Board, and will not be
referred to a state court, federal court, or to any other person or entity for settlement.
E. No Superseding Standard of Care. Duty or Conduct. Nothing in the MOU or any policy,
procedure, practice, protocol, or guideline resulting therefrom is intended to alter or affect
or does alter or affect any standard of care, standard of conduct, lawful authority to search,
seize, or arrest as may be otherwise authorized by the Constitution of the United States, any
federal or state law or international treaty or its equivalent, or any policy or procedure of the
FBI or any FEA or SEA.
F. Severability. If any portion of this MOU is declared invalid by a court of competent
jurisdiction, this MOU shall be construed as if such portion had never existed, unless such
construction would constitute a substantial deviation from the intent of the Participating
Agencies as reflected in this MOU.
G. Funding /Acquisitions /Contracting,. This MOU does not obligate any participating
agency to provide nor does it constitute a basis for the transfer of funds. Rather it is a basic
statement of understanding between the parties hereto. Expenditures of funds in connection
with the implementation of the this MOU will be subject to the budgetary processes of each
participating agency and to the availability of funds and resources pursuant to applicable
laws, regulations and policies. The parties expressly acknowledge that this in no way
implies that Congress will appropriate funds for such expenditures. Acquisitions and
purchasing commitments by FEAs with their own federal funding which are in support of
the OCRCFL will be made in accordance with applicable federal rules and regulations. No
such acquisitions may be made without proper authorization from the appropriate federal
contracting official.
H. Binding Effect. This MOU shall inure to the benefit of, and shall be binding upon, the
Participating Agencies and their respective successors.
XXI. . SIGNATURES. IN WITNESS WHEREOF, the.below enumerated Participating Agencies,
by and through their respective:Chief Executive Officer and Official in Charge, hereby
execute this agreement.
Chie o . Wilter
Anaheim Police Department
Chief Mike Sellers
Fullerton PoliceDeuartment
Irvine Police
K4\1 �w•
Chief Paul M. Walters
Santa Ana Police Department
C. J go n#'�
Westminster Police Department
Orange Court DistrIA Attorney's Office
Sheriff Sandra #btchenV
Orange Cou Sheriffs Department
Page 32 of 34 pages
w
Date
7- zv -o6I
Date
wa c
'j " 2Z- O
Date
Date
7 -0y-y1
Date
ate
b
Dat
-2
Salvador lernsadez Date
ADIC- Los.Angeles.Division
Federal Bureau of Investigation
Marcus C. Thomas Date:
Assistant Director - Operational Technology Division
Federal Burea_Uf Investigation
nscoll Da
Ling Officer
Bureau of Investigation
APPROVED AS TO FORM �f 2
OFFICE OFTME COUNTY COUNSEL �yl
ORANGE C , CA QHN I
�" �,l��- 2'I
eyN .. I}
Date a Z3 —09 1 V
2DM521750_RCFL SWWWd MOUAW
Page 33 of 34 pages
Appendix A
Description and Identification of Specific Employee(s) and Resources Initially Committed by Each
Participating Agencies to the OCRCFL.
Page 34 of 34 pages
THE FEDERAL BUREAU INVESTIGATION
AND
THE NEWPORT BEACH POLICE DEPARTMENT
I. PURPOSE: The purpose of this Memorandum of Agreement (MOA) between the Federal
Bureau of Investigation (FBI) and the Newport Beach Police Department, hereinafter referred to
as the "parties ", is to define the scope of work and responsibilities of the parties concerning
reimbursement for the equipment costs associated with their participation in the FBI's Orange
County Regional Computer Forensics Laboratory _(OCRCFL or Orange Counterer Ll
2. BACKGROUND: The OCRCFL is currently comprised of 25 computer forensic examiners
assigned from nine different law enforcement agencies. It is the sister task force of the Orange
County Cyber Crimes Task Force and will be primarily responsible for the computer forensics of
the Orange County Cyber Crimes Task Force, as well as all seven counties of the Central
District of California, comprising well over 20,000,000 people.
In order to properly equip the sworn state law enforcement forensic examiners, the
OCRCFL (which is an FBI task force) respectfully requests sufficient funding to reimburse the
Newport Beach Police Department for the purchase of forensic computer equipment necessary to
support the mission of the OCRCFL to meet the computer forensic needs of the Orange County
Cyber Crimes Task Force.
Each computer, with monitors and related peripheral support devices, including sales tax
and shipping, is approximately $11,690.61.
3. AUTHORITY: The FBI is entering into this MOA under the authority provided by 28
U.S.C. § 533 and 28 C.F.R. § 0.85.
4. SCOPE: This MOA defines the terms and conditions for reimbursement by the FBI of
expenditures incurred by the Newport Beach Police Department in equipping the task force with
(MacPro computer with two Quad -Core Intel Xeon computer, keyboard, video card, memory,
video adapter, mouse, computer software, Micro Fiber card, boot and storage hard drives and
monitors for the computer) and is agreed upon by the parties as follows:
• Contingent on the availability of funds through the FBI's Cyber Division, Cyber Criminal
Unit 3, the FBI will seek funding for the Newport. Beach Police Department .
reimbursement for equipment for the Orange County RCFL.
• The following are expenditures, submitted through invoices from the Newport Beach
Police Department, to the FBI for. the equipment provided for use by the Orange County
RCFL.
ITEM
QUANTITY
QUANTITY
UNIT
TOTAL
REQUESTED
APPROVED
PRICE'
Equipment to be
ONE
ONE
$10,766.00
$10,766.00
purchased:
CA State Sales Tax
ONE
ONE
$924.61
$924.61.
Shipping
ONE
ONE
0.00
0.00
Total
$111690.61
$111690.61
Computer Purchase
One (1) Mac Pro Desktop Workstation Computer
Specification Details
Apple Keyboard with Numeric Keypad
(per sworn local TFO
Accessory Kit
computer forensic
ATI Radeon HD 4870 512 MB GDDR5
examiner with 100%
2.93GHz Quad -Core Intel Xeon (x2)
time commitment to
16GB (8x2GB) RAM
the OCRCFL):
Mini Display Port to DVI Adapter
18x Superdrives DVD Player (x2)
Apple Cinema HD Display (x2)
Apple Mighty Mouse
iWork 09 (pre - installed)
Quad- Channel 4GB Fibre Channel PCI Express Card
640GB 7200 -rpm Serial ATA 3GB /s (x2)
1TB 7200 -rpm Serial ATA 3GB /s
Apple Care Protection Plan for Mac Pro
5. FUNDING: The FBI hereby agrees to spend a sum of money not to exceed $11,690.61 for
reimbursement to the Newport Beach Police Department for the aforementioned equipment
provided for use by the Orange County RCFL by the one (1) local sworn task force examiner
begin tasked full time to the Orange County RCFL..
6. LIABILITY: The parties agree that each party is responsible for the negligent and wrongful
acts and omissions by its employees. In addition, the parties agree that should a claim arise under
the terms and conditions of the Federal Tort Claims Act (FTCA), Title 28, United States Code,
Sections 1346 and 2671 et seq., for the negligent and wrongful act and omission by either parties'
employee in the performance of assigned task force duties, the FBI shall, be responsible. for the
investigation and disposition of said claim. Nothing herein should be construed as supplanting
any applicable statute, rule or regulation.
7. POINTS OF CONTACT: The FBI and the Newport Beach Police. Department will assign
points of contact (POCs) for this agreement: The POCs will address and resolve all issues
related to this agreement. The parties agree to coordinate liability issues, jurisdictional matters,
and any other issues through their designated POC..
8. SETTLEMENT OF DISPUTES: Disagreements between the parties arising under or
relating to this MOA will be resolved only by consultation between the parties and will not be
referred to a local, state, or federal court.
9. AMENDMENT, TERMINATION, ENTRY INTO FORCE, AND DURATION'
a. All activities of the parties under this MOA will be carried out in accordance
with the terms and conditions of this MOA..
b. Except as otherwise provided, this MOA may be amended by the mutual
written consent of the parties' authorized representatives.
10. FORCE AND EFFECT
This MOA, which consists of 10 Sections on 3 pages, will enter into effect upon
signature of all parties and will reift in effect for the duration of the Orange County RCFL.
This MOA is the complete and exclusive statement of agreement between the
parties with respect to the FBI's reimbursement to the Newport Beach Police Department for the
costs associated with the purchase of the above listed equipment to be utilized by the Newport
Beach Police Department in order to participate in the Orange County RCFL. This MOA
supercedes all written and oral proposals and other communications between the parties. All
activities of the parties under this MOA will be carried out in accordance with the terms and
conditions of this MOA. Nothing in this MOA is intended to create, nor does it create, an
enforceable legal right or private right of action. The foregoing represents the understandings
reached between the FBI and the Newport Beach Police Department upon the matters referred to
herein:
FOR THE FEDERAL BUREAU OF INVESTIGATION
Signature Date
Special Agent in Charge
Signature Date
Contracting Officer
FOR THE NEWPORT -BEACH POLICE DEPARTMENT
-.�` c� v
Signature Date
Chief
Newport Beach Police Department
3
i
CITY OF NEWPORT BEACH
3300 NEWPORT BOULEVARD
PO BOX 1768
NEWPORT BEACH, CA 92658 -8915
PURCHASING: (949)644.3065
ACCTS. PAYABLE: (949)644 -3117
31102
i�
V f— 0685 FAX: 916 -925 -4877 --1 H F— POLICE DEPARTMENT
E MARKETWARE TECHNOLOGIES
N I CITY OF NEWPORT BEACH
3840 ROSIN COURT
D P 870 SANTA BARBARA DRIVE
0 SUITE k100 NEWPORT BEACH, CALIF. 92660
R L SACRAMENTO CA 95834 _j T L J
0 ATTN: LISA NEWMAN
purchasing @newportbeachca.gov
ORDER DATE: 09/11/09 BUYER: ANTHONY NGUYEN REQ. NO.: Q REQ. DATE:
TERMS: NET 30 DAYS P.Q.B.: DESTINATION DESC.: RCFL FBI COMPUTER
ITEMn QUANTITY -UOM - DESCRIPTION UNIT ........ PRICE EXTENSI N
ATTN:- MANDRFP BHATT "P - 'RF.FF.RENCE =QUOTE :NC7. .,Ai S 475 ... ..
01 1820
02 1820
03 1820
9005
9005
Pumn T'TT Tu
SPLAY 30
3,436.50
199.00
I
Ofl -7- 40
Ot} 3,15
, 1'9
9:2
p s called to, Inumtce .this order by 9e1is ordMpr, will be v acknowledgment owledg or at delivery in whale r In part all
ems ealnd Ions including By accepting this a rev the sid eof this acknowledges that he has read and agrees to ell BY
tends and conditions applica those printed on e then verse side of this le those issued by Order. The only terms and CITY OF NEWPORT BEACH
conditions that will be applicable to the interpretation of this Contract Ore those issued by the City of Newport Beach.
IMPORTANT GENERAL TERMS AND CONDITIONS ON THE REVERSE SIDE ARE INCORPORATED HEREIN.
The Articles covered by this Purchase Order or Contract must conform to applicable Cal -OSHA Standards, and /ot other appropriate laws, regulations, rules, and code of Federal Government
of California. Show as a separate item any retail sales tax, use tax or Federal tax applicahle to this purchase. This order subject to California sales tax. All OUT-OFSTATE VENDORS: the C
any salechise tax on ell purchases shipped from ou(of- state. All purchases and transportation charges are exempt from Federal excise tax. NOTE: All purchases are F.O.B. destination undies
authorized. Charges for shipments are to be freight prepaid and added to the invoke (shown as a separate impeo where so authorized. Do not include Federal transportation tax. A Newport
business licence may be required to conduct business in the City.
Requestor Copy
I the State
will oav