HomeMy WebLinkAbout05 - 2011 List of Designated EmployeesCITY OF NEWPORT BEACH
CITY COUNCIL STAFF REPORT
Agenda Item No. 5
January 11, 2011
TO: HONORABLE MAYOR AND MEMBERS OF THE CITY COUNCIL
FROM: Leilani I. Brown, MMC
City Clerk
(949) 644 -3005 or (brown @newportbeachca.gov
SUBJECT: RESOLUTION UPDATING THE LIST OF DESIGNATED EMPLOYEES
FOR 2011 UNDER THE CITY'S CONFLICT OF INTEREST CODE
RECOMMENDATION:
Adopt Resolution No. 2011 - adopting the 2011 Designated Employees List.
DISCUSSION:
Background:
The City's Conflict of Interest Code was first adopted in 1977 in response to the
enactment of the 1974 Political Reform Act ( "The Act "). In February of 1990 the City
updated its Conflict of Interest Code pursuant to Section 18730 of the Regulations
adopted by the Fair Political Practices Commission. The City's Conflict of Interest Code
consists of two basic parts:
1. The body of the code which contains the provisions required by Section 87302 of
the Act, such as the manner of reporting financial interests and the method to be
used by designated positions when they are required to disqualify themselves
from participating in decisions; and
2. The Appendix to the code, which lists the designated positions within the agency
and the corresponding disclosure categories for each position.
Designated Employee List
January 11, 2011
Page 2
Prior to the time the disclosure forms are distributed on an annual basis, the list is
reviewed with the department directors to determine if there are additions or deletions
that need to be made. The positions on the attached Designated Employees List were
determined in cooperation with the department heads by evaluating each position to
determine their job duties and corresponding disclosure categories. The Disclosure
Categories are listed beside each listed position and indicate the different interests
which employees must disclose depending upon whether their duties involve a broad
range of duties or involve specific duties such as contracting or decisions which might
affect real property interests.
Not listed on the Designated Employees List are the City Council, Planning
Commission, City Manager, City Attorney, and Administrative Services Director. These
officeholders and employees are required to file statements of economic interest under
Government Code Section 87200 of the Political Reform Act rather than pursuant to the
City's Conflict of Interest Code and their statements are filed with the Fair Political
Practices Commission.
Environmental Review: None required
Submitted by:
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Leilani I. Brown, MMC
City Clerk
Attachment: Resolution No. 2011- adopting an updated Designated
Employees List for 2011
RESOLUTION NO.2011-
A RESOLUTION OF THE CITY COUNCIL OF THE CITY
OF NEWPORT BEACH, CALIFORNIA, ADOPTING AN
UPDATED DESIGNATED EMPLOYEES LIST FOR 2011.
WHEREAS, the California Political Reform Act, Government Code Section 81000 et
seq requires every local Governmental agency to adopt and promulgate a Conflict of Interest
Code; and
WHEREAS, the Fair Political Practices Commission has adopted regulations for
compliance with the Act under Title II, Division VI of the California Code of Regulations ( "the
Regulations "); and
WHEREAS, Section 18730 of the Regulations provides that incorporation by reference
of the terms of Section 18730, along with the designation of employees and the formulation of
disclosure categories, constitutes the adoption and promulgation of a Conflict of Interest Code as
required by Government Code Section 87300 or the amendment of a Conflict of Interest Code
within the meaning of Government Code Section 87307; and
WHEREAS, on February 26, 1990 the City Council adopted Resolution No. 90 -21
which adopted Section 18730 as provided under the Regulations, along with a Designation of
Employees; and
WHEREAS, subsequent to February 26, 1990 the City Council adopted Resolution Nos.
96 -28, 97 -8, 97 -82, 98 -12, 99 -1, 2000-12,2000-99, 2002-08,2002-86,2003-64, 2004 -96, 2006-
1, 2007 -1, 2008 -1, 2009 -1, and 2010 -14 amending the list of designated employees. Since the
adoption of these resolutions, there have been further personnel changes, therefore the City
Council has determined that the City's Designated Employees List should be updated to reflect
these changes. The 2011 Designated Employees List, which reflects staffing changes during the
year, is attached hereto as Exhibit A.
NOW, THEREFORE, BE IT RESOLVED, by the City Council of the City of Newport
Beach, California, as follows:
1. Attached is Exhibit A which sets forth designated employees and disclosure
categories is hereby adopted and incorporated as part of the City's Conflict of Interest Code for
the City of Newport Beach.
Clerk.
2. Exhibit B is also attached which outlines the Appendix of Disclosure Categories.
3. All designated employees shall file Statements of Economic Interest with the City
4. The City Clerk is hereby instructed to take all necessary actions to implement
compliance with the code including preparation and distribution of necessary reporting forms and
the subsequent filing and recording of all required reports.
5. Exhibit A shall be appended to the Newport Beach Conflict of Interest Code and
all previously adopted Designated Employees Lists are hereby superseded.
ADOPTED this 11th day of January, 2011.
Michael F. Henn
Mayor
ATTEST:
Leilani I. Brown
City Clerk
EXHIBIT A
2011 APPENDIX OF DESIGNATED POSITIONS
Assigned Disclosure
Categories
City Clerk
City Clerk
Office of the City Manager
Assistant City Manager
Assistant to the City Manager
Public Information Manager
Office of the City Attorney
Assistant City Attorney
Assistant City Attorney
Deputy City Attorney (part-time)
Deputy City Attorney
Administrative Services Department
Cash Management Officer 2,5
Revenue Manager 2,3
Senior Buyer 2
Buyer 2
Building Denartment
Building Director
1
Chief Building Inspector
3,4
Deputy Building Official
3,4
Senior Plan Check Engineer
3,4
Plan Check Engineer
3,4
Principal Building Inspector
3,4
Senior Building Inspector
3,4
Building Inspector B
3,4
RBF Inspector
3,4
Principal Civil Engineer
3,4
Plans Examiner
3,4
Fire Department
Fire Chief
1
Fiscal & Information Services Manager
2
Deputy Chief, Operations
2
Fire Marshal
2, 3, 4
Deputy Fire Marshal
3, 4
Fire Prevention Specialist Plan Check, Non - Safety
3,4
Fire Prevention Specialist
3,4
Fire Captain, Administration
2
EMS Coordinator
2
Fire Division Chief
2
2011 APPENDIX OF DESIGNATED POSITIONS
Assigned Disclosure
Categories
Human Resources Department
Human Resources Director
Human Resources/Risk Manager Admin.
Human Resources Supervisor
Library Services Department
Library Services Director
Library Services Manager /Circulation and Technical Processing Coordinator (Librarian IV)
Support Services Coordinator (Librarian III)
Branch and Youth Services Coordinator (Librarian III)
Cultural Arts Coordinator
Library Information Systems Coordinator
Web Services Coordinator and Reference Supervisor (Librarian III)
Municipal Operations Department
Municipal Operations Director
Deputy Municipal Operations Director
General Manager
Operation Manager
Equipment Maintenance Supt.
Equipment Maintenance Supervisor
Field Maintenance Superintendent
Operations Support Superintendent
Parks and Trees Maintenance Superintendent
Refuse Superintendent 2
Auto Parts Buyer 2
Administrative Analyst 2
Plannine Department
Community Development Director
1
Planning Director
1
Planning Manager
1
Principal Planner
I
Zoning Administrator
2, 3, 4
Senior Planner
2, 3, 4
Associate Planner
2, 3, 4
Assistant Planner
3,4
Planning Technician
3,4
Economic Development Administrator
3, 4
Economic Development Coordinator
3,4
Senior Code and Water Quality Enforcement Officer
3,4
Code and Water Quality Enforcement Officer
3,4
Code and Water Quality Enforcement Trainee
3,4
Planning Systems Administrator
2
2011 APPENDIX OF DESIGNATED POSITIONS
Police Denartment
Assigned Disclosure
Categories
Chief of Police 1
Captain 2,3
Support Services Lieutenant 2
Police Fiscal Service/Facility Manager 2
Public Works Department
Director of Public Works
1
Deputy Director of Public Works /City Engineer
1
Administrative Manager
1
Assistant City Engineer
2
City Traffic Engineer
2, 3, 4
Principal Civil Engineer
2
Senior Civil Engineer
2
Senior Civil Engineer -Plan Check
2, 3, 4
Associate Civil Engineer
2
Associate Civil Engineer -Plan Check
3,4
City Surveyor
3,4
Engineering Technician
3,4
Manager, Harbor Resources Division
1
Supervisor, Harbor Resources Division
3,4
Code and Water Quality Enforcement Division Manager
3,4
Water Conservation Coordinator
3,4
Recreation and Senior Services Department
Recreation and Senior Services Director
Recreation Superintendent
Recreation Manager
Senior Services Manager
Boards and Commissions
Board of Library Trustees
2
City Arts Commission
2
Parks, Beaches and Recreation Commission
4
Civil Service Board
3
Harbor Commission
3,4
2011 APPENDIX OF DESIGNATED POSITIONS
Assigned
Disclosure
Categories
Officials Who Manage Public Investments:
It has been determined that the positions listed below manage public investments and will file the Form 700
Statement of Economic Interests with the City Clerk's Office:
Deputy Administrative Services Director
Finance Officer
Consultants*
*Consultants shall be included in the list of designated employees and shall disclose pursuant to the broadest
disclosure category in the code subject to the following limitation:
The Department Director may determine in writing that a particular
consultant, although a "designated position," is hired to perform a range
of duties that is limited in scope and thus is not required to fully comply
with the disclosure requirements described in this section. Such written
determination shall include a description of the consultant's duties and,
based upon that description, a statement of the extent of disclosure
requirements. The Department Director's determination is a public
record and shall be retained for public inspection in the same manner
and location as this conflict of interest code.
MM-la-M-113
APPENDIX OF DISCLOSURE CATEGORIES
1. Designated employees whose duties are broad and indefinable must disclose:
All investments and business positions in business entities, sources of income and interests in real property.
2. Designated employees whose duties involve contracting or purchasing must disclose:
Investments and business positions in business entities and income from sources which manufacture, sell or
provide supplies, materials, books, machinery, services, equipment or computer equipment of the type
utilized by the City, or utilized by the employee's department.
3. Designated employees whose duties involve regulatory powers must disclose:
All investments and business positions in business entities, and income from sources which are subject to
the regulatory, permit or licensing authority of the City of Newport Beach.
4. Designated employees whose decisions may affect real property interests:
Investments and business positions in business entities, and income from sources which engage in land
development, construction or the acquisition or sale of real property, and all interests in real property.
5. Positions which involve City self-insurance benefits must disclose:
All interests in real property, investments and business positions in business entities and sources of income
from:
a) Persons or entities which provide services, supplies, materials, machinery or equipment of the type
utilized by the agency.
b) Entities which are engaged in the business of insurance including, but not limited to, insurance
companies, carvers, holding companies, underwriters, brokers, solicitors, agents, adjusters, claims
managers and actuaries.
C) Financial institutions including, but not limited to, banks, savings and loan associations and credit
unions.
d) Entities or persons who have filed a claim, or have a claim pending, against the agency.
*Consultants shall be included in the list of designated employees and shall disclose pursuant to
the broadest disclosure category in the code subject to the following limitation:
The Department Director may determine in writing that a particular consultant, although a
"designated position," is hired to perform a range of duties that is limited in scope and
thus is not required to fully comply with the disclosure requirements described in this
section. Such written determination shall include a description of the consultant's duties
and, based upon that description, a statement of the extent of disclosure requirements.
The Department Director's determination is a public record and shall be retained for
public inspection in the same manner and location as this conflict of interest code.