HomeMy WebLinkAbout14 - Business Improvement District Administration and Request for Matching City FundsCITY OF NEWPORT BEACH I Hearing Dale: October 12, 1998
CONINIUNITY AND ECONOMIC DEVELOP.\IENT Agenda Item No.: 14
. � = PLANNING DEPAR7,1EN T Matt Person: Christy Teague
3300 NEWPORT BOULEVARD
(9=39) 644 -3207
NEWPORT BEACH, CA 92658
(949) 644 -3200: FAX (949) 644 -31_50 I
REPORT TO THE MAYOR AND CITY COUNCIL
SUBJECT: Business Improvement District Administration and Request for
Matching City Funds
SUGGESTED
ACTION: A) Approve One of the Following Concepts of Matching City Funds for
BIDS, and Direct Staff to Return to City Council with Associated Costs
for:
1. Administration Only, or
2. Administration and Projects, or
3. Projects Only, or
4. None of the Above
And
B) Direct Staff to Prepare and Circulate RFP for BID Administration
And
C) Direct Staff to Prepare a City Council Resolution to Establish
BID Coordinating Committee
BACKGROUND
The City of Newpon Beach currently has four Business Improvement Districts (BIDs): Balboa
Village, Corona del Mar, Marine Avenue, and the Restaurant Association. Each has its own set of
priorities and issues faced by its membership. Representatives of each of the BID Advisory Boards,
also known as the BID Coordinating Committee, have been meeting for several months to prepare the
attached request for matching City funds to be used for BID administration and to assist the BIDS in
funding their individual programs. The annual assessments of the four existing BIDs total
approximately $140,000, and the request is for an equal amount of matching funds.
The proposal for matching funds originated in January as a request by the Restaurant Association BID
to recognize the revenue contributions made by the restaurant industry and to support the BID's
promotional activities through City funds matching the BID assessments. At the same time, the City
and the BIDs identified and discussed a number of difficulties with current administration of the
Business Improvement Districts. A comprehensive analysis of the issues and costs of administration
by City departments was presented at the April 13, 1998 meeting of the Finance Committee. The
Finance Committee directed the BIDs to work together on a proposal for increasing their effectiveness
with additional funding from the City. Since that time, the BID Coordinating Committee has worked
further to prepare the attached letter of request to the City Council.
-I -
DISCUSSION
BID Coordinatine Committee
The attached proposal letter from the BIDS includes formalizing a BID Coordinating Committee to
meet quarterly to facilitate collaboration between the BIDS, the City, the Conference and Visitors
Bureau, and the Newport Harbor Area Chamber of Commerce. The Committee has been meeting
regularly to develop the attached letter to the City Council, and feels that they can benefit the
community by continuing their coordination efforts.
BID Administration Issues and Costs
Administration of the BIDS by the City is more complicated than originally expected. The April 13,
1998 report to the Finance Committee (attached) includes a comprehensive analysis of the current BID
administration procedures, current problems with BID administration, the purposes and benefits of
BIDs, and the Citv commitment to BIDS. It also suggests options for improving BID administration.
If matching funds are made available, the Committee expects to use a portion of them for BID
administration, which is now provided by City staff (at an estimated cost of $64,287) and BID
volunteers. There are some facets of BID administration which must be done by the City, while
others may be more efficiently done with outside contractors. These are fully described in the
attached report to the Finance Committee. Staff recommends the circulation of a Request for
Proposal to allow comparison between contractor and in -house staff costs. Staff also recommends
that RFP responses be compared with "Option 2- Increased Support" ($105,680 in -house cost)
described in the Finance Committee report (see page 7 and table) because we believe the current
staff level and its associated costs are not sufficient to provide adequate administration of BIDs. If
it is more cost - effective to contract out portions of the administration, a one year contract would
allow the BID Coordinating Committee and the City the opportunity to evaluate outsourcing costs
and levels of service.
Promotions and Improvements
The remainder of matching funds would be used for promotions and improvements according to the
unique needs of each BID. A listing of priorities for each of the BIDs is in their attached letter.
One of the early goals of BID formations has been the development of a brochure identifying,
promoting, and unifying all of the villages within Newport Beach. Interest in a brochure of this type
has become greater as the individual villages have formed BIDs and have increased promotions of
their areas. Although there was general agreement by the BID Coordinating Committee on the
attached letter of request to the City Council, the issue of a joint promotional campaign was not
fully supported, and it is not included in the letter. The Corona del Mar Business Improvement
District opposed the brochure because it is exclusively focusing efforts and funds on physical
improvements to their village. The Restaurant Association, whose primary purpose is to advertise
dining in Newport Beach, felt an overall brochure would be of little additional benefit to them but
approved it if it would increase the possibility of approved matching funds. The Marine Avenue
BID agreed to the brochure as part of the request for matching funds, but they have their own
Page 2
Balboa Island brochure which is already widely distributed and felt the new brochure would
duplicate the brochure they have in place. The Balboa Village BID supports the joint brochure and
may rely on it exclusively, allowing more of the BID assessment funding to go to physical
improvements and other promotions.
The idea of a brochure highlighting the villages in Newport Beach has been discussed over the years
by the Economic Development Committee and the Conference and Visitors Bureau as a long -term
foal as Business Improvement Districts are formed throughout the City. However, some villages in
the City, such as Mariners Mile and McFadden/Cannery Village/Lido, have not formed their own
BIDS to provide assessment funding for promotions. Since all of the villages do not have BIDS, the
joint promotional brochure has been on hold. In response to these discussions and due to the belief
there is a need for a brochure of this type, the Conference and Visitors Bureau has begun to develop
the brochure. The Bureau anticipates the costs of later reprints will be paid through matching funds
if they are made available. The "Villages of Newport Beach" promotional brochure will be
published by the Conference and Visitors Bureau and distributed to area hotels and tourist
information centers to benefit both the BID areas and the City as a whole. Due to the Conference
and Visitors Bureau development of a brochure and the lack of unanimous support among the BIDS
for a brochure ofthis type, funding for ajoint promotional brochure is not included in this request.
SUMMARY
The request for matching funds is to provide better BID administration and to further the goals of each
Of the four Business Improvement Districts. This funding is not requested as a one -time budget
expenditure, but rather an annual commitment to support the four unique Business Improvement
Districts in the City of Newport Beach both administratively and financially. The City Council may
choose to provide matching funds as requested by the BIDS or at a different level. Staff has outlined
the following options for the Council's consideration: Administration Only, Administration and
Projects, Projects Only, or None of the Above. If no additional resources are allocated for
administration, it is staffs opinion that this function cannot be performed in a satisfactory manner.
Regardless of the City Council's action regarding matching funds, staff recommends the circulation
of a Request for Proposal to allow comparison between contractor and in -house staff costs for BID
administration. The current staff costs are approximately $64,000, which neither staff nor the BIDS
believe provide an adequate level of BID support. If it is more cost - effective to contract out certain
administrative tasks, it would allow the opportunity to evaluate the efficiency of outsourcing, and
perhaps obtain a higher level of service for less than the estimated $100,000 in -house cost for
increased support. Finally, staff recommends that the City Council take steps to formally establish
the BID Coordinating Committee.
Submitted by: Prepared by:
SHARON Z. WOOD RICHARD KURTH CHRISTY D. TEAGUE, AICP
Assistant City Manager Deputy Director, Administrative Services Senior Planner
Attachmen s: Letter to City Council from Business Improvement Districts dated August 18, 1998
City Council Finance Committee Report dated April 13, 1998
Page 3
August 18, 1998
Honorable Mayor and City Councilmembers
City of Newport Beach
3300 Newport Blvd.
Newport Beach, CA 92658 -8915
Re: Business Improvement District Administration
Dear Mayor and Councilmembers
BACKGROUND
The City's first business improvement districts were formed in 1995. Neither our
merchants nor City staff had any prior experience with the BID concept, and it
was assumed that these organizations would be relatively simple to administer.
Over the past few years we have learned that managing BIDs is a more difficult
process than originally believed. Our BIDs have no paid employees and have
been dependent on volunteers and City staff to handle the daily tasks of
operating our organizations. While the existing BIDs tried to build momentum
with their promotions and improvements, new BIDs were formed and demands
on City staff increased. This situation has led to increasing frustration on the
part of both the BIDs and the City.
The City's four business improvement districts generate approximately $140,000
per year in private assessments that are used to promote and upgrade the
commercial areas of Balboa Village, Marine Avenue, Corona del Mar and to
promote the restaurant industry. Last year the Newport Beach Restaurant
Association submitted a request to the City for a matching grant to fund
additional promotions.
In reviewing the Restaurant Association's request for matching funds the City
indicated that any consideration of BID matching grants should include a
reexamination of how the BIDs are administered and what changes could be
made to minimize problems and reduce the burden on City staff.
During the past few months our committee of BID representatives has been
working with City staff, the Newport Harbor Area Chamber of Commerce and the
Newport Beach Conference and Visitors Bureau to develop a recommendation
to improve the way the City's BIDs are financed and administered in the future.
This letter outlines our committee's recommendations to the City Council. In
drafting these recommendations, we have considered the previous discussions
at Finance Committee meetings, the suggestions of staff, and the needs of our
BID organizations. Also attached is a summary table outlining our
recommendations on the assignment of BID administration responsibilities.
q
Honorable Mayor and City Councilmembers
Page 2
RECOMMENDATIONS
1. BID Coordinating Committee
A BID Coordinating Committee should be appointed by the City Council to
facilitate coordination between the BIDs, the Newport Harbor Chamber,
the Conference and Visitors Bureau, and the City. This committee would
be comprised of the BID presidents, the Conference and Visitors Bureau
CEO, the City of Newport Beach Assistant City Manager, and the Newport
Harbor Area Chamber of Commerce President, and would meet on a
quarterly basis to provide a forum for information sharing and program
coordination for the mutual benefit of the member organizations and the
City.
2. Financial Administration
Under state law the City is given responsibility for the creation and annual
renewal of the BIDs. The City Council has authority over the levy and
collection of assessments, the approval of expenditures, and the
composition of BID advisory boards. Given this legal framework, the City
must retain ultimate responsibility for BID administration. The City does
have the option of delegating certain administrative tasks and
responsibilities to the BIDs or to outside contractors, however.
It is our committee's opinion that City staff is fully capable of managing
BID administration in a professional manner if sufficient resources are
allocated to these tasks. The option of contracting with a private vendor
for administrative support has also been discussed. If the City determines
that it would be more cost effective to out - source administrative duties to a
private contractor, it is recommended that the City Council authorize the
BID Coordinating Committee to work with staff in developing a scope of
services and reviewing proposals from qualified vendors. The City
Council would retain final contract approval authority.
3. BID Organizational Duties
Each BID will continue to assume responsibility for its own meetings,
preparing agendas and meeting minutes, publishing newsletters, and
election of officers. These tasks will be done primarily by BID volunteers.
4. Annual Renewals
The BIDs will assist the City in updating the roster of businesses for the
public notice mailing list and in preparing the required annual reports and
proposed budgets. The City or its contractor should retain responsibility
for the annual BID renewal proceedings, including public notices, City
Council reports, public hearings and protest tabulations. s
Honorable Mayor and City Councilmembers
Page 3
5. BID Funding
BID promotions and improvements benefit not only their member
businesses, but also contribute to increased tourism, sales tax, property
tax and transient occupancy tax citywide. In addition to approximately
$140,000 per year in assessments, the BIDs invest over $30,000 in
private money each year on special events and promotions, and members
of the Newport Beach Restaurant Association alone contribute well over
$500,000 per year to local events and charities. Beyond these "hard"
dollars, it is estimated that volunteer BID members donate in excess of
10,000 hours per year to BID activities, special events and promotions,
with a value of $100,000 assuming a token value of just $10 per hour.
The net result is that the BIDs contribute over $770,000 per year to the
Newport Beach economy.
BIDs' Contribution to the Newport Beach Economy
BID assessments
S140,000
Special events and promotions
30,000
Charitable contributions
500,000
Volunteer time
100,000+
TOTAL
S770,000+
In recognition of the importance of the BIDs to the City and local
economy, it is requested that matching funds equal to the BID
assessments (approximately $140,000 annually) be allocated to the BIDs
for additional improvements, promotions and to cover the cost of
administration.
Administrative support: It has become clear that the previous level of
administrative support is not sufficient if the BIDs are to remain viable
organizations. City staff has reviewed the tasks and additional man -hours
required to provide a basic level of administrative support, and has
developed budget estimates for these activities. Although we believe that
City staff is fully capable of providing administrative support in a
professional manner, it appears from conversations with private
contractors that these services could be obtained more economically by
contracting with an outside vendor. Outsourcing would also free up City
staff to work on other high - priority projects. It is therefore recommended
that the City Council authorize staff to work with the BID Coordinating
Committee to develop a scope of services and obtain proposals from
qualified contractors to assist the City with BID administration.
Promotions, Improvements and Activities: Our committee has
developed the following list of priority projects and activities to be
sponsored with matching funds.
L,J
Honorable Mayor and City Councilmembers
Page 4
a. Additional Project Implementation Support
In addition to the legal requirements related to BID administration
and renewal, we recommend that a modest amount of staff support
be provided for the three neighborhood BIDs in the day -to -day
tasks required to implement their work programs (since the
Restaurant Association currently receives staff support from the
Conference and Visitors Bureau, additional assistance is only
requested for the three neighborhood BIDs). The amount of
support should be proportional to the assessments collected by
each BID, and would include coordination between the BID
Advisory Boards, the City, other governmental agencies, and
vendors, and follow- through to ensure timely project completion.
Since the BIDs are dependent on volunteers who have their own
businesses to run and City staff is faced with competing priorities,
progress on BID projects can be delayed. As a result, public
confidence in the BIDs is jeopardized.
The Newport Harbor Area Chamber of Commerce has offered to
provide limited assistance at no cost to the BIDs in resolving
problems and facilitating coordination between the BID boards and
other agencies. While this assistance would be very valuable and
much appreciated, most of the assistance needed by the BIDs is
day -to -day coordination rather than major problem resolution. We
believe the appropriate solution is to have a staff person provide
this coordination, with the Chamber President available to assist
when major problems arise. The designated support person could
be either City staff or an outside contractor.
b. Additional Improvements and Promotions
It is recommended that the remainder of matching funds be
allocated to each BID in proportion to the amount of assessments
collected. Each year as part of the annual renewal process, the
BIDs will present a proposal to the City Council describing how
these matching funds will be used. The proposed use of matching
funds for the coming year is as follows:
Balboa Village BID
• Decorative trash receptacles
• Planters
• Additional decorative benches
I
Honorable Mayor and City Councilmemters
Page 5
Marine Avenue BID
• Infrastructure /Beautification
• Hotel liaison program
• Fundraising program to support activitieslmprovements
Corona del Mar BID
• Continue tree replacement program on Coast Highway
• Begin decorative sidewalk improvement program
Newport Beach Restaurant Association
• Promotional video and cable TV campaign
CONCLUSION
Through their annual assessments on member businesses, the City's four BIDS
generate about $140,000 each year in private funds that are used for improving
and promoting restaurants and the villages of Newport Beach. When the BIDS'
other efforts and volunteer time is included, the total contribution to the local
economy is considerably more. We believe the BIDS represent a valuable
partnership between the City and the business community, and that matching
funds would leverage scarce public dollars to stimulate additional private
investment. Such a program could also serve as an incentive for other districts
such as Mariners Mile and the Lido /Cannery Viliage'McFadden Square area to
form BIDS, stimulating additional private investment in the City.
We appreciate the City Council's support of our BIDS over the past three years,
and look forward to discussing this proposal with you soon.
Yours truly,
Britta Pulliam, President
3za Village BID
hn Blom, Co- Chairman
Corona del Mar BID
O.a J,(k ,
David Salisbury, President
Newpo"each Restaurant Association
'd" I . i o
Rogalind Williams, President/CEO
Newport Beach Conference &
Visitors Bureau
B b Black, Secretary/Treasurer
Balboa Village BID
Don Glasgow, Co- irman
Corona del Mar BID
Avenue B
Richard Luehfs, President
Newport Harbor Chamber of Commerce
Cc: Dennis Danner, Interim City Manager d
Sharon Wood, Assistant City Manager D
CITY OF NEWPORT BEACH
COMMUNITY AND ECONOMIC DEVELOPMENT
ADMINISTRATIVE SERVICES
April 13, 1998
TO: Finance Committee
FROM: Sharon Wood, Assistant City Manager
Dennis Danner, Administrative Services Director
SUBJECT: Administration and Funding of Business Improvement Districts (B1Ds)
SUMMARY
B1Ds were introduced to Newport Beach three years ago, and there has been a period of
learning for the City and the BIDS. The B1Ds have learned the importance of good
communication with their members, and they have found that they would like to do more
than their resources allow. This has resulted in a request for additional financial support
from the City. We have realized that administration, coordination and project
implementation require more time and energy than anyone anticipated at the outset. City
staff's difficulty in providing adequate administrative and other support with existing
resources has been frustrating for both the B1Ds and the City.
In following up on the Finance Committee's direction to prepare a resolution transferring
to the B1Ds all administrative responsibilities, along with the amount paid by their
members in business license taxes, staff has analyzed what is required for good,
professional BID administration and what that would cost We have concluded that there
are three options for providing BID administration. The first option would continue
basic service with City staff, but with some increase in resources to provide the minimum
services needed. The second two options would provide a higher level of service. Option
2 would accomplish this with City staff, and Option 3 would involve contracting with the
Chamber of Commerce or a private company. The estimated costs of these options range
from $83,200 for the basic service level to 574,000 to 5130,000 for the higher service
level.
Staff is suggesting that the Finance Committee and City Council consider the benefit the
B1Ds provide to the City and the member businesses in determining the level of City
support to the B1Ds. Staff believes that even a basic level of service requires some
additional resources, and a greater commitment is needed to provide a higher level of
service. If there is interest in providing BID support through outsourcing, staff would
obtain more definitive proposals and costs for the Committee's consideration. With that
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City Council Finance Committee
April 13, 1998
Page 2
information available, the Committee may wish to continue discussion of the amount of
General Fund money that should be transferred to the BIDS.
BACKGROUND
On January 12th the Finance Committee reviewed the Newport Beach Restaurant
Association's request that all or part of Association members' business license taxes be
returned to the Association for additional advertising and promotions in support of the
restaurant industry. A proposal by the Newport Harbor Area Chamber of Commerce to
provide limited administrative support to BIDS for a fee was also discussed. At that
meeting staff was directed to prepare a draft resolution providing for the transfer to the
BIDS of the business license tax paid by thew members, along with the transfer of
administrative responsibilities from the City to the BIDS. The amount of business license
tax paid by BID members is estimated to be about 5132,000 annually.
In response to this direction from the Finance Committee, staff received advice from the
City Attorney on how much of the BID administration function can be contracted, and
the Chamber of Commerce revised its proposal to provide a more extensive package of
services. In addition, staff felt it would be important to compare costs for continuing, and
improved, service by the City with those for contracting out to the Chamber or a private
company.
DISCUSSION
Current BID Administration Procedures. BID administration involves three basic
kinds of activities: frnanciaUclerical support, activity support, and policy /public relations.
• FinanciaUclerical support includes such things as developing and updating the
list of member businesses, preparing and mailing assessment invoices to
members, collecting assessments, preparing budgets and financial reports,
processing vendor invoices, and maintaining financial records
• Activity support involves producing agendas, distributing meeting notices and
posting agendas, taking minutes at meetings, facilitating communication
between the Board and individual BID members (newsletters, announcements,
etc.), identifying vendors for desired functions/projects, and arranging for
desired services and activities (promotions, improvements, special events,
etc.). These activities vary significantly among the BIDS.
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City Council Finance Committee
April 13, 1498
Page 3
• The policy /public relations tasks include advising board members on BID
programs and priorities; public relations between the BID advisory board and
member businesses, the City and other organizations; advisory board
elections; and annual renewal hearings before the City Council.
The major characteristics of the BIDS are summarized in the table included as Attachment
1. With their current budgets ranging between S15,000 and S70,000 per year, none of the
BIDS is large enough individually to support paid staff. Therefore, all of the above
administrative duties are handled either by City staff or by volunteer board members.
The Restaurant Association receives additional support from the Conference and Visitors
B ureau.
At the beginning of each renewal cycle the Revenue Division generates lists of potential
BID members from various data bases, including water customers, business license files,
health department listings, and property tax roles. No single existing City data base is
transportable for use in identifying or maintaining information on BID membership, and
that has been the source of some of our difficulty to date.
This "raw' information is consolidated into one list, then reviewed and edited by City
Planning Staff, then further edited and reviewed by respective BID advisory boards. The
object of these edits is to delete businesses that have closed, correct errors and add new
businesses so that the final BID list is as accurate as possible.
Renewal proceedings, which include public notices, staff reports, protest tabulations and
City Council bearings, are handled by the Planning Department. Planning staff also
works closely with the ad,6isory boards to develop proposed priorities and budgets for
the coming year.
After the BID renewals are approved by the City Council, the Planning Department and
the advisory boards update the member lists again before the assessments are mailed. The
Planning Department provides an assessment file to the Revenue Division, which then
generates and mails assessment invoices.
The Revenue, Accounting and MIS Divisions maintain assessment payment records
(income), and the Accounting Division processes vendor payments from the BID
accounts and maintains account balance sheets
Planning stall attends most BID meetings, advises the board members on programs and
projects, and keeps the boards apprised of City activities affecting the BIDS. The board
members are responsible for scheduling meetings, preparing agendas and minutes, writing
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City Council Finance Committee
April 13, 1998
Page 4
and distributing newsletters and meeting notices, public relations with members, and
carrying out projects.
A breakdown of staff time currently spent by the City for BID administration is
provided in Attachment 2. It is estimated that Administrative Services staff are spending
530,383 per year, and Planning staff are spending 533,904 per year to accomplish these
BID tasks.
Current Problems with BID Administration. Staff has identified two primary issues
with BID funding and administration. The fuss is the limitations on BID activities and
member outreach due to thew small budgets and volunteer labor force. The second issue is
the City's continuing difficulty in handling BID administrative tasks with current staffing
and operational systems.
When the City's first BIDS were established in 1995 it was assumed that once these
organizations were in place they would be relatively simple to operate. It was anticipated
that the BID assessments would provide a source of private funds to be allocated by the
advisory boards for promotions and improvements, and that administrative overhead
could be absorbed by the City without additional staff.
The experience of the past three years has shown that successhd BID administration
requires more time and resources than originally believed. One of the problems has been
inadequate coordination between the BID advisory boards and their members. Since the
B1Ds have no paid staff and all of their board members are volunteers, things like
newsletters and meeting announcements have received lower priority than promotional
campaigns and streetscape improvements. Some BID members have interpreted this as a
closed process by the advisory board in deciding how to allocate assessment funds. This
was one of the reasons why the recent Marine Avenue BID renewal was controversial.
Another major problem area has been assessment billing and account tracking. One
difficulty has been a computer system that was designed to handle other types of
accounts and does not have the flexibility required to efficiently process BID billings with
a number of different billing rates. In addition, keeping an accurate roster of BID
members has been nearly impossible because the turnover in businesses makes this a
"moving target." It was initially assumed that the City's business license file could
quickly generate an accurate list of BID members. We now know that the business
license file requires extensive editing and field checking to eliminate obsolete data, correct
errors and add missing information before it can be used to generate assessments. In
addition, administrative and financial support to each BID along the lines of preparation
of an annual budget and presentation of monthly financial reports on accounts payable
and budget status is not currently being provided
12.
City Council Finance Comminee
April 13, 1998
Page 5
An additional source of difficulty has been competing priorities for City staff. When the
BIDS came into existence starting in 1995 the Administrative Services Department
absorbed the billing and processing for approximately 900 accounts in four BIDS without
additional staff. Original conceptions notwithstanding, BIDS are unique. The billing and
related customer service activity regarding BIDS has not turned out to be an easy
extension of billing processes already in place. Time spent by staff with BIDS now
conflicts with other customer service responsibilities (timely responses to phones, mail,
complaints, inquiries), and revenue capture efforts (timely billings, audits, allocation
corrections, etc.). The Planning Department also handled the new BID workload by
reassigning existing staff from other areas of responsibility. Plmning staff time spent on
BID support affects our progress on other projects such as revitalization of the Balboa
Peninsula and the Airport Area and long -term planning for economic development
Purpose rand Benefit of BiDs. BIDS were introduced to Newport Beach to provide a
mechanism for the City's older commercial areas to organize and finance programs to
promote business in the districts with private funds. It was expected that the BIDS
would have a positive impact on the appearance and %itality of these commercial districts,
resulting in higher property values, retail sales volume, and mtz cipal revenue. Newport
Beach's commercial villages also contribute to local tourism, wt ?ch generates hotel bed tax
and sales tax from restaurants and shops outside the BID areas. For every dollar the City
receives in increased tares, the businesses in the BIDs benefit even more from their
increased volume of business. Since residential areas are adja :ent to the BID districts,
their vitality also improves the overall quality of life for residents. Conversely, when
commercial areas decline they can become a net drain on the City budget by requiring
increased public services such as police and code enforcement.
City Commitment to BIDS. Although it is difficult to quantify the benefit the City and
member businesses receive from the BIDS, staff believes those benefits should be
considered in determining how the costs of BID support should be divided between the
City and the BIDs. Assuming the City Council determines that the BIDS should continue
to operate, staff believes they should have a higher level of support than has been
available. Additional resources are needed to preclude continued problems with
assessment invoicing and public relations, as well as to presort other staff functions from
being adversely impacted. If the BIDS are considered an important asset to the City, then
a higher level of support would be appropriate to pro%ide acti%ity and policy /public
relations support in addition to basic administration. Both the Economic Development
Committee and the Balboa Peninsula Project 2000 report have recommended that
strengthening and expanding the BIDS would have a positive effect on the City.
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City Council Finance Comminee
April 13, 1998
Page 6
Options for Consideration. Assuming some City support of BIDS is to be continued,
staff has identified three possible courses of action for management and support of B1Ds
in the future. These are set forth below. In analyzing these, staff recommends that the
Cornminee consider that there are two possible levels of City support. A basic Ic%el that
continues to rely on board volunteers to handle project management, member outreach
and public relations is reflected in Option 1. Options 2 and 3 present two alternatives for
a higher level that provides professional management to the advisory boards.
In analyzing the options available it is also important to keep in mind that, unlike most
cities with a single downtown BID organization, Newport Beach has three separate
"village" B1Ds plus a citywide restaurant BID. Because of this structure, staff believes
that financial administration for all B1Ds should be handled by one organization, either the
City or a contractor with City oversight, in order to ensure consistency and to benefit
from economies of scale. While it may seem appropriate to allow each BID to make its
own arrangements for administration, it must be recognized that the City has ultimate
responsibility to ensure that BID financial affairs conform to State law and City Council
policy. Allowing each BID to make separate arrangements for administrative support
could create inconsistencies and problems for the City in the areas of financial auditing
and assessment invoicing.
Following are three possible courses of action for administration and management ofBIDs
in the future. The estimated costs of these options, and the current cost of City
administration of the B1Ds, are shown on Artachment 2.
1. Continue using City staff to provide all administrative services to the
BIDS at a basic support level.
This option would continue the City's current practice of providing financial and
policy /public relations services to the B1Ds, but with the increased dedication of
resources required to maintain professional standards.
Ile Administrative Services Department currently provides BID administration
services from several of its Divisions (Revenue, Accounting, MIS, and Fiscal
Services). The current Administrative Services Department cost to service the
four existing B1Ds is approximately $30,400 annually, and Planning Department
cost (annual renewal proceedings, representation of the City at BID board
meetings, and limited additional participation with goal setting and BID activities)
is approximately $33,900, for a total of S64,300.
It is estimated that an additional $18,900 in staff time (and some internal
realignment of responsibilities) would be necessary in order to provide a
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City Council Finance Committee
April 13, 199E
Page 7
professional level of service, for a total of S83,200 per year. This would assume
that the BID volunteers would participate in the editing and verification of
member lists used for protest tabulations and assessment invoicing, but the City
would have primary responsibility forthis critical and time-consuming job.
The additional financial/clerical support would include a quarter -time business
license field inspector with responsibilities for field verification of the businesses
operating within each BID area. The City does not currently conduct regular field
verification of businesses in BID areas. This additional investment would
improve the accuracy of member lists for purposes of assessment invoicing and
also for distribution of public notices, meeting announcements and newsletters.
2. Continue using City staff to provide all administrative services to the
B1Ds, but at an increased level.
This option would include all of the services included in Option 1, and increase
the level of support in the categories of activity and policy /public relations. The
additional support would include the following:
• Manage all board meetings (agendas, notices, minutes, status reports)
• Provide liaison between the board, the City, and other organizations
• Coordinate member outreach and communications (newsletters, etc.)
• Provide guidance to the boards on priorities and work programs
• Coordinate day -to -day project implementation
It is estimated that this enhanced level of services would require $105,680; or an
additional S56,971 over current spending. A detailed breakdown of tasks and
hours for these services is provided in the attached table. It may be possible for
the City to achieve additional efficiency by adding one position for both BID and
CDBG administration, and eliminating the existing contract arrangement for
CDBG administration In that case, the General Fund and CDBG would share
funding of the position.
3. Contract for a large portion of BID administrative services, at an increased
level of support.
This option would include professional contract management for the B1Ds at the
level of support described in Option 2, allowing City staff to devote more tune to
other high -priority projects. This option would free City stag from most, but not
A BID claical/furancial and activity support functions. City staff would still
retain responsibility for annual renewal proceedings, as well as management of the
I.<
City Council Finance Committee
April 13, 1998
Page 8
vendor contract, financial audit oversight, and liaison with each BID in a similar
fashion as with other organizations such as the Conference and Visitors Bureau,
chambers of commerce and community associations. The City would also
continue to handle establishment of new B1Ds and other public policy matters.
The Chamber of Commerce has expressed its willingness to provide this service to
help the City and B1Ds, and has provided a very tentative proposal for the City's
consideration. The Chamber's proposal was prepared before staff did a full
analysis of tasks involved, and now it appears that some of the estimates of time
required and commensurate expenses were significantly understated. Staff' needs
to work with the Chamber to provide them better information on which to
prepare a fresh proposal if this alternative is to be pursued further.
Staff was unable to identify an "industry" of commercial firms which manage or
provide service/support to B1Ds. However, there are firms which specialize in
trade association management, as well as community association and commercial
property (shopping center) management. An informational meeting was held with
principals of PCM, one of the major firms in the area which is active in managing
community associations (both condominium and regular residential) and some
shopping centers.
BIDS Kould represent a clearly distinct enterprise for PCM or other firms in the
community management industry. However, the financial/clerical and activity
support functions are very much in line with what firms in that industry do.
Attending meetings, taking minutes, producing agendas, telephone coordination
Kith board members and other participants, taking direction from the board on
special projects —and getting things done, and so on are normal routine for them.
They also produce budgets and financial reports, pay all invoices, deal with
delinquencies as directed, and maintain separate financial institution accounts for
each client
During that meeting, it was generally concluded that there is significant functional
overlap between most aspects of BID administration and community association
or shopping center management. PCM indicated that they would probably be
interested in submitting a specific proposal to provide administrative support for
the B1Ds, which would include most financial/claical and activity support
functions detailed above, should they be invited to do so.
From the attached letter, which PCM provided after our meeting, they developed
a very rough estimate of the cost at $1500 to $2000 per month per BID. That
would be a total of 572,000 to $96,000 per year for all four existing BIDS. Staff
l6
City Council Finance Committee
April 13, 1998
Page 9
believes that is probably indicative of what other firms in the industry would
propose.
CONCLUSION
The level of service provided to the B1Ds will depend on the City Council's
determination of the value the B1Ds provide to the City.
Option 1, continuing to provide administrative services to the B1Ds with City staff,
would require an increas°d commitment of staff and resources in order to provide an
adequate level of service. The cost of this option is estimated to be approximately
583,200.
Options 2 and 3 establish a higher priority for B1 Ds and, accordingly, set forth a higher
level of City support for them. If this level of support were to be provided entirely by
City staff (Option 2), the cost is estimated to be 5105,700. Option 3 also introduces
participation of a third party (either the Chamber or a commercial management firm) to
provide an additional level of support, as Arll as some of the existing
administrativelclerical support. The total cost of this option (City costs plus contract
costs) is estimated to be 574,000 to 5130,000. Option 3 could involve additional
services, especially in the area of activity support, that go beyond even the enhanced level
of support envisioned with the additional City support specified in Option 2.
Alternatively, contractor support at a very basic level could also be explored further, but,
based on information received by preliminary telephone contacts, staff believes it to be
unlikely that this course of action would be cost effective.
RECOMMENDATION
If the City Council determines that the B1Ds should continue to operate, staff
recommends that they be supported at a level no less than described in Option 1 above.
If the City Council determines that B1Ds are highly valuable endeavors that warrant
greater support, staff recommends that a more detailed examination of the specific role
and cost of vendor or Chamber of Commerce support be completed This would involve
discussions with vendors and the Chamber, interim reports to the City Council Finance
Committee; and the ultimate determination as to whether it is more functional and cost
effective for the City to provide this support entirely (Option 2� or to involve another
entity, by contract, to perform a large portion of the day - today support of B1Ds
(Option 3). Option 3 appears to represent new ground regarding administration and
support of BIDs. Other cities either use staff exclusively, or the BIDS themselves are so
large that they employ their own staff. Therefore if the City Council determines that the
17
City Council Finance Committee
April 13, 1998
Page 10
option has enough potential to explore further, staff recommends that all relationships be
as carefully defined as possible from the outset.
When we have a better understanding of the costs for outsourced BID administration, it
may be appropriate for the Finance Committee to have additional discussion of the earlier
motion to transfer to the BIDS all the administrative resNasibilities of managing the BID,
along with the full amount paid by all thew members in business license taxes. If the
administrative costs are less than the business license tax revenue, the City Council may
wish to retain the remainder of this revenue to provide greater flexibility in use of General
Fund dollars. The Council always would have the option of allocating additional funds
for BID projects, but would not have made that commitment prior to considering other
budget requests and priorities. When it comes to this magnitude of General Fund support
of BIDS, a policy that is fair to all concerned may also need to take into account the
differing amounts each BID has decided to raise through charges to their membership, and
the types of functions each BID is performing.
Sharon Z. Wood
Assistant City Manager
Attachments:
I. BID Characteristics Table
2. Summary of Cost Comparison of BID Administration Options
3. PCM Uner
Dennis Danner
Administrative Services Director
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C
PROFESSIONAL
COMMUNITY
MANAGEMENT
.m -
Richard C. Kurth
Deputy Finance Director
3300 Newport Blvd.
Newport Beach, CA 92659 -1768
Dear Mr. Kurth,
It was a pleasure to meet with you today regarding the management
opportunities within the Business Improvement Districts.
We are pleased to discuss the services of Professional Community Management
(PCM) which have been perfected in 26 years of management. PCM is the
leader in community association management. PCM has been awarded ft
designation of Certified Management Firm by the Califonnia Association of
Community Managers (CACM). This designation certifies our strength in many
areas including; fiscal internal controls, insurance coverages to protect the
interest of the associations, certification and training of managers, and
compliance with strict professional and ethical standards.
We have discussed at great length the similarity of the services we provide to
commercial and residential owner's associations to those of the Business
Improvement Districts. For the associations under our management we handle
the daily financial and operational duties. The board of directors sets policy and
makes decisions and PCM, as managing agent for the association, carries out
the decisions. Based on our initial discussions we estimate that our monthly fee
would be in the range of $1,500 and $2,000 per Business Improvement District.
The monthly fee would be determined by considering the number of members,
number of meetings, and services performed.
PCM provides full financial services. The head of PCM's accounting department
is a CPA who monitors all the financial and accounting procedures so important
to the well being of the association. Every client has a separate bank account
with separate and complete books and records. We follow the association's
delinquency policy and provide advice with regard to policies and collection
efforts when applicable. This total in-house processing provides two valuable
assets to every client— accountability and timeliness. Our financial,
management and customer service systems have been designed for use on our
in-house IBM AS /400 Advanced System Computer. A sample financial
statement is included for your review.
The manager will work diligently with the board of directors of each association to
obtain optimum results in the following areas:
.,t(
23726 Birtcher Drive • Lake Forest. California 92630 -1771 • (714) 768 -7261
• Assist in the creation of the Annual Budget and Calendar that will enable the
manager and the board of directors to work together as a team in establishing
and accomplishing the goals and objectives of the board of directors.
Coordinate its activities with the board of directors and respond to all member
inquiries at the direction of the Board.
Prepare an association newsletter to be mailed to the members facilitating
good communication.
• Assist the board in preparing the agenda and board packet for its regular
meetings.
• The manager will make any needed arrangements for meeting room
scheduling.
• Record and prepare meeting minutes.
• Prepare a summary action item list identifying such items as; tasks to be
handled, issues to be researched, design of specifications and bids for vendor
services, and the person responsible for action item completion.
• Work directly with the vendors supplying services to the association.
We place a high value on our relationship with our clients, and our goal as your
manager is to ensure a long term re'ationship built on mutual trust and
satisfaction.
Thank you for your consideration. tf you have any questions please feel free to
give us a call.
Sincerely,
i
Debbie Buchanan
Chief Financial Officer
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