HomeMy WebLinkAbout08 - Proposed Assessment District No. 114 and 114b — Area Bounded by Riverside Avenue, 15th Street, Irvine Avenue & Cliff Drive - AmendedATTACHMENT A
August 9, 2016
Item No. 8
RESOLUTION NO.
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
NEWPORT BEACH DECLARING ITS INTENTION TO TAKE
PROCEEDINGS PURSUANT TO THE MUNICIPAL
IMPROVEMENT ACT OF 1913 AND TO ISSUE BONDS
PURSUANT TO THE IMPROVEMENT BOND ACT OF 1915,
AND MAKE CERTAIN FINDINGS AND DETERMINATIONS IN
CONNECTION THEREWITH, ALL RELATING TO THE
FORMATION OF ASSESSMENT DISTRICT NO. 114 AND 114B
WHEREAS, the City Council of the City of Newport Beach (the "City") desires to provide
certain property located in the City with the undergrounding of electric, telephone and cable
facilities, and the removal of poles, overhead wires, guys, anchors and appurt nant work therewith as
further described in Section 3 hereof (the "Improvements") t er the formation of an
Assessment District to pay the costs thereof under and pursuant to the provisions of the Municipal
Improvement Act of 1913 (the "1913 Act"); and z -
WHEREAS, the proposed Assessment District, if it is formed, is to be known and designated
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as Assessment District No. 114 and 114b (the "Assessment District"); and
WHEREAS, the proposed boundaries of the Assessment District are shown on a map which
indicates by a boundary line the extent of the territory proposed to be included in the Assessment
District, which map is designated "Boundary of Proposed Assessment District No. 114 and 114b"
(the "Map"), which Map is o#yfile in the office of the City Clerk; and
WHEREAS, the City Council has been presented with petitions signed by at least 50% of the
property owners located within the boundaries of the proposed Assessment District requesting the
formation of the Assessment District to finance the Improvements, such petitions having been
accepted by the City Council with the adoption of Resolution Nos. 2016-56 and 2016-57; and
WHEREAS, pursuant to California Streets and Highways Code Section 5896.8, there is on
file with the City Clerk a certificate of Harris & Associates, Inc. certifying the sufficiency of such
petitions; and
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WHEREAS, it appears to the City Council that an Assessment District should be formed to
finance the installation of said Improvements under the provisions of the 1913 Act; and
WHEREAS, the City Engineer, with the assistance of Harris & Associates, Inc., is
competent to make and file with the City Clerk the report with regard to the Improvements, which
report is required by the 1913 Act to be made and filed; and
WHEREAS, Assessment District 114 and 114b consists of two designated areas, "Area 114"
and "Area 114b" which are depicted on the map and which receive special benefits from the same
Improvements. At the May 24, 2016 City Council meeting, City Council directed that the
assessment ballot tabulation be conducted separately for Area 114 and Area 114b due to the fact that
each area had separate petitions, but that both areas be addressed in a simple single Assessment
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Engineer's Report due to the special benefits received from the Improvements and the potential cost
savings to the property owners through combining the two areas; and
WHEREAS, the conversion of overhead electric utility distribution system facilities to
underground, including connection to existing overhead electric utility distribution lines where the
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surface is restored to the condition existing prior to undergrounding, is categorically exempt from the
California Environmental Quality Act (Public Resources Code Section 21000 et seq.) ("CEQA") and
its implementing guidelines (14 California Code of Regulations Section 15000 et seq.) (the
"Guidelines") pursuant to Section 15302(d) of the Guidelines; and
WHEREAS, before ordering the Improvements, the City Council is required, under the 1913
Act, to adopt a resolution declaring its intention to do so; and
WHEREAS, the City Council intends to consider issuing bonds secured by the assessments
to be levied on property in the Assessment District pursuant to the Improvement Bond Act of 1915,
being Division 10 (commencing with Section 8500) of the Streets and Highways Code (the "1915
Act"); and
WHEREAS, before issuing bonds, the City Council is required, under the 1915 Act, to
adopt a resolution declaring its intention to do so;
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NOW, THEREFORE, the Council of the City of Newport Beach does hereby RESOLVE,
as follows:
1. Recitals. The above recitals, and each of them, are true and correct and are
incorporated into the operative part of this resolution.
2. Approval of Map. The Map is hereby approved, adopted and declared to describe
the proposed boundaries of the Assessment District including the properties in Area 114 and in Area
114b; and it shall govern for all details as to the extent of the Assessment District. The City Clerk is
hereby directed to endorse her certificate on the original of the Map evidencing the date and adoption
of this resolution and to file said Map in her office, and to file a copy of said Map so endorsed with
the County Recorder of Orange, California within fifteen (15) days after the adoption of the
resolution fixing the time and place of hearing on the formation and extent of the Assessment
District.
3. Nature of Improvements. The Improvements generally include the undergrounding
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of existing electric, telephone and cable facilities, including the removal of poles, overhead wires,
guys and anchors and the installation of new underground service connections and new streetlights
and appurtenant work therewith as shown on the Map. The improvements will be designed by the
Southern California Edison Company ("Edison") and other utility providers. Either Edison or the
City will construct the implements, and the City will inspect the work to ensure conformance to
City standards and specifications where applicable. Once completed, the underground facilities will
become the property and responsibility of Edison and such other utility providers. Each owner of
property located within the Assessment District will be responsible for arranging and paying for
work on his or her property necessary to connect facilities constructed by the public utilities in the
public streets to the points of connection on the private property. Conversion of individual service
connections on private property is not included in the work done by the Assessment District. Failure
to convert individual service connections on private property may result in a recommendation to the
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City Council that the public utilities be directed to discontinue service to that property. Overhead
facilities cannot be removed until all overhead service has been discontinued.
4. Public Interest and Necessity. The City Council hereby finds and declares that the
public interest and necessity require the Improvements, and the Improvements will be of direct and
special benefit to the properties and land within the Assessment District. The City Council hereby
declares its intention to order the conversion of the existing overhead electric and communication
facilities to underground locations, and the acquisition of the Improvements, to make the expenses
thereof chargeable upon the area included within the .
Assessment District.
5. Intention to Levy Assessment. The City
levy a special assessment upon the land within the Assessment
and to form the
declares its intention to
in accordance with the
respective special and direct benefit to be received by each parcel of land from the Improvements.
6. Initiation Proceedings. This City Council finds and determines that before ordering
the acquisition of the Improvements it shall take proceedings pursuant to the 1913 Act and pursuant
to Part 7.5 of the Special Assessment Investigation, Limitation and Majority Protest Act of 1931,
Streets and Highways Code Section 2960 et seq. (the "1931 Act").
7. Assessment Engineer Report. Harris & Associates, Inc. is appointed the
Assessment Engineer. Thesessment Engineer is hereby authorized and directed to make and file
with the City Clerk a combined written report for the Proposed Assessment District No 114 and I l4b
with regard to the 1913 Act (the "Report"), which Report shall comply with the requirements of
Section 10204 and Section 2961 of the Streets and Highways Code and Article XIIID of the
California Constitution and shall contain the following:
(a) Plans and specifications for the Improvements;
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(b) A general description of works or appliances already installed and any other
property necessary or convenient for the operation of the Improvements, if the works, appliances or
property are to be acquired as part of the Improvements;
(c) An estimate of the cost of the Improvements, and the cost of land, rights of
ways, easements, and incidental expenses in connection with the Improvements, including the cost of
registering bonds;
(d) A diagram showing the exterior boundaries of the Assessment District, the
boundaries of Area 114 and Area 114b within the Assessment District and the lines and dimensions
of each parcel of land within the Assessment District as they existed at the time of passage of this
resolution (each subdivision to be given a separate number on the diagram);
(e) A proposed assessment of the total amount of the cost and expenses of the
proposed Improvements upon the several subdivisions of land in the Assessment District in
proportion to the estimated benefits to be received by such subdivision, respectively, from the
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Improvements (the assessment shall refer to the subdivisions by their respective numbers assigned as
provided in (d) above); and W
(f) A proposed maximum annual assessment upon each of the several
subdivisions of land in the Assessment District to pay costs incurred by the City and not otherwise
reimbursed which result fWm the administration and collection of assessments or from the
administration or registration of any associated bonds and reserve or other related funds.
In addition, the Report shall contain the information required by the 1931 Act as set forth in
Streets and Highways Code Section 2961(b), including:
(a) The total amount, as near as may be determined, of the total principal sum of
all unpaid special assessments and special assessments required or proposed to be levied under any
completed or pending assessment proceedings, other than the proposed assessments to be levied with
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respect to the Assessment District, which would require an investigation and report under the 1931
Act against the total area proposed to be assessed; and
(b) The total true value, as near as may be determined, of the parcels of land and
improvements within the Assessment District which are proposed to be assessed. Total true value
may be estimated as the full cash value of the parcels as shown upon the last equalized assessment
roll of the county. Alternatively, total true value may be determined by other reasonable means,
including, but not limited to, by adjusting the value shown on the last equalized assessment roll to
correct for deviations from market value due to Article XIIIA of the California Constitution.
8. Assessment Balloting. The assessment balloting required pursuant to Section 53753
of the Government Code shall be tabulated separately fo&Area .114 and Area 114b, as identified in
the Report. The results of the assessment ballot tabulatio We the following alternatives to
the City Council: -
(a) If a majority of property owners within each of Area 114 and Area 114b cast
ballots in favor of formation of the Assessment District, in compliance with Section 53753 of the
Government Code, the Assessment District may be approved by the City Council and shall be
designated as "Underground Utility Assessment District No. 114 and 114b".
(b) If a majority of property owners within either Area 114 or Area 114b cast
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ballots against formation of the Assessment District, in compliance with Section 53753 of the
Government Code, the assessment district proceedings for the Assessment District shall be
abandoned.
9. Surplus Funds. Following the acquisition of the Improvements and the payment of
all incidental expenses in connection with the formation of the Assessment District and the issuance
of bonds pursuant to the 1915 Act, any surplus remaining in the improvement fund established for
the Assessment District shall be used as determined by the City Council as provided in Section
10427 of the Streets and Highways Code.
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10. Notice. Notice is hereby given that serial or term bonds to represent unpaid
assessments and to bear interest at a rate not to exceed 12 percent per annum will be issued in the
manner provided in the Improvement Bond Act of 1915 to represent the unpaid assessments and the
last installment of such bonds shall mature a maximum of 20 years from the second day of
September next succeeding 12 months from their date. The principal amount of such bonds maturing
or becoming subject to mandatory prior redemption each year shall not be an amount equal to an
even annual proportion of the aggregate principal amount of the bonds, but rather (except as
specifically otherwise provided by the City Council in connection with the sale of such bonds), shall
be an amount which, when added to the amount of interest payable in each year, will be a sum which
is substantially equal in each year, except for the moneys falling due on the first maturity or
mandatory prior redemption date of the bonds which shall be adjusted to reflect the amount of
interest earned from the date when the bonds bear t o the date when the first interest is
payable on the bonds. Such bonds shall be serviced an Rollected by the City Treasurer or by such
registrar and/or paying agent(s) as this City Council may from time to time designate.
11. Advance Payment of Assessments. The provisions of Part 11.1 of the Improvement
Bond Act of 1915, providing an alternative procedure for the advance payment of assessments and
the calling of bonds, shall apply.
12. Compliance with the 1913 Act. Except as specifically otherwise provided for
herein, the Improvements shall be made and ordered pursuant to the provisions of the 1913 Act.
13. No Advancement of Funds. The City Council hereby determines that the City will
not obligate itself to advance available funds from its treasury to cure any deficiency which may
occur in the bond redemption fund established for the Assessment District.
14. No Property Owner Construction. The public interests will not be served by
allowing the property owners to take any contract to be let for the construction of the Improvements,
and no notice of award of contract shall be published.
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15. Refunding of Assessment Bonds. It is hereby determined that the bonds proposed
to be issued in these proceedings may be refunded. Any adjustment to assessments resulting from
such refunding shall be done on a pro rata basis as required pursuant to Section 8571.5 of the Streets
and Highways Code. Any such refunding shall be pursuant to the provisions of Division 11.5
(commencing with Section 9500) of the Streets and Highways Code, except that, if, following the
filing of the report specified in Section 9523 and any subsequent modifications of the report, the City
Council finds that all of the conditions specified in Section 9525 are satisfied and that the
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adjustments to assessments are on a pro rata basis, the City Council may approve and confirm the
report and any, without further proceedings, authorize, issue, and sell the refunding bonds pursuant to
Chapter 3 (commencing with Section 9600) of Division 11.5 of the Streets and Highways Code. Any
such refunding bonds shall bear interest at the rate of not to exceed twelve percent (12%) per annum,
or such higher rate of interest as may be authorized by applicable law at the time of sale of such
bonds; and the last installment of such bonds shall mature on such date as will be determined by the
City Council in the proceedings for such refunding.
16. Approval of Construction on Private Property. It is in the public interest and
more economical to do certain work on private property to eliminate any disparity in level or size
between the Improvements and private property and to add the actual cost of such work to the
Assessment of the property to which such work was done; provided that no work of this nature shall
be performed until and unless the written consent of the owner of property is first obtained.
17. Agreements with Public and Private Utilities. Pursuant to Streets and Highways
code Section 10110, the City intends to enter into agreements with Edison and the other utility
providers, and any agreement between the City and Edison, or any other public utility, for the
ownership, management, or control of the underground electric, telephone and cable facilities to be
installed pursuant to the Improvements, would benefit any current or future residents of the
Assessment District.
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18. Exemption from CEQA. Pursuant to Section 15302(d) of the Guidelines, the
undergrounding of the Improvements will have no significant effect on the environment and is
categorically exempt from CEQA. The City Clerk is directed to cause a notice of exemption to be
posted as required by law.
19. Inquiries. All inquiries for any and all information relating to these proceedings,
including information relating to protest procedures, should be directed to:
CITY OF NEWPORT BEACH
Attention: Michael Sinacori
100 Civic Center Drive
Newport Beach, California 92660
(949) 644-3342
20. Resolution Effective Immediately. This Resolution shall take effect immediately
upon its adoption.
ADOPTED, SIGNED AND APPROVED this
ATTEST:
City Clerk of the City of N r
Beach
9
day of
2016.
Mayor of the City of Newport Beach
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